Errin Ford is listed as an executive officer and director on 1 SEC Form D filing by 1 issuer in Apr 2017: Cetera Advisors LLC /CO (Greenwood Village, CO — investing — 2017; $35.3M reported sold to 117 investors).
What this means One deal on file with the SEC, filed Apr 2017. A Form D is the notice a company files after it starts selling a private investment — it is a notice, not an approval.
Listed alongside Adam Antoniades (1 shared filing), Bernie Breton (1 shared filing), Brett Harrison (1 shared filing), David Ballard (1 shared filing), Greg Olson (1 shared filing) and 3 others.
What this means These are the other officers, directors or promoters the companies named on the same forms — the team around Errin. Each name links to their own page.
The issuer belongs to the sponsor group Cetera (4 issuers, $252M reported sold, 2010–2024).
What this means A sponsor group is one team that sets up a new company for each deal. Cetera has 4 companies on file and $252M reported sold in total — the group page shows the whole track record in one place.
Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CT, DE, FINRA, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, OK, OR, PA, RI, SC, SD, TN, TX, VT, WA, WI, WV, WY) — none found.
What this means Nothing turned up where we looked (3 sources). That does not prove there is nothing — it means none was found in those sources on that date.
We compared 1 public filing for Errin Ford and found 7 differences, 4 worth asking the sponsor about: Regulator action naming a team member: Cetera Advisors, LLC and Cetera Advisor Networks, LLC (Oct 24, 2022); Regulator action naming a team member: Cetera Advisors, LLC and Cetera Advisor Networks LLC (Oct 15, 2019); and more below.
What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.