Mark Marr is listed as an executive officer and director on 4 SEC Form D filings by 4 issuers between Jan 2010 and Apr 2010: Cetera Advisor Networks LLC /CA (El Segundo, CA — investing — 2010; $62.4M reported sold to 245 investors), Voya Financial Advisors, Inc. (Windsor, CT — investing — 2010; $48.5M reported sold to 141 investors), Cetera Advisors LLC /CO (Greenwood Village, CO — investing — 2010; $35.3M reported sold to 117 investors) and Cetera Financial Holdings, Inc. (El Segundo, CA — other banking and financial services — 2010; $10.2M reported sold to 115 investors).
What this means A repeat sponsor — 4 separate companies raised money with this person listed as executive officer and director. Across those companies the filings report $156.4M sold in total.
2 of the issuers belong to the sponsor group Cetera (4 issuers, $252M reported sold, 2010–2024).
What this means A sponsor group is one team that sets up a new company for each deal. Cetera has 4 companies on file and $252M reported sold in total — the group page shows the whole track record in one place.
Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AZ, CA, DE, TX, WA) — none found.
What this means Nothing turned up where we looked (3 sources). That does not prove there is nothing — it means none was found in those sources on that date.
We compared 4 public filings for Mark Marr and found 8 differences, 4 worth asking the sponsor about: Investor count went down between filings; Mark Marr is no longer listed on the Mar 16, 2011 amendment; and more below.
What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.