PartnerFacts
Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 9:37 AM ET

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JH
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John Hervey

Named as an officer, director or promoter on SEC Form D filings · NJ, NY · Sep 30, 2014 → Sep 30, 2014

1deal (issuers)
$40Mreported sold
7investors
2Form D filings
2014year on file
Follow this personLook further ↓PDF

Data last updated Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 24, 2026, 2:31 AM ET · SEC enforcement last checked: covered by the index scan as of Oct 24, 2026, 2:50 AM ET

The short version

John Hervey is listed as an executive officer and director on 2 SEC Form D filings by 1 issuer between Sep 2014 and Feb 2018: COTA, Inc. (New York, NY — other health care — 2014–2018; $40M reported sold to 7 investors).

What this means One deal on file with the SEC. A Form D is the notice a company files after it starts selling a private investment — it is a notice, not an approval.

Listed alongside Andre Goy (2 shared filings), Andrew Pecora (2 shared filings), Joseph Davi (2 shared filings), Stuart Goldberg (2 shared filings), Allen Karp (1 shared filing) and 17 others.

What this means These are the other officers, directors or promoters the companies named on the same forms — the team around John. Each name links to their own page.

Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CO, CT, DC, DE, FINRA, FL, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VT, WA, WI, WV, WY) — 18 court cases matching the name, 10 bankruptcy cases matching the name listed in Key records below.

What this means 28 records came back, including 10 court cases still open — open cases can take years and cost money. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.

We compared 2 public filings for John Hervey and found 8 differences: Bankruptcy case: Licitra v. JAJA Construction Corporation; Form D filed 28 days after the first sale; and more below.

What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.

What the community is saying

Community search for John Hervey has not run yet — it is joining a line of 37,111 names; searches run around the clock at the hosts' allowed rate. Searched so far: 641 names.

Community comments are quoted as written by their authors. Sources searched: Bing (site:reddit.com / site:biggerpockets.com) and Reddit's own search, plus DuckDuckGo/Brave/BiggerPockets search when they are answering.

Key records

Five things investors ask first. Items still in human review are counted, not shown.

1. Lawsuits

18 cases: 10 open, 4 closed (disposition not in docket feed), 3 dismissed, 1 judgment

Hervey v. Trinity Business Group, LLC open
District Court, N.D. Mississippi · No. 3:25-cv-00210 · Filed Jul 22, 2025
Role of Hervey: Plaintiff · Outcome: Open — no termination date on the docket (bulk snapshot 2026-09-30) Docket on CourtListener ↗
same rare surname (4 people in Form D filings, 81 federal dockets); surname only in the caption; court in MS (not a filing state)
Hervey v. Century HVAC Distributing, L.P. open
District Court, N.D. Texas · No. 3:25-cv-01341 · Filed May 29, 2025
Role of Hervey: Plaintiff · Outcome: Open — no termination date on the docket (bulk snapshot 2026-09-30) Docket on CourtListener ↗
same rare surname (4 people in Form D filings, 81 federal dockets); surname only in the caption; court in TX (not a filing state)
Hervey v. United Revenue Corp open
District Court, S.D. Texas · No. 4:25-cv-01961 · Filed Apr 30, 2025
Role of Hervey: Plaintiff · Outcome: Open — no termination date on the docket (bulk snapshot 2026-09-30) Docket on CourtListener ↗
same rare surname (4 people in Form D filings, 81 federal dockets); surname only in the caption; court in TX (not a filing state)
HERVEY v. COOK INCORPORATED open
District Court, S.D. Indiana · No. 1:22-cv-06769 · Filed Mar 22, 2022
Role of HERVEY: Plaintiff · Outcome: Open — no termination date on the docket (bulk snapshot 2026-09-30) Docket on CourtListener ↗
same rare surname (4 people in Form D filings, 81 federal dockets); surname only in the caption; court in IN (not a filing state)
Hervey v. COOK INCORPORATED closed
District Court, N.D. New York · No. 6:22-cv-00225 · Filed Mar 9, 2022 · Closed Mar 22, 2022
Role of Hervey: Plaintiff · Outcome: Terminated 2022-03-22 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (4 people in Form D filings, 81 federal dockets); surname only in the caption; court in the person's filing state (NY)
Hervey v. Sanofi US Services Inc. open
District Court, E.D. Louisiana · No. 2:21-cv-00765 · Filed Apr 15, 2021
Role of Hervey: Plaintiff · Outcome: Open — no termination date on the docket (bulk snapshot 2026-09-30) Docket on CourtListener ↗
same rare surname (4 people in Form D filings, 81 federal dockets); surname only in the caption; court in LA (not a filing state)
HERVEY v. JOHNSON & JOHNSON, INC. open
District Court, D. New Jersey · No. 3:21-cv-08293 · Filed Apr 5, 2021
Role of HERVEY: Plaintiff · Outcome: Open — no termination date on the docket (bulk snapshot 2026-09-30) Docket on CourtListener ↗
same rare surname (4 people in Form D filings, 81 federal dockets); surname only in the caption; court in the person's filing state (NJ)
HERVEY v. JOHNSON & JOHNSON, INC. open
District Court, D. New Jersey · No. 3:21-cv-05905 · Filed Mar 19, 2021
Role of HERVEY: Plaintiff · Outcome: Open — no termination date on the docket (bulk snapshot 2026-09-30) Docket on CourtListener ↗
same rare surname (4 people in Form D filings, 81 federal dockets); surname only in the caption; court in the person's filing state (NJ)
Hervey v. C.R. Bard, Inc. Polpropylene Hernia Mesh Product Liability Litigation open
District Court, S.D. Ohio · No. 2:20-cv-04599 · Filed Sep 3, 2020
Role of Hervey: Plaintiff · Outcome: Open — no termination date on the docket (bulk snapshot 2026-09-30) Docket on CourtListener ↗
same rare surname (4 people in Form D filings, 81 federal dockets); surname only in the caption; court in OH (not a filing state)
HERVEY v. ASTRAZENECA LP open
District Court, D. New Jersey · No. 2:19-cv-01866 · Filed Jan 30, 2019 · Nature of suit: 367 Health care / pharm
Role of HERVEY: Plaintiff · Outcome: Open — no termination date on the docket (bulk snapshot 2026-09-30) Docket on CourtListener ↗
same rare surname (4 people in Form D filings, 81 federal dockets); surname only in the caption; court in the person's filing state (NJ)
Hervey v. Bayer Healthcare Pharmaceuticals, Inc. dismissed
District Court, S.D. New York · No. 7:14-cv-08350 · Filed Oct 20, 2014 · Closed Feb 27, 2015 · Nature of suit: 367 Health care / pharm
Role of Hervey: Plaintiff · Outcome: Terminated 2015-02-27 — FJC Integrated Database disposition: Voluntarily dismissed Docket on CourtListener ↗
same rare surname (4 people in Form D filings, 81 federal dockets); surname only in the caption; court in the person's filing state (NY)
Hervey v. Bayer Healthcare Pharmaceuticals, Inc. closed
District Court, D. Minnesota · No. 0:14-cv-04015 · Filed Sep 26, 2014 · Closed Oct 14, 2014 · Nature of suit: 367 Health care / pharm
Role of Hervey: Plaintiff · Outcome: Terminated 2014-10-14 — FJC Integrated Database disposition: Multi-district litigation transfer Docket on CourtListener ↗
same rare surname (4 people in Form D filings, 81 federal dockets); surname only in the caption; court in MN (not a filing state)
Desert Palace, Inc. v. The Estate of Hervey A. Feldman judgment
District Court, D. Nevada · No. 2:06-cv-01307 · Filed Oct 18, 2006 · Closed Sep 28, 2007 · Nature of suit: 190 Other contract actions
Role of Hervey A. Feldman: Defendant · Outcome: Terminated 2007-09-28 — FJC Integrated Database disposition: Judgment on motion before trial; judgment for plaintiff Docket on CourtListener ↗
same rare surname (4 people in Form D filings, 81 federal dockets); surname only in the caption; court in NV (not a filing state)
THE PRUDENTIAL INSURANCE COMPANY OF AMERICA v. HERVEY closed
District Court, D. New Jersey · No. 2:06-cv-00447 · Filed Jan 31, 2006 · Closed Apr 24, 2006 · Nature of suit: 890 Other statutory actions
Role of HERVEY: Defendant · Outcome: Terminated 2006-04-24 — FJC Integrated Database disposition: Transfer to another district Docket on CourtListener ↗
same rare surname (4 people in Form D filings, 81 federal dockets); surname only in the caption; court in the person's filing state (NJ)
DESERT PALACE, INC. v. HERVEY A. FELDMAN closed
District Court, D. Nevada · No. · Filed Jan 11, 1993 · Closed Mar 18, 1993 · Nature of suit: 140 Negotiable instruments
Role of HERVEY A. FELDMAN: Defendant · Outcome: Terminated 1993-03-18 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (4 people in Form D filings, 81 federal dockets); surname only in the caption; court in NV (not a filing state)
DESERT PALACE, INC. v. HERVEY A. FELDMAN dismissed
District Court, D. Nevada · No. · Filed Jan 11, 1993 · Closed Mar 18, 1993 · Nature of suit: 140 Negotiable instruments
Role of HERVEY A. FELDMAN: Defendant · Outcome: Terminated 1993-03-18 — FJC Integrated Database disposition: Voluntarily dismissed Docket on CourtListener ↗
same rare surname (4 people in Form D filings, 81 federal dockets); surname only in the caption; court in NV (not a filing state)
HERVEY v. MOTOROLA, INC. open
District Court, D. New Jersey · No. 1:91-mc-00294 · Filed Jun 24, 1991
Role of HERVEY: Plaintiff · Outcome: Open — no termination date on the docket (bulk snapshot 2026-09-30) Docket on CourtListener ↗
same rare surname (4 people in Form D filings, 81 federal dockets); surname only in the caption; court in the person's filing state (NJ)
HERVEY ETAL v. BANK dismissed
District Court, E.D. Texas · No. · Filed May 30, 1989 · Closed Jul 2, 1990 · Nature of suit: 422 Bankruptcy appeals rule 28 USC 158
Role of HERVEY ETAL: Plaintiff · Outcome: Terminated 1990-07-02 — FJC Integrated Database disposition: Dismissed: other Docket on CourtListener ↗
same rare surname (4 people in Form D filings, 81 federal dockets); surname only in the caption; court in TX (not a filing state)
What was searched

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts State courts: not covered (one-tap state court links under Look further). PACER: not searched. · Last checked Oct 24, 2026, 2:31 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

None found in sources searched — SEC enforcement releases (index scan as of Oct 24, 2026, 2:50 AM ET) · state securities regulators: 48 regulators (FINRA, NASAA, 37 states) — crawled Oct 24, 2026, 8:48 AM ET

What was searched

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — Searched SEC litigation releases and administrative proceedings (1995→ / 2007→) (30,205 records as of Oct 24, 2026, 2:50 AM ET) — nothing matched John Hervey..

State securities regulators: Securities regulators searched (64,910 actions): FINRA (38,350 actions, 1995–2026), NASAA (31 actions, 2000–2026; listing starts 1997), AK Division of Banking and Securities (273 actions, 1971–2025), AL Securities Commission (880 actions, 2001–2026), AR Securities Department (1,305 actions, 1998–2026), AZ Corporation Commission Securities Division (411 actions, 2017–2026), CA DFPI (25 actions, 2007–2024; listing starts 2002 — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), CO Division of Securities (731 actions, 2001–2026; older years from the Internet Archive (snapshot of 2026-05-02)), CT Department of Banking Securities Division (940 actions, 2006–2026; older years from the Internet Archive (snapshot of 2026-04-22)), DC DISB Securities Bureau (25 actions, 2012–2026), DE DOJ Investor Protection Unit (257 actions, 1987–2026), FL Office of Financial Regulation (49 actions, 2018–2026), GA Secretary of State Securities Division (65 actions, 2015–2026; listing starts 2012), HI DCCA Securities Enforcement Branch (26 actions, 2012–2026), ID Department of Finance Securities Bureau (663 actions, 1994–2026), IL Secretary of State Securities Department (4,122 actions, 2003–2023), KS Insurance Department Securities Division (58 actions), KY Department of Financial Institutions (342 actions, 2005–2026), LA Office of Financial Institutions Securities Division (13 actions, 2010–2025; listing starts 2008), MA Secretary of the Commonwealth Securities Division (125 actions, 2012–2025; live site blocks automated access — loaded from the Internet Archive snapshot of 2026-02-04), MD Attorney General Securities Division (1,054 actions, 2004–2026), ME Office of Securities (539 actions, 2000–2026), MI LARA Corporations, Securities & Commercial Licensing Bureau (201 actions), MO Secretary of State Securities Division (919 actions, 1998–2026), MS Secretary of State Securities Division (209 actions, 1995–2026), MT Commissioner of Securities and Insurance (597 actions, 2000–2026), NC Secretary of State Securities Division (265 actions, 2004–2024), ND Securities Department (711 actions, 1990–2026; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2026-01-06), NH Bureau of Securities Regulation (402 actions, 2002–2026), NM Regulation and Licensing Department Securities Division (90 actions, 2010–2025), NV Secretary of State Securities Division (118 actions, 2018–2026), NY Attorney General Investor Protection Bureau (44 actions, 2012–2026), OH Division of Securities (327 actions, 1993–2006), OK Department of Securities (2,531 actions, 1998–2026), OR Division of Financial Regulation (589 actions, 1988–2026), PA Department of Banking and Securities (1,448 actions, 2008–2024; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2024-08-09), RI DBR Securities Division (98 actions, 2005–2025), SC Attorney General Securities Division (540 actions, 2006–2026), SD Division of Insurance – Securities Regulation (106 actions, 2017–2026), TN Department of Commerce and Insurance Securities Division (405 actions, 1992–2026), TX State Securities Board (936 actions, 1999–2026), UT Division of Securities (772 actions, 2000–2026; older years from the Internet Archive (snapshot of 2010-05-27)), VT DFR Securities Division (137 actions, 2010–2026), WA DFI (2,039 actions, 2001–2026), WI DFI Division of Securities (1,072 actions, 1998–2026), WV Securities Commission (State Auditor) (64 actions), WY Secretary of State Compliance Division (6 actions, 2016–2024) — last crawled Oct 24, 2026, 8:48 AM ET. No machine-readable public listing today for IA, IN, MN, NE, NJ, VA (see docs/state-regulators.md).

3. Bankruptcies

10 cases: 10 closed (disposition not in docket feed)

Hervey v. Ace Furniture & T.V., Inc. closed
United States Bankruptcy Court, D. Nebraska · No. 23-08020 · Filed Oct 30, 2023 · Closed Nov 29, 2023
Role of Hervey: Plaintiff · Outcome: Case closed 2023-11-29 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (4 people in Form D filings, 81 federal dockets); surname only in the caption
Personal Finance LLC v. Hervey closed
United States Bankruptcy Court, S.D. Mississippi · No. 20-06011 · Filed Apr 14, 2020 · Closed May 1, 2020
Role of Hervey: Defendant · Outcome: Case closed 2020-05-01 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (4 people in Form D filings, 81 federal dockets); surname only in the caption; court in MS (not a filing state)
Panther Credit LLC v. Hervey closed
United States Bankruptcy Court, S.D. Mississippi · No. 20-06012 · Filed Apr 14, 2020 · Closed May 1, 2020
Role of Hervey: Defendant · Outcome: Case closed 2020-05-01 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (4 people in Form D filings, 81 federal dockets); surname only in the caption; court in MS (not a filing state)
Hervey v. Modern Investments LLC closed
United States Bankruptcy Court, W.D. Missouri · No. 06-04027 · Filed Jan 12, 2006 · Closed Jun 30, 2006
Role of Hervey: Plaintiff · Outcome: Case closed 2006-06-30 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (4 people in Form D filings, 81 federal dockets); surname only in the caption; court in MO (not a filing state)
First North American National Bank v. Hervey closed
United States Bankruptcy Court, N.D. Texas · No. 01-07012 · Filed Oct 9, 2001 · Closed Dec 4, 2001
Role of Hervey: Defendant · Outcome: Case closed 2001-12-04 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (4 people in Form D filings, 81 federal dockets); surname only in the caption; court in TX (not a filing state)
Hervey D. Martin and Elizabeth C. Martin closed
United States Bankruptcy Court, W.D. Tennessee · No. 96-28727 · Filed Jul 16, 1996 · Closed Dec 19, 2001
Role of Hervey D. Martin and Elizabeth C. Martin: Debtor · Outcome: Case closed 2001-12-19 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (4 people in Form D filings, 81 federal dockets); surname only in the caption; court in TN (not a filing state)
Hervey Hiedt Dunn and Judith Ann Dunn closed
United States Bankruptcy Court, N.D. Ohio · No. 93-41161 · Filed Jul 19, 1993 · Closed Nov 24, 1993
Role of Hervey Hiedt Dunn and Judith Ann Dunn: Debtor · Outcome: Case closed 1993-11-24 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (4 people in Form D filings, 81 federal dockets); surname only in the caption; court in OH (not a filing state)
Hervey v. Union Mortgage Co. closed
United States Bankruptcy Court, N.D. Mississippi · No. 92-04014 · Filed Jan 13, 1992 · Closed Apr 15, 1993
Role of Hervey: Plaintiff · Outcome: Case closed 1993-04-15 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (4 people in Form D filings, 81 federal dockets); surname only in the caption; court in MS (not a filing state)
Hervey v. Higher Education Assistance Foundation closed
United States Bankruptcy Court, D. Nebraska · No. 90-08160 · Filed Dec 26, 1990 · Closed Jun 18, 1991
Role of Hervey: Plaintiff · Outcome: Case closed 1991-06-18 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (4 people in Form D filings, 81 federal dockets); surname only in the caption
J. Hervey Luce and Dorothy H. Luce closed
United States Bankruptcy Court, D. Massachusetts · No. 89-11044 · Filed Apr 20, 1989 · Closed Oct 10, 1989
Role of J. Hervey Luce: Debtor · Outcome: Case closed 1989-10-10 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (4 people in Form D filings, 81 federal dockets); first initial matches; court in MA (not a filing state)
What was searched

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not covered (one-tap state court links under Look further). PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 2:31 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

4. Differences between public sources

Comparisons cover issuers and sponsor groups — see the issuer pages under Deals

8 differences found between the filings for John Hervey (compared 2 filings on Oct 24, 2026)

Note · Aug 22, 1990 – Mar 20, 1991

Bankruptcy case: Licitra v. JAJA Construction Corporation — filed Aug 22, 1990

United States Bankruptcy Court, D. New Jersey docket "Licitra v. JAJA Construction Corporation" filed Aug 22, 1990, closed Mar 20, 1991. Edward Licitra (listed on the same filings) is listed as Plaintiff ("Licitra"). Our match estimate: 70%.

What this means A bankruptcy filing was found. Many are old or personal and have nothing to do with the deal — but ask what it was and when it closed.

Docket · United States Bankruptcy Court, D. New Jersey ↗Edward Licitra — PartnerFacts page ↗
Sources
Note · Sep 2, 2014 – Sep 30, 2014

Form D filed 28 days after the first sale — COTA, Inc.

The filing says the first sale was Sep 2, 2014. The Form D was filed Sep 30, 2014 — 28 days later. The rule: a Form D is generally due within 15 days after the first sale, so this one is 13 days past that.

What this means A late notice is common and carries no penalty by itself. It is worth asking the sponsor why the paperwork lagged.

Form D · Sep 30, 2014 ↗COTA, Inc. — PartnerFacts page ↗
Sources
Note · Sep 2, 2014 – Sep 30, 2014

No amendment in the last 12 months on an offering that may still be open — COTA, Inc. (latest filing Sep 30, 2014)

The latest filing for this offering is dated Sep 30, 2014 (first sale Sep 2, 2014). It reports $3,763,447 sold of $7,000,000 offered. No later amendment is in our index as of Oct 24, 2026.

What this means SEC rules expect a yearly amendment while an offering is still going. The raise may simply have ended — a Form D does not say when it closed. Ask the sponsor whether the offering closed, when, and at what amount.

Form D · Sep 30, 2014 ↗COTA, Inc. — PartnerFacts page ↗
Sources
Note · Sep 30, 2014 – Feb 13, 2018

John Hervey's role changed at COTA, Inc.: director → executive officer, director

The Sep 30, 2014 filing lists John Hervey as director; the Feb 13, 2018 Form D lists executive officer, director.

What this means Roles on Form D are self-reported by the issuer. A change can mean a real change in who runs the company, or just a different box ticked. Ask who makes decisions today.

Form D · Sep 30, 2014 ↗Form D · Feb 13, 2018 ↗John Hervey — PartnerFacts page ↗COTA, Inc. — PartnerFacts page ↗
Sources
Note · Sep 30, 2014 – Feb 13, 2018

Industry group changed between filings — COTA, Inc.

"Other Technology" (Sep 30, 2014); then "Other Health Care" (Feb 13, 2018).

What this means The issuer described its business differently on different forms. Often it is just a different box ticked; sometimes the deal itself changed. Ask which business your money is in.

Form D · Sep 30, 2014 ↗Form D · Feb 13, 2018 ↗COTA, Inc. — PartnerFacts page ↗
Sources
Note · Sep 30, 2014 – Feb 13, 2018

Reported revenue range changed between filings — COTA, Inc.

"Decline to Disclose" (Sep 30, 2014); then "$5,000,001 - $25,000,000" (Feb 13, 2018).

What this means This is the size band the issuer picks for itself on the form. A change can mean the business grew or shrank — or that it chose not to say. Ask for current numbers.

Form D · Sep 30, 2014 ↗Form D · Feb 13, 2018 ↗COTA, Inc. — PartnerFacts page ↗
Sources
Note · Sep 30, 2014 – Feb 13, 2018

Address moved from Hackensack, NJ to New York, NY — COTA, Inc.

The people listed on the Sep 30, 2014 filing give Hackensack, NJ; on the Feb 13, 2018 filing they give New York, NY.

What this means Businesses move; this just shows the two places and dates. If you were told one city and the forms say another, ask which is current.

Form D · Sep 30, 2014 ↗Form D · Feb 13, 2018 ↗COTA, Inc. — PartnerFacts page ↗
Sources
What is compared

What is compared: every Form D and D/A we hold for this subject, side by side — filing dates vs. first-sale dates (the 15-day rule), amendment timing on open offerings (the yearly-amendment expectation), amounts sold, investor counts, offering amounts and minimums across amendments, industry and size bands, addresses, how each person's name and role is written, paid sellers' CRD numbers, and (for groups) where the member companies were formed and sit. Everything is as filed by the issuer; the SEC does not check it. Differences are common and usually have ordinary explanations — we show both values, the dates, and the source so you can ask. As of Oct 24, 2026.

5. Money to insiders

1 of 2 offerings reports sales commissions totalling $2,200,000; 0 report finder's fees; 0 report proceeds to related persons. (includes amounts the issuer reported as estimates)

Offering (latest filing)Sales commissionsFinder's feesTo insidersPaid to sell itSource
Feb 13, 2018 D
COTA, Inc.
File 021-305500
$2,200,000 (est.)$0$0Trump Securities, LLC dba Versari Private Capital Advisory BrokerCheck CRD 47107 ↗EDGAR ↗
Sep 30, 2014 D
COTA, Inc.
File 021-225493
$0$0$0None listed on this filingEDGAR ↗
How this is counted

Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across every filing this person is listed on (latest filing per offering, per issuer).

Deals 1

Every issuer that named John Hervey on a Form D, newest first. A Form D is the notice a company files after it starts selling a private investment.

C
Other Health Care

COTA, Inc.

New York, NY · Sep 30, 2014 → Feb 13, 2018 · 2 filings
  • Feb 13, 2018 · D · $39,999,363 sold of $39,999,363 · 7 investors · min. No minimum reported · role: Executive Officer, Director EDGAR ↗
  • Sep 30, 2014 · D · $3,763,447 sold of $7,000,000 · 3 investors · min. $250,000 · role: Director EDGAR ↗

Raised $40M from 7 investors (100% of the $40M target) as of the latest filing. John is listed as executive officer, director on 2 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other Health Care / 506(b) (4,189 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

People around John 22

Officers, directors, promoters and management entities named on the same filings, as of Oct 23, 2026, 5:45 PM ET.

SG
No photo found yet (own website and image search run after this page is viewed)
Person

Stuart Goldberg

Director, Executive Officer · 2 shared filings (1 issuer) · also on 20 other issuers

Stuart Goldberg is on 21 issuers in total — a repeat sponsor. Their page lists every one.

AP
No photo found yet (own website and image search run after this page is viewed)
Person

Andrew Pecora

Executive Officer, Director · 2 shared filings (1 issuer) · also on 6 other issuers

Andrew Pecora is on 7 issuers in total — a repeat sponsor. Their page lists every one.

AG
No photo found yet (own website and image search run after this page is viewed)
Person

Andre Goy

Director · 2 shared filings (1 issuer)

Listed on the same filings as John Hervey. Their page shows their other deals.

JD
No photo found yet (own website and image search run after this page is viewed)
Person

Joseph Davi

Director · 2 shared filings (1 issuer)

Listed on the same filings as John Hervey. Their page shows their other deals.

TG
No photo found yet (own website and image search run after this page is viewed)
Person

Thomas Gallucci

Executive Officer · 1 shared filing (1 issuer) · also on 1 other issuer

Listed on the same filings as John Hervey. Their page shows their other deals.

JC
No photo found yet (own website and image search run after this page is viewed)
Person

John F. Crowley

Director · 1 shared filing (1 issuer) · also on 1 other issuer

Listed on the same filings as John Hervey. Their page shows their other deals.

GP
No photo found yet (own website and image search run after this page is viewed)
Person

Glenn Pomerantz

Director · 1 shared filing (1 issuer)

Listed on the same filings as John Hervey. Their page shows their other deals.

EL
No photo found yet (own website and image search run after this page is viewed)
Person

Edward Licitra

Director · 1 shared filing (1 issuer)

Listed on the same filings as John Hervey. Their page shows their other deals.

WD
No photo found yet (own website and image search run after this page is viewed)
Person

William T. DeRosa

Director · 1 shared filing (1 issuer)

Listed on the same filings as John Hervey. Their page shows their other deals.

KC
No photo found yet (own website and image search run after this page is viewed)
Person

Kelly Choi

Executive Officer · 1 shared filing (1 issuer)

Listed on the same filings as John Hervey. Their page shows their other deals.

MP
No photo found yet (own website and image search run after this page is viewed)
Person

Minal Patel

Director · 1 shared filing (1 issuer)

Listed on the same filings as John Hervey. Their page shows their other deals.

KS
No photo found yet (own website and image search run after this page is viewed)
Person

Kevin Casey Simon

Executive Officer · 1 shared filing (1 issuer)

Listed on the same filings as John Hervey. Their page shows their other deals.

AE
No photo found yet (own website and image search run after this page is viewed)
Person

Andrew von Eschenbach

Director · 1 shared filing (1 issuer) · also on 1 other issuer

Listed on the same filings as John Hervey. Their page shows their other deals.

ES
No photo found yet (own website and image search run after this page is viewed)
Person

Eric Schultz

Executive Officer, Director · 1 shared filing (1 issuer) · also on 1 other issuer

Listed on the same filings as John Hervey. Their page shows their other deals.

ER
No photo found yet (own website and image search run after this page is viewed)
Person

Elizabeth Rushforth

Executive Officer · 1 shared filing (1 issuer)

Listed on the same filings as John Hervey. Their page shows their other deals.

DC
No photo found yet (own website and image search run after this page is viewed)
Person

Dana Callow

Director · 1 shared filing (1 issuer)

Listed on the same filings as John Hervey. Their page shows their other deals.

AN
No photo found yet (own website and image search run after this page is viewed)
Person

Andrew Norden

Executive Officer · 1 shared filing (1 issuer)

Listed on the same filings as John Hervey. Their page shows their other deals.

AK
No photo found yet (own website and image search run after this page is viewed)
Person

Allen Karp

Director · 1 shared filing (1 issuer)

Listed on the same filings as John Hervey. Their page shows their other deals.

SP
No photo found yet (own website and image search run after this page is viewed)
Person

Scott Paddock

Executive Officer · 1 shared filing (1 issuer)

Listed on the same filings as John Hervey. Their page shows their other deals.

DB
No photo found yet (own website and image search run after this page is viewed)
Person

Donald Berwick

Director · 1 shared filing (1 issuer)

Listed on the same filings as John Hervey. Their page shows their other deals.

DS
No photo found yet (own website and image search run after this page is viewed)
Person

David Siegel

Director · 1 shared filing (1 issuer) · also on 1 other issuer

Listed on the same filings as John Hervey. Their page shows their other deals.

DM
No photo found yet (own website and image search run after this page is viewed)
Person

David M. McCabe

Executive Officer · 1 shared filing (1 issuer)

Listed on the same filings as John Hervey. Their page shows their other deals.

The team behind the deals

Same business address

1 other issuer file from the same address

A shared address can mean the same team, a shared office building or a registered agent. It is a lead, not a conclusion.

Registrations and other filings

Business registration (state registry / Secretary of State)

Individuals are not matched to business registrations — registries list companies, and a name alone is not enough to tie a person to one. Officers and managers appear by name inside each matched company's record on the issuer pages. Registries searched: AL (Alabama Secretary of State — Business Entity Records (arc-sos.state.al.us), searched by issuer name, data as of Oct 24, 2026); CO (Colorado Secretary of State — Business Entities in Colorado (data.colorado.gov), data as of Oct 23, 2026); CT (Connecticut Secretary of the State — Business Registry (data.ct.gov), data as of Oct 24, 2026); FL (Florida Department of State, Division of Corporations — quarterly corporate data file (Sunbiz), data as of Oct 7, 2026); NY (New York Department of State — Corporations and Other Entities (data.ny.gov: All Filings + Active Corporations), data as of Oct 20, 2026); OR (Oregon Secretary of State — Active Businesses, All (data.oregon.gov), data as of Oct 20, 2026); PA (Pennsylvania Department of State — Registered Businesses, Current (data.pa.gov), data as of Oct 6, 2026); TX (Texas Comptroller — Active Franchise Taxpayers incl. Secretary of State file data (data.texas.gov), data as of Oct 24, 2026). Registries of other states have not been searched: many publish no bulk file and require a CAPTCHA or bot challenge on their search page, which we do not bypass (Delaware, for example, offers no public bulk file).

Adviser registration (Form ADV)

None of the 1 issuer this person is listed on appears in Form ADV (searched 24,962 advisers as of Oct 2, 2026). A person is never an adviser firm; Form ADV is checked for the issuers and the management companies they are listed with.

Other offering types (Regulation A and Regulation Crowdfunding)

Searched SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 (51,358 records as of Oct 23, 2026, 8:41 PM ET) — nothing matched this name.

Property records none — individuals are not matched

Property records are matched to companies only, never to individuals, so none are matched to John Hervey by design. Searched property records in Hillsborough County FL (Clerk recorded-document index Oct 14, 2026 to Oct 15, 2026 + FL DOR 2026 ownership roll), Miami-Dade County FL (FL DOR 2026 ownership roll), Harris County TX (HCAD 2026 ownership roll), Dallas County TX (DCAD 2026 ownership roll), New York City ACRIS documents and PLUTO ownership rows already retrieved for other issuers, Cook County IL sale and ownership rows already retrieved for other issuers (814,874 records as of Oct 23, 2026, 8:59 PM ET) for the 1 issuer this person is listed on — nothing matched.

Public profiles and social

Websites and social links of the issuers John Hervey is listed on: none on file. No website or social profile named in COTA, Inc.'s SEC filings (Form C, Reg A, Form ADV; checked Oct 24, 2026). Web search for this name: #258,467 of 374,652 in line (1,386 issuers searched so far). One-tap searches: Look further ↓

Look further

One-tap searches on sites we do not index ourselves, with the name pre-filled (New York, NY). Each opens in a new tab; what you find there is not verified by PartnerFacts.

Social and web

LinkedIn people search ↗Instagram ↗X (Twitter) ↗Facebook ↗YouTube ↗Google ↗Google Images ↗Google News ↗Meta Ad Library ↗

Courts

CourtListener / RECAP (federal) ↗PACER case locator (federal, login) ↗New Jersey state courts — find the court ↗New York WebCivil Supreme ↗

Securities regulators

SEC EDGAR full-text search ↗SEC action look-up ↗FINRA BrokerCheck ↗SEC IAPD adviser search ↗

Business registries

New Jersey Secretary of State business search ↗New York Secretary of State business search ↗OpenCorporates ↗

Change history

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