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Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 12:04 AM ET

Sponsor Check › Person

Robert Patterson

Related person on Form D filings · address state as listed: MA · listed Feb 22, 2012 → Dec 11, 2012

31issuers
39Form D filings
2012–2012years listed

Data last updated: Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 23, 2026, 11:59 PM ET · SEC enforcement last checked: not yet

Privacy: business-related public information only. Residential addresses are never shown; only the state from the filing.

Key records

The five facts investors ask about first. Each section states what was searched and when. Items still in human review are not shown.

1. Lawsuits

None found in sources searched.

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30) — federal district + bankruptcy courts; live RECAP re-check pending. State courts: not yet searched. PACER: not searched. · Last checked Oct 23, 2026, 11:59 PM ET.

State courts: not yet searched. No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — not yet searched; State securities regulators searched: AZ (Corporation Commission Securities Division), CA (DFPI — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), DE (DOJ Investor Protection Unit), TX (State Securities Board), WA (DFI) — last crawled Oct 23, 2026, 9:57 PM ET. Other states: not yet searched.

Not yet searched.

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3. Bankruptcies

None found in sources searched.

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not yet searched. PACER: not searched (RECAP only). · Last checked Oct 23, 2026, 11:59 PM ET.

State courts: not yet searched. No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

4. Differences between public sources

Comparisons are made for sponsors and sponsor groups, not individual people.

5. Money to insiders and sales commissions

0 of 31 offerings report sales commissions; 0 report finder's fees; 0 report proceeds to related persons.

SourceOffering (latest filing)Sales commissionsFinder's feesTo insidersPaid to sell it
EDGAR ↗Dec 21, 2012 D/A
File 021-105672
$0$0$0None listed on this filing
EDGAR ↗Dec 11, 2012 D/A
File 021-105419
$0$0$0None listed on this filing
EDGAR ↗Dec 11, 2012 D/A
File 021-105677
$0$0$0None listed on this filing
EDGAR ↗Dec 11, 2012 D/A
File 021-105361
$0$0$0None listed on this filing
EDGAR ↗Oct 31, 2012 D/A
File 021-161150
$0$0$0None listed on this filing
EDGAR ↗Oct 12, 2012 D/A
File 021-149045
$0$0$0None listed on this filing
EDGAR ↗Aug 15, 2012 D/A
File 021-164438
$0$0$0None listed on this filing
EDGAR ↗Aug 15, 2012 D/A
File 021-105484
$0$0$0None listed on this filing
EDGAR ↗May 14, 2012 D/A
File 021-159425
$0$0$0None listed on this filing
EDGAR ↗May 14, 2012 D/A
File 021-159427
$0$0$0None listed on this filing
EDGAR ↗May 14, 2012 D/A
File 021-159428
$0$0$0None listed on this filing
EDGAR ↗May 14, 2012 D/A
File 021-159431
$0$0$0None listed on this filing
EDGAR ↗May 14, 2012 D/A
File 021-159423
$0$0$0None listed on this filing
EDGAR ↗Apr 18, 2012 D
File 021-176895
$0$0$0None listed on this filing
EDGAR ↗Apr 6, 2012 D/A
File 021-158066
$0$0$0None listed on this filing
EDGAR ↗Mar 23, 2012 D/A
File 021-130297
$0$0$0None listed on this filing
EDGAR ↗Mar 2, 2012 D/A
File 021-117160
$0$0$0None listed on this filing
EDGAR ↗Mar 2, 2012 D/A
File 021-105267
$0$0$0None listed on this filing
EDGAR ↗Mar 2, 2012 D/A
File 021-128290
$0$0$0None listed on this filing
EDGAR ↗Mar 2, 2012 D/A
File 021-128288
$0$0$0None listed on this filing
EDGAR ↗Feb 24, 2012 D/A
File 021-128600
$0$0$0None listed on this filing
EDGAR ↗Feb 24, 2012 D/A
File 021-105676
$0$0$0None listed on this filing
EDGAR ↗Feb 24, 2012 D/A
File 021-106965
$0$0$0None listed on this filing
EDGAR ↗Feb 24, 2012 D/A
File 021-106993
$0$0$0None listed on this filing
EDGAR ↗Feb 24, 2012 D/A
File 021-105574
$0$0$0None listed on this filing
EDGAR ↗Feb 24, 2012 D/A
File 021-104992
$0$0$0None listed on this filing
EDGAR ↗Feb 24, 2012 D/A
File 021-104956
$0$0$0None listed on this filing
EDGAR ↗Feb 23, 2012 D/A
File 021-106991
$0$0$0None listed on this filing
EDGAR ↗Feb 23, 2012 D/A
File 021-106967
$0$0$0None listed on this filing
EDGAR ↗Feb 23, 2012 D/A
File 021-105673
$0$0$0None listed on this filing
EDGAR ↗Feb 22, 2012 D/A
File 021-121220
$0$0$0None listed on this filing

As reported by the issuer on Form D (Items 12–15), latest filing per offering (one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across every filing this person is listed on (latest filing per offering, per issuer).

Appears on these filings

SourceIssuerRoleFiledFormOfferingSoldInvestorsMin. investment
EDGAR ↗Barrow, Hanley, Mewhinney & Strauss High Yield Fixed Income FundDirector
Director of OMAMTC
Dec 21, 2012D/AIndefinite
similar: $155,000–$5,250,000
$134,424,83025
similar: 4–27
$3,000,000
similar: $1,000–$100,000
EDGAR ↗Barrow, Hanley, Mewhinney & Strauss Diversified Large Cap Value FundDirector
Director of OMAMTC
Dec 11, 2012D/AIndefinite
similar: $155,000–$5,250,000
$39,700,5426
similar: 4–27
$3,000,000
similar: $1,000–$100,000
EDGAR ↗Barrow, Hanley, Mewhinney & Strauss Non-US Value FundDirector
Director of OMAMTC
Dec 11, 2012D/AIndefinite
similar: $155,000–$5,250,000
$9,250,0004
similar: 4–27
$5,000,000
similar: $1,000–$100,000
EDGAR ↗BARROW, HANLEY, MEWHINNEY & STRAUSS CORE FIXED INCOME FUNDDirector
Director of OMAMTC
Dec 11, 2012D/AIndefinite
similar: $155,000–$5,250,000
$202,763,78833
similar: 4–27
$3,000,000
similar: $1,000–$100,000
EDGAR ↗Barrow, Hanley, Mewhinney & Strauss Diversified Large Cap Value FundDirector
Director of OMAMTC
Nov 6, 2012D/AIndefinite
similar: $155,000–$5,250,000
$39,700,5426
similar: 4–27
$3,000,000
similar: $1,000–$100,000
EDGAR ↗Analytic U.S. Low Volatility FundDirector
Director of OMAMTC
Oct 31, 2012D/AIndefinite
similar: $155,000–$5,250,000
$41,488,9006
similar: 4–27
$5,000,000
similar: $1,000–$100,000
EDGAR ↗Analytic U.S. Low Volatility FundDirector
Director of OMAMTC
Oct 22, 2012D/AIndefinite
similar: $155,000–$5,250,000
$33,537,2785
similar: 4–27
$5,000,000
similar: $1,000–$100,000
EDGAR ↗Copper Rock International Small Cap FundDirector
Director of OMAMTC
Oct 12, 2012D/AIndefinite
similar: $155,000–$5,250,000
$43,800,0007
similar: 4–27
$1,000,000
similar: $1,000–$100,000
EDGAR ↗Barrow, Hanley, Mewhinney & Strauss High Yield Fixed Income FundDirector
Director of OMAMTC
Aug 20, 2012D/AIndefinite
similar: $155,000–$5,250,000
$134,424,83025
similar: 4–27
$3,000,000
similar: $1,000–$100,000
EDGAR ↗Echo Point International Growth Equity FundDirector
Director of OMAMTC
Aug 15, 2012D/AIndefinite
similar: $155,000–$5,250,000
$38,937,0028
similar: 4–27
$5,000,000
similar: $1,000–$100,000
EDGAR ↗Barrow, Hanley, Mewhinney & Strauss Large Cap Value FundDirector
Director of OMAMTC
Aug 15, 2012D/AIndefinite
similar: $155,000–$5,250,000
$618,151,39071
similar: 4–27
$3,000,000
similar: $1,000–$100,000
EDGAR ↗Analytic U.S. Low Volatility FundDirector
Director of OMAMTC
Jul 16, 2012D/AIndefinite
similar: $155,000–$5,250,000
$21,266,1494
similar: 4–27
$5,000,000
similar: $1,000–$100,000
EDGAR ↗Echo Point International Growth Equity FundDirector
Director of OMAMTC
Jun 13, 2012D/AIndefinite
similar: $155,000–$5,250,000
$38,714,2258
similar: 4–27
$5,000,000
similar: $1,000–$100,000
EDGAR ↗Analytic U.S. Low Volatility FundDirector
Director of OMAMTC
Jun 13, 2012D/AIndefinite
similar: $155,000–$5,250,000
$19,266,1493
similar: 4–27
$5,000,000
similar: $1,000–$100,000
EDGAR ↗Barrow, Hanley, Mewhinney & Strauss Diversified Large Cap Value FundDirector
Director of OMAMTC
May 17, 2012D/AIndefinite
similar: $155,000–$5,250,000
$34,200,5425
similar: 4–27
$3,000,000
similar: $1,000–$100,000
EDGAR ↗Rogge Emerging Markets Currency FundDirector
Director of OMAMTC
May 14, 2012D/AIndefinite
similar: $155,000–$5,250,000
$90,300,0003
similar: 4–27
$5,000,000
similar: $1,000–$100,000
EDGAR ↗Term Fund 2015Director
Director of OMAMTC
May 14, 2012D/AIndefinite
similar: $155,000–$5,250,000
$1,833,560,85430
similar: 4–27
$5,000,000
similar: $1,000–$100,000
EDGAR ↗Term Fund 2014Director
Director of OMAMTC
May 14, 2012D/AIndefinite
similar: $155,000–$5,250,000
$1,625,361,48931
similar: 4–27
$5,000,000
similar: $1,000–$100,000
EDGAR ↗Dwight 2013 Term FundDirector
Director of OMAMTC
May 14, 2012D/AIndefinite
similar: $155,000–$5,250,000
$1,892,576,44533
similar: 4–27
$5,000,000
similar: $1,000–$100,000
EDGAR ↗Dwight 2012 Term FundDirector
Director of OMAMTC
May 14, 2012D/AIndefinite
similar: $155,000–$5,250,000
$2,131,511,19731
similar: 4–27
$5,000,000
similar: $1,000–$100,000
EDGAR ↗BARROW, HANLEY, MEWHINNEY & STRAUSS CORE FIXED INCOME FUNDDirector
Director of OMAMTC
Apr 27, 2012D/AIndefinite
similar: $155,000–$5,250,000
$196,628,78834
similar: 4–27
$3,000,000
similar: $1,000–$100,000
EDGAR ↗TS&W International Small Cap Equity FundDirector
Director of OMAMTC
Apr 18, 2012DIndefinite
similar: $155,000–$5,250,000
$7,084,1836
similar: 4–27
$5,000,000
similar: $1,000–$100,000
EDGAR ↗Short Government/Credit FundDirector
Director of OMAMTC
Apr 6, 2012D/AIndefinite
similar: $155,000–$5,250,000
$829,898,8098
similar: 4–27
$5,000,000
similar: $1,000–$100,000
EDGAR ↗TS&W Mid Cap Value TrustDirector
Director of OMAMTC
Mar 23, 2012D/AIndefinite
similar: $155,000–$5,250,000
$40,675,8791
similar: 4–27
$1,000,000
similar: $1,000–$100,000
EDGAR ↗DWIGHT INTERMEDIATE CORE PLUS MASTER FUND, LLCDirector
Director of OMAMTC
Mar 2, 2012D/AIndefinite
similar: $155,000–$5,250,000
$1,131,934,6602
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗DWIGHT INTERMEDIATE CORE MASTER FUND, LLCDirector
Director of OMAMTC
Mar 2, 2012D/AIndefinite
similar: $155,000–$5,250,000
$3,204,078,5642
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗DWIGHT INTERMEDIATE CORE PLUS FUNDDirector
Director of OMAMTC
Mar 2, 2012D/AIndefinite
similar: $155,000–$5,250,000
$1,100,306,14626
similar: 4–27
$5,000,000
similar: $1,000–$100,000
EDGAR ↗DWIGHT INTERMEDIATE CORE FUNDDirector
Director of OMAMTC
Mar 2, 2012D/AIndefinite
similar: $155,000–$5,250,000
$3,174,894,94831
similar: 4–27
$5,000,000
similar: $1,000–$100,000
EDGAR ↗Copper Rock Small Cap Growth FundDirector
Director of OMAMTC
Feb 24, 2012D/AIndefinite
similar: $155,000–$5,250,000
$102,591,24824
similar: 4–27
$1,000,000
similar: $1,000–$100,000
EDGAR ↗Copper Rock Small Cap Growth Collective TrustDirector
Director of OMAMTC
Feb 24, 2012D/AIndefinite
similar: $155,000–$5,250,000
$179,638,2662
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗Analytic Core Equity Plus FundDirector
Director of OMAMTC
Feb 24, 2012D/AIndefinite
similar: $155,000–$5,250,000
$868,374,15220
similar: 4–27
$5,000,000
similar: $1,000–$100,000
EDGAR ↗ACADIAN INTERNATIONAL ALL CAP FUNDDirector
Director of OMAMTC
Feb 24, 2012D/AIndefinite
similar: $155,000–$5,250,000
$1,665,410,91387
similar: 4–27
$1,000,000
similar: $1,000–$100,000
EDGAR ↗Acadian International Extension Plus Equity FundDirector
Director of OMAMTC
Feb 24, 2012D/AIndefinite
similar: $155,000–$5,250,000
$599,826,15221
similar: 4–27
$1,000,000
similar: $1,000–$100,000
EDGAR ↗Acadian Global Equity FundDirector
Director of OMAMTC
Feb 24, 2012D/A$0
similar: $155,000–$5,250,000
$224,296,4698
similar: 4–27
$1,000,000
similar: $1,000–$100,000
EDGAR ↗ACADIAN EUROPEAN EQUITY LONG-SHORT FUNDDirector
Director of OMAMTC
Feb 24, 2012D/AIndefinite
similar: $155,000–$5,250,000
$17,944,4302
similar: 4–27
$1,000,000
similar: $1,000–$100,000
EDGAR ↗Acadian Frontier Markets Equity FundDirector
Director of OMAMTC
Feb 23, 2012D/AIndefinite
similar: $155,000–$5,250,000
$219,849,09934
similar: 4–27
$5,000,000
similar: $1,000–$100,000
EDGAR ↗Acadian All Country World Ex U.S. Equity Extension FundDirector
Director of OMAMTC
Feb 23, 2012D/AIndefinite
similar: $155,000–$5,250,000
$556,917,99215
similar: 4–27
$1,000,000
similar: $1,000–$100,000
EDGAR ↗ACADIAN ALL COUNTRY WORLD EX US FUNDDirector
Director of OMAMTC
Feb 23, 2012D/AIndefinite
similar: $155,000–$5,250,000
$301,241,25920
similar: 4–27
$1,000,000
similar: $1,000–$100,000
EDGAR ↗Acadian Non-US Focused Alpha Equity FundDirector
Director of OMAMTC
Feb 22, 2012D/AIndefinite
similar: $155,000–$5,250,000
$51,242,1367
similar: 4–27
$1,000,000
similar: $1,000–$100,000

Every row is a Form D or D/A on which the issuer listed this name as a related person. Related-person names are matched on first + last name and the address state on the filing; records that share a name but could not be tied together by a second identifier are listed separately below.

"Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Other listings under the same name

Not linked to this profile — a second identifier (same issuer, same sponsor group) was not found. Could be the same person or a different one.

Connections as of Oct 23, 2026, 5:45 PM ET

Listed alongside — 13 names on the same filings (1 management entity, 12 people)

People and management entities the issuers listed as related persons on the same Form D filings as Robert Patterson. Source: the EDGAR rows in the table above.

  • Old Mutual Asset Management Trust Company entity — 39 shared filings (31 issuers) · role as listed: Promoter · also listed on 20 other issuers
  • Linda T. Gibson — 39 shared filings (31 issuers) · role as listed: Director · also listed on 23 other issuers
  • Virginia M. Turner — 39 shared filings (31 issuers) · role as listed: Executive Officer · also listed on 30 other issuers
  • Vincent Manning — 39 shared filings (31 issuers) · role as listed: Executive Officer · also listed on 22 other issuers
  • Joan R. Gulinello — 39 shared filings (31 issuers) · role as listed: Executive Officer · also listed on 20 other issuers
  • Karen F. Kupferberg — 39 shared filings (31 issuers) · role as listed: Director · also listed on 20 other issuers
  • Peter L. Rollins — 39 shared filings (31 issuers) · role as listed: Director · also listed on 20 other issuers
  • Brian Dillon — 39 shared filings (31 issuers) · role as listed: Executive Officer · also listed on 20 other issuers
  • David H. Smith — 39 shared filings (31 issuers) · role as listed: Director · also listed on 20 other issuers
  • Stephen T. Scott — 39 shared filings (31 issuers) · role as listed: Director · also listed on 20 other issuers
  • Robert D. McDorman, Jr. — 39 shared filings (31 issuers) · role as listed: Director · also listed on 12 other issuers
  • Ruth E. Paul — 25 shared filings (25 issuers) · role as listed: Executive Officer · also listed on 18 other issuers
  • Neal Garvey — 10 shared filings (6 issuers) · role as listed: Executive Officer

Other offering types (Regulation A and Regulation Crowdfunding)

None found in sources searched.

Sources searched: SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 · Last checked Oct 23, 2026, 8:41 PM ET.

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