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Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 5:04 AM ET

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Stuart Goldberg

Named as an officer, director or promoter on SEC Form D filings · NJ, NY · Feb 6, 2015 → Mar 13, 2018

21deals (issuers)
$15.47Breported sold
1,454investors
52Form D filings
2015–2018years on file
Follow this personLook further ↓PDF

Data last updated Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 24, 2026, 2:17 AM ET · SEC enforcement last checked: covered by the index scan as of Oct 24, 2026, 2:50 AM ET

The short version

Stuart Goldberg is listed as an executive officer and director on 52 SEC Form D filings by 21 issuers between Sep 2014 and Mar 2018. Largest by amount reported sold: Marathon Special Opportunity Fund Ltd (Grand Cayman, Cayman Islands (as filed: E9) — pooled investment fund — 2015–2018; $5.05B reported sold to 331 investors), Marathon Securitized Credit Fund, Ltd. (Grand Cayman, Cayman Islands (as filed: E9) — pooled investment fund — 2015–2018; $2.27B reported sold to 120 investors), MARATHON SPECIAL OPPORTUNITY FUND LP (New York, NY — pooled investment fund — 2015–2018; $1.27B reported sold to 298 investors), Marathon Emerging Markets Bond Fund II, L.P. (New York, NY — pooled investment fund — 2017; $1.04B reported sold to 24 investors), Marathon European Credit Opportunity Fund II, LP (New York, NY — pooled investment fund — 2015; $807.7M reported sold to 103 investors) and 16 more (all listed below).

What this means That is a lot of deals — 21 separate companies raised money with this person listed as executive officer and director, over about 4 years. Across those companies the filings report $15.47B sold in total.

Listed alongside Andrew Rabinowitz (50 shared filings), Andrew Springer (50 shared filings), Bruce Richards (50 shared filings), Louis Hanover (50 shared filings), Gabriel Szpigiel (47 shared filings) and 52 others.

What this means These are the other officers, directors or promoters the companies named on the same forms — the team around Stuart. Each name links to their own page.

20 of the issuers belong to the sponsor group Marathon (80 issuers, $31.11B reported sold, 2009–2026).

What this means A sponsor group is one team that sets up a new company for each deal. Marathon has 80 companies on file and $31.11B reported sold in total — the group page shows the whole track record in one place.

Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AZ, CA, DE, TX, WA) — 10 bankruptcy cases matching the name listed in Key records below.

What this means 10 records came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.

We compared the newest 50 of 52 public filings for Stuart Goldberg and found 15 differences, 4 worth asking the sponsor about: Amount sold went down between filings; 8 offerings reported fewer investors on a later filing; and more below.

What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.

What the community is saying

Community search for Stuart Goldberg has not run yet — it is joining a line of 5,655 names; searches run around the clock at the hosts' allowed rate. Searched so far: 27 names.

Community comments are quoted as written by their authors. Sources searched: BiggerPockets forums (via DuckDuckGo, Brave, Bing and BiggerPockets search) and Reddit (search feed + public archive).

Key records

Five things investors ask first. Items still in human review are counted, not shown.

1. Lawsuits

None found in sources searched — federal courts (CourtListener / RECAP), checked Oct 24, 2026

What was searched

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts State courts: not covered (one-tap state court links under Look further). PACER: not searched. · Last checked Oct 24, 2026, 2:17 AM ET.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

None found in sources searched — SEC enforcement releases (index scan as of Oct 24, 2026, 2:50 AM ET) · state securities regulators: AZ, CA, DE, TX, WA (crawled Oct 23, 2026)

What was searched

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — Searched SEC litigation releases and administrative proceedings (1995→ / 2007→) (30,205 records as of Oct 24, 2026, 2:50 AM ET) — nothing matched Stuart Goldberg..

State securities regulators searched: AZ (Corporation Commission Securities Division), CA (DFPI — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), DE (DOJ Investor Protection Unit), TX (State Securities Board), WA (DFI) — last crawled Oct 23, 2026, 9:57 PM ET. Other states are not covered.

3. Bankruptcies

10 cases: 10 closed (disposition not in docket feed)

Stuart Goldberg closed
United States Bankruptcy Court, S.D. Florida. · No. 16-17947 · Filed Jun 2, 2016 · Closed Sep 8, 2016
Role of Stuart Goldberg: Debtor · Outcome: Case closed 2016-09-08 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 13 federal dockets); 2 people with this name in Form D filings; court in FL (not a filing state)
Stuart Goldberg closed
United States Bankruptcy Court, D. New Jersey · No. 11-13684 · Filed Feb 9, 2011 · Closed Dec 3, 2013
Role of Stuart Goldberg: Debtor · Outcome: Case closed 2013-12-03 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 13 federal dockets); 2 people with this name in Form D filings; court in the person's filing state (NJ)
Stuart Goldberg closed
United States Bankruptcy Court, E.D. Pennsylvania · No. 07-16335 · Filed Oct 30, 2007 · Closed Sep 12, 2008
Role of Stuart Goldberg: Debtor · Outcome: Case closed 2008-09-12 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 13 federal dockets); 2 people with this name in Form D filings; court in PA (not a filing state)
Stuart Goldberg closed
United States Bankruptcy Court, E.D. Pennsylvania · No. 06-14104 · Filed Sep 13, 2006 · Closed Oct 20, 2006
Role of Stuart Goldberg: Debtor · Outcome: Case closed 2006-10-20 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 13 federal dockets); 2 people with this name in Form D filings; court in PA (not a filing state)
Stuart Goldberg closed
United States Bankruptcy Court, E.D. Pennsylvania · No. 03-31975 · Filed Aug 12, 2003 · Closed Apr 20, 2004
Role of Stuart Goldberg: Debtor · Outcome: Case closed 2004-04-20 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 13 federal dockets); 2 people with this name in Form D filings; court in PA (not a filing state)
Stuart Goldberg closed
United States Bankruptcy Court, S.D. Florida. · No. 94-13342 · Filed Aug 17, 1994 · Closed Dec 15, 1994
Role of Stuart Goldberg: Debtor · Outcome: Case closed 1994-12-15 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 13 federal dockets); 2 people with this name in Form D filings; court in FL (not a filing state)
Stuart D. Goldberg closed
United States Bankruptcy Court, M.D. Florida · No. 8:94-bk-04542 · Filed May 9, 1994 · Closed Sep 30, 1994
Role of Stuart D. Goldberg: Debtor · Outcome: Case closed 1994-09-30 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 13 federal dockets); 2 people with this name in Form D filings; court in FL (not a filing state)
Stuart J. Goldberg and Nanci Lynn Goldberg closed
United States Bankruptcy Court, D. Connecticut · No. 94-51165 · Filed May 6, 1994 · Closed Dec 19, 1994
Role of Stuart J. Goldberg and Nanci Lynn Goldberg: Debtor · Outcome: Case closed 1994-12-19 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 13 federal dockets); 2 people with this name in Form D filings; court in CT (not a filing state)
Stuart Goldberg and Barbara Goldberg closed
United States Bankruptcy Court, D. New Jersey · No. 92-34006 · Filed Jun 22, 1992 · Closed Dec 7, 1993
Role of Stuart Goldberg and Barbara Goldberg: Debtor · Outcome: Case closed 1993-12-07 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 13 federal dockets); 2 people with this name in Form D filings; court in the person's filing state (NJ)
Stuart K. Goldberg and Lois S. Goldberg closed
United States Bankruptcy Court, D. New Jersey · No. 91-35086 · Filed Sep 6, 1991 · Closed Jul 12, 1996
Role of Stuart K. Goldberg and Lois S. Goldberg: Debtor · Outcome: Case closed 1996-07-12 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 13 federal dockets); 2 people with this name in Form D filings; court in the person's filing state (NJ)
What was searched

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not covered (one-tap state court links under Look further). PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 2:17 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

4. Differences between public sources

Comparisons cover issuers and sponsor groups — see the issuer pages under Deals

15 differences found between the filings for Stuart Goldberg — 4 worth asking about (compared the newest 50 of 52 filings on Oct 24, 2026; older filings not covered)

Worth asking · Nov 7, 2016 – Nov 7, 2017

Amount sold went down between filings — Marathon European Credit Opportunity Fund III, LP

The Nov 7, 2016 filing says $524,903,200 sold; the Nov 7, 2017 Form D/A says $511,595,700 sold — $13,307,500 less.

What this means Amounts sold normally only go up as a raise continues. A drop can mean investors were refunded, a figure was corrected, or an earlier number was wrong. Ask the sponsor which it was.

Form D/A (earlier) · Nov 7, 2016 ↗Form D/A (later) · Nov 7, 2017 ↗Marathon European Credit Opportunity Fund III, LP — PartnerFacts page ↗
Sources
Worth asking · Feb 24, 2014 – Mar 11, 2016

8 offerings reported fewer investors on a later filing

Investor count went down between filings — MARATHON SPECIAL OPPORTUNITY FUND LP · Investor count went down between filings — Marathon Global Emerging Markets Fund, Ltd. · Investor count went down between filings — Marathon Global Emerging Markets Fund, LP · Investor count went down between filings — Marathon Securitized Credit Fund, L.P. · Investor count went down between filings — Marathon Loan Opportunities Fund, L.P. · and 3 more

What this means Investor counts normally only grow. Ask the sponsor what happened on each.

Form D/A (earlier) · Mar 11, 2015 ↗Form D/A (later) · Mar 11, 2016 ↗MARATHON SPECIAL OPPORTUNITY FUND LP — PartnerFacts page ↗Form D/A (earlier) · Feb 6, 2015 ↗
Sources
Worth asking · Jan 1, 2015 – Nov 17, 2017

4 Form Ds were filed more than 15 days after the first sale

Form D filed 127 days after the first sale — Marathon Emerging Markets Bond Fund, L.P. · Form D filed 16 days after the first sale — MAMPR Metric Fund, Ltd. · Form D filed 47 days after the first sale — Marathon Real Estate Debt Fund, LP · Form D filed 52 days after the first sale — MAM Corporate Loan Fund

What this means Late notices are common and carry no penalty by themselves. A pattern of late paperwork is worth asking the sponsor about.

Form D · May 8, 2015 ↗Marathon Emerging Markets Bond Fund, L.P. — PartnerFacts page ↗Form D · Nov 17, 2017 ↗MAMPR Metric Fund, Ltd. — PartnerFacts page ↗
Sources
Worth asking · May 9, 2017 – Mar 13, 2019

12 people are no longer listed on a later amendment

Stuart Goldberg is no longer listed on the Mar 13, 2019 amendment — Marathon Special Opportunity Fund Ltd · Stuart Goldberg is no longer listed on the Mar 13, 2019 amendment — MARATHON SPECIAL OPPORTUNITY FUND LP · Stuart Goldberg is no longer listed on the Feb 8, 2019 amendment — Marathon Global Emerging Markets Fund, Ltd. · Stuart Goldberg is no longer listed on the Feb 8, 2019 amendment — Marathon Global Emerging Markets Fund, LP · Stuart Goldberg is no longer listed on the Feb 8, 2019 amendment — Marathon Securitized Credit Fund, Ltd. · and 7 more

What this means People leave; the issuer lists only current officers, directors and promoters. Ask why and who replaced them.

Form D/A · Mar 13, 2018 ↗Form D/A · Mar 13, 2019 ↗Stuart Goldberg — PartnerFacts page ↗Marathon Special Opportunity Fund Ltd — PartnerFacts page ↗
Sources
Note · Mar 1, 2009 – Nov 7, 2017

8 offerings have no amendment in the last 12 months and may still be open

No amendment in the last 12 months on an offering that may still be open — Marathon European Credit Opportunity Offshore Fund III, LP (latest filing Nov 7, 2017) · No amendment in the last 12 months on an offering that may still be open — Marathon European Credit Opportunity Fund III, LP (latest filing Nov 7, 2017) · No amendment in the last 12 months on an offering that may still be open — Marathon Structured Product Strategies Fund, LP (latest filing Sep 12, 2017) · No amendment in the last 12 months on an offering that may still be open — Marathon Real Estate Debt Fund, LP (latest filing Aug 16, 2017) · No amendment in the last 12 months on an offering that may still be open — Marathon Credit Opportunity Fund, LP (latest filing Sep 21, 2015) · and 3 more

What this means SEC rules expect a yearly amendment while an offering is still going. Ask the sponsor which of these raises have closed.

Form D/A · Nov 7, 2017 ↗Marathon European Credit Opportunity Offshore Fund III, LP — PartnerFacts page ↗Form D/A · Nov 7, 2017 ↗Marathon European Credit Opportunity Fund III, LP — PartnerFacts page ↗
Sources
Note · Mar 10, 2009

Same name, different state: "Stuart B. Goldberg" (NY) is a separate record

This page covers filings where the address state is NJ or NY. A separate record, "Stuart B. Goldberg" with address state NY, is listed on 1 filing — most recently by SOMERSET CAPITAL PARTNERS, L.P. (Mar 10, 2009). The two records do not overlap in time: this page runs Feb 6, 2015 to Mar 13, 2018; the other has one filing dated Mar 10, 2009.

What this means Could be the same person who moved, or two people with the same name. We keep them apart until a filing ties them together. Check both pages before you decide.

Stuart B. Goldberg (NY) — PartnerFacts page ↗Form D · Mar 10, 2009 ↗SOMERSET CAPITAL PARTNERS, L.P. — PartnerFacts page ↗Stuart Goldberg (NJ,NY) — this page ↗
Sources
Note · Feb 8, 2017 – Feb 8, 2018

Minimum investment changed between filings — Marathon Global Emerging Markets Fund, Ltd.

The Feb 8, 2017 filing lists a minimum of $1,000,000; the Feb 8, 2018 Form D/A lists $389,470.

What this means A different minimum usually means the offering terms changed. Check which terms apply to you.

Form D/A (earlier) · Feb 8, 2017 ↗Form D/A (later) · Feb 8, 2018 ↗Marathon Global Emerging Markets Fund, Ltd. — PartnerFacts page ↗
Sources
Note · Feb 8, 2017 – Feb 8, 2018

Minimum investment changed between filings — Marathon Global Emerging Markets Fund, LP

The Feb 8, 2017 filing lists a minimum of $1,000,000; the Feb 8, 2018 Form D/A lists $125,000.

What this means A different minimum usually means the offering terms changed. Check which terms apply to you.

Form D/A (earlier) · Feb 8, 2017 ↗Form D/A (later) · Feb 8, 2018 ↗Marathon Global Emerging Markets Fund, LP — PartnerFacts page ↗
Sources
Note · Feb 8, 2017 – Feb 8, 2018

Minimum investment changed between filings — Marathon Securitized Credit Fund, Ltd.

The Feb 8, 2017 filing lists a minimum of $1,000,000; the Feb 8, 2018 Form D/A lists $9,818.

What this means A different minimum usually means the offering terms changed. Check which terms apply to you.

Form D/A (earlier) · Feb 8, 2017 ↗Form D/A (later) · Feb 8, 2018 ↗Marathon Securitized Credit Fund, Ltd. — PartnerFacts page ↗
Sources
Note · Feb 8, 2017 – Feb 8, 2018

Minimum investment changed between filings — Marathon Securitized Credit Fund, L.P.

The Feb 8, 2017 filing lists a minimum of $1,000,000; the Feb 8, 2018 Form D/A lists $70.

What this means A different minimum usually means the offering terms changed. Check which terms apply to you.

Form D/A (earlier) · Feb 8, 2017 ↗Form D/A (later) · Feb 8, 2018 ↗Marathon Securitized Credit Fund, L.P. — PartnerFacts page ↗
Sources
Note · Nov 7, 2016 – Nov 7, 2017

Minimum investment changed between filings — Marathon European Credit Opportunity Offshore Fund III, LP

The Nov 7, 2016 filing lists a minimum of $1,000,000; the Nov 7, 2017 Form D/A lists $75,000.

What this means A different minimum usually means the offering terms changed. Check which terms apply to you.

Form D/A (earlier) · Nov 7, 2016 ↗Form D/A (later) · Nov 7, 2017 ↗Marathon European Credit Opportunity Offshore Fund III, LP — PartnerFacts page ↗
Sources
Note · Nov 7, 2016 – Nov 7, 2017

Minimum investment changed between filings — Marathon European Credit Opportunity Fund III, LP

The Nov 7, 2016 filing lists a minimum of $1,000,000; the Nov 7, 2017 Form D/A lists $37,500.

What this means A different minimum usually means the offering terms changed. Check which terms apply to you.

Form D/A (earlier) · Nov 7, 2016 ↗Form D/A (later) · Nov 7, 2017 ↗Marathon European Credit Opportunity Fund III, LP — PartnerFacts page ↗
Sources
Note · Oct 21, 2016 – Oct 20, 2017

Minimum investment changed between filings — Marathon CLO Equity Fund, L.P.

The Oct 21, 2016 filing lists a minimum of $10,000,000; the Oct 20, 2017 Form D/A lists $20,000,000.

What this means A different minimum usually means the offering terms changed. Check which terms apply to you.

Form D/A (earlier) · Oct 21, 2016 ↗Form D/A (later) · Oct 20, 2017 ↗Marathon CLO Equity Fund, L.P. — PartnerFacts page ↗
Sources
Note · Sep 12, 2016 – Sep 12, 2017

Minimum investment changed between filings — Marathon Structured Product Strategies Fund, LP

The Sep 12, 2016 filing lists a minimum of $0; the Sep 12, 2017 Form D/A lists $100,000.

What this means A different minimum usually means the offering terms changed. Check which terms apply to you.

Form D/A (earlier) · Sep 12, 2016 ↗Form D/A (later) · Sep 12, 2017 ↗Marathon Structured Product Strategies Fund, LP — PartnerFacts page ↗
Sources
Note · Sep 12, 2016 – Sep 12, 2017

Minimum investment changed between filings — Marathon Loan Opportunities Fund, L.P.

The Sep 12, 2016 filing lists a minimum of $1,000,000; the Sep 12, 2017 Form D/A lists $25,000.

What this means A different minimum usually means the offering terms changed. Check which terms apply to you.

Form D/A (earlier) · Sep 12, 2016 ↗Form D/A (later) · Sep 12, 2017 ↗Marathon Loan Opportunities Fund, L.P. — PartnerFacts page ↗
Sources
What is compared

What is compared: every Form D and D/A we hold for this subject, side by side — filing dates vs. first-sale dates (the 15-day rule), amendment timing on open offerings (the yearly-amendment expectation), amounts sold, investor counts, offering amounts and minimums across amendments, industry and size bands, addresses, how each person's name and role is written, paid sellers' CRD numbers, and (for groups) where the member companies were formed and sit. Everything is as filed by the issuer; the SEC does not check it. Differences are common and usually have ordinary explanations — we show both values, the dates, and the source so you can ask. We compared the newest 50 of 52 filings (work cap); older filings are not covered here. As of Oct 24, 2026.

5. Money to insiders

1 of 22 offerings reports sales commissions totalling $2,200,000; 0 report finder's fees; 0 report proceeds to related persons. (includes amounts the issuer reported as estimates)

Offering (latest filing)Sales commissionsFinder's feesTo insidersPaid to sell itSource
Mar 13, 2018 D/A
MARATHON SPECIAL OPPORTUNITY FUND LP
File 021-48308
$0$0$0None listed on this filingEDGAR ↗
Mar 13, 2018 D/A
Marathon Special Opportunity Fund Ltd
File 021-68390
$0$0$0None listed on this filingEDGAR ↗
Feb 13, 2018 D
COTA, Inc.
File 021-305500
$2,200,000 (est.)$0$0Trump Securities, LLC dba Versari Private Capital Advisory BrokerCheck CRD 47107 ↗EDGAR ↗
Feb 8, 2018 D/A
Marathon Securitized Credit Fund, L.P.
File 021-154883
$0$0$0None listed on this filingEDGAR ↗
Feb 8, 2018 D/A
Marathon Securitized Credit Fund, Ltd.
File 021-154889
$0$0$0None listed on this filingEDGAR ↗
Feb 8, 2018 D/A
Marathon Global Emerging Markets Fund, LP
File 021-212343
$0$0$0None listed on this filingEDGAR ↗
Feb 8, 2018 D/A
Marathon Global Emerging Markets Fund, Ltd.
File 021-212342
$0$0$0None listed on this filingEDGAR ↗
Nov 17, 2017 D
MAMPR Metric Fund, Ltd.
File 021-299016
$0$0$0None listed on this filingEDGAR ↗
Nov 7, 2017 D/A
Marathon European Credit Opportunity Fund III, LP
File 021-250704
$0$0$0None listed on this filingEDGAR ↗
Nov 7, 2017 D/A
Marathon European Credit Opportunity Offshore Fund III, LP
File 021-250707
$0$0$0None listed on this filingEDGAR ↗
Oct 20, 2017 D/A
Marathon CLO Equity Fund, L.P.
File 021-249810
$0$0$0None listed on this filingEDGAR ↗
Sep 12, 2017 D/A
Marathon Structured Product Strategies Fund, LP
File 021-224457
$0$0$0None listed on this filingEDGAR ↗
Sep 12, 2017 D/A
Marathon Loan Opportunities Fund, L.P.
File 021-203676
$0$0$0None listed on this filingEDGAR ↗
Aug 16, 2017 D
Marathon Emerging Markets Bond Fund II, L.P.
File 021-292889
$0$0$0None listed on this filingEDGAR ↗
Aug 16, 2017 D
Marathon Real Estate Debt Fund, LP
File 021-292890
$0$0$0None listed on this filingEDGAR ↗
May 23, 2017 D
MAM Corporate Loan Fund
File 021-287280
$0$0$0None listed on this filingEDGAR ↗
May 9, 2017 D/A
Marathon Emerging Markets Bond Fund, L.P.
File 021-239437
$0$0$0None listed on this filingEDGAR ↗
Sep 21, 2015 D/A
Marathon Credit Opportunity Fund, LP
File 021-134403
$0$0$0None listed on this filingEDGAR ↗
Sep 9, 2015 D/A
Marathon Credit Opportunity Fund, Ltd.
File 021-134402
$0$0$0None listed on this filingEDGAR ↗
Feb 24, 2015 D/A
Marathon European Credit Opportunity Fund II, Ltd.
File 021-212352
$0$0$0None listed on this filingEDGAR ↗
Feb 24, 2015 D/A
Marathon European Credit Opportunity Fund II, LP
File 021-212348
$0$0$0None listed on this filingEDGAR ↗
Sep 30, 2014 D
COTA, Inc.
File 021-225493
$0$0$0None listed on this filingEDGAR ↗
How this is counted

Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across every filing this person is listed on (latest filing per offering, per issuer).

Deals 21

Every issuer that named Stuart Goldberg on a Form D, newest first. A Form D is the notice a company files after it starts selling a private investment.

MS
Pooled Investment Fund · group: Marathon

Marathon Special Opportunity Fund Ltd

Grand Cayman, Cayman Islands (as filed: E9) · Mar 11, 2015 → Mar 13, 2018 · 4 filings
  • Mar 13, 2018 · D/A · $5,053,688,330 sold of Indefinite · 331 investors · min. $1,000,000 · role: Executive Officer EDGAR ↗
  • Mar 13, 2017 · D/A · $5,047,120,403 sold of Indefinite · 328 investors · min. $1,000,000 · role: Executive Officer EDGAR ↗
  • Mar 11, 2016 · D/A · $5,040,236,997 sold of Indefinite · 328 investors · min. $1,000,000 · role: Executive Officer EDGAR ↗
  • Mar 11, 2015 · D/A · $3,649,327,099 sold of Indefinite · 273 investors · min. $1,000,000 · role: Executive Officer EDGAR ↗

Raised $5.05B from 331 investors as of the latest filing. Stuart is listed as executive officer on 4 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

MS
Pooled Investment Fund · group: Marathon

MARATHON SPECIAL OPPORTUNITY FUND LP

New York, NY · Mar 11, 2015 → Mar 13, 2018 · 4 filings
  • Mar 13, 2018 · D/A · $1,266,837,936 sold of Indefinite · 290 investors · min. $1,000,000 · role: Executive Officer EDGAR ↗
  • Mar 13, 2017 · D/A · $1,263,568,466 sold of Indefinite · 263 investors · min. $1,000,000 · role: Executive Officer EDGAR ↗
  • Mar 11, 2016 · D/A · $1,260,601,309 sold of Indefinite · 262 investors · min. $1,000,000 · role: Executive Officer EDGAR ↗
  • Mar 11, 2015 · D/A · $1,136,043,513 sold of Indefinite · 280 investors · min. $1,000,000 · role: Executive Officer EDGAR ↗

Raised $1.27B from 298 investors as of the latest filing. Stuart is listed as executive officer on 4 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

C
Other Health Care

COTA, Inc.

New York, NY · Sep 30, 2014 → Feb 13, 2018 · 2 filings
  • Feb 13, 2018 · D · $39,999,363 sold of $39,999,363 · 7 investors · min. No minimum reported · role: Executive Officer EDGAR ↗
  • Sep 30, 2014 · D · $3,763,447 sold of $7,000,000 · 3 investors · min. $250,000 · role: Director EDGAR ↗

Raised $40M from 7 investors (100% of the $40M target) as of the latest filing. Stuart is listed as executive officer, director on 2 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other Health Care / 506(b) (4,189 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

MS
Pooled Investment Fund · group: Marathon

Marathon Securitized Credit Fund, Ltd.

Grand Cayman, Cayman Islands (as filed: E9) · Feb 6, 2015 → Feb 8, 2018 · 4 filings
  • Feb 8, 2018 · D/A · $2,190,588,249 sold of Indefinite · 116 investors · min. $9,818 · role: Executive Officer EDGAR ↗
  • Feb 8, 2017 · D/A · $2,087,525,249 sold of Indefinite · 97 investors · min. $1,000,000 · role: Executive Officer EDGAR ↗
  • Feb 8, 2016 · D/A · $1,952,406,977 sold of Indefinite · 91 investors · min. $1,000,000 · role: Executive Officer EDGAR ↗
  • Feb 6, 2015 · D/A · $1,802,003,991 sold of Indefinite · 89 investors · min. $1,000,000 · role: Executive Officer EDGAR ↗

Raised $2.27B from 120 investors as of the latest filing. Stuart is listed as executive officer on 4 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

MS
Pooled Investment Fund · group: Marathon

Marathon Securitized Credit Fund, L.P.

New York, NY · Feb 6, 2015 → Feb 8, 2018 · 4 filings
  • Feb 8, 2018 · D/A · $505,951,139 sold of Indefinite · 46 investors · min. $70 · role: Executive Officer EDGAR ↗
  • Feb 8, 2017 · D/A · $334,900,291 sold of Indefinite · 33 investors · min. $1,000,000 · role: Executive Officer EDGAR ↗
  • Feb 8, 2016 · D/A · $259,025,584 sold of Indefinite · 31 investors · min. $1,000,000 · role: Executive Officer EDGAR ↗
  • Feb 6, 2015 · D/A · $176,518,970 sold of Indefinite · 50 investors · min. $1,000,000 · role: Executive Officer EDGAR ↗

Raised $795.4M from 96 investors as of the latest filing. Stuart is listed as executive officer on 4 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

MG
Pooled Investment Fund · group: Marathon

Marathon Global Emerging Markets Fund, Ltd.

Grand Cayman, Cayman Islands (as filed: E9) · Feb 6, 2015 → Feb 8, 2018 · 4 filings
  • Feb 8, 2018 · D/A · $225,976,526 sold of Indefinite · 25 investors · min. $389,470 · role: Executive Officer EDGAR ↗
  • Feb 8, 2017 · D/A · $218,226,526 sold of Indefinite · 22 investors · min. $1,000,000 · role: Executive Officer EDGAR ↗
  • Feb 8, 2016 · D/A · $208,897,278 sold of Indefinite · 22 investors · min. $1,000,000 · role: Executive Officer EDGAR ↗
  • Feb 6, 2015 · D/A · $181,067,098 sold of Indefinite · 23 investors · min. $1,000,000 · role: Executive Officer EDGAR ↗

Raised $261.3M from 28 investors as of the latest filing. Stuart is listed as executive officer on 4 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

MG
Pooled Investment Fund · group: Marathon

Marathon Global Emerging Markets Fund, LP

New York, NY · Feb 6, 2015 → Feb 8, 2018 · 4 filings
  • Feb 8, 2018 · D/A · $100,301,687 sold of Indefinite · 21 investors · min. $125,000 · role: Executive Officer EDGAR ↗
  • Feb 8, 2017 · D/A · $99,465,362 sold of Indefinite · 13 investors · min. $1,000,000 · role: Executive Officer EDGAR ↗
  • Feb 8, 2016 · D/A · $98,951,712 sold of Indefinite · 13 investors · min. $1,000,000 · role: Executive Officer EDGAR ↗
  • Feb 6, 2015 · D/A · $97,555,959 sold of Indefinite · 41 investors · min. $1,000,000 · role: Executive Officer EDGAR ↗

Raised $101.4M from 48 investors as of the latest filing. Stuart is listed as executive officer on 4 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

MM
Pooled Investment Fund · group: Marathon

MAMPR Metric Fund, Ltd.

Grand Cayman, Cayman Islands (as filed: E9) · Nov 17, 2017
  • Nov 17, 2017 · D · $28,120,400 sold of Indefinite · 16 investors · min. $100,000 · role: Executive Officer EDGAR ↗

Raised $28.1M from 16 investors as of the latest filing. Stuart is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

ME
Pooled Investment Fund · group: Marathon

Marathon European Credit Opportunity Offshore Fund III, LP

New York, NY · Nov 5, 2015 → Nov 7, 2017 · 3 filings
  • Nov 7, 2017 · D/A · $123,291,245 sold of Indefinite · 12 investors · min. $75,000 · role: Executive Officer EDGAR ↗
  • Nov 7, 2016 · D/A · $96,635,000 sold of Indefinite · 9 investors · min. $1,000,000 · role: Executive Officer EDGAR ↗
  • Nov 5, 2015 · D · $33,960,000 sold of Indefinite · 3 investors · min. $1,000,000 · role: Executive Officer EDGAR ↗

Raised $123.3M from 12 investors as of the latest filing. Stuart is listed as executive officer on 3 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

ME
Pooled Investment Fund · group: Marathon

Marathon European Credit Opportunity Fund III, LP

New York, NY · Nov 5, 2015 → Nov 7, 2017 · 3 filings
  • Nov 7, 2017 · D/A · $511,595,700 sold of Indefinite · 53 investors · min. $37,500 · role: Executive Officer EDGAR ↗
  • Nov 7, 2016 · D/A · $524,903,200 sold of Indefinite · 45 investors · min. $1,000,000 · role: Executive Officer EDGAR ↗
  • Nov 5, 2015 · D · $308,891,500 sold of Indefinite · 14 investors · min. $1,000,000 · role: Executive Officer EDGAR ↗

Raised $524.9M from 53 investors as of the latest filing. Stuart is listed as executive officer on 3 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

MC
Pooled Investment Fund · group: Marathon

Marathon CLO Equity Fund, L.P.

New York, NY · Oct 21, 2015 → Oct 20, 2017 · 3 filings
  • Oct 20, 2017 · D/A · $296,132,063 sold of Indefinite · 9 investors · min. $20,000,000 · role: Executive Officer EDGAR ↗
  • Oct 21, 2016 · D/A · $293,938,563 sold of Indefinite · 9 investors · min. $10,000,000 · role: Executive Officer EDGAR ↗
  • Oct 21, 2015 · D · $198,400,000 sold of Indefinite · 6 investors · min. $10,000,000 · role: Executive Officer EDGAR ↗

Raised $296.1M from 9 investors as of the latest filing. Stuart is listed as executive officer on 3 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

MS
Pooled Investment Fund · group: Marathon

Marathon Structured Product Strategies Fund, LP

New York, NY · Sep 11, 2015 → Sep 12, 2017 · 3 filings
  • Sep 12, 2017 · D/A · $370,152,350 sold of Indefinite · 52 investors · min. $100,000 · role: Executive Officer EDGAR ↗
  • Sep 12, 2016 · D/A · $370,152,350 sold of Indefinite · 50 investors · min. No minimum reported · role: Executive Officer EDGAR ↗
  • Sep 11, 2015 · D/A · $158,772,750 sold of Indefinite · 5 investors · min. No minimum reported · role: Executive Officer EDGAR ↗

Raised $370.2M from 52 investors as of the latest filing. Stuart is listed as executive officer on 3 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

ML
Pooled Investment Fund · group: Marathon

Marathon Loan Opportunities Fund, L.P.

New York, NY · Sep 30, 2015 → Sep 12, 2017 · 3 filings
  • Sep 12, 2017 · D/A · $145,223,420 sold of Indefinite · 11 investors · min. $25,000 · role: Executive Officer EDGAR ↗
  • Sep 12, 2016 · D/A · $145,223,420 sold of Indefinite · 10 investors · min. $1,000,000 · role: Executive Officer EDGAR ↗
  • Sep 30, 2015 · D/A · $122,406,657 sold of Indefinite · 10 investors · min. $1,000,000 · role: Executive Officer EDGAR ↗

Raised $192.9M from 19 investors as of the latest filing. Stuart is listed as executive officer on 3 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

ME
Pooled Investment Fund · group: Marathon

Marathon Emerging Markets Bond Fund II, L.P.

New York, NY · Aug 16, 2017
  • Aug 16, 2017 · D · $0 sold of Indefinite · 0 investors · min. $500,000 · role: Executive Officer EDGAR ↗

Raised $1.04B from 24 investors as of the latest filing. Stuart is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

MR
Pooled Investment Fund · group: Marathon

Marathon Real Estate Debt Fund, LP

New York, NY · Aug 16, 2017
  • Aug 16, 2017 · D · $215,000,000 sold of Indefinite · 7 investors · min. $1,000,000 · role: Executive Officer EDGAR ↗

Raised $215M from 7 investors as of the latest filing. Stuart is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

MC
Pooled Investment Fund · group: Marathon

MAM Corporate Loan Fund

Dublin, Ireland (as filed: L2) · May 23, 2017
  • May 23, 2017 · D · $10,000,000 sold of Indefinite · 1 investors · min. $100,000 · role: Executive Officer EDGAR ↗

Raised $170.5M from 2 investors as of the latest filing. Stuart is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

ME
Pooled Investment Fund · group: Marathon

Marathon Emerging Markets Bond Fund, L.P.

New York, NY · May 8, 2015 → May 9, 2017 · 3 filings
  • May 9, 2017 · D/A · $96,448,324 sold of Indefinite · 5 investors · min. $500,000 · role: Executive Officer EDGAR ↗
  • May 9, 2016 · D/A · $35,726,367 sold of Indefinite · 3 investors · min. $500,000 · role: Executive Officer EDGAR ↗
  • May 8, 2015 · D · $35,275,000 sold of Indefinite · 3 investors · min. $500,000 · role: Executive Officer EDGAR ↗

Raised $366.5M from 23 investors as of the latest filing. Stuart is listed as executive officer on 3 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

MC
Pooled Investment Fund · group: Marathon

Marathon Credit Opportunity Fund, LP

New York, NY · Sep 21, 2015
  • Sep 21, 2015 · D/A · $370,050,243 sold of Indefinite · 63 investors · min. No minimum reported · role: Executive Officer EDGAR ↗

Raised $370.1M from 64 investors as of the latest filing. Stuart is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

MC
Pooled Investment Fund · group: Marathon

Marathon Credit Opportunity Fund, Ltd.

Grand Cayman, Cayman Islands (as filed: E9) · Sep 9, 2015
  • Sep 9, 2015 · D/A · $691,965,478 sold of Indefinite · 77 investors · min. No minimum reported · role: Executive Officer EDGAR ↗

Raised $692M from 77 investors as of the latest filing. Stuart is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

ME
Pooled Investment Fund · group: Marathon

Marathon European Credit Opportunity Fund II, Ltd.

Grand Cayman, Cayman Islands (as filed: E9) · Feb 24, 2015
  • Feb 24, 2015 · D/A · $482,268,492 sold of Indefinite · 65 investors · min. $1,000,000 · role: Executive Officer EDGAR ↗

Raised $482.3M from 65 investors as of the latest filing. Stuart is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

ME
Pooled Investment Fund · group: Marathon

Marathon European Credit Opportunity Fund II, LP

New York, NY · Feb 24, 2015
  • Feb 24, 2015 · D/A · $807,729,147 sold of Indefinite · 103 investors · min. $1,000,000 · role: Executive Officer EDGAR ↗

Raised $807.7M from 103 investors as of the latest filing. Stuart is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Other pages with the same name (1)

Separate person records under the same name, not combined with this page. Each line says whether it shares an issuer with this record.

People around Stuart 40

Officers, directors, promoters and management entities named on the same filings, as of Oct 23, 2026, 5:45 PM ET. Showing the 40 with the most shared filings.

MA
Management entity

Marathon Asset Management, L.P.

Executive Officer, Promoter · 44 shared filings (19 issuers) · also on 48 other issuers

Marathon Asset Management, L.P. is on 67 issuers in total — a repeat sponsor. Their page lists every one.

TM
Management entity

T. Marathon Asset Management, L.P.

Executive Officer · 4 shared filings (2 issuers) · also on 2 other issuers

Listed on the same filings as Stuart Goldberg. Their page shows their other deals.

MR
Management entity

Marathon Risk Retention GP, LLC

Promoter · 3 shared filings (1 issuer)

Listed on the same filings as Stuart Goldberg. Their page shows their other deals.

KM
Management entity

K. Marathon Asset Management, L.P.

Executive Officer · 2 shared filings (1 issuer)

Listed on the same filings as Stuart Goldberg. Their page shows their other deals.

MC
Management entity

Marathon Credit Opportunity Fund GP, LLC

Executive Officer · 1 shared filing (1 issuer) · also on 1 other issuer

Listed on the same filings as Stuart Goldberg. Their page shows their other deals.

LH
No photo found yet (own website and image search run after this page is viewed)
Person

Louis Hanover

Executive Officer · 50 shared filings (20 issuers) · also on 63 other issuers

Louis Hanover is on 83 issuers in total — a repeat sponsor. Their page lists every one.

BR
No photo found yet (own website and image search run after this page is viewed)
Person

Bruce Richards

Executive Officer · 50 shared filings (20 issuers) · also on 62 other issuers

Bruce Richards is on 82 issuers in total — a repeat sponsor. Their page lists every one.

AS
No photo found yet (own website and image search run after this page is viewed)
Person

Andrew Springer

Executive Officer · 50 shared filings (20 issuers) · also on 25 other issuers

Andrew Springer is on 45 issuers in total — a repeat sponsor. Their page lists every one.

AR
No photo found yet (own website and image search run after this page is viewed)
Person

Andrew Rabinowitz

Executive Officer, Director · 50 shared filings (20 issuers) · also on 39 other issuers

Andrew Rabinowitz is on 59 issuers in total — a repeat sponsor. Their page lists every one.

GS
No photo found yet (own website and image search run after this page is viewed)
Person

Gabriel Szpigiel

Executive Officer · 47 shared filings (19 issuers) · also on 12 other issuers

Gabriel Szpigiel is on 31 issuers in total — a repeat sponsor. Their page lists every one.

JR
No photo found yet (own website and image search run after this page is viewed)
Person

Jamie Raboy

Executive Officer · 37 shared filings (16 issuers) · also on 24 other issuers

Jamie Raboy is on 40 issuers in total — a repeat sponsor. Their page lists every one.

RR
No photo found yet (own website and image search run after this page is viewed)
Person

Richard K. Ronzetti

Executive Officer · 25 shared filings (16 issuers) · also on 2 other issuers

Richard K. Ronzetti is on 18 issuers in total — a repeat sponsor. Their page lists every one.

VS
No photo found yet (own website and image search run after this page is viewed)
Person

Vijay Srinivasan

Executive Officer · 20 shared filings (12 issuers)

Vijay Srinivasan is on 12 issuers in total — a repeat sponsor. Their page lists every one.

CM
No photo found yet (own website and image search run after this page is viewed)
Person

Colin MacKay

Director · 15 shared filings (6 issuers) · also on 87 other issuers

Colin MacKay is on 93 issuers in total — a repeat sponsor. Their page lists every one.

PH
No photo found yet (own website and image search run after this page is viewed)
Person

Philip Hughes

Director · 15 shared filings (6 issuers) · also on 68 other issuers

Philip Hughes is on 74 issuers in total — a repeat sponsor. Their page lists every one.

SS
No photo found yet (own website and image search run after this page is viewed)
Person

Scott Schwartz

Executive Officer · 9 shared filings (3 issuers) · also on 3 other issuers

Scott Schwartz is on 6 issuers in total — a repeat sponsor. Their page lists every one.

JH
No photo found yet (own website and image search run after this page is viewed)
Person

Jake Hyde

Executive Officer · 6 shared filings (6 issuers)

Jake Hyde is on 6 issuers in total — a repeat sponsor. Their page lists every one.

AS
No photo found yet (own website and image search run after this page is viewed)
Person

Andrew Szmulewicz

Executive Officer · 4 shared filings (2 issuers) · also on 5 other issuers

Andrew Szmulewicz is on 7 issuers in total — a repeat sponsor. Their page lists every one.

DG
No photo found yet (own website and image search run after this page is viewed)
Person

Diego Gradowczyk

Executive Officer · 4 shared filings (2 issuers) · also on 2 other issuers

Listed on the same filings as Stuart Goldberg. Their page shows their other deals.

AB
No photo found yet (own website and image search run after this page is viewed)
Person

Andrew Brady

Executive Officer · 3 shared filings (1 issuer) · also on 23 other issuers

Andrew Brady is on 24 issuers in total — a repeat sponsor. Their page lists every one.

JF
No photo found yet (own website and image search run after this page is viewed)
Person

Jason Friedman

Executive Officer · 3 shared filings (1 issuer) · also on 21 other issuers

Jason Friedman is on 22 issuers in total — a repeat sponsor. Their page lists every one.

AP
No photo found yet (own website and image search run after this page is viewed)
Person

Andrew Pecora

Executive Officer, Director · 2 shared filings (1 issuer) · also on 6 other issuers

Andrew Pecora is on 7 issuers in total — a repeat sponsor. Their page lists every one.

JH
No photo found yet (own website and image search run after this page is viewed)
Person

John Hervey

Director, Executive Officer · 2 shared filings (1 issuer)

Listed on the same filings as Stuart Goldberg. Their page shows their other deals.

AG
No photo found yet (own website and image search run after this page is viewed)
Person

Andre Goy

Director · 2 shared filings (1 issuer)

Listed on the same filings as Stuart Goldberg. Their page shows their other deals.

JD
No photo found yet (own website and image search run after this page is viewed)
Person

Joseph Davi

Director · 2 shared filings (1 issuer)

Listed on the same filings as Stuart Goldberg. Their page shows their other deals.

JG
No photo found yet (own website and image search run after this page is viewed)
Person

Joseph Griffin

Executive Officer · 1 shared filing (1 issuer) · also on 12 other issuers

Joseph Griffin is on 13 issuers in total — a repeat sponsor. Their page lists every one.

TG
No photo found yet (own website and image search run after this page is viewed)
Person

Thomas Gallucci

Executive Officer · 1 shared filing (1 issuer) · also on 1 other issuer

Listed on the same filings as Stuart Goldberg. Their page shows their other deals.

JC
No photo found yet (own website and image search run after this page is viewed)
Person

John F. Crowley

Director · 1 shared filing (1 issuer) · also on 1 other issuer

Listed on the same filings as Stuart Goldberg. Their page shows their other deals.

AF
No photo found yet (own website and image search run after this page is viewed)
Person

Anne Flood

Director · 1 shared filing (1 issuer) · also on 2 other issuers

Listed on the same filings as Stuart Goldberg. Their page shows their other deals.

GP
No photo found yet (own website and image search run after this page is viewed)
Person

Glenn Pomerantz

Director · 1 shared filing (1 issuer)

Listed on the same filings as Stuart Goldberg. Their page shows their other deals.

The team behind the deals

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Sponsor group

Marathon

80 issuers · 301 filings · $31.11B reported sold · 2009–2026

One team, 80 deal companies. Stuart Goldberg is listed on 20 of them.

Sources

Issuers are grouped when their Form D filings share related persons, a management entity or a business address (automatic match from the filings). "Listed" marks the issuers that name Stuart Goldberg.

Same business address

51 other issuers file from the same address (first 50 shown)

A shared address can mean the same team, a shared office building or a registered agent. It is a lead, not a conclusion.

Registrations and other filings

Adviser registration (Form ADV)

A person is never an adviser firm. 20 of the 21 issuers this person is listed on match a Form ADV adviser (searched 24,962 advisers as of Oct 2, 2026): Marathon Emerging Markets Bond Fund II, L.P., Marathon Emerging Markets Bond Fund, L.P., Marathon Securitized Credit Fund, Ltd., Marathon Securitized Credit Fund, L.P., MAM Corporate Loan Fund, Marathon Loan Opportunities Fund, L.P., Marathon Special Opportunity Fund Ltd, MARATHON SPECIAL OPPORTUNITY FUND LP, Marathon Global Emerging Markets Fund, Ltd., Marathon Global Emerging Markets Fund, LP, MAMPR Metric Fund, Ltd., Marathon CLO Equity Fund, L.P., Marathon European Credit Opportunity Offshore Fund III, LP, Marathon European Credit Opportunity Fund III, LP, Marathon Structured Product Strategies Fund, LP, Marathon Real Estate Debt Fund, LP, Marathon Credit Opportunity Fund, LP, Marathon Credit Opportunity Fund, Ltd., Marathon European Credit Opportunity Fund II, Ltd., Marathon European Credit Opportunity Fund II, LP.

Other offering types (Regulation A and Regulation Crowdfunding)

Searched SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 (51,358 records as of Oct 23, 2026, 8:41 PM ET) — nothing matched this name.

Property records 3 records on 1 issuer

Property records are matched to companies only, never to individuals, so none are matched to Stuart Goldberg by design. Searched property records in Hillsborough County FL (Clerk recorded-document index Oct 14, 2026 to Oct 15, 2026 + FL DOR 2026 ownership roll), Miami-Dade County FL (FL DOR 2026 ownership roll), Harris County TX (HCAD 2026 ownership roll), Dallas County TX (DCAD 2026 ownership roll), New York City ACRIS documents and PLUTO ownership rows already retrieved for other issuers, Cook County IL sale and ownership rows already retrieved for other issuers (814,874 records as of Oct 23, 2026, 8:59 PM ET) for the 21 issuers this person is listed on — 1 issuer has property records: Marathon Real Estate Debt Fund, LP (3).

Public profiles and social

Websites and social links of the issuers Stuart Goldberg is listed on: none on file. No website or social profile named in Marathon Special Opportunity Fund Ltd's SEC filings (Form C, Reg A, Form ADV; checked Oct 24, 2026). Web search for this name: #163,728 of 374,652 in line (14 issuers searched so far). One-tap searches: Look further ↓

Look further

One-tap searches on sites we do not index ourselves, with the name pre-filled (Grand Cayman, E9). Each opens in a new tab; what you find there is not verified by PartnerFacts.

Social and web

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Courts

CourtListener / RECAP (federal) ↗PACER case locator (federal, login) ↗New Jersey state courts — find the court ↗New York WebCivil Supreme ↗

Securities regulators

SEC EDGAR full-text search ↗SEC action look-up ↗FINRA BrokerCheck ↗SEC IAPD adviser search ↗

Business registries

New Jersey Secretary of State business search ↗New York Secretary of State business search ↗OpenCorporates ↗

Change history

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