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Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 7:43 AM ET

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Robert Shapiro

Named as an officer, director or promoter on SEC Form D filings · CA, IL · Jan 21, 2011 → Nov 16, 2018

24deals (issuers)
$1.01Breported sold
526investors
37Form D filings
2011–2018years on file

Data last updated Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 24, 2026, 2:23 AM ET · SEC enforcement last checked: covered by the index scan as of Oct 24, 2026, 2:50 AM ET

The short version

Robert Shapiro is listed as an executive officer, director, and promoter on 37 SEC Form D filings by 24 issuers between Nov 2009 and Nov 2018. Largest by amount reported sold: Theranos Inc (Palo Alto, CA — biotechnology — 2010; $582.2M reported sold to 34 investors), Cultivian Sandbox Food & Agriculture Fund III, LP (Chicago, IL — pooled investment fund — 2017–2018; $105.4M reported sold to 26 investors), Elevance Renewable Sciences, Inc. (Woodridge, IL — manufacturing — 2011–2016; $104.4M reported sold to 6 investors), Cultivian Sandbox Food & Agriculture Fund II, LP (Chicago, IL — pooled investment fund — 2013–2014; $85M reported sold to 24 investors), SHOEDAZZLE.COM INC (Santa Monica, CA — other technology — 2009–2010; $40M reported sold to 11 investors) and 19 more (all listed below).

What this means That is a lot of deals — 24 separate companies raised money with this person listed as executive officer, director, and promoter, over about 9 years. Across those companies the filings report $1.01B sold in total.

Listed alongside GEOFF DUYK (7 shared filings), K'LYNNE JOHNSON (7 shared filings), ROBERT FROST (7 shared filings), WILLIAM MCGLASHAN (7 shared filings), Nicholas Rosa (6 shared filings) and 86 others.

What this means These are the other officers, directors or promoters the companies named on the same forms — the team around Robert. Each name links to their own page.

The issuers belong to 2 sponsor groups: Chicago Pacific Founders (35 issuers, $3.98B reported sold, 2012–2026) and Woodbridge (9 issuers, $37.9M reported sold, 2011–2016).

What this means This person is listed across more than one sponsor team; each group page shows that team's full track record.

Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CT, DE, FINRA, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, OK, OR, PA, RI, SC, SD, TN, TX, VT, WA, WI, WV, WY) — 7 court cases matching the name, 3 SEC releases, 2 state regulator orders, 23 bankruptcy cases matching the name listed in Key records below.

What this means 35 records came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.

We compared 37 public filings for Robert Shapiro and found 24 differences, 5 worth asking the sponsor about: Regulator action: Robert H. Shapiro (Jan 30, 2019); Regulator action: Robert H. Shapiro, Woodbridge Group of Companies, LLC, et al. (Dec 21, 2017); and more below.

What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.

What the community is saying

Community search for Robert Shapiro has not run yet — it is joining a line of 26,258 names; searches run around the clock at the hosts' allowed rate. Searched so far: 638 names.

Community comments are quoted as written by their authors. Sources searched: BiggerPockets forums (via DuckDuckGo, Brave, Bing and BiggerPockets search) and Reddit (search feed + public archive).

Key records

Five things investors ask first. Items still in human review are counted, not shown.

1. Lawsuits

7 cases: 1 judgment, 4 dismissed, 2 closed (disposition not in docket feed)

Robert Shapiro v. Nancy A. Berryhill judgment
District Court, S.D. New York · No. 1:19-cv-05982 · Filed Jun 26, 2019 · Closed Sep 6, 2019 · Nature of suit: 864 S.S.I.D.
Role of Robert Shapiro: Plaintiff · Outcome: Terminated 2019-09-06 — FJC Integrated Database disposition: Other; judgment for defendant Docket on CourtListener ↗
same full name (a name found in 42 federal dockets); 8 people with this name in Form D filings; court in NY (not a filing state)
Robert Shapiro v. ABET dismissed
District Court, C.D. California · No. 2:19-cv-05358 · Filed Jun 14, 2019 · Closed Jun 21, 2019 · Nature of suit: 890 Other Statutory Actions · Cause: 28:1331 Fed. Question
Role of Robert Shapiro: Plaintiff · Outcome: Terminated 2019-06-21 — FJC Integrated Database disposition: Dismissed: other Docket on CourtListener ↗
same full name (a name found in 42 federal dockets); 8 people with this name in Form D filings; court in the person's filing state (CA)
In Re: Robert J. Shapiro, Esq. closed
District Court, E.D. New York · No. 1:11-mc-00138 · Filed Feb 28, 2011 · Closed Mar 7, 2011
Role of Robert J. Shapiro, Esq.: Party · Outcome: Terminated 2011-03-07 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 42 federal dockets); 8 people with this name in Form D filings; court in NY (not a filing state)
Audio Video Rpt Svc v. Robert L Shapiro closed
District Court, C.D. California · No. 2:00-cv-00010 · Filed Jan 3, 2000 · Closed Jan 19, 2000 · Nature of suit: 190 Other contract actions
Role of Robert L Shapiro: Defendant · Outcome: Terminated 2000-01-19 — FJC Integrated Database disposition: Remanded to U.S. agency Docket on CourtListener ↗
same full name (a name found in 42 federal dockets); 8 people with this name in Form D filings; court in the person's filing state (CA)
Robert L Shapiro v. Audio Video Report dismissed
District Court, C.D. California · No. 2:99-cv-11184 · Filed Oct 25, 1999 · Closed Dec 7, 1999 · Nature of suit: 890 Other statutory actions
Role of Robert L Shapiro: Plaintiff · Outcome: Terminated 1999-12-07 — FJC Integrated Database disposition: Dismissed: other Docket on CourtListener ↗
same full name (a name found in 42 federal dockets); 8 people with this name in Form D filings; court in the person's filing state (CA)
Audio Video Rpt Svc v. Robert L Shapiro dismissed
District Court, C.D. California · No. 2:99-cv-11192 · Filed Oct 25, 1999 · Closed Dec 29, 1999 · Nature of suit: 190 Other contract actions
Role of Robert L Shapiro: Defendant · Outcome: Terminated 1999-12-29 — FJC Integrated Database disposition: Dismissed: lack of jurisdiction Docket on CourtListener ↗
same full name (a name found in 42 federal dockets); 8 people with this name in Form D filings; court in the person's filing state (CA)
Robert L Shapiro v. Darryl Strawberry dismissed
District Court, C.D. California · No. 2:98-cv-04734 · Filed Jun 11, 1998 · Closed Aug 19, 1998 · Nature of suit: 190 Other contract actions
Role of Robert L Shapiro: Plaintiff · Outcome: Terminated 1998-08-19 — FJC Integrated Database disposition: Dismissed: settled Docket on CourtListener ↗
same full name (a name found in 42 federal dockets); 8 people with this name in Form D filings; court in the person's filing state (CA)
What was searched

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts State courts: not covered (one-tap state court links under Look further). PACER: not searched. · Last checked Oct 24, 2026, 2:23 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

3 SEC releases; 2 state regulator orders

Robert H. Shapiro Administrative proceeding
SEC · Jan 30, 2019 · Parties as named in the release: Robert H. Shapiro Read the release ↗
same full name in the release title; 8 people with this name in Form D filings; the person's filing state is named in the release
Order AZ · Arizona Corporation Commission, Securities Division (ACC)
Order date Nov 27, 2018 · Regulator: Arizona Corporation Commission, Securities Division (ACC) · Decision No. 76962 · Parties (regulator's caption): Robert H. Shapiro
Outcome: not stated in the index entry we read; see the order. Order / docket ↗ Regulator's list ↗
same full name in the order; 8 people with this name in Form D filings; regulator in AZ (not a filing state)
Robert H. Shapiro, Woodbridge Group of Companies, LLC, et al. Litigation release
SEC · Jan 24, 2018 · Parties as named in the release: Robert H. Shapiro, Woodbridge Group of Companies, LLC, et al. Read the release ↗
same full name in the release title; 8 people with this name in Form D filings; the person's filing state is not named
Robert H. Shapiro, Woodbridge Group of Companies, LLC, et al. Litigation release
SEC · Dec 21, 2017 · Parties as named in the release: Robert H. Shapiro, Woodbridge Group of Companies, LLC, et al. Read the release ↗
same full name in the release title; 8 people with this name in Form D filings; the person's filing state is named in the release
Cease and Desist TX · Texas State Securities Board (TSSB)
Order date Mar 18, 2016 · Regulator: Texas State Securities Board (TSSB) · ENF-16-CDO-1743 · Parties (regulator's caption): Woodbridge Mortgage Investment Fund 3 LLC and Robert H. Shapiro
Outcome: not stated in the index entry we read; see the order. Order / docket ↗ Regulator's list ↗
same full name in the order; 8 people with this name in Form D filings; regulator in TX (not a filing state); co-listed entity "woodbridge mortgage investment fund 3" is an issuer this person is named on
What was searched

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — Searched SEC litigation releases and administrative proceedings (1995→ / 2007→) (30,205 records as of Oct 24, 2026, 2:50 AM ET) — nothing matched Robert Shapiro..

State securities regulators: Securities regulators searched (3,318 actions): AZ Corporation Commission Securities Division (411 actions, 2017–2026), CA DFPI (25 actions, 2007–2024; listing starts 2002 — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), DE DOJ Investor Protection Unit (257 actions, 1987–2026), TX State Securities Board (586 actions, 2006–2026), WA DFI (2,039 actions, 2001–2026) — last crawled Oct 23, 2026, 9:57 PM ET. No machine-readable public listing today for CO, FL, IA, IN, MN, NE, NJ, NY, OH, UT, VA (see docs/state-regulators.md).

3. Bankruptcies

23 cases: 23 closed (disposition not in docket feed)

Robert Shapiro and Michele Shapiro closed
United States Bankruptcy Court, S.D. New York · No. 19-22166 · Filed Jan 31, 2019 · Closed Oct 7, 2020
Role of Robert Shapiro and Michele Shapiro: Debtor · Outcome: Case closed 2020-10-07 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 42 federal dockets); 8 people with this name in Form D filings; court in NY (not a filing state)
Robert G. Shapiro closed
United States Bankruptcy Court, E.D. North Carolina · No. 14-04842 · Filed Aug 21, 2014 · Closed Jun 22, 2020
Role of Robert G. Shapiro: Debtor · Outcome: Case closed 2020-06-22 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 42 federal dockets); 8 people with this name in Form D filings; court in NC (not a filing state)
Robert G. Shapiro and Erica L. Shapiro closed
United States Bankruptcy Court, E.D. North Carolina · No. 13-07200 · Filed Nov 18, 2013 · Closed Jul 15, 2014
Role of Robert G. Shapiro and Erica L. Shapiro: Debtor · Outcome: Case closed 2014-07-15 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 42 federal dockets); 8 people with this name in Form D filings; court in NC (not a filing state)
Robert Shapiro closed
United States Bankruptcy Court, D. Massachusetts · No. 09-10847 · Filed Feb 3, 2009 · Closed Jun 1, 2009
Role of Robert Shapiro: Debtor · Outcome: Case closed 2009-06-01 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 42 federal dockets); 8 people with this name in Form D filings; court in MA (not a filing state)
Robert E Shapiro closed
United States Bankruptcy Court, E.D. Michigan · No. 08-61232 · Filed Sep 1, 2008 · Closed Feb 4, 2010
Role of Robert E Shapiro: Debtor · Outcome: Case closed 2010-02-04 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 42 federal dockets); 8 people with this name in Form D filings; court in MI (not a filing state)
Robert R. Shapiro closed
United States Bankruptcy Court, W.D. New York · No. 1-03-18037 · Filed Oct 27, 2003 · Closed Nov 15, 2005
Role of Robert R. Shapiro: Debtor · Outcome: Case closed 2005-11-15 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 42 federal dockets); 8 people with this name in Form D filings; court in NY (not a filing state)
Robert Shapiro and Sondra S Shapiro closed
United States Bankruptcy Court, S.D. Texas · No. 03-40305 · Filed Jul 22, 2003 · Closed Nov 10, 2003
Role of Robert Shapiro and Sondra S Shapiro: Debtor · Outcome: Case closed 2003-11-10 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 42 federal dockets); 8 people with this name in Form D filings; court in TX (not a filing state)
Robert H Shapiro closed
United States Bankruptcy Court, N.D. Illinois · No. 01-28218 · Filed Aug 13, 2001 · Closed Nov 29, 2001
Role of Robert H Shapiro: Debtor · Outcome: Case closed 2001-11-29 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 42 federal dockets); 8 people with this name in Form D filings; court in the person's filing state (IL)
Robert Shapiro closed
United States Bankruptcy Court, E.D. Pennsylvania · No. 00-31622 · Filed Sep 15, 2000 · Closed May 14, 2001
Role of Robert Shapiro: Debtor · Outcome: Case closed 2001-05-14 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 42 federal dockets); 8 people with this name in Form D filings; court in PA (not a filing state)
Robert Shapiro closed
United States Bankruptcy Court, E.D. Pennsylvania · No. 00-10841 · Filed Jan 21, 2000 · Closed Sep 29, 2000
Role of Robert Shapiro: Debtor · Outcome: Case closed 2000-09-29 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 42 federal dockets); 8 people with this name in Form D filings; court in PA (not a filing state)
Robert Shapiro closed
United States Bankruptcy Court, E.D. Pennsylvania · No. 99-16453 · Filed May 17, 1999 · Closed Dec 29, 1999
Role of Robert Shapiro: Debtor · Outcome: Case closed 1999-12-29 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 42 federal dockets); 8 people with this name in Form D filings; court in PA (not a filing state)
Robert A. Shapiro and Sharetha C. Shapiro closed
United States Bankruptcy Court, W.D. New York · No. 2-99-20500 · Filed Feb 24, 1999 · Closed Oct 10, 2008
Role of Robert A. Shapiro and Sharetha C. Shapiro: Debtor · Outcome: Case closed 2008-10-10 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 42 federal dockets); 8 people with this name in Form D filings; court in NY (not a filing state)
Robert A. Shapiro and Holly Ann Shapiro closed
United States Bankruptcy Court, N.D. West Virginia · No. 3:98-bk-31449 · Filed May 28, 1998 · Closed Sep 11, 1998
Role of Robert A. Shapiro and Holly Ann Shapiro: Debtor · Outcome: Case closed 1998-09-11 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 42 federal dockets); 8 people with this name in Form D filings; court in WV (not a filing state)
Robert L. Shapiro and Janet B. Shapiro closed
United States Bankruptcy Court, S.D. Florida. · No. 97-14826 · Filed Jun 17, 1997 · Closed Feb 25, 1998
Role of Robert L. Shapiro and Janet B. Shapiro: Debtor · Outcome: Case closed 1998-02-25 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 42 federal dockets); 8 people with this name in Form D filings; court in FL (not a filing state)
Robert B. Shapiro closed
United States Bankruptcy Court, D. New Jersey · No. 96-33115 · Filed Apr 16, 1996 · Closed Oct 3, 1996
Role of Robert B. Shapiro: Debtor · Outcome: Case closed 1996-10-03 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 42 federal dockets); 8 people with this name in Form D filings; court in NJ (not a filing state)
Robert Shapiro closed
United States Bankruptcy Court, E.D. Pennsylvania · No. 95-18814 · Filed Nov 8, 1995 · Closed Feb 4, 1998
Role of Robert Shapiro: Debtor · Outcome: Case closed 1998-02-04 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 42 federal dockets); 8 people with this name in Form D filings; court in PA (not a filing state)
Robert B. Shapiro closed
United States Bankruptcy Court, E.D. Pennsylvania · No. 94-11358 · Filed Mar 14, 1994 · Closed Aug 30, 1994
Role of Robert B. Shapiro: Debtor · Outcome: Case closed 1994-08-30 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 42 federal dockets); 8 people with this name in Form D filings; court in PA (not a filing state)
Robert B. Shapiro and Lillie U. Sharpiro closed
United States Bankruptcy Court, E.D. Pennsylvania · No. 93-14279 · Filed Jul 20, 1993 · Closed Sep 20, 1993
Role of Robert B. Shapiro and Lillie U. Sharpiro: Debtor · Outcome: Case closed 1993-09-20 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 42 federal dockets); 8 people with this name in Form D filings; court in PA (not a filing state)
Robert R. Shapiro and Judy A. Shapiro closed
United States Bankruptcy Court, W.D. New York · No. 1-91-13881 · Filed Nov 12, 1991 · Closed May 5, 1992
Role of Robert R. Shapiro and Judy A. Shapiro: Debtor · Outcome: Case closed 1992-05-05 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 42 federal dockets); 8 people with this name in Form D filings; court in NY (not a filing state)
Robert M. Shapiro closed
United States Bankruptcy Court, D. Massachusetts · No. 91-13948 · Filed May 7, 1991 · Closed Feb 28, 1992
Role of Robert M. Shapiro: Debtor · Outcome: Case closed 1992-02-28 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 42 federal dockets); 8 people with this name in Form D filings; court in MA (not a filing state)
Robert H. Shapiro closed
United States Bankruptcy Court, S.D. Florida. · No. 91-30564 · Filed Mar 5, 1991 · Closed Oct 8, 1993
Role of Robert H. Shapiro: Debtor · Outcome: Case closed 1993-10-08 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 42 federal dockets); 8 people with this name in Form D filings; court in FL (not a filing state)
Robert A. Shapiro and Sharetha C. Shapiro closed
United States Bankruptcy Court, W.D. New York · No. 2-90-22574 · Filed Nov 29, 1990 · Closed Mar 24, 1994
Role of Robert A. Shapiro and Sharetha C. Shapiro: Debtor · Outcome: Case closed 1994-03-24 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 42 federal dockets); 8 people with this name in Form D filings; court in NY (not a filing state)
Robert D Shapiro closed
United States Bankruptcy Court, N.D. Illinois · No. 85-03213 · Filed Mar 12, 1985 · Closed May 13, 1986
Role of Robert D Shapiro: Debtor · Outcome: Case closed 1986-05-13 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 42 federal dockets); 8 people with this name in Form D filings; court in the person's filing state (IL)
What was searched

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not covered (one-tap state court links under Look further). PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 2:23 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

4. Differences between public sources

Comparisons cover issuers and sponsor groups — see the issuer pages under Deals

24 differences found between the filings for Robert Shapiro — 5 worth asking about (compared 37 filings on Oct 24, 2026)

Worth asking · Jan 30, 2019

Regulator action: Robert H. Shapiro (Jan 30, 2019)

A ap release dated Jan 30, 2019 names Robert Shapiro. Our match estimate: 44%. The release is the source; we do not summarize its outcome here.

What this means A regulator filed or announced an action naming this person or company (or someone on the same filings). Read the release; ask the sponsor what it was and how it ended.

Sources
Worth asking · Dec 21, 2017

Regulator action: Robert H. Shapiro, Woodbridge Group of Companies, LLC, et al. (Dec 21, 2017)

An SEC litigation release dated Dec 21, 2017 names Robert Shapiro. Our match estimate: 44%. The release is the source; we do not summarize its outcome here.

What this means A regulator filed or announced an action naming this person or company (or someone on the same filings). Read the release; ask the sponsor what it was and how it ended.

Sources
Worth asking · Mar 18, 2016

TX securities regulator cease and desist naming Robert Shapiro (Mar 18, 2016)

Texas State Securities Board (TSSB) issued a Cease and Desist dated Mar 18, 2016. Respondents as listed: Woodbridge Mortgage Investment Fund 3 LLC and Robert H. Shapiro. Matched to Robert Shapiro.

What this means A state regulator issued an order (cease-and-desist, consent order, fine or bar). Read the order; ask the sponsor what it covered.

Sources
Worth asking · Nov 17, 2009

29% of the money raised went to insiders — SHOEDAZZLE.COM INC

The Nov 17, 2009 Form D reports $7,000,000 sold and $2,000,000 of the proceeds used for payments to officers, directors or promoters. Issuer's note: "Two million dollars ($2,000,000.00) used to redeem the Common Stock of the Related Persons listed in Item 3 through stock redemption agreements dated November 9, 2009.".

What this means The filing reports how much of the money raised was paid to insiders. Over 10% is high for most deals. Ask what it paid for.

Sources
Worth asking · Jul 7, 2011 – Nov 22, 2016

Robert Shapiro appears on 13 deals that stopped filing before reaching their target

Woodbridge Commercial Bridge Loan Fund 2, LLC (last filing Nov 22, 2016; $0 sold of $100,000,000); Woodbridge Mortgage Investment Fund 4, LLC (last filing Nov 21, 2016; $0 sold of $100,000,000); Woodbridge Commercial Bridge Loan Fund 1, LLC (last filing Jun 16, 2016; $996,746 sold of $50,000,000); Woodbridge Mortgage Investment Fund 3A, LLC (last filing Oct 30, 2015; $0 sold of $100,000,000); Healthbox Salt Lake City I, LLC (last filing Oct 6, 2014; $250,000 sold of $1,388,688); Healthbox Florida II LLC (last filing Jul 11, 2014; $350,000 sold of $1,300,000); and 7 more. Each has no filing in more than two years and reported under half its target sold.

What this means An issuer whose last filing is more than two years old and reported under half its target sold. The raise may have closed early or quietly stopped. Ask what happened to each.

Sources
Note · Dec 18, 2015 – Jan 6, 2016

Form D filed 19 days after the first sale — Elevance Renewable Sciences, Inc.

The filing says the first sale was Dec 18, 2015. The Form D was filed Jan 6, 2016 — 19 days later. The rule: a Form D is generally due within 15 days after the first sale, so this one is 4 days past that.

What this means A late notice is common and carries no penalty by itself. It is worth asking the sponsor why the paperwork lagged.

Sources
Note · May 31, 2013 – Jun 19, 2013

Form D filed 19 days after the first sale — Cultivian Sandbox Food & Agriculture Fund II, LP

The filing says the first sale was May 31, 2013. The Form D was filed Jun 19, 2013 — 19 days later. The rule: a Form D is generally due within 15 days after the first sale, so this one is 4 days past that.

What this means A late notice is common and carries no penalty by itself. It is worth asking the sponsor why the paperwork lagged.

Sources
Note · Dec 6, 2010 – Jan 21, 2011

Form D filed 46 days after the first sale — Elevance Renewable Sciences, Inc.

The filing says the first sale was Dec 6, 2010. The Form D was filed Jan 21, 2011 — 46 days later. The rule: a Form D is generally due within 15 days after the first sale, so this one is 31 days past that.

What this means A late notice is common and carries no penalty by itself. It is worth asking the sponsor why the paperwork lagged.

Sources
Note · Jul 1, 2010 – Nov 16, 2018

19 offerings have no amendment in the last 12 months and may still be open

No amendment in the last 12 months on an offering that may still be open — Cultivian Sandbox Food & Agriculture Fund III, LP (latest filing Nov 16, 2018) · No amendment in the last 12 months on an offering that may still be open — CHROMATIN, INC. (latest filing May 24, 2017) · No amendment in the last 12 months on an offering that may still be open — Woodbridge Commercial Bridge Loan Fund 1, LLC (latest filing Jun 16, 2016) · No amendment in the last 12 months on an offering that may still be open — Elevance Renewable Sciences, Inc. (latest filing Jan 6, 2016) · No amendment in the last 12 months on an offering that may still be open — Woodbridge Mortgage Investment Fund 3, LLC (latest filing Sep 18, 2015) · and 14 more

What this means SEC rules expect a yearly amendment while an offering is still going. Ask the sponsor which of these raises have closed.

Sources
Note · Jun 19, 2013 – Jun 19, 2014

Offering amount lowered between filings — Cultivian Sandbox Food & Agriculture Fund II, LP

The Jun 19, 2013 filing says $200,000,000 offered; the Jun 19, 2014 Form D/A says $150,000,000.

What this means The target raise got smaller. That can mean the plan shrank or the sponsor stopped early. Ask what changed in the deal.

Sources
Note · Feb 4, 2011 – Mar 25, 2011

Offering amount changed between filings — AGRAQUEST INC

The Feb 4, 2011 filing says $15,000,000 offered; the Mar 25, 2011 Form D/A says $17,700,000.

What this means The target raise changed. Raising the cap is common when a deal grows; ask whether the extra money has the same terms and use.

Sources
Note · Jun 19, 2013 – Jun 19, 2014

Minimum investment changed between filings — Cultivian Sandbox Food & Agriculture Fund II, LP

The Jun 19, 2013 filing lists a minimum of $1,000,000; the Jun 19, 2014 Form D/A lists $100,000.

What this means A different minimum usually means the offering terms changed. Check which terms apply to you.

Sources
Note · Nov 17, 2009 – Aug 9, 2013

Robert Shapiro is written 2 different ways on the filings

listed as "Robert Shapiro" on 35 filings (from Nov 17, 2009), and "Robert Bernard Shapiro" on 2 filings (from Aug 9, 2013).

What this means Same person, written differently — a middle name or suffix left off, or spelled another way. It is normal, but check that the full legal name matches your subscription documents.

Sources
Note · Jan 21, 2011 – Jan 6, 2016

Industry group changed between filings — Elevance Renewable Sciences, Inc.

"Manufacturing" (Jan 21, 2011 to Aug 20, 2014); then "Commercial" (Apr 7, 2015 to Aug 25, 2015); then "Manufacturing" (Jan 6, 2016).

What this means The issuer described its business differently on different forms. Often it is just a different box ticked; sometimes the deal itself changed. Ask which business your money is in.

Sources
Note · Jun 18, 2015 – Jun 16, 2016

Reported revenue range changed between filings — Woodbridge Commercial Bridge Loan Fund 1, LLC

"No Revenues" (Jun 18, 2015); then "$1 - $1,000,000" (Jun 16, 2016).

What this means This is the size band the issuer picks for itself on the form. A change can mean the business grew or shrank — or that it chose not to say. Ask for current numbers.

Sources
Note · Nov 17, 2009 – Apr 27, 2010

Reported revenue range changed between filings — SHOEDAZZLE.COM INC

"$1 - $1,000,000" (Nov 17, 2009); then "Decline to Disclose" (Apr 27, 2010).

What this means This is the size band the issuer picks for itself on the form. A change can mean the business grew or shrank — or that it chose not to say. Ask for current numbers.

Sources
Note · Sep 21, 2016 – Jan 3, 2022

Same name, different state: "Robert Shapiro" (MA) is a separate record

This page covers filings where the address state is CA or IL. A separate record, "Robert Shapiro" with address state MA, is listed on 4 filings — most recently by Inflection Mercury Fund, LP (Jan 3, 2022). Both records have filings in the same period (Sep 21, 2016 to Nov 16, 2018).

What this means Two records with one name were active at the same time. That can be one person listing different company addresses, or two different people. We keep them apart until a filing ties them together. Check both pages before you decide.

Sources
Note · May 15, 2013 – Dec 17, 2020

Same name, different state: "Robert B. Shapiro" (VA or MD or FL) is a separate record

This page covers filings where the address state is CA or IL. A separate record, "Robert B. Shapiro" with address state VA or MD or FL, is listed on 15 filings — most recently by PRECIGEN, INC. (Dec 17, 2020). Both records have filings in the same period (May 15, 2013 to Nov 16, 2018).

What this means Two records with one name were active at the same time. That can be one person listing different company addresses, or two different people. We keep them apart until a filing ties them together. Check both pages before you decide.

Sources
Note · Mar 5, 2015 – Dec 4, 2015

Same name, different state: "Robert Shapiro" (MN) is a separate record

This page covers filings where the address state is CA or IL. A separate record, "Robert Shapiro" with address state MN, is listed on 3 filings — most recently by Conservis Corp. (Dec 4, 2015). Both records have filings in the same period (Mar 5, 2015 to Dec 4, 2015).

What this means Two records with one name were active at the same time. That can be one person listing different company addresses, or two different people. We keep them apart until a filing ties them together. Check both pages before you decide.

Sources
Note · Nov 24, 2015

Same name, different state: "ROBERT F. SHAPIRO" (PA) is a separate record

This page covers filings where the address state is CA or IL. A separate record, "ROBERT F. SHAPIRO" with address state PA, is listed on 1 filing — most recently by H.A. Holdings Inc. (Nov 24, 2015). Both records have filings in the same period (Nov 24, 2015).

What this means Two records with one name were active at the same time. That can be one person listing different company addresses, or two different people. We keep them apart until a filing ties them together. Check both pages before you decide.

Sources
Note · Dec 4, 2014 – Apr 10, 2015

Same name, different state: "Robert S. Shapiro" (NY) is a separate record

This page covers filings where the address state is CA or IL. A separate record, "Robert S. Shapiro" with address state NY, is listed on 2 filings — most recently by Greenwich Village Center, LLC (Apr 10, 2015). Both records have filings in the same period (Dec 4, 2014 to Apr 10, 2015).

What this means Two records with one name were active at the same time. That can be one person listing different company addresses, or two different people. We keep them apart until a filing ties them together. Check both pages before you decide.

Sources
Note · Jul 8, 2011 – Jul 19, 2012

Address moved from Bolingbrook, IL to Woodridge, IL — Elevance Renewable Sciences, Inc.

The people listed on the Jul 8, 2011 filing give Bolingbrook, IL; on the Jul 19, 2012 filing they give Woodridge, IL.

What this means Businesses move; this just shows the two places and dates. If you were told one city and the forms say another, ask which is current.

Sources
Note · Jan 21, 2011 – Jul 8, 2011

Address moved from Fort Worth, TX to Bolingbrook, IL — Elevance Renewable Sciences, Inc.

The people listed on the Jan 21, 2011 filing give Fort Worth, TX; on the Jul 8, 2011 filing they give Bolingbrook, IL.

What this means Businesses move; this just shows the two places and dates. If you were told one city and the forms say another, ask which is current.

Sources
Note · Nov 17, 2009 – Nov 16, 2018

Robert Shapiro is listed with 2 different address states: CA, IL

CA on 16 filings (Nov 17, 2009 to Nov 22, 2016); IL on 21 filings (Jan 21, 2011 to Nov 16, 2018).

What this means The address on a Form D is usually the company's, not the person's home, so this often just reflects different companies. It can also mean a move. Nothing wrong by itself.

Sources
What is compared

What is compared: every Form D and D/A we hold for this subject, side by side — filing dates vs. first-sale dates (the 15-day rule), amendment timing on open offerings (the yearly-amendment expectation), amounts sold, investor counts, offering amounts and minimums across amendments, industry and size bands, addresses, how each person's name and role is written, paid sellers' CRD numbers, and (for groups) where the member companies were formed and sit. Everything is as filed by the issuer; the SEC does not check it. Differences are common and usually have ordinary explanations — we show both values, the dates, and the source so you can ask. As of Oct 24, 2026.

5. Money to insiders

5 of 33 offerings report sales commissions totalling $4,648,500; 0 report finder's fees; 3 report proceeds to related persons totalling $4,313,500. (includes amounts the issuer reported as estimates)

Offering (latest filing)Sales commissionsFinder's feesTo insidersPaid to sell itSource
Nov 16, 2018 D/A
Cultivian Sandbox Food & Agriculture Fund III, LP
File 021-298939
$175,000 (est.)$0$0
The Issuer is obligated to pay a management fee to the General Partner (or an affiliate thereof).
Synergy Capital I, LLC BrokerCheck CRD 47965 ↗EDGAR ↗
May 24, 2017 D
CHROMATIN, INC.
File 021-287377
$0$0$0None listed on this filingEDGAR ↗
Nov 22, 2016 D
Woodbridge Commercial Bridge Loan Fund 2, LLC
File 021-274969
$0$0$0None listed on this filingEDGAR ↗
Nov 21, 2016 D
Woodbridge Mortgage Investment Fund 4, LLC
File 021-274915
$0$0$0None listed on this filingEDGAR ↗
Jun 16, 2016 D/A
Woodbridge Commercial Bridge Loan Fund 1, LLC
File 021-242025
$0$0$0None listed on this filingEDGAR ↗
Jan 6, 2016 D
Elevance Renewable Sciences, Inc.
File 021-254610
$0 (est.)$0 (est.)$0None listed on this filingEDGAR ↗
Oct 30, 2015 D
Woodbridge Mortgage Investment Fund 3A, LLC
File 021-250392
$0$0$0None listed on this filingEDGAR ↗
Sep 18, 2015 D/A
Woodbridge Mortgage Investment Fund 3, LLC
File 021-225037
$0$0$0None listed on this filingEDGAR ↗
Aug 25, 2015 D
Elevance Renewable Sciences, Inc.
File 021-246423
$0$0$0None listed on this filingEDGAR ↗
Apr 7, 2015 D
Elevance Renewable Sciences, Inc.
File 021-237452
$0$0$0None listed on this filingEDGAR ↗
Jan 12, 2015 D
CHROMATIN, INC.
File 021-231957
$840,000$0$840,000
This use of proceeds is the same amount referenced in Section 15.
None no CRD number reported
via Macquarie Capital (USA) Inc. (CRD 36368 ↗)
EDGAR ↗
Oct 6, 2014 D
Healthbox Salt Lake City I, LLC
File 021-225867
$0$0$0None listed on this filingEDGAR ↗
Aug 20, 2014 D
Elevance Renewable Sciences, Inc.
File 021-223351
$0$0$0None listed on this filingEDGAR ↗
Jul 11, 2014 D
Healthbox Florida II LLC
File 021-220789
$0$0$0None listed on this filingEDGAR ↗
Jul 1, 2014 D
Healthbox Chicago III LLC
File 021-220121
$0$0$0None listed on this filingEDGAR ↗
Jun 19, 2014 D/A
Cultivian Sandbox Food & Agriculture Fund II, LP
File 021-198232
$360,000$0$0Bedminster Financial Group Limited BrokerCheck CRD 39916 ↗
Rabo Securities USA, Inc. BrokerCheck CRD 122657 ↗
EDGAR ↗
Jan 8, 2014 D
Woodbridge Mortgage Investment Fund 2, LLC
File 021-209518
$0$0$0None listed on this filingEDGAR ↗
Dec 26, 2013 D
Healthbox Chicago II LLC
File 021-208762
$0$0$0None listed on this filingEDGAR ↗
Dec 10, 2013 D
CHROMATIN, INC.
File 021-207702
$1,473,500 (est.)$0$1,473,500 (est.)
This use of proceeds is the same amount referenced in Section 15
None no CRD number reported
via Macquarie Capital (USA) Inc. (CRD 36368 ↗)
EDGAR ↗
Dec 5, 2013 D
Healthbox Global Partners, LLC
File 021-207493
$0$0$0None listed on this filingEDGAR ↗
Oct 7, 2013 D
Healthbox Nashville I LLC
File 021-204146
$0$0$0
The Manager of the Issuer receives a one-time license fee of approximately $250,000 and a customary, contingent incentive fee, if applicable, following the return to the members of all capital contributed by the members.
None listed on this filingEDGAR ↗
Aug 9, 2013 D
Healthbox Florida I LLC
File 021-201073
$0$0$0
The Managing Member receives a customary incentive fee based on members' capital accounts.
None listed on this filingEDGAR ↗
Mar 5, 2013 D
Woodbridge Pre-Settlement Funding 2, LLC
File 021-192739
$0$0$0None listed on this filingEDGAR ↗
Aug 2, 2012 D
Woodbridge Mortgage Investment Fund 1, LLC
File 021-182107
$0$0$0None listed on this filingEDGAR ↗
Jul 19, 2012 D
Elevance Renewable Sciences, Inc.
File 021-181496
$0$0$0None listed on this filingEDGAR ↗
Jul 8, 2011 D
Elevance Renewable Sciences, Inc.
File 021-162524
$0$0$0None listed on this filingEDGAR ↗
Jul 7, 2011 D
Woodbridge Pre-Settlement Funding, LLC
File 021-162442
$0$0$0None listed on this filingEDGAR ↗
Jun 14, 2011 D
Pathfinder Raintree Residential II, L.P.
File 021-161249
$0$0$0None listed on this filingEDGAR ↗
Mar 25, 2011 D/A
AGRAQUEST INC
File 021-154827
$0$0$0
The gross proceeds of the offering will be used for operating expenses, working capital and other general corporate purposes.
None listed on this filingEDGAR ↗
Jan 21, 2011 D
Elevance Renewable Sciences, Inc.
File 021-154175
$1,800,000$0$0PIPER JAFFRAY & CO. BrokerCheck CRD 665 ↗EDGAR ↗
Jul 8, 2010 D
Theranos Inc
File 021-144623
$0$0$0None listed on this filingEDGAR ↗
Apr 27, 2010 D
SHOEDAZZLE.COM INC
File 021-141145
$0$0$0None listed on this filingEDGAR ↗
Nov 17, 2009 D
SHOEDAZZLE.COM INC
File 021-123270
$0$0$2,000,000
Two million dollars ($2,000,000.00) used to redeem the Common Stock of the Related Persons listed in Item 3 through stock redemption agreements dated November 9, 2009.
None listed on this filingEDGAR ↗
How this is counted

Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across every filing this person is listed on (latest filing per offering, per issuer).

Deals 24

Every issuer that named Robert Shapiro on a Form D, newest first. A Form D is the notice a company files after it starts selling a private investment.

Pooled Investment Fund · group: Chicago Pacific Founders

Cultivian Sandbox Food & Agriculture Fund III, LP

Chicago, IL · Nov 16, 2017 → Nov 16, 2018 · 2 filings
  • Nov 16, 2018 · D/A · $105,375,000 sold of $200,000,000 · 26 investors · min. No minimum reported · role: Executive Officer, Promoter (A Managing Director of the General Partner) EDGAR ↗
  • Nov 16, 2017 · D · $0 sold of $200,000,000 · 0 investors · min. No minimum reported · role: Executive Officer, Promoter (A Managing Director of the General Partner) EDGAR ↗

Raised $105.4M from 26 investors (53% of the $200M target) as of the latest filing. Robert is listed as executive officer, promoter on 2 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Other

CHROMATIN, INC.

Chicago, IL · Dec 10, 2013 → May 24, 2017 · 3 filings
  • May 24, 2017 · D · $13,749,210 sold of $14,000,000 · 16 investors · min. No minimum reported · role: Director EDGAR ↗
  • Jan 12, 2015 · D · $12,030,171 sold of $12,545,173 · 3 investors · min. $453 · role: Director EDGAR ↗
  • Dec 10, 2013 · D · $23,550,000 sold of $24,000,000 · 18 investors · min. No minimum reported · role: Director EDGAR ↗

Raised $23.6M from 18 investors (100% of the $14M target) as of the latest filing. Robert is listed as director on 3 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other / 506(b) (18,678 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Other · group: Woodbridge

Woodbridge Commercial Bridge Loan Fund 2, LLC

Sherman Oaks, CA · Nov 22, 2016
  • Nov 22, 2016 · D · $0 sold of $100,000,000 · 0 investors · min. $50,000 · role: Executive Officer EDGAR ↗

No sales reported yet as of the latest filing. Robert is listed as executive officer.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other / 506(c) (1,881 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Other · group: Woodbridge

Woodbridge Mortgage Investment Fund 4, LLC

Sherman Oaks, CA · Nov 21, 2016
  • Nov 21, 2016 · D · $0 sold of $100,000,000 · 0 investors · min. $50,000 · role: Executive Officer (Managing Member of Managing Member) EDGAR ↗

No sales reported yet as of the latest filing. Robert is listed as executive officer.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other / 506(b) (18,678 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Other · group: Woodbridge

Woodbridge Commercial Bridge Loan Fund 1, LLC

Sherman Oaks, CA · Jun 18, 2015 → Jun 16, 2016 · 2 filings
  • Jun 16, 2016 · D/A · $996,746 sold of $50,000,000 · 0 investors · min. $50,000 · role: Executive Officer EDGAR ↗
  • Jun 18, 2015 · D · $0 sold of $50,000,000 · 0 investors · min. $50,000 · role: Executive Officer EDGAR ↗

Raised $997K (2% of the $50M target) as of the latest filing. Robert is listed as executive officer on 2 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other / 506(c) (1,881 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Manufacturing

Elevance Renewable Sciences, Inc.

Woodridge, IL · Jan 21, 2011 → Jan 6, 2016 · 7 filings
  • Jan 6, 2016 · D · $18,733,333 sold of $20,867,470 · 5 investors · min. No minimum reported · role: Director EDGAR ↗
  • Aug 25, 2015 · D · $10,300,000 sold of $10,300,000 · 5 investors · min. No minimum reported · role: Director EDGAR ↗
  • Apr 7, 2015 · D · $40,213,783 sold of $62,474,210 · 5 investors · min. No minimum reported · role: Director EDGAR ↗
  • Aug 20, 2014 · D · $25,000,300 sold of $38,600,300 · 3 investors · min. No minimum reported · role: Director EDGAR ↗
  • Jul 19, 2012 · D · $104,360,010 sold of $104,360,010 · 3 investors · min. No minimum reported · role: Director EDGAR ↗
  • Jul 8, 2011 · D · $50,000,015 sold of $50,000,015 · 4 investors · min. No minimum reported · role: Director EDGAR ↗
  • Jan 21, 2011 · D · $103,504,389 sold of $103,504,389 · 6 investors · min. No minimum reported · role: Director EDGAR ↗

Raised $104.4M from 6 investors (100% of the $20.9M target) as of the latest filing. Robert is listed as director on 7 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Manufacturing / 506(b) (1,339 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Other · group: Woodbridge

Woodbridge Mortgage Investment Fund 3A, LLC

Sherman Oaks, CA · Oct 30, 2015
  • Oct 30, 2015 · D · $0 sold of $100,000,000 · 0 investors · min. $50,000 · role: Executive Officer (Managing Member of Managing Member) EDGAR ↗

No sales reported yet as of the latest filing. Robert is listed as executive officer.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other / 506(b) (18,678 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Other · group: Woodbridge

Woodbridge Mortgage Investment Fund 3, LLC

Sherman Oaks, CA · Sep 19, 2014 → Sep 18, 2015 · 2 filings
  • Sep 18, 2015 · D/A · $36,330,251 sold of $50,000,000 · 290 investors · min. $50,000 · role: Executive Officer (Managing Member of Managing Member) EDGAR ↗
  • Sep 19, 2014 · D · $0 sold of $50,000,000 · 0 investors · min. $50,000 · role: Executive Officer (Managing Member of Managing Member) EDGAR ↗

Raised $36.3M from 290 investors (73% of the $50M target) as of the latest filing. Robert is listed as executive officer on 2 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other / 506(b) (18,678 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund · group: Chicago Pacific Founders

Healthbox Salt Lake City I, LLC

Salt Lake City, UT · Oct 6, 2014
  • Oct 6, 2014 · D · $250,000 sold of $1,388,688 · 1 investors · min. No minimum reported · role: Director (Manager of Healthbox Global Partners, LLC) EDGAR ↗

Raised $250K from 1 investor (18% of the $1.39M target) as of the latest filing. Robert is listed as director.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund · group: Chicago Pacific Founders

Healthbox Florida II LLC

Chicago, IL · Jul 11, 2014
  • Jul 11, 2014 · D · $350,000 sold of $1,300,000 · 1 investors · min. No minimum reported · role: Director (Manager of Healthbox Global Partners, LLC) EDGAR ↗

Raised $350K from 1 investor (27% of the $1.3M target) as of the latest filing. Robert is listed as director.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund · group: Chicago Pacific Founders

Healthbox Chicago III LLC

Chicago, IL · Jul 1, 2014
  • Jul 1, 2014 · D · $125,000 sold of $1,400,000 · 1 investors · min. No minimum reported · role: Director (Manager of Healthbox Global Partners, LLC) EDGAR ↗

Raised $125K from 1 investor (9% of the $1.4M target) as of the latest filing. Robert is listed as director.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund · group: Chicago Pacific Founders

Cultivian Sandbox Food & Agriculture Fund II, LP

Chicago, IL · Jun 19, 2013 → Jun 19, 2014 · 2 filings
  • Jun 19, 2014 · D/A · $85,025,510 sold of $150,000,000 · 24 investors · min. $100,000 · role: Executive Officer EDGAR ↗
  • Jun 19, 2013 · D · $58,392,857 sold of $200,000,000 · 20 investors · min. $1,000,000 · role: Executive Officer EDGAR ↗

Raised $85M from 24 investors (57% of the $150M target) as of the latest filing. Robert is listed as executive officer on 2 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Other · group: Woodbridge

Woodbridge Mortgage Investment Fund 2, LLC

Sherman Oaks, CA · Jan 8, 2014
  • Jan 8, 2014 · D · $0 sold of $25,000,000 · 0 investors · min. $50,000 · role: Executive Officer (Managing Member of Managing Member) EDGAR ↗

No sales reported yet as of the latest filing. Robert is listed as executive officer.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other / 506(b) (18,678 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund · group: Chicago Pacific Founders

Healthbox Chicago II LLC

Chicago, IL · Dec 26, 2013
  • Dec 26, 2013 · D · $416,667 sold of $416,667 · 3 investors · min. No minimum reported · role: Director (Manager of Healthbox Global Partners, LLC) EDGAR ↗

Raised $417K from 3 investors (100% of the $417K target) as of the latest filing. Robert is listed as director.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Other Health Care · group: Chicago Pacific Founders

Healthbox Global Partners, LLC

Chicago, IL · Dec 5, 2013
  • Dec 5, 2013 · D · $2,000,000 sold of $8,000,000 · 1 investors · min. No minimum reported · role: Executive Officer, Director (Director of the Issuer) EDGAR ↗

Raised $2M from 1 investor (25% of the $8M target) as of the latest filing. Robert is listed as executive officer, director.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other Health Care / 506(b) (4,189 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund · group: Chicago Pacific Founders

Healthbox Nashville I LLC

Chicago, IL · Oct 7, 2013
  • Oct 7, 2013 · D · $1,059,017 sold of $1,059,017 · 2 investors · min. No minimum reported · role: Executive Officer, Director, Promoter (Manager of Sandbox Holdings, LLC) EDGAR ↗

Raised $1.06M from 2 investors (100% of the $1.06M target) as of the latest filing. Robert is listed as executive officer, director, promoter.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund · group: Chicago Pacific Founders

Healthbox Florida I LLC

Chicago, IL · Aug 9, 2013
  • Aug 9, 2013 · D · $892,500 sold of $1,750,000 · 1 investors · min. No minimum reported · role: Executive Officer, Director, Promoter (Manager of Sandbox Holdings, LLC) EDGAR ↗

Raised $893K from 1 investor (51% of the $1.75M target) as of the latest filing. Robert is listed as executive officer, director, promoter.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

Other · group: Woodbridge

Woodbridge Pre-Settlement Funding 2, LLC

Sherman Oaks, CA · Mar 5, 2013
  • Mar 5, 2013 · D · $300,000 sold of $10,000,000 · 1 investors · min. $50,000 · role: Executive Officer (Managing Member of Managing Member) EDGAR ↗

Raised $300K from 1 investor (3% of the $10M target) as of the latest filing. Robert is listed as executive officer.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

Other · group: Woodbridge

Woodbridge Mortgage Investment Fund 1, LLC

Sherman Oaks, CA · Aug 2, 2012
  • Aug 2, 2012 · D · $0 sold of $10,000,000 · 0 investors · min. $50,000 · role: Executive Officer (Managing Member of Managing Member) EDGAR ↗

No sales reported yet as of the latest filing. Robert is listed as executive officer.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

Other · group: Woodbridge

Woodbridge Pre-Settlement Funding, LLC

Sherman Oaks, CA · Jul 7, 2011
  • Jul 7, 2011 · D · $300,000 sold of $10,000,000 · 2 investors · min. $50,000 · role: Executive Officer (Managing Member of Managing Member) EDGAR ↗

Raised $300K from 2 investors (3% of the $10M target) as of the latest filing. Robert is listed as executive officer.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

Other Real Estate

Pathfinder Raintree Residential II, L.P.

San Diego, CA · Jun 14, 2011
  • Jun 14, 2011 · D · $6,860,000 sold of $10,000,000 · 44 investors · min. No minimum reported · role: Executive Officer (Manager of Manager of the General Partner of the Issuer) EDGAR ↗

Raised $13.4M from 90 investors (100% of the $10M target) as of the latest filing. Robert is listed as executive officer.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

Other

AGRAQUEST INC

Davis, CA · Mar 25, 2011
  • Mar 25, 2011 · D/A · $17,700,000 sold of $17,700,000 · 3 investors · min. No minimum reported · role: Director EDGAR ↗

Raised $17.7M from 14 investors (100% of the $17.7M target) as of the latest filing. Robert is listed as director.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

Biotechnology

Theranos Inc

Palo Alto, CA · Jul 8, 2010
  • Jul 8, 2010 · D · $45,000,000 sold of $100,000,005 · 1 investors · min. No minimum reported · role: Director EDGAR ↗

Raised $582.2M from 34 investors (100% of the $100M target) as of the latest filing. Robert is listed as director.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

Retailing

SHOEDAZZLE.COM INC

Santa Monica, CA · Nov 17, 2009 → Apr 27, 2010 · 2 filings
  • Apr 27, 2010 · D · $12,624,992 sold of $12,624,992 · 8 investors · min. No minimum reported · role: Director EDGAR ↗
  • Nov 17, 2009 · D · $7,000,000 sold of $7,000,000 · 8 investors · min. $2,500 · role: Director EDGAR ↗

Raised $40M from 11 investors (100% of the $12.6M target) as of the latest filing. Robert is listed as director on 2 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

Other pages with the same name (7)

Separate person records under the same name, not combined with this page. Each line says whether it shares an issuer with this record.

  • Robert Shapiro — MA, 2 issuers, Sep 21, 2016 → Jan 3, 2022 · no shared issuer
  • Robert B. Shapiro — VA, MD, FL, 1 issuer, May 15, 2013 → Dec 17, 2020 · no shared issuer
  • Robert S. Shapiro — NY, 1 issuer, Dec 4, 2014 → Apr 10, 2015 · no shared issuer
  • Robert Shapiro — MN, 1 issuer, Mar 5, 2015 → Dec 4, 2015 · no shared issuer
  • ROBERT F. SHAPIRO — PA, 1 issuer, Nov 24, 2015 → Nov 24, 2015 · no shared issuer
  • Robert Shapiro — TX, 1 issuer, Jun 13, 2025 → Jun 13, 2025 · no shared issuer
  • Robert Shapiro — NY, 1 issuer, Jul 6, 2017 → Jul 6, 2017 · no shared issuer

People around Robert 40

Officers, directors, promoters and management entities named on the same filings, as of Oct 23, 2026, 5:45 PM ET. Showing the 40 with the most shared filings.

Management entity

Healthbox Global Partners, LLC

Director, Promoter · 5 shared filings (5 issuers)

Healthbox Global Partners, LLC is on 5 issuers in total — a repeat sponsor. Their page lists every one.

Management entity

Sandbox Holdings, LLC

Director, Promoter · 2 shared filings (2 issuers)

Listed on the same filings as Robert Shapiro. Their page shows their other deals.

Management entity

SHBX Investment IV LLC

Director, Promoter · 1 shared filing (1 issuer)

Listed on the same filings as Robert Shapiro. Their page shows their other deals.

Management entity

SHBX Investment VI LLC

Director, Promoter · 1 shared filing (1 issuer)

Listed on the same filings as Robert Shapiro. Their page shows their other deals.

Management entity

SHBX Investment V LLC

Director, Promoter · 1 shared filing (1 issuer)

Listed on the same filings as Robert Shapiro. Their page shows their other deals.

Management entity

SHBX Investment VIII LLC

Director, Promoter · 1 shared filing (1 issuer)

Listed on the same filings as Robert Shapiro. Their page shows their other deals.

Management entity

SHBX Investment VII LLC

Director, Promoter · 1 shared filing (1 issuer)

Listed on the same filings as Robert Shapiro. Their page shows their other deals.

Management entity

Healthbox Global Parnters, LLC

Director, Promoter · 1 shared filing (1 issuer)

Listed on the same filings as Robert Shapiro. Their page shows their other deals.

Management entity

SHBX Investment X LLC

Director, Promoter · 1 shared filing (1 issuer)

Listed on the same filings as Robert Shapiro. Their page shows their other deals.

GD
No photo found yet (own website and image search run after this page is viewed)
Person

GEOFF DUYK

Director · 7 shared filings (1 issuer) · also on 4 other issuers

GEOFF DUYK is on 5 issuers in total — a repeat sponsor. Their page lists every one.

KJ
No photo found yet (own website and image search run after this page is viewed)
Person

K'LYNNE JOHNSON

Executive Officer, Director · 7 shared filings (1 issuer)

Listed on the same filings as Robert Shapiro. Their page shows their other deals.

RF
No photo found yet (own website and image search run after this page is viewed)
Person

ROBERT FROST

Director · 7 shared filings (1 issuer)

Listed on the same filings as Robert Shapiro. Their page shows their other deals.

WM
No photo found yet (own website and image search run after this page is viewed)
Person

WILLIAM MCGLASHAN

Director · 7 shared filings (2 issuers) · also on 6 other issuers

WILLIAM MCGLASHAN is on 8 issuers in total — a repeat sponsor. Their page lists every one.

NR
No photo found yet (own website and image search run after this page is viewed)
Person

Nicholas Rosa

Executive Officer, Director, Promoter · 6 shared filings (6 issuers)

Nicholas Rosa is on 6 issuers in total — a repeat sponsor. Their page lists every one.

KL
No photo found yet (own website and image search run after this page is viewed)
Person

KARA LAWRENCE

Executive Officer · 5 shared filings (1 issuer)

Listed on the same filings as Robert Shapiro. Their page shows their other deals.

DK
No photo found yet (own website and image search run after this page is viewed)
Person

DAVID KELSEY

Executive Officer · 5 shared filings (1 issuer)

Listed on the same filings as Robert Shapiro. Their page shows their other deals.

WJ
No photo found yet (own website and image search run after this page is viewed)
Person

W. DONALD JOHNSON

Director · 5 shared filings (1 issuer)

Listed on the same filings as Robert Shapiro. Their page shows their other deals.

MD
No photo found yet (own website and image search run after this page is viewed)
Person

Matthew Downs

Executive Officer, Director, Promoter · 4 shared filings (3 issuers) · also on 11 other issuers

Matthew Downs is on 14 issuers in total — a repeat sponsor. Their page lists every one.

CP
No photo found yet (own website and image search run after this page is viewed)
Person

CAROLE PIWNICA

Director · 4 shared filings (1 issuer) · also on 1 other issuer

Listed on the same filings as Robert Shapiro. Their page shows their other deals.

VH
No photo found yet (own website and image search run after this page is viewed)
Person

VERONIQUE HERVOUET

Director · 4 shared filings (1 issuer)

Listed on the same filings as Robert Shapiro. Their page shows their other deals.

NR
No photo found yet (own website and image search run after this page is viewed)
Person

Nick Rosa

Executive Officer, Director, Promoter · 4 shared filings (3 issuers) · also on 5 other issuers

Nick Rosa is on 8 issuers in total — a repeat sponsor. Their page lists every one.

AZ
No photo found yet (own website and image search run after this page is viewed)
Person

Andrew Ziolkowski

Executive Officer, Promoter · 4 shared filings (2 issuers) · also on 1 other issuer

Listed on the same filings as Robert Shapiro. Their page shows their other deals.

GA
No photo found yet (own website and image search run after this page is viewed)
Person

George Arida

Director, Executive Officer · 3 shared filings (1 issuer) · also on 4 other issuers

George Arida is on 5 issuers in total — a repeat sponsor. Their page lists every one.

MT
No photo found yet (own website and image search run after this page is viewed)
Person

MARK TOMKINS

Director, Executive Officer · 3 shared filings (1 issuer)

Listed on the same filings as Robert Shapiro. Their page shows their other deals.

CP
No photo found yet (own website and image search run after this page is viewed)
Person

CAROL PIWNICA

Director · 3 shared filings (1 issuer)

Listed on the same filings as Robert Shapiro. Their page shows their other deals.

DP
No photo found yet (own website and image search run after this page is viewed)
Person

Daphne Preuss

Executive Officer, Director, Promoter · 3 shared filings (1 issuer)

Listed on the same filings as Robert Shapiro. Their page shows their other deals.

SE
No photo found yet (own website and image search run after this page is viewed)
Person

Steven Engelberg

Executive Officer, Director, Promoter · 3 shared filings (2 issuers)

Listed on the same filings as Robert Shapiro. Their page shows their other deals.

MS
No photo found yet (own website and image search run after this page is viewed)
Person

Meghan Sharp

Director · 3 shared filings (1 issuer) · also on 1 other issuer

Listed on the same filings as Robert Shapiro. Their page shows their other deals.

DZ
No photo found yet (own website and image search run after this page is viewed)
Person

David Zimmerman

Director · 3 shared filings (1 issuer)

Listed on the same filings as Robert Shapiro. Their page shows their other deals.

RS
No photo found yet (own website and image search run after this page is viewed)
Person

Robert Saul

Director · 3 shared filings (1 issuer)

Listed on the same filings as Robert Shapiro. Their page shows their other deals.

JG
No photo found yet (own website and image search run after this page is viewed)
Person

John Greaves

Director · 3 shared filings (1 issuer)

Listed on the same filings as Robert Shapiro. Their page shows their other deals.

MT
No photo found yet (own website and image search run after this page is viewed)
Person

MARY TOLAN

Director · 3 shared filings (3 issuers) · also on 21 other issuers

MARY TOLAN is on 24 issuers in total — a repeat sponsor. Their page lists every one.

MN
No photo found yet (own website and image search run after this page is viewed)
Person

Marina Nashif

Executive Officer, Director · 3 shared filings (3 issuers) · also on 1 other issuer

Listed on the same filings as Robert Shapiro. Their page shows their other deals.

BZ
No photo found yet (own website and image search run after this page is viewed)
Person

Bert Zimmerli

Director · 3 shared filings (3 issuers)

Listed on the same filings as Robert Shapiro. Their page shows their other deals.

MS
No photo found yet (own website and image search run after this page is viewed)
Person

Maurice Smith

Director · 3 shared filings (3 issuers)

Listed on the same filings as Robert Shapiro. Their page shows their other deals.

SM
No photo found yet (own website and image search run after this page is viewed)
Person

STEPHEN MILLS

Director · 3 shared filings (1 issuer)

Listed on the same filings as Robert Shapiro. Their page shows their other deals.

The team behind the deals

Sponsor group

Chicago Pacific Founders

35 issuers · 63 filings · $3.98B reported sold · 2012–2026

One team, 35 deal companies. Robert Shapiro is listed on 9 of them.

Sources

Issuers are grouped when their Form D filings share related persons, a management entity or a business address (automatic match from the filings). "Listed" marks the issuers that name Robert Shapiro.

Sponsor group

Woodbridge

9 issuers · 11 filings · $37.9M reported sold · 2011–2016

One team, 9 deal companies. Robert Shapiro is listed on 9 of them.

Sources

Issuers are grouped when their Form D filings share related persons, a management entity or a business address (automatic match from the filings). "Listed" marks the issuers that name Robert Shapiro.

Same business address

51 other issuers file from the same address (first 50 shown)

A shared address can mean the same team, a shared office building or a registered agent. It is a lead, not a conclusion.

Registrations and other filings

Adviser registration (Form ADV)

A person is never an adviser firm. 5 of the 24 issuers this person is listed on match a Form ADV adviser (searched 24,962 advisers as of Oct 2, 2026): Cultivian Sandbox Food & Agriculture Fund III, LP, CHROMATIN, INC., Cultivian Sandbox Food & Agriculture Fund II, LP, Healthbox Nashville I LLC, Healthbox Florida I LLC.

Other offering types (Regulation A and Regulation Crowdfunding)

Searched SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 (51,358 records as of Oct 23, 2026, 8:41 PM ET) — nothing matched this name.

Property records 9 records on 1 issuer

Property records are matched to companies only, never to individuals, so none are matched to Robert Shapiro by design. Searched property records in Hillsborough County FL (Clerk recorded-document index Oct 14, 2026 to Oct 15, 2026 + FL DOR 2026 ownership roll), Miami-Dade County FL (FL DOR 2026 ownership roll), Harris County TX (HCAD 2026 ownership roll), Dallas County TX (DCAD 2026 ownership roll), New York City ACRIS documents and PLUTO ownership rows already retrieved for other issuers, Cook County IL sale and ownership rows already retrieved for other issuers (814,874 records as of Oct 23, 2026, 8:59 PM ET) for the 24 issuers this person is listed on — 1 issuer has property records: Woodbridge Mortgage Investment Fund 3, LLC (9).

Public profiles and social

Websites and social links of the issuers Robert Shapiro is listed on: none on file. No website or social profile named in Elevance Renewable Sciences, Inc.'s SEC filings (Form C, Reg A, Form ADV; checked Oct 24, 2026). Web search for this name: #252,384 of 374,652 in line (1,307 issuers searched so far). One-tap searches: Look further ↓

Look further

One-tap searches on sites we do not index ourselves, with the name pre-filled (Woodridge, IL). Each opens in a new tab; what you find there is not verified by PartnerFacts.

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