PartnerFacts
Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 5:10 AM ET

Sponsor Check › Person

BH
No photo found yet (own website and image search run after this page is viewed)

Brett Harrison

Named as an officer, director or promoter on SEC Form D filings · CO, MN · Jan 13, 2010 → Apr 27, 2023

3deals (issuers)
$106Mreported sold
399investors
19Form D filings
2010–2023years on file

Data last updated Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 24, 2026, 2:21 AM ET · SEC enforcement last checked: covered by the index scan as of Oct 24, 2026, 2:50 AM ET

The short version

Brett Harrison is listed as an executive officer and director on 19 SEC Form D filings by 3 issuers between Jan 2010 and Apr 2023: Cetera Advisor Networks LLC /CA (El Segundo, CA — investing — 2016; $62.4M reported sold to 245 investors), Cetera Advisors LLC /CO (Greenwood Village, CO — investing — 2010–2023; $35.3M reported sold to 117 investors) and CETERA FINANCIAL SPECIALISTS LLC (Schaumburg, IL — investing — 2016; $8.35M reported sold to 37 investors).

What this means A repeat sponsor — 3 separate companies raised money with this person listed as executive officer and director, over about 13 years. Across those companies the filings report $106M sold in total.

Listed alongside Kristy Haley (10 shared filings), Greg Olson (8 shared filings), Mark Shelson (8 shared filings), Stan Smiley (8 shared filings), Joseph D. Neary (7 shared filings) and 39 others.

What this means These are the other officers, directors or promoters the companies named on the same forms — the team around Brett. Each name links to their own page.

All 3 issuers belong to the sponsor group Cetera (4 issuers, $252M reported sold, 2010–2024).

What this means A sponsor group is one team that sets up a new company for each deal. Cetera has 4 companies on file and $252M reported sold in total — the group page shows the whole track record in one place.

Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AZ, CA, DE, TX, WA) — 14 bankruptcy cases matching the name listed in Key records below.

What this means 14 records came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.

We compared 19 public filings for Brett Harrison and found 12 differences, 6 worth asking the sponsor about: Amount sold went down between filings; 5 offerings reported fewer investors on a later filing; and more below.

What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.

What the community is saying

Community search for Brett Harrison has not run yet — it is joining a line of 8,759 names; searches run around the clock at the hosts' allowed rate. Searched so far: 27 names.

Community comments are quoted as written by their authors. Sources searched: BiggerPockets forums (via DuckDuckGo, Brave, Bing and BiggerPockets search) and Reddit (search feed + public archive).

Key records

Five things investors ask first. Items still in human review are counted, not shown.

1. Lawsuits

None found in sources searched — federal courts (CourtListener / RECAP), checked Oct 24, 2026

What was searched

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts State courts: not covered (one-tap state court links under Look further). PACER: not searched. · Last checked Oct 24, 2026, 2:21 AM ET.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

None found in sources searched — SEC enforcement releases (index scan as of Oct 24, 2026, 2:50 AM ET) · state securities regulators: AZ, CA, DE, TX, WA (crawled Oct 23, 2026)

What was searched

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — Searched SEC litigation releases and administrative proceedings (1995→ / 2007→) (30,205 records as of Oct 24, 2026, 2:50 AM ET) — nothing matched Brett Harrison..

State securities regulators searched: AZ (Corporation Commission Securities Division), CA (DFPI — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), DE (DOJ Investor Protection Unit), TX (State Securities Board), WA (DFI) — last crawled Oct 23, 2026, 9:57 PM ET. Other states are not covered.

3. Bankruptcies

14 cases: 14 closed (disposition not in docket feed)

Brett Harrison and Lindsay Harrison closed
United States Bankruptcy Court, N.D. Iowa · No. 17-01585 · Filed Dec 13, 2017 · Closed May 9, 2018
Role of Brett Harrison and Lindsay Harrison: Debtor · Outcome: Case closed 2018-05-09 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 23 federal dockets); 5 people with this name in Form D filings; court in IA (not a filing state)
Brett Harrison and Julie Harrison closed
United States Bankruptcy Court, W.D. Tennessee · No. 07-21782 · Filed Feb 23, 2007 · Closed Oct 17, 2007
Role of Brett Harrison and Julie Harrison: Debtor · Outcome: Case closed 2007-10-17 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 23 federal dockets); 5 people with this name in Form D filings; court in TN (not a filing state)
Brett Harrison and Julie Harrison closed
United States Bankruptcy Court, W.D. Tennessee · No. 06-26873 · Filed Aug 31, 2006 · Closed Feb 8, 2007
Role of Brett Harrison and Julie Harrison: Debtor · Outcome: Case closed 2007-02-08 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 23 federal dockets); 5 people with this name in Form D filings; court in TN (not a filing state)
Brett Harrison closed
United States Bankruptcy Court, E.D. Michigan · No. 03-35082 · Filed Dec 23, 2003 · Closed Oct 22, 2007
Role of Brett Harrison: Debtor · Outcome: Case closed 2007-10-22 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 23 federal dockets); 5 people with this name in Form D filings; court in MI (not a filing state)
Brett C. Harrison and Julie D. Harrison closed
United States Bankruptcy Court, D. Oregon · No. 02-43287 · Filed Dec 6, 2002 · Closed May 28, 2003
Role of Brett C. Harrison and Julie D. Harrison: Debtor · Outcome: Case closed 2003-05-28 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 23 federal dockets); 5 people with this name in Form D filings; court in OR (not a filing state)
Brett D Harrison closed
United States Bankruptcy Court, N.D. Illinois · No. 99-51219 · Filed Apr 16, 1999 · Closed Aug 11, 1999
Role of Brett D Harrison: Debtor · Outcome: Case closed 1999-08-11 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 23 federal dockets); 5 people with this name in Form D filings; court in the person's filing state (IL)
Brett C. Harrison and Julie D. Harrison closed
United States Bankruptcy Court, N.D. California · No. 99-42436 · Filed Mar 24, 1999 · Closed Sep 27, 2000
Role of Brett C. Harrison and Julie D. Harrison: Debtor · Outcome: Case closed 2000-09-27 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 23 federal dockets); 5 people with this name in Form D filings; court in the person's filing state (CA)
BRETT A HARRISON closed
United States Bankruptcy Court, S.D. Mississippi · No. 98-02092 · Filed Apr 24, 1998 · Closed Jul 29, 1998
Role of BRETT A HARRISON: Debtor · Outcome: Case closed 1998-07-29 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 23 federal dockets); 5 people with this name in Form D filings; court in MS (not a filing state)
BRETT L. HARRISON closed
United States Bankruptcy Court, D. Delaware · No. 98-00543 · Filed Mar 9, 1998 · Closed Jul 8, 1998
Role of BRETT L. HARRISON: Debtor · Outcome: Case closed 1998-07-08 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 23 federal dockets); 5 people with this name in Form D filings; court in DE (not a filing state)
BRETT HARRISON and KERSTIN HARRISON closed
United States Bankruptcy Court, N.D. Alabama · No. 98-01364 · Filed Feb 27, 1998 · Closed Jul 23, 1998
Role of BRETT HARRISON and KERSTIN HARRISON: Debtor · Outcome: Case closed 1998-07-23 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 23 federal dockets); 5 people with this name in Form D filings; court in AL (not a filing state)
Brett R. Harrison closed
United States Bankruptcy Court, S.D. Illinois · No. 97-41992 · Filed Dec 5, 1997 · Closed Mar 9, 1998
Role of Brett R. Harrison: Debtor · Outcome: Case closed 1998-03-09 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 23 federal dockets); 5 people with this name in Form D filings; court in the person's filing state (IL)
BRETT L. HARRISON closed
United States Bankruptcy Court, D. Delaware · No. 97-02320 · Filed Nov 10, 1997 · Closed Feb 11, 1998
Role of BRETT L. HARRISON: Debtor · Outcome: Case closed 1998-02-11 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 23 federal dockets); 5 people with this name in Form D filings; court in DE (not a filing state)
Brett Harrison closed
United States Bankruptcy Court, S.D. California · No. 97-15326 · Filed Oct 16, 1997 · Closed Feb 21, 2001
Role of Brett Harrison: Debtor · Outcome: Case closed 2001-02-21 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 23 federal dockets); 5 people with this name in Form D filings; court in the person's filing state (CA)
Brett M. Harrison closed
United States Bankruptcy Court, E.D. Michigan · No. 95-47106 · Filed Jul 7, 1995 · Closed Dec 13, 1995
Role of Brett M. Harrison: Debtor · Outcome: Case closed 1995-12-13 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 23 federal dockets); 5 people with this name in Form D filings; court in MI (not a filing state)
What was searched

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not covered (one-tap state court links under Look further). PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 2:21 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

4. Differences between public sources

Comparisons cover issuers and sponsor groups — see the issuer pages under Deals

12 differences found between the filings for Brett Harrison — 6 worth asking about (compared 19 filings on Oct 24, 2026)

Worth asking · Apr 29, 2022 – Apr 27, 2023

Amount sold went down between filings — Cetera Advisors LLC /CO

The Apr 29, 2022 filing says $32,172,934 sold; the Apr 27, 2023 Form D/A says $28,412,140 sold — $3,760,794 less.

What this means Amounts sold normally only go up as a raise continues. A drop can mean investors were refunded, a figure was corrected, or an earlier number was wrong. Ask the sponsor which it was.

Sources
Worth asking · May 7, 2018 – May 6, 2019

Amount sold went down between filings — Cetera Advisors LLC /CO

The May 7, 2018 filing says $21,439,325 sold; the May 6, 2019 Form D/A says $18,932,166 sold — $2,507,159 less.

What this means Amounts sold normally only go up as a raise continues. A drop can mean investors were refunded, a figure was corrected, or an earlier number was wrong. Ask the sponsor which it was.

Sources
Worth asking · Jan 12, 2012 – May 19, 2021

5 offerings reported fewer investors on a later filing

Investor count went down between filings — Cetera Advisors LLC /CO · Investor count went down between filings — Cetera Advisors LLC /CO · Investor count went down between filings — Cetera Advisors LLC /CO · Investor count went down between filings — Cetera Advisor Networks LLC /CA · Investor count went down between filings — Cetera Advisors LLC /CO

What this means Investor counts normally only grow. Ask the sponsor what happened on each.

Sources
Worth asking · Apr 27, 2023 – May 24, 2024

Brett Harrison is no longer listed on the May 24, 2024 amendment — Cetera Advisors LLC /CO

Brett Harrison appears on the Apr 27, 2023 Form D/A (executive officer, director) but not on the May 24, 2024 Form D/A for the same offering.

What this means People leave, and the issuer must list only current officers, directors and promoters. It is still worth asking why this person left and who replaced them.

Sources
Worth asking · Apr 18, 2016 – Apr 27, 2017

Brett Harrison is no longer listed on the Apr 27, 2017 amendment — CETERA FINANCIAL SPECIALISTS LLC

Brett Harrison appears on the Apr 18, 2016 Form D/A (director) but not on the Apr 27, 2017 Form D/A for the same offering.

What this means People leave, and the issuer must list only current officers, directors and promoters. It is still worth asking why this person left and who replaced them.

Sources
Worth asking · Apr 18, 2016 – Apr 27, 2017

Brett Harrison is no longer listed on the Apr 27, 2017 amendment — Cetera Advisor Networks LLC /CA

Brett Harrison appears on the Apr 18, 2016 Form D/A (director) but not on the Apr 27, 2017 Form D/A for the same offering.

What this means People leave, and the issuer must list only current officers, directors and promoters. It is still worth asking why this person left and who replaced them.

Sources
Note · Jan 23, 2023 – Jun 11, 2026

Same name, different state: "Brett Harrison" (IL) is a separate record

This page covers filings where the address state is CO or MN. A separate record, "Brett Harrison" with address state IL, is listed on 4 filings — most recently by Architect Financial Technologies Inc. (Jun 11, 2026). Both records have filings in the same period (Jan 23, 2023 to Apr 27, 2023).

What this means Two records with one name were active at the same time. That can be one person listing different company addresses, or two different people. We keep them apart until a filing ties them together. Check both pages before you decide.

Sources
Note · May 26, 2026

Same name, different state: "Brett Harrison" (TX) is a separate record

This page covers filings where the address state is CO or MN. A separate record, "Brett Harrison" with address state TX, is listed on 1 filing — most recently by Tern AI Inc. (May 26, 2026). The two records do not overlap in time: this page runs Jan 13, 2010 to Apr 27, 2023; the other has one filing dated May 26, 2026.

What this means Could be the same person who moved, or two people with the same name. We keep them apart until a filing ties them together. Check both pages before you decide.

Sources
Note · Oct 28, 2022

Same name, different state: "Brett Harrison" (NY) is a separate record

This page covers filings where the address state is CO or MN. A separate record, "Brett Harrison" with address state NY, is listed on 1 filing — most recently by Roomie, Inc. (Oct 28, 2022). Both records have filings in the same period (Oct 28, 2022).

What this means Two records with one name were active at the same time. That can be one person listing different company addresses, or two different people. We keep them apart until a filing ties them together. Check both pages before you decide.

Sources
Note · Apr 20, 2021

Same name, different state: "Brett C. Harrison" (CA) is a separate record

This page covers filings where the address state is CO or MN. A separate record, "Brett C. Harrison" with address state CA, is listed on 1 filing — most recently by Harcan Enterprises, Inc. (Apr 20, 2021). Both records have filings in the same period (Apr 20, 2021).

What this means Two records with one name were active at the same time. That can be one person listing different company addresses, or two different people. We keep them apart until a filing ties them together. Check both pages before you decide.

Sources
Note · Jan 13, 2010 – May 6, 2019

8 address changes between filings

Address moved from Schaumburg, IL to El Segundo, CA — CETERA FINANCIAL SPECIALISTS LLC · Address moved from El Segundo, CA to Schaumburg, IL — CETERA FINANCIAL SPECIALISTS LLC · Address moved from Denver, CO to El Segundo, CA — Cetera Advisors LLC /CO · Address moved from Schaumburg, IL to El Segundo, CA — CETERA FINANCIAL SPECIALISTS LLC · Address moved from El Segundo, CA to Denver, CO — Cetera Advisors LLC /CO · and 3 more

What this means Businesses move. If you were told one city and the forms say another, ask which is current.

Sources
Note · Jan 13, 2010 – Apr 27, 2023

Brett Harrison is listed with 2 different address states: CO, MN

CO on 15 filings (Jan 13, 2010 to Apr 27, 2023); MN on 4 filings (May 19, 2021 to Apr 29, 2022).

What this means The address on a Form D is usually the company's, not the person's home, so this often just reflects different companies. It can also mean a move. Nothing wrong by itself.

Sources
What is compared

What is compared: every Form D and D/A we hold for this subject, side by side — filing dates vs. first-sale dates (the 15-day rule), amendment timing on open offerings (the yearly-amendment expectation), amounts sold, investor counts, offering amounts and minimums across amendments, industry and size bands, addresses, how each person's name and role is written, paid sellers' CRD numbers, and (for groups) where the member companies were formed and sit. Everything is as filed by the issuer; the SEC does not check it. Differences are common and usually have ordinary explanations — we show both values, the dates, and the source so you can ask. As of Oct 24, 2026.

5. Money to insiders

None reported on 3 offerings — no sales commissions, finder's fees or proceeds to insiders

Per-offering detail
Offering (latest filing)Sales commissionsFinder's feesTo insidersPaid to sell itSource
Apr 27, 2023 D/A
Cetera Advisors LLC /CO
File 021-53475
$0$0$0None listed on this filingEDGAR ↗
Apr 18, 2016 D/A
Cetera Advisor Networks LLC /CA
File 021-53477
$0$0$0None listed on this filingEDGAR ↗
Apr 18, 2016 D/A
CETERA FINANCIAL SPECIALISTS LLC
File 021-210494
$0$0$0None listed on this filingEDGAR ↗

Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across every filing this person is listed on (latest filing per offering, per issuer).

Deals 3

Every issuer that named Brett Harrison on a Form D, newest first. A Form D is the notice a company files after it starts selling a private investment.

Investing · group: Cetera

Cetera Advisors LLC /CO

Greenwood Village, CO · Jan 13, 2010 → Apr 27, 2023 · 17 filings
  • Apr 27, 2023 · D/A · $28,412,140 sold of Indefinite · 93 investors · min. No minimum reported · role: Executive Officer, Director EDGAR ↗
  • Apr 27, 2023 · D/A · $28,412,140 sold of Indefinite · 93 investors · min. No minimum reported · role: Executive Officer, Director EDGAR ↗
  • Apr 29, 2022 · D/A · $32,172,934 sold of Indefinite · 84 investors · min. No minimum reported · role: Executive Officer, Director EDGAR ↗
  • May 26, 2021 · D/A · $26,743,655 sold of Indefinite · 72 investors · min. No minimum reported · role: Executive Officer, Director EDGAR ↗
  • May 26, 2021 · D/A · $26,743,655 sold of Indefinite · 72 investors · min. No minimum reported · role: Executive Officer, Director EDGAR ↗
  • May 19, 2021 · D/A · $26,743,655 sold of Indefinite · 72 investors · min. No minimum reported · role: Executive Officer, Director EDGAR ↗
  • May 12, 2020 · D/A · $23,872,681 sold of Indefinite · 76 investors · min. No minimum reported · role: Executive Officer, Director EDGAR ↗
  • May 6, 2019 · D/A · $18,932,166 sold of Indefinite · 77 investors · min. No minimum reported · role: Executive Officer, Director EDGAR ↗
  • May 7, 2018 · D/A · $21,439,325 sold of Indefinite · 79 investors · min. No minimum reported · role: Executive Officer, Director EDGAR ↗
  • Apr 27, 2017 · D/A · $18,262,517 sold of Indefinite · 72 investors · min. No minimum reported · role: Executive Officer, Director EDGAR ↗
  • Apr 18, 2016 · D/A · $16,772,872 sold of Indefinite · 68 investors · min. No minimum reported · role: Executive Officer, Director EDGAR ↗
  • Jan 16, 2015 · D/A · $16,490,243 sold of Indefinite · 64 investors · min. No minimum reported · role: Executive Officer, Director EDGAR ↗
  • Jan 16, 2014 · D/A · $16,152,978 sold of Indefinite · 63 investors · min. No minimum reported · role: Executive Officer, Director EDGAR ↗
  • Jan 14, 2013 · D/A · $1,429,669 sold of Indefinite · 36 investors · min. No minimum reported · role: Executive Officer, Director EDGAR ↗
  • Jan 12, 2012 · D/A · $1,421,783 sold of Indefinite · 38 investors · min. No minimum reported · role: Executive Officer, Director EDGAR ↗
  • Jan 13, 2011 · D/A · $1,055,150 sold of Indefinite · 32 investors · min. No minimum reported · role: Executive Officer, Director EDGAR ↗
  • Jan 13, 2010 · D/A · $758,315 sold of Indefinite · 32 investors · min. No minimum reported · role: Executive Officer, Director EDGAR ↗

Raised $35.3M from 117 investors as of the latest filing. Brett is listed as executive officer, director on 17 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Investing / 506(b) (2,521 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Investing · group: Cetera

CETERA FINANCIAL SPECIALISTS LLC

Schaumburg, IL · Apr 18, 2016
  • Apr 18, 2016 · D/A · $1,959,003 sold of Indefinite · 19 investors · min. No minimum reported · role: Director EDGAR ↗

Raised $8.35M from 37 investors as of the latest filing. Brett is listed as director.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Investing / 506(b) (2,521 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Investing · group: Cetera

Cetera Advisor Networks LLC /CA

El Segundo, CA · Apr 18, 2016
  • Apr 18, 2016 · D/A · $51,305,287 sold of Indefinite · 157 investors · min. No minimum reported · role: Director EDGAR ↗

Raised $62.4M from 245 investors as of the latest filing. Brett is listed as director.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Investing / 506(b) (2,521 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Other pages with the same name (4)

Separate person records under the same name, not combined with this page. Each line says whether it shares an issuer with this record.

  • Brett C. Harrison — CA, 1 issuer, Apr 20, 2021 → Apr 20, 2021 · no shared issuer
  • Brett Harrison — NY, 1 issuer, Oct 28, 2022 → Oct 28, 2022 · no shared issuer
  • Brett Harrison — IL, 1 issuer, Jan 23, 2023 → Jun 11, 2026 · no shared issuer
  • Brett Harrison — TX, 1 issuer, May 26, 2026 → May 26, 2026 · no shared issuer

People around Brett 40

Officers, directors, promoters and management entities named on the same filings, as of Oct 23, 2026, 5:45 PM ET. Showing the 40 with the most shared filings.

KH
No photo found yet (own website and image search run after this page is viewed)
Person

Kristy Haley

Executive Officer · 10 shared filings (1 issuer) · also on 2 other issuers

Listed on the same filings as Brett Harrison. Their page shows their other deals.

GO
No photo found yet (own website and image search run after this page is viewed)
Person

Greg Olson

Executive Officer · 8 shared filings (3 issuers)

Listed on the same filings as Brett Harrison. Their page shows their other deals.

SS
No photo found yet (own website and image search run after this page is viewed)
Person

Stan Smiley

Executive Officer · 8 shared filings (3 issuers)

Listed on the same filings as Brett Harrison. Their page shows their other deals.

MS
No photo found yet (own website and image search run after this page is viewed)
Person

Mark Shelson

Executive Officer · 8 shared filings (3 issuers)

Listed on the same filings as Brett Harrison. Their page shows their other deals.

LG
No photo found yet (own website and image search run after this page is viewed)
Person

Lisa Gok

Executive Officer · 7 shared filings (1 issuer) · also on 3 other issuers

Listed on the same filings as Brett Harrison. Their page shows their other deals.

JN
No photo found yet (own website and image search run after this page is viewed)
Person

Joseph D. Neary

Director, Executive Officer · 7 shared filings (1 issuer) · also on 2 other issuers

Listed on the same filings as Brett Harrison. Their page shows their other deals.

AA
No photo found yet (own website and image search run after this page is viewed)
Person

Adam Antoniades

Director · 6 shared filings (3 issuers) · also on 3 other issuers

Adam Antoniades is on 6 issuers in total — a repeat sponsor. Their page lists every one.

TT
No photo found yet (own website and image search run after this page is viewed)
Person

Thomas B. Taylor

Director · 6 shared filings (1 issuer) · also on 2 other issuers

Listed on the same filings as Brett Harrison. Their page shows their other deals.

JB
No photo found yet (own website and image search run after this page is viewed)
Person

Jeffrey Buchheister

Executive Officer · 6 shared filings (1 issuer) · also on 3 other issuers

Listed on the same filings as Brett Harrison. Their page shows their other deals.

MM
No photo found yet (own website and image search run after this page is viewed)
Person

Maura R. Mizuguchi

Executive Officer · 6 shared filings (1 issuer) · also on 2 other issuers

Listed on the same filings as Brett Harrison. Their page shows their other deals.

GC
No photo found yet (own website and image search run after this page is viewed)
Person

Gary Chaffin

Executive Officer · 6 shared filings (1 issuer) · also on 2 other issuers

Listed on the same filings as Brett Harrison. Their page shows their other deals.

SS
No photo found yet (own website and image search run after this page is viewed)
Person

Stanley R. Smiley

Executive Officer · 6 shared filings (1 issuer) · also on 2 other issuers

Listed on the same filings as Brett Harrison. Their page shows their other deals.

BK
No photo found yet (own website and image search run after this page is viewed)
Person

Barbara Kesterson

Executive Officer · 6 shared filings (1 issuer) · also on 2 other issuers

Listed on the same filings as Brett Harrison. Their page shows their other deals.

DH
No photo found yet (own website and image search run after this page is viewed)
Person

David Van Havermaat

Executive Officer · 6 shared filings (1 issuer) · also on 2 other issuers

Listed on the same filings as Brett Harrison. Their page shows their other deals.

KP
No photo found yet (own website and image search run after this page is viewed)
Person

Kathleen D. Van Noy-Pineda

Executive Officer · 6 shared filings (1 issuer)

Listed on the same filings as Brett Harrison. Their page shows their other deals.

ML
No photo found yet (own website and image search run after this page is viewed)
Person

Melissa Lischin

Executive Officer · 6 shared filings (1 issuer)

Listed on the same filings as Brett Harrison. Their page shows their other deals.

EV
No photo found yet (own website and image search run after this page is viewed)
Person

Elisa Del Valle

Executive Officer · 6 shared filings (1 issuer)

Listed on the same filings as Brett Harrison. Their page shows their other deals.

GM
No photo found yet (own website and image search run after this page is viewed)
Person

Garrett Merrill

Executive Officer · 6 shared filings (1 issuer)

Listed on the same filings as Brett Harrison. Their page shows their other deals.

DU
No photo found yet (own website and image search run after this page is viewed)
Person

Dan Umansky

Executive Officer · 6 shared filings (1 issuer)

Listed on the same filings as Brett Harrison. Their page shows their other deals.

SA
No photo found yet (own website and image search run after this page is viewed)
Person

Summer Arnold

Executive Officer · 6 shared filings (1 issuer)

Listed on the same filings as Brett Harrison. Their page shows their other deals.

VB
No photo found yet (own website and image search run after this page is viewed)
Person

Valerie G. Brown

Executive Officer, Director · 5 shared filings (1 issuer) · also on 7 other issuers

Valerie G. Brown is on 8 issuers in total — a repeat sponsor. Their page lists every one.

JF
No photo found yet (own website and image search run after this page is viewed)
Person

Jon Frojen

Executive Officer, Director · 4 shared filings (1 issuer) · also on 3 other issuers

Listed on the same filings as Brett Harrison. Their page shows their other deals.

AG
No photo found yet (own website and image search run after this page is viewed)
Person

Andy Gill

Executive Officer · 4 shared filings (1 issuer) · also on 2 other issuers

Listed on the same filings as Brett Harrison. Their page shows their other deals.

JI
No photo found yet (own website and image search run after this page is viewed)
Person

Janani Iyengar

Executive Officer · 4 shared filings (1 issuer) · also on 2 other issuers

Listed on the same filings as Brett Harrison. Their page shows their other deals.

DK
No photo found yet (own website and image search run after this page is viewed)
Person

David Kim

Executive Officer · 4 shared filings (1 issuer) · also on 32 other issuers

David Kim is on 33 issuers in total — a repeat sponsor. Their page lists every one.

BB
No photo found yet (own website and image search run after this page is viewed)
Person

Bernie Breton

Executive Officer · 3 shared filings (1 issuer)

Listed on the same filings as Brett Harrison. Their page shows their other deals.

KP
No photo found yet (own website and image search run after this page is viewed)
Person

Kathleen Vannoy-Pineda

Executive Officer · 3 shared filings (1 issuer)

Listed on the same filings as Brett Harrison. Their page shows their other deals.

TS
No photo found yet (own website and image search run after this page is viewed)
Person

Tim Stinson

Executive Officer · 3 shared filings (1 issuer) · also on 2 other issuers

Listed on the same filings as Brett Harrison. Their page shows their other deals.

TS
No photo found yet (own website and image search run after this page is viewed)
Person

Timothy Stinson

Executive Officer · 3 shared filings (1 issuer)

Listed on the same filings as Brett Harrison. Their page shows their other deals.

EF
No photo found yet (own website and image search run after this page is viewed)
Person

Erinn Ford

Executive Officer, Director · 2 shared filings (1 issuer)

Listed on the same filings as Brett Harrison. Their page shows their other deals.

MM
No photo found yet (own website and image search run after this page is viewed)
Person

Mark Marr

Executive Officer, Director · 1 shared filing (1 issuer) · also on 3 other issuers

Listed on the same filings as Brett Harrison. Their page shows their other deals.

AD
No photo found yet (own website and image search run after this page is viewed)
Person

Ashley Duryea

Executive Officer, Director · 1 shared filing (1 issuer) · also on 2 other issuers

Listed on the same filings as Brett Harrison. Their page shows their other deals.

EV
No photo found yet (own website and image search run after this page is viewed)
Person

Enrique Vasquez

Executive Officer, Director · 1 shared filing (1 issuer)

Listed on the same filings as Brett Harrison. Their page shows their other deals.

LR
No photo found yet (own website and image search run after this page is viewed)
Person

Larry Roth

Executive Officer · 1 shared filing (1 issuer) · also on 2 other issuers

Listed on the same filings as Brett Harrison. Their page shows their other deals.

CH
No photo found yet (own website and image search run after this page is viewed)
Person

Cyndi Hamel

Executive Officer · 1 shared filing (1 issuer) · also on 2 other issuers

Listed on the same filings as Brett Harrison. Their page shows their other deals.

SD
No photo found yet (own website and image search run after this page is viewed)
Person

Steve Dunlap

Executive Officer, Director · 1 shared filing (1 issuer) · also on 2 other issuers

Listed on the same filings as Brett Harrison. Their page shows their other deals.

BJ
No photo found yet (own website and image search run after this page is viewed)
Person

Bryan Jacobsen

Executive Officer · 1 shared filing (1 issuer)

Listed on the same filings as Brett Harrison. Their page shows their other deals.

TT
No photo found yet (own website and image search run after this page is viewed)
Person

Tom Taylor

Executive Officer · 1 shared filing (1 issuer)

Listed on the same filings as Brett Harrison. Their page shows their other deals.

GR
No photo found yet (own website and image search run after this page is viewed)
Person

Gregg Ruvoli

Executive Officer · 1 shared filing (1 issuer)

Listed on the same filings as Brett Harrison. Their page shows their other deals.

JR
No photo found yet (own website and image search run after this page is viewed)
Person

Jon Rothenberg

Executive Officer · 1 shared filing (1 issuer)

Listed on the same filings as Brett Harrison. Their page shows their other deals.

The team behind the deals

Sponsor group

Cetera

4 issuers · 57 filings · $252M reported sold · 2010–2024

One team, 4 deal companies. Brett Harrison is listed on 3 of them.

Sources

Issuers are grouped when their Form D filings share related persons, a management entity or a business address (automatic match from the filings). "Listed" marks the issuers that name Brett Harrison.

Same business address

42 other issuers file from the same address

A shared address can mean the same team, a shared office building or a registered agent. It is a lead, not a conclusion.

Registrations and other filings

Adviser registration (Form ADV)

None of the 3 issuers this person is listed on appears in Form ADV (searched 24,962 advisers as of Oct 2, 2026). A person is never an adviser firm; Form ADV is checked for the issuers and the management companies they are listed with.

Other offering types (Regulation A and Regulation Crowdfunding)

Searched SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 (51,358 records as of Oct 23, 2026, 8:41 PM ET) — nothing matched this name.

Property records none — individuals are not matched

Property records are matched to companies only, never to individuals, so none are matched to Brett Harrison by design. Searched property records in Hillsborough County FL (Clerk recorded-document index Oct 14, 2026 to Oct 15, 2026 + FL DOR 2026 ownership roll), Miami-Dade County FL (FL DOR 2026 ownership roll), Harris County TX (HCAD 2026 ownership roll), Dallas County TX (DCAD 2026 ownership roll), New York City ACRIS documents and PLUTO ownership rows already retrieved for other issuers, Cook County IL sale and ownership rows already retrieved for other issuers (814,874 records as of Oct 23, 2026, 8:59 PM ET) for the 3 issuers this person is listed on — nothing matched.

Public profiles and social

Websites and social links of the issuers Brett Harrison is listed on: none on file. No website or social profile named in Cetera Advisor Networks LLC /CA's SEC filings (Form C, Reg A, Form ADV; checked Oct 24, 2026). Web search for this name: #99,959 of 374,652 in line (14 issuers searched so far). One-tap searches: Look further ↓

Look further

One-tap searches on sites we do not index ourselves, with the name pre-filled (El Segundo, CA). Each opens in a new tab; what you find there is not verified by PartnerFacts.

Change history

No corrections have been requested for this page.

Every fact links to its public-record source. Plain-English notes next to a fact are our reading of that fact, not a rating. Request a correction · Facts policy

Request a correction

Free. Logged with status: received → under review → fixed / confirmed with source.

Add a response

If this is you or your firm, add a sourced explanation next to any fact. Reviewed before publishing.

Monitor this person

Members get an email when Brett Harrison appears on a new Form D, or when a court case or SEC action is matched to them. See plans →