PartnerFacts
Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 5:10 AM ET

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Stephen James Smith

Named as an officer, director or promoter on SEC Form D filings · CA · Aug 11, 2011 → Dec 12, 2014

1deal (issuers)
$4.5Mreported sold
58investors
5Form D filings
2011–2014years on file
Follow this personLook further ↓PDF

Data last updated Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 24, 2026, 3:02 AM ET · SEC enforcement last checked: covered by the index scan as of Oct 24, 2026, 2:50 AM ET

The short version

Stephen James Smith is listed as an executive officer and director on 5 SEC Form D filings by 1 issuer between Aug 2011 and Dec 2014: ALLDIGITAL HOLDINGS, INC. (Irvine, CA — other technology — 2011–2014; $4.5M reported sold to 58 investors).

What this means One deal on file with the SEC. A Form D is the notice a company files after it starts selling a private investment — it is a notice, not an approval.

Listed alongside Timothy David Napoleon (5 shared filings), Paul S. Summers (4 shared filings), David Williams (3 shared filings), Adam Anthony (2 shared filings), BRADLEY A. EISENSTEIN (2 shared filings) and 5 others.

What this means These are the other officers, directors or promoters the companies named on the same forms — the team around Stephen. Each name links to their own page.

Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AZ, CA, DE, TX, WA) — 6 court cases matching the name, 17 bankruptcy cases matching the name listed in Key records below.

What this means 23 records came back, including 5 court cases still open — open cases can take years and cost money. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.

We compared 5 public filings for Stephen James Smith and found 8 differences: Form D filed 57 days after the first sale; No amendment in the last 12 months on an offering that may still be open; and more below.

What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.

What the community is saying

Community search for Stephen James Smith has not run yet — it is joining a line of 8,563 names; searches run around the clock at the hosts' allowed rate. Searched so far: 27 names.

Community comments are quoted as written by their authors. Sources searched: BiggerPockets forums (via DuckDuckGo, Brave, Bing and BiggerPockets search) and Reddit (search feed + public archive).

Key records

Five things investors ask first. Items still in human review are counted, not shown.

1. Lawsuits

6 cases: 5 open, 1 closed (disposition not in docket feed)

Dejon Griffin v. Stephen Smith open
District Court, C.D. California · No. 8:25-cv-01529 · Filed Jul 9, 2025
Role of Stephen Smith: Defendant · Outcome: Open — no termination date on the docket (bulk snapshot 2026-09-30) Docket on CourtListener ↗
same full name (a name found in 1476 federal dockets); 33 people with this name in Form D filings; court in the person's filing state (CA)
WF Buildings, Ltd. v. Stephen Smith open
District Court, C.D. California · No. 5:24-cv-02161 · Filed Oct 10, 2024
Role of Stephen Smith: Defendant · Outcome: Open — no termination date on the docket (bulk snapshot 2026-09-30) Docket on CourtListener ↗
same full name (a name found in 1476 federal dockets); 33 people with this name in Form D filings; court in the person's filing state (CA)
James Lewis Apodaca v. Stephen Smith open
District Court, C.D. California · No. 2:24-cv-03027 · Filed Apr 8, 2024
Role of Stephen Smith: Defendant · Outcome: Open — no termination date on the docket (bulk snapshot 2026-09-30) Docket on CourtListener ↗
same full name (a name found in 1476 federal dockets); 33 people with this name in Form D filings; court in the person's filing state (CA)
United States v. STEPHEN R. SMITH open
District Court, C.D. California · No. 5:23-tk-00002 · Filed Feb 7, 2023
Role of STEPHEN R. SMITH: Defendant · Outcome: Open — no termination date on the docket (bulk snapshot 2026-09-30) Docket on CourtListener ↗
same full name (a name found in 1476 federal dockets); 33 people with this name in Form D filings; court in the person's filing state (CA); middle initial differs
United States v. STEPHEN R. SMITH open
District Court, C.D. California · No. 5:23-tk-00002 · Filed Feb 7, 2023
Role of STEPHEN R. SMITH: Defendant · Outcome: Open — no termination date on the docket (bulk snapshot 2026-09-30) Docket on CourtListener ↗
same full name (a name found in 1476 federal dockets); 33 people with this name in Form D filings; court in the person's filing state (CA); middle initial differs
Stephen Smith v. United of Omaha Life Insurance Company closed
District Court, C.D. California · No. 2:19-cv-04817 · Filed Jun 3, 2019 · Closed Dec 20, 2019
Role of Stephen Smith: Plaintiff · Outcome: Terminated 2019-12-20 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 1476 federal dockets); 33 people with this name in Form D filings; court in the person's filing state (CA)
What was searched

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts State courts: not covered (one-tap state court links under Look further). PACER: not searched. · Last checked Oct 24, 2026, 3:02 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

None found in sources searched — SEC enforcement releases (index scan as of Oct 24, 2026, 2:50 AM ET) · state securities regulators: AZ, CA, DE, TX, WA (crawled Oct 23, 2026)

What was searched

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — Searched SEC litigation releases and administrative proceedings (1995→ / 2007→) (30,205 records as of Oct 24, 2026, 2:50 AM ET) — nothing matched Stephen James Smith..

State securities regulators searched: AZ (Corporation Commission Securities Division), CA (DFPI — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), DE (DOJ Investor Protection Unit), TX (State Securities Board), WA (DFI) — last crawled Oct 23, 2026, 9:57 PM ET. Other states are not covered.

3. Bankruptcies

17 cases: 1 open, 16 closed (disposition not in docket feed)

Stephen Smith open
United States Bankruptcy Court, S.D. California · No. 26-00378 · Filed Jan 31, 2026
Role of Stephen Smith: Debtor · Outcome: Open — no termination date on the docket (bulk snapshot 2026-09-30) Docket on CourtListener ↗
same full name (a name found in 1476 federal dockets); 33 people with this name in Form D filings; court in the person's filing state (CA)
Stephen A. Smith and Nathan B. Smith closed
United States Bankruptcy Court, C.D. California · No. 6:22-bk-10368 · Filed Jan 31, 2022 · Closed May 17, 2022
Role of Stephen A. Smith and Nathan B. Smith: Debtor · Outcome: Case closed 2022-05-17 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 1476 federal dockets); 33 people with this name in Form D filings; court in the person's filing state (CA); middle initial differs
Stephen Smith closed
United States Bankruptcy Court, S.D. California · No. 20-00031 · Filed Jan 7, 2020 · Closed Apr 30, 2020
Role of Stephen Smith: Debtor · Outcome: Case closed 2020-04-30 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 1476 federal dockets); 33 people with this name in Form D filings; court in the person's filing state (CA)
Stephen L Smith closed
United States Bankruptcy Court, C.D. California · No. 6:16-bk-12912 · Filed Mar 31, 2016 · Closed Jul 12, 2016
Role of Stephen L Smith: Debtor · Outcome: Case closed 2016-07-12 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 1476 federal dockets); 33 people with this name in Form D filings; court in the person's filing state (CA); middle initial differs
Stephen D Smith and Judy L Schmidt closed
United States Bankruptcy Court, N.D. California · No. 14-11748 · Filed Dec 22, 2014 · Closed Oct 14, 2020
Role of Stephen D Smith and Judy L Schmidt: Debtor · Outcome: Case closed 2020-10-14 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 1476 federal dockets); 33 people with this name in Form D filings; court in the person's filing state (CA); middle initial differs
Stephen R Smith closed
United States Bankruptcy Court, C.D. California · No. 6:14-bk-18194 · Filed Jun 25, 2014 · Closed Sep 18, 2014
Role of Stephen R Smith: Debtor · Outcome: Case closed 2014-09-18 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 1476 federal dockets); 33 people with this name in Form D filings; court in the person's filing state (CA); middle initial differs
Stephen Smith closed
United States Bankruptcy Court, E.D. California · No. 13-17748 · Filed Dec 7, 2013 · Closed Mar 28, 2014
Role of Stephen Smith: Debtor · Outcome: Case closed 2014-03-28 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 1476 federal dockets); 33 people with this name in Form D filings; court in the person's filing state (CA)
Stephen M. Smith and Rochelle M. Smith closed
United States Bankruptcy Court, C.D. California · No. 8:12-bk-21492 · Filed Sep 30, 2012 · Closed Jan 28, 2013
Role of Stephen M. Smith and Rochelle M. Smith: Debtor · Outcome: Case closed 2013-01-28 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 1476 federal dockets); 33 people with this name in Form D filings; court in the person's filing state (CA); middle initial differs
Stephen C Smith closed
United States Bankruptcy Court, S.D. California · No. 12-07809 · Filed May 31, 2012 · Closed Oct 29, 2012
Role of Stephen C Smith: Debtor · Outcome: Case closed 2012-10-29 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 1476 federal dockets); 33 people with this name in Form D filings; court in the person's filing state (CA); middle initial differs
Stephen C Smith closed
United States Bankruptcy Court, C.D. California · No. 6:12-bk-22495 · Filed May 21, 2012 · Closed Sep 26, 2012
Role of Stephen C Smith: Debtor · Outcome: Case closed 2012-09-26 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 1476 federal dockets); 33 people with this name in Form D filings; court in the person's filing state (CA); middle initial differs
Stephen Smith and Minde Smith closed
United States Bankruptcy Court, E.D. California · No. 12-24201 · Filed Mar 2, 2012 · Closed Jul 6, 2012
Role of Stephen Smith and Minde Smith: Debtor · Outcome: Case closed 2012-07-06 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 1476 federal dockets); 33 people with this name in Form D filings; court in the person's filing state (CA); middle initial differs
Stephen C Smith closed
United States Bankruptcy Court, S.D. California · No. 11-19664 · Filed Dec 2, 2011 · Closed Mar 5, 2012
Role of Stephen C Smith: Debtor · Outcome: Case closed 2012-03-05 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 1476 federal dockets); 33 people with this name in Form D filings; court in the person's filing state (CA); middle initial differs
Stephen Smith closed
United States Bankruptcy Court, C.D. California · No. 8:11-bk-24499 · Filed Oct 18, 2011 · Closed Feb 13, 2012
Role of Stephen Smith: Debtor · Outcome: Case closed 2012-02-13 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 1476 federal dockets); 33 people with this name in Form D filings; court in the person's filing state (CA)
Stephen Smith and Dana Harris v. Dean closed
United States Bankruptcy Court, S.D. California · No. 10-90557 · Filed Nov 19, 2010 · Closed Dec 3, 2013
Role of Stephen Smith and Dana Harris: Plaintiff · Outcome: Case closed 2013-12-03 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 1476 federal dockets); 33 people with this name in Form D filings; court in the person's filing state (CA); middle initial differs
Stephen P. Smith closed
United States Bankruptcy Court, E.D. California · No. 10-47099 · Filed Oct 12, 2010 · Closed Jan 27, 2011
Role of Stephen P. Smith: Debtor · Outcome: Case closed 2011-01-27 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 1476 federal dockets); 33 people with this name in Form D filings; court in the person's filing state (CA); middle initial differs
Stephen H. Smith and Janille M. Smith closed
United States Bankruptcy Court, S.D. California · No. 10-06083 · Filed Apr 14, 2010 · Closed Oct 8, 2015
Role of Stephen H. Smith and Janille M. Smith: Debtor · Outcome: Case closed 2015-10-08 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 1476 federal dockets); 33 people with this name in Form D filings; court in the person's filing state (CA); middle initial differs
Stephen A. Smith closed
United States Bankruptcy Court, C.D. California · No. 6:10-bk-10567 · Filed Jan 8, 2010 · Closed May 20, 2010
Role of Stephen A. Smith: Debtor · Outcome: Case closed 2010-05-20 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 1476 federal dockets); 33 people with this name in Form D filings; court in the person's filing state (CA); middle initial differs
What was searched

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not covered (one-tap state court links under Look further). PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 3:02 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

4. Differences between public sources

Comparisons cover issuers and sponsor groups — see the issuer pages under Deals

8 differences found between the filings for Stephen James Smith (compared 5 filings on Oct 24, 2026)

Note · Oct 16, 2014 – Dec 12, 2014

Form D filed 57 days after the first sale — ALLDIGITAL HOLDINGS, INC.

The filing says the first sale was Oct 16, 2014. The Form D was filed Dec 12, 2014 — 57 days later. The rule: a Form D is generally due within 15 days after the first sale, so this one is 42 days past that.

What this means A late notice is common and carries no penalty by itself. It is worth asking the sponsor why the paperwork lagged.

Form D · Dec 12, 2014 ↗ALLDIGITAL HOLDINGS, INC. — PartnerFacts page ↗
Sources
Note · Oct 16, 2014 – Dec 12, 2014

No amendment in the last 12 months on an offering that may still be open — ALLDIGITAL HOLDINGS, INC. (latest filing Dec 12, 2014)

The latest filing for this offering is dated Dec 12, 2014 (first sale Oct 16, 2014). It reports $750,000 sold of $3,000,000 offered. No later amendment is in our index as of Oct 24, 2026.

What this means SEC rules expect a yearly amendment while an offering is still going. The raise may simply have ended — a Form D does not say when it closed. Ask the sponsor whether the offering closed, when, and at what amount.

Form D · Dec 12, 2014 ↗ALLDIGITAL HOLDINGS, INC. — PartnerFacts page ↗
Sources
Note · Jul 29, 2011 – Aug 11, 2011

No amendment in the last 12 months on an offering that may still be open — ALLDIGITAL HOLDINGS, INC. (latest filing Aug 11, 2011)

The latest filing for this offering is dated Aug 11, 2011 (first sale Jul 29, 2011). It reports $1,057,732 sold of $1,250,000 offered. No later amendment is in our index as of Oct 24, 2026.

What this means SEC rules expect a yearly amendment while an offering is still going. The raise may simply have ended — a Form D does not say when it closed. Ask the sponsor whether the offering closed, when, and at what amount.

Form D · Aug 11, 2011 ↗ALLDIGITAL HOLDINGS, INC. — PartnerFacts page ↗
Sources
Note · Aug 11, 2011

Stephen James Smith is written 2 different ways on the filings

listed as "Stephen J. Smith" on 3 filings (from Aug 11, 2011), and "Stephen James Smith" on 2 filings (from Aug 11, 2011).

What this means Same person, written differently — a middle name or suffix left off, or spelled another way. It is normal, but check that the full legal name matches your subscription documents.

Form D · Aug 11, 2011 ↗Form D · Aug 11, 2011 ↗Stephen James Smith — PartnerFacts page ↗
Sources
Note · Dec 8, 2015 – Jul 12, 2016

Same name, different state: "STEPHEN SMITH" (MN) is a separate record

This page covers filings where the address state is CA. A separate record, "STEPHEN SMITH" with address state MN, is listed on 5 filings — most recently by CAERUS CORP. (Jul 12, 2016). The two records do not overlap in time: this page runs Aug 11, 2011 to Dec 12, 2014; the other runs Dec 8, 2015 to Jul 12, 2016.

What this means Could be the same person who moved, or two people with the same name. We keep them apart until a filing ties them together. Check both pages before you decide.

STEPHEN SMITH (MN) — PartnerFacts page ↗Form D · Jul 12, 2016 ↗CAERUS CORP. — PartnerFacts page ↗Stephen James Smith (CA) — this page ↗
Sources
Note · Mar 13, 2013

Same name, different state: "Stephen Smith" (NC) is a separate record

This page covers filings where the address state is CA. A separate record, "Stephen Smith" with address state NC, is listed on 1 filing — most recently by Forest Creek Investors, LLC (Mar 13, 2013). Both records have filings in the same period (Mar 13, 2013).

What this means Two records with one name were active at the same time. That can be one person listing different company addresses, or two different people. We keep them apart until a filing ties them together. Check both pages before you decide.

Stephen Smith (NC) — PartnerFacts page ↗Form D · Mar 13, 2013 ↗Forest Creek Investors, LLC — PartnerFacts page ↗Stephen James Smith (CA) — this page ↗
Sources
Note · Jan 24, 2013

Same name, different state: "Stephen Smith" (Y7) is a separate record

This page covers filings where the address state is CA. A separate record, "Stephen Smith" with address state Y7, is listed on 1 filing — most recently by Starwood European Real Estate Finance Ltd (Jan 24, 2013). Both records have filings in the same period (Jan 24, 2013).

What this means Two records with one name were active at the same time. That can be one person listing different company addresses, or two different people. We keep them apart until a filing ties them together. Check both pages before you decide.

Stephen Smith (Y7) — PartnerFacts page ↗Form D · Jan 24, 2013 ↗Starwood European Real Estate Finance Ltd — PartnerFacts page ↗Stephen James Smith (CA) — this page ↗
Sources
Note · Oct 14, 2010 – Jan 18, 2012

Same name, different state: "Stephen Smith" (CO) is a separate record

This page covers filings where the address state is CA. A separate record, "Stephen Smith" with address state CO, is listed on 4 filings — most recently by SWIIM System, Ltd. (Jan 18, 2012). Both records have filings in the same period (Aug 11, 2011 to Jan 18, 2012).

What this means Two records with one name were active at the same time. That can be one person listing different company addresses, or two different people. We keep them apart until a filing ties them together. Check both pages before you decide.

Stephen Smith (CO) — PartnerFacts page ↗Form D · Jan 18, 2012 ↗SWIIM System, Ltd. — PartnerFacts page ↗Stephen James Smith (CA) — this page ↗
Sources
What is compared

What is compared: every Form D and D/A we hold for this subject, side by side — filing dates vs. first-sale dates (the 15-day rule), amendment timing on open offerings (the yearly-amendment expectation), amounts sold, investor counts, offering amounts and minimums across amendments, industry and size bands, addresses, how each person's name and role is written, paid sellers' CRD numbers, and (for groups) where the member companies were formed and sit. Everything is as filed by the issuer; the SEC does not check it. Differences are common and usually have ordinary explanations — we show both values, the dates, and the source so you can ask. As of Oct 24, 2026.

5. Money to insiders

None reported on 5 offerings — no sales commissions, finder's fees or proceeds to insiders

Per-offering detail
Offering (latest filing)Sales commissionsFinder's feesTo insidersPaid to sell itSource
Dec 12, 2014 D
ALLDIGITAL HOLDINGS, INC.
File 021-229966
$0$0$0None listed on this filingEDGAR ↗
Feb 12, 2014 D
ALLDIGITAL HOLDINGS, INC.
File 021-211756
$0$0$0None listed on this filingEDGAR ↗
Nov 8, 2011 D
ALLDIGITAL HOLDINGS, INC.
File 021-168408
$0 (est.)$0 (est.)$0None listed on this filingEDGAR ↗
Aug 11, 2011 D
ALLDIGITAL HOLDINGS, INC.
File 021-164304
$0$0$0
No proceeds were received in the merger.
None listed on this filingEDGAR ↗
Aug 11, 2011 D
ALLDIGITAL HOLDINGS, INC.
File 021-164311
$0$0$0None listed on this filingEDGAR ↗

Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across every filing this person is listed on (latest filing per offering, per issuer).

Deals 1

Every issuer that named Stephen James Smith on a Form D, newest first. A Form D is the notice a company files after it starts selling a private investment.

AH
Other Technology

ALLDIGITAL HOLDINGS, INC.

Irvine, CA · Aug 11, 2011 → Dec 12, 2014 · 5 filings
  • Dec 12, 2014 · D · $750,000 sold of $3,000,000 · 3 investors · min. $25,000 · role: Executive Officer, Director (Vice President of Network Services) EDGAR ↗
  • Feb 12, 2014 · D · $637,500 sold of $637,500 · 1 investors · min. No minimum reported · role: Executive Officer, Director EDGAR ↗
  • Nov 8, 2011 · D · $762,704 sold of $762,704 · 49 investors · min. No minimum reported · role: Executive Officer, Director (Secretary and VP, Network Services) EDGAR ↗
  • Aug 11, 2011 · D · $1,057,732 sold of $1,250,000 · 58 investors · min. $2,500 · role: Executive Officer, Director (VP, Network Services after close of offering) EDGAR ↗
  • Aug 11, 2011 · D · $4,500,000 sold of $4,500,000 · 3 investors · min. No minimum reported · role: Executive Officer, Director (VP, Network Services after merger) EDGAR ↗

Raised $4.5M from 58 investors (100% of the $3M target) as of the latest filing. Stephen is listed as executive officer, director on 5 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other Technology / 506(b) (17,390 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Other pages with the same name (20)

Separate person records under the same name, not combined with this page. Each line says whether it shares an issuer with this record.

  • Stephen Smith — UT, 11 issuers, Nov 15, 2023 → May 8, 2024 · no shared issuer
  • STEPHEN C SMITH — NY, FL, 8 issuers, Dec 31, 2018 → Feb 21, 2023 · no shared issuer
  • Stephen Smith — TX, 6 issuers, Jan 11, 2012 → Jul 2, 2024 · no shared issuer
  • Stephen H. Smith — WA, 5 issuers, Feb 28, 2019 → Jul 31, 2026 · no shared issuer
  • Stephen Smith — CA, 5 issuers, May 25, 2011 → May 25, 2022 · shares 1 issuer with this record
  • Stephen A. Smith — MO, 5 issuers, Jan 29, 2014 → May 21, 2026 · no shared issuer
  • Stephen K Smith — ME, 4 issuers, Apr 20, 2009 → Nov 18, 2013 · no shared issuer
  • Stephen Smith — NY, VA, 4 issuers, Dec 11, 2009 → Jul 20, 2022 · no shared issuer
  • Stephen Spencer Smith — TX, 3 issuers, Jun 18, 2013 → Dec 8, 2022 · no shared issuer
  • Stephen Smith — Ontario, Canada (as filed: A6), 3 issuers, Mar 29, 2019 → Dec 27, 2023 · no shared issuer
  • Stephen C. Smith — OH, 3 issuers, Mar 31, 2023 → Jul 1, 2026 · no shared issuer
  • STEPHEN SMITH — MN, 2 issuers, Dec 8, 2015 → Jul 12, 2016 · no shared issuer
  • Stephen M. Smith — PA, 2 issuers, Aug 18, 2010 → Aug 30, 2010 · no shared issuer
  • Stephen Smith — KY, 2 issuers, Sep 17, 2018 → Apr 21, 2026 · no shared issuer
  • STEPHEN M. SMITH — IL, 2 issuers, Feb 6, 2018 → Aug 16, 2019 · no shared issuer
  • Stephen David Smith — CA, 2 issuers, Apr 13, 2020 → Jun 1, 2021 · no shared issuer
  • Stephen Smith — CO, 1 issuer, Oct 14, 2010 → Jan 18, 2012 · no shared issuer
  • Stephen Smith — NC, 1 issuer, Mar 13, 2013 → Mar 13, 2013 · no shared issuer
  • Stephen Smith — Guernsey (as filed: Y7), 1 issuer, Jan 24, 2013 → Jan 24, 2013 · no shared issuer
  • Stephen B. Smith — IL, 1 issuer, Sep 29, 2015 → Jul 13, 2018 · no shared issuer

People around Stephen 10

Officers, directors, promoters and management entities named on the same filings, as of Oct 23, 2026, 5:45 PM ET.

TN
No photo found yet (own website and image search run after this page is viewed)
Person

Timothy David Napoleon

Executive Officer, Director · 5 shared filings (1 issuer)

Listed on the same filings as Stephen James Smith. Their page shows their other deals.

PS
No photo found yet (own website and image search run after this page is viewed)
Person

Paul S. Summers

Executive Officer, Director · 4 shared filings (1 issuer)

Listed on the same filings as Stephen James Smith. Their page shows their other deals.

DW
No photo found yet (own website and image search run after this page is viewed)
Person

David Williams

Director · 3 shared filings (1 issuer) · also on 10 other issuers

David Williams is on 11 issuers in total — a repeat sponsor. Their page lists every one.

AA
No photo found yet (own website and image search run after this page is viewed)
Person

Adam Anthony

Executive Officer, Director · 2 shared filings (1 issuer) · also on 1 other issuer

Listed on the same filings as Stephen James Smith. Their page shows their other deals.

BW
No photo found yet (own website and image search run after this page is viewed)
Person

Bradley Wilhite

Director · 2 shared filings (1 issuer) · also on 2 other issuers

Listed on the same filings as Stephen James Smith. Their page shows their other deals.

BE
No photo found yet (own website and image search run after this page is viewed)
Person

BRADLEY A. EISENSTEIN

Executive Officer · 2 shared filings (1 issuer)

Listed on the same filings as Stephen James Smith. Their page shows their other deals.

ML
No photo found yet (own website and image search run after this page is viewed)
Person

MICHAEL F. LINOS

Executive Officer, Director · 2 shared filings (1 issuer)

Listed on the same filings as Stephen James Smith. Their page shows their other deals.

JW
No photo found yet (own website and image search run after this page is viewed)
Person

John J Walpuck

Executive Officer · 1 shared filing (1 issuer)

Listed on the same filings as Stephen James Smith. Their page shows their other deals.

BC
No photo found yet (own website and image search run after this page is viewed)
Person

BARBARA CROFTS

Executive Officer · 1 shared filing (1 issuer)

Listed on the same filings as Stephen James Smith. Their page shows their other deals.

MW
No photo found yet (own website and image search run after this page is viewed)
Person

Mark Walsh

Director · 1 shared filing (1 issuer)

Listed on the same filings as Stephen James Smith. Their page shows their other deals.

Registrations and other filings

Adviser registration (Form ADV)

None of the 1 issuer this person is listed on appears in Form ADV (searched 24,962 advisers as of Oct 2, 2026). A person is never an adviser firm; Form ADV is checked for the issuers and the management companies they are listed with.

Other offering types (Regulation A and Regulation Crowdfunding)

Searched SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 (51,358 records as of Oct 23, 2026, 8:41 PM ET) — nothing matched this name.

Property records none — individuals are not matched

Property records are matched to companies only, never to individuals, so none are matched to Stephen James Smith by design. Searched property records in Hillsborough County FL (Clerk recorded-document index Oct 14, 2026 to Oct 15, 2026 + FL DOR 2026 ownership roll), Miami-Dade County FL (FL DOR 2026 ownership roll), Harris County TX (HCAD 2026 ownership roll), Dallas County TX (DCAD 2026 ownership roll), New York City ACRIS documents and PLUTO ownership rows already retrieved for other issuers, Cook County IL sale and ownership rows already retrieved for other issuers (814,874 records as of Oct 23, 2026, 8:59 PM ET) for the 1 issuer this person is listed on — nothing matched.

Public profiles and social

Websites and social links of the issuers Stephen James Smith is listed on: none on file. No website or social profile named in ALLDIGITAL HOLDINGS, INC.'s SEC filings (Form C, Reg A, Form ADV; checked Oct 24, 2026). Web search for this name: #310,566 of 374,652 in line (14 issuers searched so far). One-tap searches: Look further ↓

Look further

One-tap searches on sites we do not index ourselves, with the name pre-filled (Irvine, CA). Each opens in a new tab; what you find there is not verified by PartnerFacts.

Social and web

LinkedIn people search ↗Instagram ↗X (Twitter) ↗Facebook ↗YouTube ↗Google ↗Google Images ↗Google News ↗Meta Ad Library ↗

Courts

CourtListener / RECAP (federal) ↗PACER case locator (federal, login) ↗California — find the county court ↗Los Angeles Superior Court case search ↗

Securities regulators

SEC EDGAR full-text search ↗SEC action look-up ↗FINRA BrokerCheck ↗SEC IAPD adviser search ↗

Business registries

California Secretary of State business search ↗OpenCorporates ↗

Change history

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