PartnerFacts
Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 1:56 AM ET

Sponsor Check › Person

Charles McDermott

Related person on Form D filings · address states as listed: CA, MA · listed Jul 31, 2009 → Nov 6, 2020

8issuers
24Form D filings
2009–2020years listed

Data last updated: Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 23, 2026, 11:57 PM ET · SEC enforcement last checked: not yet

Privacy: business-related public information only. Residential addresses are never shown; only the state from the filing.

Key records

The five facts investors ask about first. Each section states what was searched and when. Items still in human review are not shown.

1. Lawsuits

None found in sources searched.

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30) — federal district + bankruptcy courts; live RECAP re-check pending. State courts: not yet searched. PACER: not searched. · Last checked Oct 23, 2026, 11:57 PM ET.

State courts: not yet searched. No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — not yet searched; State securities regulators searched: AZ (Corporation Commission Securities Division), CA (DFPI — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), DE (DOJ Investor Protection Unit), TX (State Securities Board), WA (DFI) — last crawled Oct 23, 2026, 9:57 PM ET. Other states: not yet searched.

Not yet searched.

No SEC search has run yet for this person.

3. Bankruptcies

None found in sources searched.

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not yet searched. PACER: not searched (RECAP only). · Last checked Oct 23, 2026, 11:57 PM ET.

State courts: not yet searched. No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

4. Differences between public sources

Comparisons are made for sponsors and sponsor groups, not individual people.

5. Money to insiders and sales commissions

1 of 18 offerings reports sales commissions totalling $900,000; 0 report finder's fees; 0 report proceeds to related persons. (includes amounts the issuer reported as estimates)

SourceOffering (latest filing)Sales commissionsFinder's feesTo insidersPaid to sell it
EDGAR ↗Nov 6, 2020 D
File 021-379891
$0$0$0None listed on this filing
EDGAR ↗Jul 7, 2020 D
File 021-370389
$0$0$0 (est.)
Salary and royalty payments will be paid to the related persons as described in the issuer's offering documents.
None listed on this filing
EDGAR ↗Jul 7, 2020 D
File 021-370390
$0$0$0
Salary and other payments will be paid to the related persons as described in the issuer's offering documents.
None listed on this filing
EDGAR ↗Mar 17, 2020 D
File 021-362981
$0$0$0None listed on this filing
EDGAR ↗Mar 17, 2020 D
File 021-362982
$0$0$0None listed on this filing
EDGAR ↗Mar 17, 2020 D
File 021-362983
$0$0$0None listed on this filing
EDGAR ↗Feb 21, 2019 D/A
File 021-285096
$0$0$0 (est.)
Salary and royalty payments will be paid to the related persons as described in the issuer's offering documents.
None listed on this filing
EDGAR ↗Feb 21, 2019 D/A
File 021-293058
$0$0$0 (est.)
Salary and other payments will be paid to the related persons as described in the issuer's offering documents.
None listed on this filing
EDGAR ↗Apr 13, 2016 D
File 021-261236
$0$0$0None listed on this filing
EDGAR ↗Aug 19, 2015 D
File 021-246095
$0$0$0None listed on this filing
EDGAR ↗Nov 14, 2013 D
File 021-206348
$0$0$0None listed on this filing
EDGAR ↗Apr 16, 2013 D
File 021-195066
$0$0$0None listed on this filing
EDGAR ↗Aug 30, 2011 D
File 021-165111
$0$0$0None listed on this filing
EDGAR ↗Jan 31, 2011 D/A
File 021-114913
$0$0$0None listed on this filing
EDGAR ↗Jun 16, 2010 D
File 021-143599
$0$0$0None listed on this filing
EDGAR ↗Jun 8, 2010 D/A
File 021-133246
$900,000 (est.)$0$0
All proceeds to be used as working capital.
Deutsche Bank Securities Inc. BrokerCheck CRD 2525 ↗
Montgomery& Co. BrokerCheck CRD 42300 ↗
EDGAR ↗Sep 22, 2009 D/A
File 021-112998
$0$0$0None listed on this filing
EDGAR ↗Aug 14, 2009 D
File 021-133655
$0$0$0None listed on this filing

As reported by the issuer on Form D (Items 12–15), latest filing per offering (one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across every filing this person is listed on (latest filing per offering, per issuer).

Appears on these filings

SourceIssuerRoleFiledFormOfferingSoldInvestorsMin. investment
EDGAR ↗Primmune Therapeutics, Inc.Executive Officer, DirectorNov 6, 2020D$24,000,008
similar: $1,694,259–$16,000,000
$13,000,00912
similar: 1–13
No minimum reported
similar: $10,000–$55,000
EDGAR ↗AMOS Systems LLC
group: Amos
Executive Officer, Director, Promoter
Officer, manager (of manager-managed LLC), and promoter
Jul 7, 2020D$500,292
similar: $1,100,015–$10,001,163
$37,5011
similar: 2–14
No minimum reported
similar: $5,000–$50,000
EDGAR ↗DM-DSP, LLC
group: Amos
Director, Promoter
Founder and member of member-managed limited liability company
Jul 7, 2020D$500,000
similar: $1,100,015–$10,001,163
$37,5001
similar: 2–14
No minimum reported
similar: $5,000–$50,000
EDGAR ↗Primmune Therapeutics, Inc.Executive Officer, DirectorMar 17, 2020D$4,000,000
similar: $1,694,259–$16,000,000
$2,000,00017
similar: 1–13
No minimum reported
similar: $10,000–$55,000
EDGAR ↗Primmune Therapeutics, Inc.Executive Officer, DirectorMar 17, 2020D$4,000,000
similar: $1,694,259–$16,000,000
$1,100,00019
similar: 1–13
No minimum reported
similar: $10,000–$55,000
EDGAR ↗Primmune Therapeutics, Inc.Executive Officer, DirectorMar 17, 2020D$3,500,000
similar: $1,694,259–$16,000,000
$2,500,0002
similar: 1–13
No minimum reported
similar: $10,000–$55,000
EDGAR ↗DM-DSP, LLC
group: Amos
Director, Promoter
Founder and member of member-managed limited liability company
Feb 21, 2019D/A$500,000
similar: $1,100,015–$10,001,163
$100,0001
similar: 2–14
No minimum reported
similar: $5,000–$50,000
EDGAR ↗AMOS Systems LLC
group: Amos
Executive Officer, Director, Promoter
Officer, manager (of manager-managed LLC), and promoter
Feb 21, 2019D/A$750,000
similar: $1,100,015–$10,001,163
$150,0001
similar: 2–14
No minimum reported
similar: $5,000–$50,000
EDGAR ↗DM-DSP, LLC
group: Amos
Director, Promoter
Founder and member of member-managed limited liability company
Aug 17, 2017D$500,000
similar: $1,100,015–$10,001,163
$50,0001
similar: 2–14
No minimum reported
similar: $5,000–$50,000
EDGAR ↗AMOS Systems LLC
group: Amos
Executive Officer, Director, Promoter
Officer, manager (of manager-managed LLC), and promoter
Apr 19, 2017D$750,000
similar: $1,100,015–$10,001,163
$50,0001
similar: 2–14
No minimum reported
similar: $5,000–$50,000
EDGAR ↗KALA BIO, Inc.Executive OfficerApr 13, 2016D$67,921,796
similar: $2,000,000–$19,999,994
$67,921,79625
similar: 2–16
No minimum reported
similar: $10,000–$50,000
EDGAR ↗KALA BIO, Inc.Executive OfficerAug 19, 2015D$6,999,999
similar: $2,000,000–$19,999,994
$6,999,9991
similar: 2–16
No minimum reported
similar: $10,000–$50,000
EDGAR ↗PROJECT FROG INCDirectorNov 14, 2013D$25,025,000
similar: $1,500,000–$10,000,000
$20,025,00118
similar: 3–26
No minimum reported
similar: $25,000–$200,000
EDGAR ↗PROJECT FROG INCDirectorApr 16, 2013D$4,310,828$4,060,82813No minimum reported
EDGAR ↗PROJECT FROG INCDirectorAug 30, 2011D$22,392,025$22,392,02517No minimum reported
EDGAR ↗PROJECT FROG INCDirectorJan 31, 2011D/A$6,800,000$6,500,0006No minimum reported
EDGAR ↗RECURVE, INC.DirectorJun 16, 2010D$8,999,998$8,104,1724No minimum reported
EDGAR ↗Tioga Energy, Inc.DirectorJun 8, 2010D/A$20,043,394$17,393,39413No minimum reported
EDGAR ↗PROJECT FROG INCDirectorJan 19, 2010D$5,500,000$5,200,0007No minimum reported
EDGAR ↗Tioga Energy, Inc.DirectorDec 23, 2009D$20,043,394$15,043,3948No minimum reported
EDGAR ↗Tioga Energy, Inc.DirectorOct 22, 2009D$1,000,000$1,000,0007No minimum reported
EDGAR ↗RECURVE, INC.DirectorSep 22, 2009D/A$8,761,035$8,761,03519No minimum reported
EDGAR ↗Advanced Electron Beams, Inc.DirectorAug 14, 2009D$14,263,153$14,263,15310No minimum reported
EDGAR ↗Tioga Energy, Inc.DirectorJul 31, 2009D$1,000,000$1,000,0008No minimum reported

Every row is a Form D or D/A on which the issuer listed this name as a related person. Related-person names are matched on first + last name and the address state on the filing; records that share a name but could not be tied together by a second identifier are listed separately below.

"Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pharmaceuticals / 506(b) (800 filings); Other Technology / 506(b) (17,390 filings); Biotechnology / 506(b) (3,253 filings); Construction / 506(b) (313 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Other listings under the same name

Separate person records under the same name, not combined with this page. Each line says whether it is listed on an issuer this record is also listed on (a second identifier); where it is not, it could be the same person or a different one.

  • Charles McDermott — address state VA, 1 issuer, Mar 16, 2009 → Oct 7, 2009 · no shared issuer found
  • Charles J. McDermott — address state CA, 1 issuer, Jul 9, 2009 → Jul 9, 2009 · no shared issuer found

Connections as of Oct 23, 2026, 5:45 PM ET

Listed alongside — 40 names on the same filings (0 management entities, 40 people)

People and management entities the issuers listed as related persons on the same Form D filings as Charles McDermott. Source: the EDGAR rows in the table above. Showing the 40 with the most shared filings.

  • George Daly — 6 shared filings (2 issuers) · roles as listed: Executive Officer, Director, Promoter
  • Ann Hand — 5 shared filings (1 issuer) · roles as listed: Executive Officer, Director · also listed on 1 other issuer
  • Steven Parry — 4 shared filings (1 issuer) · role as listed: Director · also listed on 4 other issuers
  • Ed Firestone — 4 shared filings (1 issuer) · role as listed: Director
  • Paul Detering — 4 shared filings (1 issuer) · roles as listed: Executive Officer, Director, Promoter
  • Tim Woodward — 4 shared filings (1 issuer) · role as listed: Director · also listed on 6 other issuers
  • Todd J. Harris — 4 shared filings (1 issuer) · role as listed: Director
  • James R. Appleman — 4 shared filings (1 issuer) · roles as listed: Executive Officer, Director
  • Paulo S. Rangel — 4 shared filings (1 issuer) · roles as listed: Executive Officer, Director
  • Scott Morenstein — 4 shared filings (1 issuer) · role as listed: Director
  • Paul Straub — 3 shared filings (1 issuer) · role as listed: Director · also listed on 17 other issuers
  • Adam Tibbs — 3 shared filings (1 issuer) · role as listed: Executive Officer · also listed on 1 other issuer
  • Gabriel Kra — 3 shared filings (1 issuer) · role as listed: Director · also listed on 13 other issuers
  • Mark Miller — 2 shared filings (1 issuer) · role as listed: Director · also listed on 2 other issuers
  • Robert Langer — 2 shared filings (1 issuer) · role as listed: Director · also listed on 47 other issuers
  • Tod Francis — 2 shared filings (1 issuer) · role as listed: Director · also listed on 11 other issuers
  • Pratap Mukherjee — 2 shared filings (1 issuer) · roles as listed: Executive Officer, Director · also listed on 1 other issuer
  • Robert Tepper — 2 shared filings (1 issuer) · role as listed: Director · also listed on 14 other issuers
  • Kevin Bitterman — 2 shared filings (1 issuer) · role as listed: Director · also listed on 23 other issuers
  • Robert Paull — 2 shared filings (1 issuer) · role as listed: Director · also listed on 6 other issuers
  • Greg Saunders — 2 shared filings (1 issuer) · role as listed: Executive Officer · also listed on 2 other issuers
  • Mark Iwicki — 2 shared filings (1 issuer) · roles as listed: Executive Officer, Director · also listed on 5 other issuers
  • Robert O'Connor — 2 shared filings (1 issuer) · role as listed: Executive Officer
  • Lawrence Leisure — 2 shared filings (1 issuer) · role as listed: Director · also listed on 1 other issuer
  • Rajeev Shah — 2 shared filings (1 issuer) · role as listed: Director · also listed on 17 other issuers
  • Kim Brazzell — 2 shared filings (1 issuer) · role as listed: Executive Officer
  • Howard B. Rosen — 2 shared filings (1 issuer) · role as listed: Director
  • Hongming Chen — 2 shared filings (1 issuer) · role as listed: Executive Officer
  • Matthew Golden — 1 shared filing (1 issuer) · roles as listed: Executive Officer, Director · also listed on 14 other issuers
  • Amir Nashat — 1 shared filing (1 issuer) · role as listed: Director · also listed on 28 other issuers
  • Charles Finnie — 1 shared filing (1 issuer) · role as listed: Director · also listed on 5 other issuers
  • Adam Winter — 1 shared filing (1 issuer) · role as listed: Executive Officer · also listed on 1 other issuer
  • Matt Golden — 1 shared filing (1 issuer) · roles as listed: Executive Officer, Director
  • Jeff Fagnan — 1 shared filing (1 issuer) · role as listed: Director · also listed on 16 other issuers
  • Lawrence S. Bohn — 1 shared filing (1 issuer) · role as listed: Director · also listed on 14 other issuers
  • Jim Hoffmaster — 1 shared filing (1 issuer) · role as listed: Executive Officer
  • Larry Mihalchik — 1 shared filing (1 issuer) · role as listed: Executive Officer · also listed on 1 other issuer
  • Archie Clemins — 1 shared filing (1 issuer) · role as listed: Director · also listed on 1 other issuer
  • Daniel Hullah — 1 shared filing (1 issuer) · role as listed: Director
  • Josh Green — 1 shared filing (1 issuer) · role as listed: Director · also listed on 5 other issuers

Other offering types (Regulation A and Regulation Crowdfunding)

None found in sources searched.

Sources searched: SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 · Last checked Oct 23, 2026, 8:41 PM ET.

Export this report as PDF (members · included free during the launch period)

Change history

No corrections have been requested for this page.

Facts from public records only, each linked to its source. No ratings, no opinions. Request a correction · Facts policy

Request a correction

Free. Logged with status: received → under review → fixed / confirmed with source.

Add a response

If this is you or your firm, add a sourced explanation next to any fact. Reviewed before publishing.

Monitor this person

Members get an email when Charles McDermott appears on a new Form D, or when a court case or SEC action is matched to them. See plans →