PartnerFacts
Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 5:26 AM ET

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STEPHEN SMITH

Named as an officer, director or promoter on SEC Form D filings · MN · Dec 8, 2015 → Jul 12, 2016

2deals (issuers)
$3.42Mreported sold
137investors
5Form D filings
2015–2016years on file
Follow this personLook further ↓PDF

Data last updated Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 24, 2026, 2:19 AM ET · SEC enforcement last checked: covered by the index scan as of Oct 24, 2026, 2:50 AM ET

The short version

STEPHEN SMITH is listed as a director on 5 SEC Form D filings by 2 issuers between Aug 2009 and Jul 2016: CAERUS CORP. (Arden Hills, MN — other health care — 2015–2016; $2.5M reported sold to 107 investors) and EXOS CORP (St Paul, MN — other health care — 2009–2010; $925K reported sold to 30 investors).

What this means 2 separate companies raised money with this person listed as director, over about 7 years. Across those companies the filings report $3.42M sold in total.

Listed alongside FARIBORZ BOOR BOOR (5 shared filings), NICK ROBERTS (3 shared filings), Mark Joseph (2 shared filings), Ralph Bovard (2 shared filings), Richard F. Kyle (2 shared filings) and 7 others.

What this means These are the other officers, directors or promoters the companies named on the same forms — the team around STEPHEN. Each name links to their own page.

Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AZ, CA, DE, TX, WA) — 1 bankruptcy case matching the name listed in Key records below.

What this means 1 record came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.

We compared 5 public filings for STEPHEN SMITH and found 12 differences, 1 worth asking the sponsor about: Form D filed 68 days after the first sale; and more below.

What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.

What the community is saying

Community search for STEPHEN SMITH has not run yet — it is joining a line of 16,215 names; searches run around the clock at the hosts' allowed rate. Searched so far: 28 names.

Community comments are quoted as written by their authors. Sources searched: BiggerPockets forums (via DuckDuckGo, Brave, Bing and BiggerPockets search) and Reddit (search feed + public archive).

Key records

Five things investors ask first. Items still in human review are counted, not shown.

1. Lawsuits

None found in sources searched — federal courts (CourtListener / RECAP), checked Oct 24, 2026

What was searched

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts State courts: not covered (one-tap state court links under Look further). PACER: not searched. · Last checked Oct 24, 2026, 2:19 AM ET.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

None found in sources searched — SEC enforcement releases (index scan as of Oct 24, 2026, 2:50 AM ET) · state securities regulators: AZ, CA, DE, TX, WA (crawled Oct 23, 2026)

What was searched

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — Searched SEC litigation releases and administrative proceedings (1995→ / 2007→) (30,205 records as of Oct 24, 2026, 2:50 AM ET) — nothing matched STEPHEN SMITH..

State securities regulators searched: AZ (Corporation Commission Securities Division), CA (DFPI — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), DE (DOJ Investor Protection Unit), TX (State Securities Board), WA (DFI) — last crawled Oct 23, 2026, 9:57 PM ET. Other states are not covered.

3. Bankruptcies

1 case: 1 closed (disposition not in docket feed)

Stephen F. Smith closed
United States Bankruptcy Court, D. Minnesota · No. 10-41782 · Filed Mar 11, 2010 · Closed Jul 1, 2010
Role of Stephen F. Smith: Debtor · Outcome: Case closed 2010-07-01 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 1476 federal dockets); 33 people with this name in Form D filings; court in the person's filing state (MN)
What was searched

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not covered (one-tap state court links under Look further). PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 2:19 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

4. Differences between public sources

Comparisons cover issuers and sponsor groups — see the issuer pages under Deals

12 differences found between the filings for STEPHEN SMITH — 1 worth asking about (compared 5 filings on Oct 24, 2026)

Worth asking · Oct 1, 2015 – Dec 8, 2015

Form D filed 68 days after the first sale — CAERUS CORP.

The filing says the first sale was Oct 1, 2015. The Form D was filed Dec 8, 2015 — 68 days later. The rule: a Form D is generally due within 15 days after the first sale, so this one is 53 days past that.

What this means A late notice is common and carries no penalty by itself. It is worth asking the sponsor why the paperwork lagged.

Form D · Dec 8, 2015 ↗CAERUS CORP. — PartnerFacts page ↗
Sources
Note · Feb 22, 2010 – Apr 5, 2010

Form D filed 42 days after the first sale — EXOS CORP

The filing says the first sale was Feb 22, 2010. The Form D was filed Apr 5, 2010 — 42 days later. The rule: a Form D is generally due within 15 days after the first sale, so this one is 27 days past that.

What this means A late notice is common and carries no penalty by itself. It is worth asking the sponsor why the paperwork lagged.

Form D · Apr 5, 2010 ↗EXOS CORP — PartnerFacts page ↗
Sources
Note · Aug 13, 2009 – Aug 18, 2009

Offering amount changed between filings — EXOS CORP

The Aug 13, 2009 filing says $500,000 offered; the Aug 18, 2009 Form D/A says $1,000,000.

What this means The target raise changed. Raising the cap is common when a deal grows; ask whether the extra money has the same terms and use.

Form D/A (earlier) · Aug 13, 2009 ↗Form D/A (later) · Aug 18, 2009 ↗EXOS CORP — PartnerFacts page ↗
Sources
Note · Jul 5, 2016 – Jul 12, 2016

No amendment in the last 12 months on an offering that may still be open — CAERUS CORP. (latest filing Jul 12, 2016)

The latest filing for this offering is dated Jul 12, 2016 (first sale Jul 5, 2016). It reports $75,000 sold of $1,000,000 offered. No later amendment is in our index as of Oct 24, 2026.

What this means SEC rules expect a yearly amendment while an offering is still going. The raise may simply have ended — a Form D does not say when it closed. Ask the sponsor whether the offering closed, when, and at what amount.

Form D · Jul 12, 2016 ↗CAERUS CORP. — PartnerFacts page ↗
Sources
Note · Nov 25, 2008 – Apr 5, 2010

No amendment in the last 12 months on an offering that may still be open — EXOS CORP (latest filing Apr 5, 2010)

The latest filing for this offering is dated Apr 5, 2010 (first sale Nov 25, 2008). It reports $925,000 sold of $1,000,000 offered. No later amendment is in our index as of Oct 24, 2026.

What this means SEC rules expect a yearly amendment while an offering is still going. The raise may simply have ended — a Form D does not say when it closed. Ask the sponsor whether the offering closed, when, and at what amount.

Form D · Apr 5, 2010 ↗EXOS CORP — PartnerFacts page ↗
Sources
Note · Aug 13, 2009 – Dec 8, 2015

STEPHEN SMITH is written 2 different ways on the filings

listed as "Stephen E. Smith" on 2 filings (from Aug 13, 2009), and "Stephen Smith" on 3 filings (from Dec 8, 2015).

What this means Same person, written differently — a middle name or suffix left off, or spelled another way. It is normal, but check that the full legal name matches your subscription documents.

Form D/A · Aug 13, 2009 ↗Form D · Dec 8, 2015 ↗STEPHEN SMITH — PartnerFacts page ↗
Sources
Note · Feb 28, 2019 – Jul 31, 2026

Same name, different state: "Stephen H. Smith" (WA) is a separate record

This page covers filings where the address state is MN. A separate record, "Stephen H. Smith" with address state WA, is listed on 9 filings — most recently by Pines of Grass Valley EB5 Investors LLC (Sep 18, 2026). The two records do not overlap in time: this page runs Dec 8, 2015 to Jul 12, 2016; the other runs Feb 28, 2019 to Jul 31, 2026.

What this means Could be the same person who moved, or two people with the same name. We keep them apart until a filing ties them together. Check both pages before you decide.

Stephen H. Smith (WA) — PartnerFacts page ↗Form D/A · Sep 18, 2026 ↗Pines of Grass Valley EB5 Investors LLC — PartnerFacts page ↗STEPHEN SMITH (MN) — this page ↗
Sources
Note · Dec 31, 2018 – Feb 21, 2023

Same name, different state: "STEPHEN C SMITH" (NY or FL) is a separate record

This page covers filings where the address state is MN. A separate record, "STEPHEN C SMITH" with address state NY or FL, is listed on 31 filings — most recently by Seaport Global Specialty Lending Fund LLC (Oct 10, 2024). The two records do not overlap in time: this page runs Dec 8, 2015 to Jul 12, 2016; the other runs Dec 31, 2018 to Feb 21, 2023.

What this means Could be the same person who moved, or two people with the same name. We keep them apart until a filing ties them together. Check both pages before you decide.

STEPHEN C SMITH (NY,FL) — PartnerFacts page ↗Form D/A · Oct 10, 2024 ↗Seaport Global Specialty Lending Fund LLC — PartnerFacts page ↗STEPHEN SMITH (MN) — this page ↗
Sources
Note · May 25, 2011 – May 25, 2022

Same name, different state: "Stephen Smith" (CA) is a separate record

This page covers filings where the address state is MN. A separate record, "Stephen Smith" with address state CA, is listed on 12 filings — most recently by SimplyPut Corp (May 25, 2022). Both records have filings in the same period (Dec 8, 2015 to Jul 12, 2016).

What this means Two records with one name were active at the same time. That can be one person listing different company addresses, or two different people. We keep them apart until a filing ties them together. Check both pages before you decide.

Stephen Smith (CA) — PartnerFacts page ↗Form D · May 25, 2022 ↗SimplyPut Corp — PartnerFacts page ↗STEPHEN SMITH (MN) — this page ↗
Sources
Note · Apr 20, 2009 – Nov 18, 2013

Same name, different state: "Stephen K Smith" (ME) is a separate record

This page covers filings where the address state is MN. A separate record, "Stephen K Smith" with address state ME, is listed on 5 filings — most recently by SB Acquisition Company, Inc. (Nov 18, 2013). The two records do not overlap in time: this page runs Dec 8, 2015 to Jul 12, 2016; the other runs Apr 20, 2009 to Nov 18, 2013.

What this means Could be the same person who moved, or two people with the same name. We keep them apart until a filing ties them together. Check both pages before you decide.

Stephen K Smith (ME) — PartnerFacts page ↗Form D · Nov 18, 2013 ↗SB Acquisition Company, Inc. — PartnerFacts page ↗STEPHEN SMITH (MN) — this page ↗
Sources
Note · Aug 18, 2010 – Aug 30, 2010

Same name, different state: "Stephen M. Smith" (PA) is a separate record

This page covers filings where the address state is MN. A separate record, "Stephen M. Smith" with address state PA, is listed on 3 filings — most recently by Hozzle Rocket, LLC (Feb 1, 2012). The two records do not overlap in time: this page runs Dec 8, 2015 to Jul 12, 2016; the other runs Aug 18, 2010 to Aug 30, 2010.

What this means Could be the same person who moved, or two people with the same name. We keep them apart until a filing ties them together. Check both pages before you decide.

Stephen M. Smith (PA) — PartnerFacts page ↗Form D · Feb 1, 2012 ↗Hozzle Rocket, LLC — PartnerFacts page ↗STEPHEN SMITH (MN) — this page ↗
Sources
Note · Aug 13, 2009 – Apr 5, 2010

Reported revenue range changed between filings — EXOS CORP

"No Revenues" (Aug 13, 2009); then "$1 - $1,000,000" (Apr 5, 2010).

What this means This is the size band the issuer picks for itself on the form. A change can mean the business grew or shrank — or that it chose not to say. Ask for current numbers.

Form D/A · Aug 13, 2009 ↗Form D · Apr 5, 2010 ↗EXOS CORP — PartnerFacts page ↗
Sources
What is compared

What is compared: every Form D and D/A we hold for this subject, side by side — filing dates vs. first-sale dates (the 15-day rule), amendment timing on open offerings (the yearly-amendment expectation), amounts sold, investor counts, offering amounts and minimums across amendments, industry and size bands, addresses, how each person's name and role is written, paid sellers' CRD numbers, and (for groups) where the member companies were formed and sit. Everything is as filed by the issuer; the SEC does not check it. Differences are common and usually have ordinary explanations — we show both values, the dates, and the source so you can ask. As of Oct 24, 2026.

5. Money to insiders

None reported on 4 offerings — no sales commissions, finder's fees or proceeds to insiders

Per-offering detail
Offering (latest filing)Sales commissionsFinder's feesTo insidersPaid to sell itSource
Jul 12, 2016 D
CAERUS CORP.
File 021-266769
$0$0$0None listed on this filingEDGAR ↗
Feb 1, 2016 D
CAERUS CORP.
File 021-256396
$0$0$0None listed on this filingEDGAR ↗
Dec 8, 2015 D
CAERUS CORP.
File 021-252589
$0$0$0None listed on this filingEDGAR ↗
Apr 5, 2010 D
EXOS CORP
File 021-120982
$0$0$0None listed on this filingEDGAR ↗

Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across every filing this person is listed on (latest filing per offering, per issuer).

Deals 2

Every issuer that named Stephen Smith on a Form D, newest first. A Form D is the notice a company files after it starts selling a private investment.

CC
Other Health Care

CAERUS CORP.

Arden Hills, MN · Dec 8, 2015 → Jul 12, 2016 · 3 filings
  • Jul 12, 2016 · D · $75,000 sold of $1,000,000 · 1 investors · min. No minimum reported · role: Director EDGAR ↗
  • Feb 1, 2016 · D · $2,500,000 sold of $2,500,000 · 107 investors · min. No minimum reported · role: Director EDGAR ↗
  • Dec 8, 2015 · D · $750,000 sold of $750,000 · 4 investors · min. $25,000 · role: Director EDGAR ↗

Raised $2.5M from 107 investors (100% of the $1M target) as of the latest filing. Stephen is listed as director on 3 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other Health Care / 506(b) (4,189 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

EC
Other Health Care

EXOS CORP

St Paul, MN · Aug 13, 2009 → Apr 5, 2010 · 2 filings
  • Apr 5, 2010 · D · $925,000 sold of $1,000,000 · 30 investors · min. $25,000 · role: Director EDGAR ↗
  • Aug 13, 2009 · D/A · $75,000 sold of $500,000 · 3 investors · min. $25,000 · role: Director EDGAR ↗

Raised $925K from 30 investors (93% of the $1M target) as of the latest filing. Stephen is listed as director on 2 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

Other pages with the same name (20)

Separate person records under the same name, not combined with this page. Each line says whether it shares an issuer with this record.

  • Stephen Smith — UT, 11 issuers, Nov 15, 2023 → May 8, 2024 · no shared issuer
  • STEPHEN C SMITH — NY, FL, 8 issuers, Dec 31, 2018 → Feb 21, 2023 · no shared issuer
  • Stephen Smith — TX, 6 issuers, Jan 11, 2012 → Jul 2, 2024 · no shared issuer
  • Stephen H. Smith — WA, 5 issuers, Feb 28, 2019 → Jul 31, 2026 · no shared issuer
  • Stephen Smith — CA, 5 issuers, May 25, 2011 → May 25, 2022 · no shared issuer
  • Stephen A. Smith — MO, 5 issuers, Jan 29, 2014 → May 21, 2026 · no shared issuer
  • Stephen K Smith — ME, 4 issuers, Apr 20, 2009 → Nov 18, 2013 · no shared issuer
  • Stephen Smith — NY, VA, 4 issuers, Dec 11, 2009 → Jul 20, 2022 · no shared issuer
  • Stephen Spencer Smith — TX, 3 issuers, Jun 18, 2013 → Dec 8, 2022 · no shared issuer
  • Stephen Smith — Ontario, Canada (as filed: A6), 3 issuers, Mar 29, 2019 → Dec 27, 2023 · no shared issuer
  • Stephen C. Smith — OH, 3 issuers, Mar 31, 2023 → Jul 1, 2026 · no shared issuer
  • Stephen M. Smith — PA, 2 issuers, Aug 18, 2010 → Aug 30, 2010 · no shared issuer
  • Stephen Smith — KY, 2 issuers, Sep 17, 2018 → Apr 21, 2026 · no shared issuer
  • STEPHEN M. SMITH — IL, 2 issuers, Feb 6, 2018 → Aug 16, 2019 · no shared issuer
  • Stephen David Smith — CA, 2 issuers, Apr 13, 2020 → Jun 1, 2021 · no shared issuer
  • Stephen Smith — CO, 1 issuer, Oct 14, 2010 → Jan 18, 2012 · no shared issuer
  • Stephen Smith — NC, 1 issuer, Mar 13, 2013 → Mar 13, 2013 · no shared issuer
  • Stephen Smith — Guernsey (as filed: Y7), 1 issuer, Jan 24, 2013 → Jan 24, 2013 · no shared issuer
  • Stephen B. Smith — IL, 1 issuer, Sep 29, 2015 → Jul 13, 2018 · no shared issuer
  • Stephen Smith — SC, 1 issuer, Oct 15, 2018 → Oct 15, 2018 · no shared issuer

People around Stephen 12

Officers, directors, promoters and management entities named on the same filings, as of Oct 23, 2026, 5:45 PM ET.

FB
No photo found yet (own website and image search run after this page is viewed)
Person

FARIBORZ BOOR BOOR

Executive Officer, Director · 5 shared filings (2 issuers)

Listed on the same filings as Stephen Smith. Their page shows their other deals.

NR
No photo found yet (own website and image search run after this page is viewed)
Person

NICK ROBERTS

Director · 3 shared filings (1 issuer)

Listed on the same filings as Stephen Smith. Their page shows their other deals.

RH
No photo found yet (own website and image search run after this page is viewed)
Person

Roger W. Heegaard

Director · 2 shared filings (1 issuer)

Listed on the same filings as Stephen Smith. Their page shows their other deals.

RB
No photo found yet (own website and image search run after this page is viewed)
Person

Ralph Bovard

Director, Executive Officer · 2 shared filings (1 issuer)

Listed on the same filings as Stephen Smith. Their page shows their other deals.

RK
No photo found yet (own website and image search run after this page is viewed)
Person

Richard F. Kyle

Director · 2 shared filings (1 issuer)

Listed on the same filings as Stephen Smith. Their page shows their other deals.

MJ
No photo found yet (own website and image search run after this page is viewed)
Person

Mark Joseph

Director, Executive Officer · 2 shared filings (1 issuer)

Listed on the same filings as Stephen Smith. Their page shows their other deals.

TM
No photo found yet (own website and image search run after this page is viewed)
Person

Timothy G. McGrath

Director · 1 shared filing (1 issuer)

Listed on the same filings as Stephen Smith. Their page shows their other deals.

JD
No photo found yet (own website and image search run after this page is viewed)
Person

John Dinusson

Executive Officer, Director · 1 shared filing (1 issuer) · also on 3 other issuers

Listed on the same filings as Stephen Smith. Their page shows their other deals.

DK
No photo found yet (own website and image search run after this page is viewed)
Person

DOUG KING

Executive Officer · 1 shared filing (1 issuer)

Listed on the same filings as Stephen Smith. Their page shows their other deals.

TM
No photo found yet (own website and image search run after this page is viewed)
Person

TIM MCGRATH

Executive Officer · 1 shared filing (1 issuer)

Listed on the same filings as Stephen Smith. Their page shows their other deals.

JW
No photo found yet (own website and image search run after this page is viewed)
Person

JIM WOODBURN

Director · 1 shared filing (1 issuer)

Listed on the same filings as Stephen Smith. Their page shows their other deals.

KL
No photo found yet (own website and image search run after this page is viewed)
Person

KENT LILLEMOE

Director · 1 shared filing (1 issuer) · also on 1 other issuer

Listed on the same filings as Stephen Smith. Their page shows their other deals.

Registrations and other filings

Adviser registration (Form ADV)

None of the 2 issuers this person is listed on appears in Form ADV (searched 24,962 advisers as of Oct 2, 2026). A person is never an adviser firm; Form ADV is checked for the issuers and the management companies they are listed with.

Other offering types (Regulation A and Regulation Crowdfunding)

Searched SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 (51,358 records as of Oct 23, 2026, 8:41 PM ET) — nothing matched this name.

Property records none — individuals are not matched

Property records are matched to companies only, never to individuals, so none are matched to STEPHEN SMITH by design. Searched property records in Hillsborough County FL (Clerk recorded-document index Oct 14, 2026 to Oct 15, 2026 + FL DOR 2026 ownership roll), Miami-Dade County FL (FL DOR 2026 ownership roll), Harris County TX (HCAD 2026 ownership roll), Dallas County TX (DCAD 2026 ownership roll), New York City ACRIS documents and PLUTO ownership rows already retrieved for other issuers, Cook County IL sale and ownership rows already retrieved for other issuers (814,874 records as of Oct 23, 2026, 8:59 PM ET) for the 2 issuers this person is listed on — nothing matched.

Public profiles and social

Websites and social links of the issuers Stephen Smith is listed on: none on file. No website or social profile named in CAERUS CORP.'s SEC filings (Form C, Reg A, Form ADV; checked Oct 24, 2026). Web search for this name: #285,929 of 374,652 in line (14 issuers searched so far). One-tap searches: Look further ↓

Look further

One-tap searches on sites we do not index ourselves, with the name pre-filled (Arden Hills, MN). Each opens in a new tab; what you find there is not verified by PartnerFacts.

Social and web

LinkedIn people search ↗Instagram ↗X (Twitter) ↗Facebook ↗YouTube ↗Google ↗Google Images ↗Google News ↗Meta Ad Library ↗

Courts

CourtListener / RECAP (federal) ↗PACER case locator (federal, login) ↗Minnesota court records online ↗

Securities regulators

SEC EDGAR full-text search ↗SEC action look-up ↗FINRA BrokerCheck ↗SEC IAPD adviser search ↗

Business registries

Minnesota Secretary of State business search ↗OpenCorporates ↗

Change history

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