PartnerFacts
Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 1:53 AM ET

Sponsor Check › Person

Stuart Goldberg

Related person on Form D filings · address states as listed: NJ, NY · listed Feb 6, 2015 → Mar 13, 2018

21issuers
52Form D filings
2015–2018years listed

Data last updated: Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 23, 2026, 11:56 PM ET · SEC enforcement last checked: not yet

Privacy: business-related public information only. Residential addresses are never shown; only the state from the filing.

Key records

The five facts investors ask about first. Each section states what was searched and when. Items still in human review are not shown.

1. Lawsuits

None found in sources searched.

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30) — federal district + bankruptcy courts; live RECAP re-check pending. State courts: not yet searched. PACER: not searched. · Last checked Oct 23, 2026, 11:56 PM ET.

State courts: not yet searched. No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — not yet searched; State securities regulators searched: AZ (Corporation Commission Securities Division), CA (DFPI — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), DE (DOJ Investor Protection Unit), TX (State Securities Board), WA (DFI) — last crawled Oct 23, 2026, 9:57 PM ET. Other states: not yet searched.

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3. Bankruptcies

None found in sources searched.

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not yet searched. PACER: not searched (RECAP only). · Last checked Oct 23, 2026, 11:56 PM ET.

State courts: not yet searched. No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

4. Differences between public sources

Comparisons are made for sponsors and sponsor groups, not individual people.

5. Money to insiders and sales commissions

1 of 22 offerings reports sales commissions totalling $2,200,000; 0 report finder's fees; 0 report proceeds to related persons. (includes amounts the issuer reported as estimates)

SourceOffering (latest filing)Sales commissionsFinder's feesTo insidersPaid to sell it
EDGAR ↗Mar 13, 2018 D/A
File 021-48308
$0$0$0None listed on this filing
EDGAR ↗Mar 13, 2018 D/A
File 021-68390
$0$0$0None listed on this filing
EDGAR ↗Feb 13, 2018 D
File 021-305500
$2,200,000 (est.)$0$0Trump Securities, LLC dba Versari Private Capital Advisory BrokerCheck CRD 47107 ↗
EDGAR ↗Feb 8, 2018 D/A
File 021-154883
$0$0$0None listed on this filing
EDGAR ↗Feb 8, 2018 D/A
File 021-154889
$0$0$0None listed on this filing
EDGAR ↗Feb 8, 2018 D/A
File 021-212343
$0$0$0None listed on this filing
EDGAR ↗Feb 8, 2018 D/A
File 021-212342
$0$0$0None listed on this filing
EDGAR ↗Nov 17, 2017 D
File 021-299016
$0$0$0None listed on this filing
EDGAR ↗Nov 7, 2017 D/A
File 021-250704
$0$0$0None listed on this filing
EDGAR ↗Nov 7, 2017 D/A
File 021-250707
$0$0$0None listed on this filing
EDGAR ↗Oct 20, 2017 D/A
File 021-249810
$0$0$0None listed on this filing
EDGAR ↗Sep 12, 2017 D/A
File 021-224457
$0$0$0None listed on this filing
EDGAR ↗Sep 12, 2017 D/A
File 021-203676
$0$0$0None listed on this filing
EDGAR ↗Aug 16, 2017 D
File 021-292889
$0$0$0None listed on this filing
EDGAR ↗Aug 16, 2017 D
File 021-292890
$0$0$0None listed on this filing
EDGAR ↗May 23, 2017 D
File 021-287280
$0$0$0None listed on this filing
EDGAR ↗May 9, 2017 D/A
File 021-239437
$0$0$0None listed on this filing
EDGAR ↗Sep 21, 2015 D/A
File 021-134403
$0$0$0None listed on this filing
EDGAR ↗Sep 9, 2015 D/A
File 021-134402
$0$0$0None listed on this filing
EDGAR ↗Feb 24, 2015 D/A
File 021-212352
$0$0$0None listed on this filing
EDGAR ↗Feb 24, 2015 D/A
File 021-212348
$0$0$0None listed on this filing
EDGAR ↗Sep 30, 2014 D
File 021-225493
$0$0$0None listed on this filing

As reported by the issuer on Form D (Items 12–15), latest filing per offering (one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across every filing this person is listed on (latest filing per offering, per issuer).

Appears on these filings

SourceIssuerRoleFiledFormOfferingSoldInvestorsMin. investment
EDGAR ↗Marathon Special Opportunity Fund Ltd
group: Marathon
Executive OfficerMar 13, 2018D/AIndefinite
similar: $155,000–$5,250,000
$5,053,688,330331
similar: 4–27
$1,000,000
similar: $1,000–$100,000
EDGAR ↗MARATHON SPECIAL OPPORTUNITY FUND LP
group: Marathon
Executive OfficerMar 13, 2018D/AIndefinite
similar: $155,000–$5,250,000
$1,266,837,936290
similar: 4–27
$1,000,000
similar: $1,000–$100,000
EDGAR ↗COTA, Inc.Executive OfficerFeb 13, 2018D$39,999,363
similar: $829,831–$9,999,998
$39,999,3637
similar: 2–15
No minimum reported
similar: $10,000–$54,310
EDGAR ↗Marathon Securitized Credit Fund, Ltd.
group: Marathon
Executive OfficerFeb 8, 2018D/AIndefinite
similar: $155,000–$5,250,000
$2,190,588,249116
similar: 4–27
$9,818
similar: $1,000–$100,000
EDGAR ↗Marathon Securitized Credit Fund, L.P.
group: Marathon
Executive OfficerFeb 8, 2018D/AIndefinite
similar: $155,000–$5,250,000
$505,951,13946
similar: 4–27
$70
similar: $1,000–$100,000
EDGAR ↗Marathon Global Emerging Markets Fund, Ltd.
group: Marathon
Executive OfficerFeb 8, 2018D/AIndefinite
similar: $155,000–$5,250,000
$225,976,52625
similar: 4–27
$389,470
similar: $1,000–$100,000
EDGAR ↗Marathon Global Emerging Markets Fund, LP
group: Marathon
Executive OfficerFeb 8, 2018D/AIndefinite
similar: $155,000–$5,250,000
$100,301,68721
similar: 4–27
$125,000
similar: $1,000–$100,000
EDGAR ↗MAMPR Metric Fund, Ltd.
group: Marathon
Executive OfficerNov 17, 2017DIndefinite
similar: $155,000–$5,250,000
$28,120,40016
similar: 4–27
$100,000
similar: $1,000–$100,000
EDGAR ↗Marathon European Credit Opportunity Offshore Fund III, LP
group: Marathon
Executive OfficerNov 7, 2017D/AIndefinite
similar: $155,000–$5,250,000
$123,291,24512
similar: 4–27
$75,000
similar: $1,000–$100,000
EDGAR ↗Marathon European Credit Opportunity Fund III, LP
group: Marathon
Executive OfficerNov 7, 2017D/AIndefinite
similar: $155,000–$5,250,000
$511,595,70053
similar: 4–27
$37,500
similar: $1,000–$100,000
EDGAR ↗Marathon CLO Equity Fund, L.P.
group: Marathon
Executive OfficerOct 20, 2017D/AIndefinite
similar: $155,000–$5,250,000
$296,132,0639
similar: 4–27
$20,000,000
similar: $1,000–$100,000
EDGAR ↗Marathon Structured Product Strategies Fund, LP
group: Marathon
Executive OfficerSep 12, 2017D/AIndefinite
similar: $155,000–$5,250,000
$370,152,35052
similar: 4–27
$100,000
similar: $1,000–$100,000
EDGAR ↗Marathon Loan Opportunities Fund, L.P.
group: Marathon
Executive OfficerSep 12, 2017D/AIndefinite
similar: $155,000–$5,250,000
$145,223,42011
similar: 4–27
$25,000
similar: $1,000–$100,000
EDGAR ↗Marathon Emerging Markets Bond Fund II, L.P.
group: Marathon
Executive OfficerAug 16, 2017DIndefinite
similar: $155,000–$5,250,000
$00
similar: 4–27
$500,000
similar: $1,000–$100,000
EDGAR ↗Marathon Real Estate Debt Fund, LP
group: Marathon
Executive OfficerAug 16, 2017DIndefinite
similar: $155,000–$5,250,000
$215,000,0007
similar: 4–27
$1,000,000
similar: $1,000–$100,000
EDGAR ↗MAM Corporate Loan Fund
group: Marathon
Executive OfficerMay 23, 2017DIndefinite
similar: $155,000–$5,250,000
$10,000,0001
similar: 4–27
$100,000
similar: $1,000–$100,000
EDGAR ↗Marathon Emerging Markets Bond Fund, L.P.
group: Marathon
Executive OfficerMay 9, 2017D/AIndefinite
similar: $155,000–$5,250,000
$96,448,3245
similar: 4–27
$500,000
similar: $1,000–$100,000
EDGAR ↗Marathon Special Opportunity Fund Ltd
group: Marathon
Executive OfficerMar 13, 2017D/AIndefinite
similar: $155,000–$5,250,000
$5,047,120,403328
similar: 4–27
$1,000,000
similar: $1,000–$100,000
EDGAR ↗MARATHON SPECIAL OPPORTUNITY FUND LP
group: Marathon
Executive OfficerMar 13, 2017D/AIndefinite
similar: $155,000–$5,250,000
$1,263,568,466263
similar: 4–27
$1,000,000
similar: $1,000–$100,000
EDGAR ↗Marathon Securitized Credit Fund, Ltd.
group: Marathon
Executive OfficerFeb 8, 2017D/AIndefinite
similar: $155,000–$5,250,000
$2,087,525,24997
similar: 4–27
$1,000,000
similar: $1,000–$100,000
EDGAR ↗Marathon Securitized Credit Fund, L.P.
group: Marathon
Executive OfficerFeb 8, 2017D/AIndefinite
similar: $155,000–$5,250,000
$334,900,29133
similar: 4–27
$1,000,000
similar: $1,000–$100,000
EDGAR ↗Marathon Global Emerging Markets Fund, Ltd.
group: Marathon
Executive OfficerFeb 8, 2017D/AIndefinite
similar: $155,000–$5,250,000
$218,226,52622
similar: 4–27
$1,000,000
similar: $1,000–$100,000
EDGAR ↗Marathon Global Emerging Markets Fund, LP
group: Marathon
Executive OfficerFeb 8, 2017D/AIndefinite
similar: $155,000–$5,250,000
$99,465,36213
similar: 4–27
$1,000,000
similar: $1,000–$100,000
EDGAR ↗Marathon European Credit Opportunity Offshore Fund III, LP
group: Marathon
Executive OfficerNov 7, 2016D/AIndefinite
similar: $155,000–$5,250,000
$96,635,0009
similar: 4–27
$1,000,000
similar: $1,000–$100,000
EDGAR ↗Marathon European Credit Opportunity Fund III, LP
group: Marathon
Executive OfficerNov 7, 2016D/AIndefinite
similar: $155,000–$5,250,000
$524,903,20045
similar: 4–27
$1,000,000
similar: $1,000–$100,000
EDGAR ↗Marathon CLO Equity Fund, L.P.
group: Marathon
Executive OfficerOct 21, 2016D/AIndefinite
similar: $155,000–$5,250,000
$293,938,5639
similar: 4–27
$10,000,000
similar: $1,000–$100,000
EDGAR ↗Marathon Structured Product Strategies Fund, LP
group: Marathon
Executive OfficerSep 12, 2016D/AIndefinite
similar: $155,000–$5,250,000
$370,152,35050
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗Marathon Loan Opportunities Fund, L.P.
group: Marathon
Executive OfficerSep 12, 2016D/AIndefinite
similar: $155,000–$5,250,000
$145,223,42010
similar: 4–27
$1,000,000
similar: $1,000–$100,000
EDGAR ↗Marathon Emerging Markets Bond Fund, L.P.
group: Marathon
Executive OfficerMay 9, 2016D/AIndefinite
similar: $155,000–$5,250,000
$35,726,3673
similar: 4–27
$500,000
similar: $1,000–$100,000
EDGAR ↗MARATHON SPECIAL OPPORTUNITY FUND LP
group: Marathon
Executive OfficerMar 11, 2016D/AIndefinite
similar: $155,000–$5,250,000
$1,260,601,309262
similar: 4–27
$1,000,000
similar: $1,000–$100,000
EDGAR ↗Marathon Special Opportunity Fund Ltd
group: Marathon
Executive OfficerMar 11, 2016D/AIndefinite
similar: $155,000–$5,250,000
$5,040,236,997328
similar: 4–27
$1,000,000
similar: $1,000–$100,000
EDGAR ↗Marathon Securitized Credit Fund, Ltd.
group: Marathon
Executive OfficerFeb 8, 2016D/AIndefinite
similar: $155,000–$5,250,000
$1,952,406,97791
similar: 4–27
$1,000,000
similar: $1,000–$100,000
EDGAR ↗Marathon Securitized Credit Fund, L.P.
group: Marathon
Executive OfficerFeb 8, 2016D/AIndefinite
similar: $155,000–$5,250,000
$259,025,58431
similar: 4–27
$1,000,000
similar: $1,000–$100,000
EDGAR ↗Marathon Global Emerging Markets Fund, Ltd.
group: Marathon
Executive OfficerFeb 8, 2016D/AIndefinite
similar: $155,000–$5,250,000
$208,897,27822
similar: 4–27
$1,000,000
similar: $1,000–$100,000
EDGAR ↗Marathon Global Emerging Markets Fund, LP
group: Marathon
Executive OfficerFeb 8, 2016D/AIndefinite
similar: $155,000–$5,250,000
$98,951,71213
similar: 4–27
$1,000,000
similar: $1,000–$100,000
EDGAR ↗Marathon European Credit Opportunity Fund III, LP
group: Marathon
Executive OfficerNov 5, 2015DIndefinite
similar: $155,000–$5,250,000
$308,891,50014
similar: 4–27
$1,000,000
similar: $1,000–$100,000
EDGAR ↗Marathon European Credit Opportunity Offshore Fund III, LP
group: Marathon
Executive OfficerNov 5, 2015DIndefinite
similar: $155,000–$5,250,000
$33,960,0003
similar: 4–27
$1,000,000
similar: $1,000–$100,000
EDGAR ↗Marathon CLO Equity Fund, L.P.
group: Marathon
Executive OfficerOct 21, 2015DIndefinite
similar: $155,000–$5,250,000
$198,400,0006
similar: 4–27
$10,000,000
similar: $1,000–$100,000
EDGAR ↗Marathon Loan Opportunities Fund, L.P.
group: Marathon
Executive OfficerSep 30, 2015D/AIndefinite
similar: $155,000–$5,250,000
$122,406,65710
similar: 4–27
$1,000,000
similar: $1,000–$100,000
EDGAR ↗Marathon Credit Opportunity Fund, LP
group: Marathon
Executive OfficerSep 21, 2015D/AIndefinite
similar: $155,000–$5,250,000
$370,050,24363
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗Marathon Structured Product Strategies Fund, LP
group: Marathon
Executive OfficerSep 11, 2015D/AIndefinite
similar: $155,000–$5,250,000
$158,772,7505
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗Marathon Credit Opportunity Fund, Ltd.
group: Marathon
Executive OfficerSep 9, 2015D/AIndefinite
similar: $155,000–$5,250,000
$691,965,47877
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗Marathon Emerging Markets Bond Fund, L.P.
group: Marathon
Executive OfficerMay 8, 2015DIndefinite
similar: $155,000–$5,250,000
$35,275,0003
similar: 4–27
$500,000
similar: $1,000–$100,000
EDGAR ↗Marathon Special Opportunity Fund Ltd
group: Marathon
Executive OfficerMar 11, 2015D/AIndefinite
similar: $155,000–$5,250,000
$3,649,327,099273
similar: 4–27
$1,000,000
similar: $1,000–$100,000
EDGAR ↗MARATHON SPECIAL OPPORTUNITY FUND LP
group: Marathon
Executive OfficerMar 11, 2015D/AIndefinite
similar: $155,000–$5,250,000
$1,136,043,513280
similar: 4–27
$1,000,000
similar: $1,000–$100,000
EDGAR ↗Marathon European Credit Opportunity Fund II, Ltd.
group: Marathon
Executive OfficerFeb 24, 2015D/AIndefinite
similar: $155,000–$5,250,000
$482,268,49265
similar: 4–27
$1,000,000
similar: $1,000–$100,000
EDGAR ↗Marathon European Credit Opportunity Fund II, LP
group: Marathon
Executive OfficerFeb 24, 2015D/AIndefinite
similar: $155,000–$5,250,000
$807,729,147103
similar: 4–27
$1,000,000
similar: $1,000–$100,000
EDGAR ↗Marathon Securitized Credit Fund, Ltd.
group: Marathon
Executive OfficerFeb 6, 2015D/AIndefinite
similar: $155,000–$5,250,000
$1,802,003,99189
similar: 4–27
$1,000,000
similar: $1,000–$100,000
EDGAR ↗Marathon Securitized Credit Fund, L.P.
group: Marathon
Executive OfficerFeb 6, 2015D/AIndefinite
similar: $155,000–$5,250,000
$176,518,97050
similar: 4–27
$1,000,000
similar: $1,000–$100,000
EDGAR ↗Marathon Global Emerging Markets Fund, Ltd.
group: Marathon
Executive OfficerFeb 6, 2015D/AIndefinite
similar: $155,000–$5,250,000
$181,067,09823
similar: 4–27
$1,000,000
similar: $1,000–$100,000
EDGAR ↗Marathon Global Emerging Markets Fund, LP
group: Marathon
Executive OfficerFeb 6, 2015D/AIndefinite
similar: $155,000–$5,250,000
$97,555,95941
similar: 4–27
$1,000,000
similar: $1,000–$100,000
EDGAR ↗COTA, Inc.DirectorSep 30, 2014D$7,000,000
similar: $1,100,015–$10,001,163
$3,763,4473
similar: 2–14
$250,000
similar: $5,000–$50,000

Every row is a Form D or D/A on which the issuer listed this name as a related person. Related-person names are matched on first + last name and the address state on the filing; records that share a name but could not be tied together by a second identifier are listed separately below.

"Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); Other Health Care / 506(b) (4,189 filings); Other Technology / 506(b) (17,390 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Other listings under the same name

Separate person records under the same name, not combined with this page. Each line says whether it is listed on an issuer this record is also listed on (a second identifier); where it is not, it could be the same person or a different one.

  • Stuart B. Goldberg — address state NY, 1 issuer, Mar 10, 2009 → Mar 10, 2009 · no shared issuer found

Connections as of Oct 23, 2026, 5:45 PM ET

Listed alongside — 40 names on the same filings (15 management entities, 25 people)

People and management entities the issuers listed as related persons on the same Form D filings as Stuart Goldberg. Source: the EDGAR rows in the table above. Showing the 40 with the most shared filings.

Other offering types (Regulation A and Regulation Crowdfunding)

None found in sources searched.

Sources searched: SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 · Last checked Oct 23, 2026, 8:41 PM ET.

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