Andre Goy is listed as a director on 2 SEC Form D filings by 1 issuer between Sep 2014 and Feb 2018: COTA, Inc. (New York, NY — other health care — 2014–2018; $40M reported sold to 7 investors).
What this means One deal on file with the SEC. A Form D is the notice a company files after it starts selling a private investment — it is a notice, not an approval.
Listed alongside Andrew Pecora (2 shared filings), John Hervey (2 shared filings), Joseph Davi (2 shared filings), Stuart Goldberg (2 shared filings), Allen Karp (1 shared filing) and 17 others.
What this means These are the other officers, directors or promoters the companies named on the same forms — the team around Andre. Each name links to their own page.
Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CT, DE, FINRA, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, OK, OR, PA, RI, SC, SD, TN, TX, VT, WA, WI, WV, WY) — none found.
What this means Nothing turned up where we looked (3 sources). That does not prove there is nothing — it means none was found in those sources on that date.
We compared 2 public filings for Andre Goy and found 7 differences: Bankruptcy case: Licitra v. JAJA Construction Corporation; Form D filed 28 days after the first sale; and more below.
What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.