Stephen Smith is listed as an executive officer and director on 9 SEC Form D filings by 6 issuers between Jan 2012 and Jul 2024. Largest by amount reported sold: Keener Domain, LLC (Houston, TX — residential — 2022; $23.5M reported sold to 261 investors), Keener Park Row, LLC (Friendswood, TX — residential — 2022; $19.5M reported sold to 279 investors), Keener Montelago, LLC (Friendswood, TX — residential — 2021; $13.9M reported sold to 204 investors), Keener Valley Ranch, LLC (Friendswood, TX — residential — 2022; $11.7M reported sold to 162 investors), Duration-Camilla Leveraged Bond Fund I LP (Dallas, TX — pooled investment fund — 2024; $7.5M reported sold to 2 investors) and 1 more (all listed below).
What this means A repeat sponsor — 6 separate companies raised money with this person listed as executive officer and director, over about 12 years. Across those companies the filings report $83.1M sold in total.
Listed alongside Charles Studor (3 shared filings), John Craparo (3 shared filings), John Zapp (3 shared filings), Kevin Nater (3 shared filings), Alan R. Schuele (2 shared filings) and 3 others.
What this means These are the other officers, directors or promoters the companies named on the same forms — the team around Stephen. Each name links to their own page.
4 of the issuers belong to the sponsor group Keener (4 issuers, $68.6M reported sold, 2021–2022).
What this means A sponsor group is one team that sets up a new company for each deal. Keener has 4 companies on file and $68.6M reported sold in total — the group page shows the whole track record in one place.
Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CT, DE, FINRA, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, OK, OR, PA, RI, SC, SD, TN, TX, VT, WA, WI, WV, WY) — 5 bankruptcy cases matching the name listed in Key records below.
What this means 5 records came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.
We compared 9 public filings for Stephen Smith and found 9 differences: Stephen Smith appears on 1 deal that stopped filing before reaching its target; Form D filed 17 days after the first sale; and more below.
What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.