PartnerFacts
Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 9:47 AM ET

Sponsor Check › Person

SS
No photo found yet (own website and image search run after this page is viewed)

Stan Smiley

Named as an officer, director or promoter on SEC Form D filings · CA · Jan 16, 2015 → May 12, 2020

3deals (issuers)
$106Mreported sold
399investors
18Form D filings
2015–2020years on file
Follow this personLook further ↓PDF

Data last updated Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 24, 2026, 2:33 AM ET · SEC enforcement last checked: covered by the index scan as of Oct 24, 2026, 2:50 AM ET

The short version

Stan Smiley is listed as an executive officer on 18 SEC Form D filings by 3 issuers between Jan 2015 and May 2020: Cetera Advisor Networks LLC /CA (El Segundo, CA — investing — 2015–2020; $62.4M reported sold to 245 investors), Cetera Advisors LLC /CO (Greenwood Village, CO — investing — 2015–2020; $35.3M reported sold to 117 investors) and CETERA FINANCIAL SPECIALISTS LLC (Schaumburg, IL — investing — 2015–2020; $8.35M reported sold to 37 investors).

What this means A repeat sponsor — 3 separate companies raised money with this person listed as executive officer, over about 5 years. Across those companies the filings report $106M sold in total.

Listed alongside Greg Olson (18 shared filings), Mark Shelson (18 shared filings), Adam Antoniades (12 shared filings), Kristy Haley (9 shared filings), Brett Harrison (8 shared filings) and 21 others.

What this means These are the other officers, directors or promoters the companies named on the same forms — the team around Stan. Each name links to their own page.

All 3 issuers belong to the sponsor group Cetera (4 issuers, $252M reported sold, 2010–2024).

What this means A sponsor group is one team that sets up a new company for each deal. Cetera has 4 companies on file and $252M reported sold in total — the group page shows the whole track record in one place.

Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CO, CT, DC, DE, FINRA, FL, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VT, WA, WI, WV, WY) — none found.

What this means Nothing turned up where we looked (3 sources). That does not prove there is nothing — it means none was found in those sources on that date.

We compared 18 public filings for Stan Smiley and found 10 differences, 8 worth asking the sponsor about: Regulator action naming a team member: Cetera Advisors, LLC and Cetera Advisor Networks, LLC (Oct 24, 2022); Regulator action naming a team member: Cetera Advisors, LLC and Cetera Advisor Networks LLC (Oct 15, 2019); and more below.

What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.

What the community is saying

Community search for Stan Smiley has not run yet — it is joining a line of 40,996 names; searches run around the clock at the hosts' allowed rate. Searched so far: 641 names.

Community comments are quoted as written by their authors. Sources searched: Bing (site:reddit.com / site:biggerpockets.com) and Reddit's own search, plus DuckDuckGo/Brave/BiggerPockets search when they are answering.

Key records

Five things investors ask first. Items still in human review are counted, not shown.

1. Lawsuits

None found in sources searched — federal courts (CourtListener / RECAP), checked Oct 24, 2026

What was searched

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts State courts: not covered (one-tap state court links under Look further). PACER: not searched. · Last checked Oct 24, 2026, 2:33 AM ET.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

None found in sources searched — SEC enforcement releases (index scan as of Oct 24, 2026, 2:50 AM ET) · state securities regulators: 48 regulators (FINRA, NASAA, 37 states) — crawled Oct 24, 2026, 8:48 AM ET

What was searched

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — Searched SEC litigation releases and administrative proceedings (1995→ / 2007→) (30,205 records as of Oct 24, 2026, 2:50 AM ET) — nothing matched Stan Smiley..

State securities regulators: Securities regulators searched (64,910 actions): FINRA (38,350 actions, 1995–2026), NASAA (31 actions, 2000–2026; listing starts 1997), AK Division of Banking and Securities (273 actions, 1971–2025), AL Securities Commission (880 actions, 2001–2026), AR Securities Department (1,305 actions, 1998–2026), AZ Corporation Commission Securities Division (411 actions, 2017–2026), CA DFPI (25 actions, 2007–2024; listing starts 2002 — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), CO Division of Securities (731 actions, 2001–2026; older years from the Internet Archive (snapshot of 2026-05-02)), CT Department of Banking Securities Division (940 actions, 2006–2026; older years from the Internet Archive (snapshot of 2026-04-22)), DC DISB Securities Bureau (25 actions, 2012–2026), DE DOJ Investor Protection Unit (257 actions, 1987–2026), FL Office of Financial Regulation (49 actions, 2018–2026), GA Secretary of State Securities Division (65 actions, 2015–2026; listing starts 2012), HI DCCA Securities Enforcement Branch (26 actions, 2012–2026), ID Department of Finance Securities Bureau (663 actions, 1994–2026), IL Secretary of State Securities Department (4,122 actions, 2003–2023), KS Insurance Department Securities Division (58 actions), KY Department of Financial Institutions (342 actions, 2005–2026), LA Office of Financial Institutions Securities Division (13 actions, 2010–2025; listing starts 2008), MA Secretary of the Commonwealth Securities Division (125 actions, 2012–2025; live site blocks automated access — loaded from the Internet Archive snapshot of 2026-02-04), MD Attorney General Securities Division (1,054 actions, 2004–2026), ME Office of Securities (539 actions, 2000–2026), MI LARA Corporations, Securities & Commercial Licensing Bureau (201 actions), MO Secretary of State Securities Division (919 actions, 1998–2026), MS Secretary of State Securities Division (209 actions, 1995–2026), MT Commissioner of Securities and Insurance (597 actions, 2000–2026), NC Secretary of State Securities Division (265 actions, 2004–2024), ND Securities Department (711 actions, 1990–2026; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2026-01-06), NH Bureau of Securities Regulation (402 actions, 2002–2026), NM Regulation and Licensing Department Securities Division (90 actions, 2010–2025), NV Secretary of State Securities Division (118 actions, 2018–2026), NY Attorney General Investor Protection Bureau (44 actions, 2012–2026), OH Division of Securities (327 actions, 1993–2006), OK Department of Securities (2,531 actions, 1998–2026), OR Division of Financial Regulation (589 actions, 1988–2026), PA Department of Banking and Securities (1,448 actions, 2008–2024; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2024-08-09), RI DBR Securities Division (98 actions, 2005–2025), SC Attorney General Securities Division (540 actions, 2006–2026), SD Division of Insurance – Securities Regulation (106 actions, 2017–2026), TN Department of Commerce and Insurance Securities Division (405 actions, 1992–2026), TX State Securities Board (936 actions, 1999–2026), UT Division of Securities (772 actions, 2000–2026; older years from the Internet Archive (snapshot of 2010-05-27)), VT DFR Securities Division (137 actions, 2010–2026), WA DFI (2,039 actions, 2001–2026), WI DFI Division of Securities (1,072 actions, 1998–2026), WV Securities Commission (State Auditor) (64 actions), WY Secretary of State Compliance Division (6 actions, 2016–2024) — last crawled Oct 24, 2026, 8:48 AM ET. No machine-readable public listing today for IA, IN, MN, NE, NJ, VA (see docs/state-regulators.md).

3. Bankruptcies

None found in sources searched — federal bankruptcy courts (CourtListener / RECAP), checked Oct 24, 2026

What was searched

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not covered (one-tap state court links under Look further). PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 2:33 AM ET.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

4. Differences between public sources

Comparisons cover issuers and sponsor groups — see the issuer pages under Deals

10 differences found between the filings for Stan Smiley — 8 worth asking about (compared 18 filings on Oct 24, 2026)

Worth asking · Oct 24, 2022

Regulator action naming a team member: Cetera Advisors, LLC and Cetera Advisor Networks, LLC (Oct 24, 2022)

An SEC litigation release dated Oct 24, 2022 names Cetera Advisors LLC /CO (related issuer). Our match estimate: 80%. The release is the source; we do not summarize its outcome here.

What this means A regulator filed or announced an action naming this person or company (or someone on the same filings). Read the release; ask the sponsor what it was and how it ended.

Cetera Advisors, LLC and Cetera Advisor Networks, LLC ↗Cetera Advisors LLC /CO — PartnerFacts page ↗
Sources
Worth asking · Oct 15, 2019

Regulator action naming a team member: Cetera Advisors, LLC and Cetera Advisor Networks LLC (Oct 15, 2019)

An SEC litigation release dated Oct 15, 2019 names Cetera Advisors LLC /CO (related issuer). Our match estimate: 80%. The release is the source; we do not summarize its outcome here.

What this means A regulator filed or announced an action naming this person or company (or someone on the same filings). Read the release; ask the sponsor what it was and how it ended.

Cetera Advisors, LLC and Cetera Advisor Networks LLC ↗Cetera Advisors LLC /CO — PartnerFacts page ↗
Sources
Worth asking · Aug 29, 2019

Regulator action naming a team member: Cetera Advisors, LLC (Aug 29, 2019)

An SEC litigation release dated Aug 29, 2019 names Cetera Advisors LLC /CO (related issuer). Our match estimate: 80%. The release is the source; we do not summarize its outcome here.

What this means A regulator filed or announced an action naming this person or company (or someone on the same filings). Read the release; ask the sponsor what it was and how it ended.

Cetera Advisors, LLC ↗Cetera Advisors LLC /CO — PartnerFacts page ↗
Sources
Note · Jan 20, 1998 – Oct 6, 1998

Bankruptcy case: Bank Of America v. Pretzer — filed Jan 20, 1998

United States Bankruptcy Court, C.D. California docket "Bank Of America v. Pretzer" filed Jan 20, 1998, closed Oct 6, 1998. Summer Pretzer (listed on the same filings) is listed as Defendant ("Pretzer"). Our match estimate: 70%.

What this means A bankruptcy filing was found. Many are old or personal and have nothing to do with the deal — but ask what it was and when it closed.

Docket · United States Bankruptcy Court, C.D. California ↗Summer Pretzer — PartnerFacts page ↗
Sources
Worth asking · May 7, 2018 – May 19, 2021

4 offerings reported less sold on a later filing than an earlier one

Amount sold went down between filings — Cetera Advisor Networks LLC /CA · Amount sold went down between filings — Cetera Advisor Networks LLC /CA · Amount sold went down between filings — Cetera Advisors LLC /CO · Amount sold went down between filings — CETERA FINANCIAL SPECIALISTS LLC

What this means Amounts sold normally only go up. Ask the sponsor what happened on each.

Form D/A (earlier) · May 12, 2020 ↗Form D/A (later) · May 19, 2021 ↗Cetera Advisor Networks LLC /CA — PartnerFacts page ↗Form D/A (earlier) · May 7, 2018 ↗
Sources
Worth asking · Apr 18, 2016 – May 19, 2021

8 offerings reported fewer investors on a later filing

Investor count went down between filings — Cetera Advisors LLC /CO · Investor count went down between filings — Cetera Advisor Networks LLC /CA · Investor count went down between filings — Cetera Advisors LLC /CO · Investor count went down between filings — Cetera Advisor Networks LLC /CA · Investor count went down between filings — Cetera Advisors LLC /CO · and 3 more

What this means Investor counts normally only grow. Ask the sponsor what happened on each.

Form D/A (earlier) · May 12, 2020 ↗Form D/A (later) · May 19, 2021 ↗Cetera Advisors LLC /CO — PartnerFacts page ↗Form D/A (earlier) · May 6, 2019 ↗
Sources
Worth asking · May 12, 2020 – May 19, 2021

Stan Smiley is no longer listed on the May 19, 2021 amendment — Cetera Advisor Networks LLC /CA

Stan Smiley appears on the May 12, 2020 Form D/A (executive officer) but not on the May 19, 2021 Form D/A for the same offering.

What this means People leave, and the issuer must list only current officers, directors and promoters. It is still worth asking why this person left and who replaced them.

Form D/A · May 12, 2020 ↗Form D/A · May 19, 2021 ↗Stan Smiley — PartnerFacts page ↗Cetera Advisor Networks LLC /CA — PartnerFacts page ↗
Sources
Worth asking · May 12, 2020 – May 19, 2021

Stan Smiley is no longer listed on the May 19, 2021 amendment — Cetera Advisors LLC /CO

Stan Smiley appears on the May 12, 2020 Form D/A (executive officer) but not on the May 19, 2021 Form D/A for the same offering.

What this means People leave, and the issuer must list only current officers, directors and promoters. It is still worth asking why this person left and who replaced them.

Form D/A · May 12, 2020 ↗Form D/A · May 19, 2021 ↗Stan Smiley — PartnerFacts page ↗Cetera Advisors LLC /CO — PartnerFacts page ↗
Sources
Worth asking · May 12, 2020 – May 19, 2021

Stan Smiley is no longer listed on the May 19, 2021 amendment — CETERA FINANCIAL SPECIALISTS LLC

Stan Smiley appears on the May 12, 2020 Form D/A (executive officer) but not on the May 19, 2021 Form D/A for the same offering.

What this means People leave, and the issuer must list only current officers, directors and promoters. It is still worth asking why this person left and who replaced them.

Form D/A · May 12, 2020 ↗Form D/A · May 19, 2021 ↗Stan Smiley — PartnerFacts page ↗CETERA FINANCIAL SPECIALISTS LLC — PartnerFacts page ↗
Sources
Note · Jan 13, 2010 – May 6, 2019

8 address changes between filings

Address moved from Schaumburg, IL to El Segundo, CA — CETERA FINANCIAL SPECIALISTS LLC · Address moved from El Segundo, CA to Schaumburg, IL — CETERA FINANCIAL SPECIALISTS LLC · Address moved from Denver, CO to El Segundo, CA — Cetera Advisors LLC /CO · Address moved from Schaumburg, IL to El Segundo, CA — CETERA FINANCIAL SPECIALISTS LLC · Address moved from El Segundo, CA to Denver, CO — Cetera Advisors LLC /CO · and 3 more

What this means Businesses move. If you were told one city and the forms say another, ask which is current.

Form D/A · May 7, 2018 ↗Form D/A · May 6, 2019 ↗CETERA FINANCIAL SPECIALISTS LLC — PartnerFacts page ↗Form D/A · Apr 27, 2017 ↗
Sources
What is compared

What is compared: every Form D and D/A we hold for this subject, side by side — filing dates vs. first-sale dates (the 15-day rule), amendment timing on open offerings (the yearly-amendment expectation), amounts sold, investor counts, offering amounts and minimums across amendments, industry and size bands, addresses, how each person's name and role is written, paid sellers' CRD numbers, and (for groups) where the member companies were formed and sit. Everything is as filed by the issuer; the SEC does not check it. Differences are common and usually have ordinary explanations — we show both values, the dates, and the source so you can ask. As of Oct 24, 2026.

5. Money to insiders

None reported on 3 offerings — no sales commissions, finder's fees or proceeds to insiders

Per-offering detail
Offering (latest filing)Sales commissionsFinder's feesTo insidersPaid to sell itSource
May 12, 2020 D/A
CETERA FINANCIAL SPECIALISTS LLC
File 021-210494
$0$0$0None listed on this filingEDGAR ↗
May 12, 2020 D/A
Cetera Advisor Networks LLC /CA
File 021-53477
$0$0$0None listed on this filingEDGAR ↗
May 12, 2020 D/A
Cetera Advisors LLC /CO
File 021-53475
$0$0$0None listed on this filingEDGAR ↗

Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across every filing this person is listed on (latest filing per offering, per issuer).

Deals 3

Every issuer that named Stan Smiley on a Form D, newest first. A Form D is the notice a company files after it starts selling a private investment.

CA
Investing · group: Cetera

Cetera Advisor Networks LLC /CA

El Segundo, CA · Jan 16, 2015 → May 12, 2020 · 6 filings
  • May 12, 2020 · D/A · $60,331,104 sold of Indefinite · 131 investors · min. No minimum reported · role: Executive Officer EDGAR ↗
  • May 6, 2019 · D/A · $49,978,914 sold of Indefinite · 138 investors · min. No minimum reported · role: Executive Officer EDGAR ↗
  • May 7, 2018 · D/A · $58,516,006 sold of Indefinite · 147 investors · min. No minimum reported · role: Executive Officer EDGAR ↗
  • Apr 27, 2017 · D/A · $51,652,017 sold of Indefinite · 149 investors · min. No minimum reported · role: Executive Officer EDGAR ↗
  • Apr 18, 2016 · D/A · $51,305,287 sold of Indefinite · 157 investors · min. No minimum reported · role: Executive Officer EDGAR ↗
  • Jan 16, 2015 · D/A · $51,271,416 sold of Indefinite · 151 investors · min. No minimum reported · role: Executive Officer EDGAR ↗

Raised $62.4M from 245 investors as of the latest filing. Stan is listed as executive officer on 6 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Investing / 506(b) (2,521 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

CA
Investing · group: Cetera

Cetera Advisors LLC /CO

Greenwood Village, CO · Jan 16, 2015 → May 12, 2020 · 6 filings
  • May 12, 2020 · D/A · $23,872,681 sold of Indefinite · 76 investors · min. No minimum reported · role: Executive Officer EDGAR ↗
  • May 6, 2019 · D/A · $18,932,166 sold of Indefinite · 77 investors · min. No minimum reported · role: Executive Officer EDGAR ↗
  • May 7, 2018 · D/A · $21,439,325 sold of Indefinite · 79 investors · min. No minimum reported · role: Executive Officer EDGAR ↗
  • Apr 27, 2017 · D/A · $18,262,517 sold of Indefinite · 72 investors · min. No minimum reported · role: Executive Officer EDGAR ↗
  • Apr 18, 2016 · D/A · $16,772,872 sold of Indefinite · 68 investors · min. No minimum reported · role: Executive Officer EDGAR ↗
  • Jan 16, 2015 · D/A · $16,490,243 sold of Indefinite · 64 investors · min. No minimum reported · role: Executive Officer EDGAR ↗

Raised $35.3M from 117 investors as of the latest filing. Stan is listed as executive officer on 6 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Investing / 506(b) (2,521 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

CF
Investing · group: Cetera

CETERA FINANCIAL SPECIALISTS LLC

Schaumburg, IL · Jan 16, 2015 → May 12, 2020 · 6 filings
  • May 12, 2020 · D/A · $4,872,938 sold of Indefinite · 25 investors · min. No minimum reported · role: Executive Officer EDGAR ↗
  • May 6, 2019 · D/A · $3,331,300 sold of Indefinite · 0 investors · min. No minimum reported · role: Executive Officer EDGAR ↗
  • May 7, 2018 · D/A · $3,550,886 sold of Indefinite · 22 investors · min. No minimum reported · role: Executive Officer EDGAR ↗
  • Apr 27, 2017 · D/A · $2,774,859 sold of Indefinite · 21 investors · min. No minimum reported · role: Executive Officer EDGAR ↗
  • Apr 18, 2016 · D/A · $1,959,003 sold of Indefinite · 19 investors · min. No minimum reported · role: Executive Officer EDGAR ↗
  • Jan 16, 2015 · D/A · $1,339,067 sold of Indefinite · 19 investors · min. No minimum reported · role: Executive Officer EDGAR ↗

Raised $8.35M from 37 investors as of the latest filing. Stan is listed as executive officer on 6 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Investing / 506(b) (2,521 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

People around Stan 26

Officers, directors, promoters and management entities named on the same filings, as of Oct 23, 2026, 5:45 PM ET.

GO
No photo found yet (own website and image search run after this page is viewed)
Person

Greg Olson

Executive Officer · 18 shared filings (3 issuers)

Listed on the same filings as Stan Smiley. Their page shows their other deals.

MS
No photo found yet (own website and image search run after this page is viewed)
Person

Mark Shelson

Executive Officer · 18 shared filings (3 issuers)

Listed on the same filings as Stan Smiley. Their page shows their other deals.

AA
No photo found yet (own website and image search run after this page is viewed)
Person

Adam Antoniades

Director · 12 shared filings (3 issuers) · also on 3 other issuers

Adam Antoniades is on 6 issuers in total — a repeat sponsor. Their page lists every one.

KH
No photo found yet (own website and image search run after this page is viewed)
Person

Kristy Haley

Executive Officer · 9 shared filings (3 issuers)

Listed on the same filings as Stan Smiley. Their page shows their other deals.

BH
No photo found yet (own website and image search run after this page is viewed)
Person

Brett Harrison

Executive Officer, Director · 8 shared filings (3 issuers)

Listed on the same filings as Stan Smiley. Their page shows their other deals.

GR
No photo found yet (own website and image search run after this page is viewed)
Person

Gregg Ruvoli

Executive Officer, Director · 6 shared filings (1 issuer)

Listed on the same filings as Stan Smiley. Their page shows their other deals.

JR
No photo found yet (own website and image search run after this page is viewed)
Person

Jon Rothenberg

Executive Officer · 6 shared filings (1 issuer)

Listed on the same filings as Stan Smiley. Their page shows their other deals.

BH
No photo found yet (own website and image search run after this page is viewed)
Person

Brian Haley

Executive Officer · 6 shared filings (1 issuer)

Listed on the same filings as Stan Smiley. Their page shows their other deals.

TS
No photo found yet (own website and image search run after this page is viewed)
Person

Timothy P. Stone

Executive Officer · 4 shared filings (1 issuer)

Listed on the same filings as Stan Smiley. Their page shows their other deals.

BB
No photo found yet (own website and image search run after this page is viewed)
Person

Bernie Breton

Executive Officer · 3 shared filings (1 issuer)

Listed on the same filings as Stan Smiley. Their page shows their other deals.

LG
No photo found yet (own website and image search run after this page is viewed)
Person

Lisa Gok

Executive Officer · 3 shared filings (3 issuers) · also on 1 other issuer

Listed on the same filings as Stan Smiley. Their page shows their other deals.

LR
No photo found yet (own website and image search run after this page is viewed)
Person

Larry Roth

Executive Officer, Director · 3 shared filings (3 issuers)

Listed on the same filings as Stan Smiley. Their page shows their other deals.

CH
No photo found yet (own website and image search run after this page is viewed)
Person

Cyndi Hamel

Executive Officer · 3 shared filings (3 issuers)

Listed on the same filings as Stan Smiley. Their page shows their other deals.

SD
No photo found yet (own website and image search run after this page is viewed)
Person

Steve Dunlap

Executive Officer, Director · 3 shared filings (3 issuers)

Listed on the same filings as Stan Smiley. Their page shows their other deals.

BJ
No photo found yet (own website and image search run after this page is viewed)
Person

Bryan Jacobsen

Executive Officer · 3 shared filings (1 issuer)

Listed on the same filings as Stan Smiley. Their page shows their other deals.

TT
No photo found yet (own website and image search run after this page is viewed)
Person

Tom Taylor

Executive Officer · 3 shared filings (1 issuer)

Listed on the same filings as Stan Smiley. Their page shows their other deals.

DB
No photo found yet (own website and image search run after this page is viewed)
Person

David Ballard

Executive Officer · 3 shared filings (3 issuers)

Listed on the same filings as Stan Smiley. Their page shows their other deals.

CB
No photo found yet (own website and image search run after this page is viewed)
Person

Catherine Bonneau

Director · 3 shared filings (1 issuer)

Listed on the same filings as Stan Smiley. Their page shows their other deals.

KP
No photo found yet (own website and image search run after this page is viewed)
Person

Kathleen Vannoy-Pineda

Executive Officer · 3 shared filings (1 issuer)

Listed on the same filings as Stan Smiley. Their page shows their other deals.

TT
No photo found yet (own website and image search run after this page is viewed)
Person

Thomas B. Taylor

Executive Officer, Director · 3 shared filings (1 issuer) · also on 2 other issuers

Listed on the same filings as Stan Smiley. Their page shows their other deals.

JN
No photo found yet (own website and image search run after this page is viewed)
Person

Joseph D. Neary

Director · 3 shared filings (3 issuers)

Listed on the same filings as Stan Smiley. Their page shows their other deals.

EV
No photo found yet (own website and image search run after this page is viewed)
Person

Enrique Vasquez

Executive Officer, Director · 2 shared filings (1 issuer)

Listed on the same filings as Stan Smiley. Their page shows their other deals.

EF
No photo found yet (own website and image search run after this page is viewed)
Person

Erinn Ford

Executive Officer, Director · 2 shared filings (1 issuer)

Listed on the same filings as Stan Smiley. Their page shows their other deals.

DK
No photo found yet (own website and image search run after this page is viewed)
Person

Douglas S. King

Executive Officer, Director · 2 shared filings (1 issuer)

Listed on the same filings as Stan Smiley. Their page shows their other deals.

EF
No photo found yet (own website and image search run after this page is viewed)
Person

Errin Ford

Executive Officer, Director · 1 shared filing (1 issuer)

Listed on the same filings as Stan Smiley. Their page shows their other deals.

SP
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Person

Summer Pretzer

Director · 1 shared filing (1 issuer)

Listed on the same filings as Stan Smiley. Their page shows their other deals.

The team behind the deals

C
Sponsor group

Cetera

4 issuers · 57 filings · $252M reported sold · 2010–2024

One team, 4 deal companies. Stan Smiley is listed on 3 of them.

Sources

Issuers are grouped when their Form D filings share related persons, a management entity or a business address (automatic match from the filings). "Listed" marks the issuers that name Stan Smiley.

Same business address

42 other issuers file from the same address

A shared address can mean the same team, a shared office building or a registered agent. It is a lead, not a conclusion.

Registrations and other filings

Business registration (state registry / Secretary of State)

Individuals are not matched to business registrations — registries list companies, and a name alone is not enough to tie a person to one. Officers and managers appear by name inside each matched company's record on the issuer pages. Registries searched: AL (Alabama Secretary of State — Business Entity Records (arc-sos.state.al.us), searched by issuer name, data as of Oct 24, 2026); CO (Colorado Secretary of State — Business Entities in Colorado (data.colorado.gov), data as of Oct 23, 2026); CT (Connecticut Secretary of the State — Business Registry (data.ct.gov), data as of Oct 24, 2026); FL (Florida Department of State, Division of Corporations — quarterly corporate data file (Sunbiz), data as of Oct 7, 2026); NY (New York Department of State — Corporations and Other Entities (data.ny.gov: All Filings + Active Corporations), data as of Oct 20, 2026); OR (Oregon Secretary of State — Active Businesses, All (data.oregon.gov), data as of Oct 20, 2026); PA (Pennsylvania Department of State — Registered Businesses, Current (data.pa.gov), data as of Oct 6, 2026); TX (Texas Comptroller — Active Franchise Taxpayers incl. Secretary of State file data (data.texas.gov), data as of Oct 24, 2026). Registries of other states have not been searched: many publish no bulk file and require a CAPTCHA or bot challenge on their search page, which we do not bypass (Delaware, for example, offers no public bulk file).

Adviser registration (Form ADV)

None of the 3 issuers this person is listed on appears in Form ADV (searched 24,962 advisers as of Oct 2, 2026). A person is never an adviser firm; Form ADV is checked for the issuers and the management companies they are listed with.

Other offering types (Regulation A and Regulation Crowdfunding)

Searched SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 (51,358 records as of Oct 23, 2026, 8:41 PM ET) — nothing matched this name.

Property records none — individuals are not matched

Property records are matched to companies only, never to individuals, so none are matched to Stan Smiley by design. Searched property records in Hillsborough County FL (Clerk recorded-document index Oct 14, 2026 to Oct 15, 2026 + FL DOR 2026 ownership roll), Miami-Dade County FL (FL DOR 2026 ownership roll), Harris County TX (HCAD 2026 ownership roll), Dallas County TX (DCAD 2026 ownership roll), New York City ACRIS documents and PLUTO ownership rows already retrieved for other issuers, Cook County IL sale and ownership rows already retrieved for other issuers (814,874 records as of Oct 23, 2026, 8:59 PM ET) for the 3 issuers this person is listed on — nothing matched.

Public profiles and social

Websites and social links of the issuers Stan Smiley is listed on: none on file. No website or social profile named in Cetera Advisor Networks LLC /CA's SEC filings (Form C, Reg A, Form ADV; checked Oct 24, 2026). Web search for this name: #98,998 of 374,652 in line (1,386 issuers searched so far). One-tap searches: Look further ↓

Look further

One-tap searches on sites we do not index ourselves, with the name pre-filled (El Segundo, CA). Each opens in a new tab; what you find there is not verified by PartnerFacts.

Social and web

LinkedIn people search ↗Instagram ↗X (Twitter) ↗Facebook ↗YouTube ↗Google ↗Google Images ↗Google News ↗Meta Ad Library ↗

Courts

CourtListener / RECAP (federal) ↗PACER case locator (federal, login) ↗California — find the county court ↗Los Angeles Superior Court case search ↗Cook County Clerk of Court case search ↗Colorado state courts — find the court ↗

Securities regulators

SEC EDGAR full-text search ↗SEC action look-up ↗FINRA BrokerCheck ↗SEC IAPD adviser search ↗

Business registries

California Secretary of State business search ↗Illinois Secretary of State business search ↗Colorado Secretary of State business search ↗OpenCorporates ↗

Change history

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