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Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 9:21 AM ET

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Robert Shapiro

Named as an officer, director or promoter on SEC Form D filings · NY · Jul 6, 2017 → Jul 6, 2017

1deal (issuers)
$50Mreported sold
11investors
1Form D filing
2017year on file
Follow this personLook further ↓PDF

Data last updated Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 24, 2026, 3:05 AM ET · SEC enforcement last checked: covered by the index scan as of Oct 24, 2026, 2:50 AM ET

The short version

Robert Shapiro is listed as a director on 1 SEC Form D filing by 1 issuer in Jul 2017: Cantium Holdco, LLC (New York, NY — oil and gas — 2017; $50M reported sold to 11 investors).

What this means One deal on file with the SEC, filed Jul 2017. A Form D is the notice a company files after it starts selling a private investment — it is a notice, not an approval.

Listed alongside Glen Gordon (1 shared filing), Mark Smithard (1 shared filing), Richard A. Kirkland (1 shared filing) and Zalmie Jacobs (1 shared filing).

What this means These are the other officers, directors or promoters the companies named on the same forms — the team around Robert. Each name links to their own page.

Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CO, CT, DC, DE, FINRA, FL, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VT, WA, WI, WV, WY) — 7 court cases matching the name, 3 SEC releases, 3 state regulator orders, 23 bankruptcy cases matching the name listed in Key records below.

What this means 36 records came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.

We compared 1 public filing for Robert Shapiro and found 6 differences: No amendment in the last 12 months on an offering that may still be open; Same name, different state: "Robert Shapiro" (MA) is a separate record; and more below.

What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.

What the community is saying

Community search for Robert Shapiro has not run yet — it is joining a line of 31,513 names; searches run around the clock at the hosts' allowed rate. Searched so far: 638 names.

Community comments are quoted as written by their authors. Sources searched: Bing (site:reddit.com / site:biggerpockets.com) and Reddit's own search, plus DuckDuckGo/Brave/BiggerPockets search when they are answering.

Key records

Five things investors ask first. Items still in human review are counted, not shown.

1. Lawsuits

7 cases: 1 judgment, 4 dismissed, 2 closed (disposition not in docket feed)

Robert Shapiro v. Nancy A. Berryhill judgment
District Court, S.D. New York · No. 1:19-cv-05982 · Filed Jun 26, 2019 · Closed Sep 6, 2019 · Nature of suit: 864 S.S.I.D.
Role of Robert Shapiro: Plaintiff · Outcome: Terminated 2019-09-06 — FJC Integrated Database disposition: Other; judgment for defendant Docket on CourtListener ↗
same full name (a name found in 42 federal dockets); 8 people with this name in Form D filings; court in the person's filing state (NY)
Robert Shapiro v. ABET dismissed
District Court, C.D. California · No. 2:19-cv-05358 · Filed Jun 14, 2019 · Closed Jun 21, 2019 · Nature of suit: 890 Other Statutory Actions · Cause: 28:1331 Fed. Question
Role of Robert Shapiro: Plaintiff · Outcome: Terminated 2019-06-21 — FJC Integrated Database disposition: Dismissed: other Docket on CourtListener ↗
same full name (a name found in 42 federal dockets); 8 people with this name in Form D filings; court in CA (not a filing state)
In Re: Robert J. Shapiro, Esq. closed
District Court, E.D. New York · No. 1:11-mc-00138 · Filed Feb 28, 2011 · Closed Mar 7, 2011
Role of Robert J. Shapiro, Esq.: Party · Outcome: Terminated 2011-03-07 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 42 federal dockets); 8 people with this name in Form D filings; court in the person's filing state (NY)
Audio Video Rpt Svc v. Robert L Shapiro closed
District Court, C.D. California · No. 2:00-cv-00010 · Filed Jan 3, 2000 · Closed Jan 19, 2000 · Nature of suit: 190 Other contract actions
Role of Robert L Shapiro: Defendant · Outcome: Terminated 2000-01-19 — FJC Integrated Database disposition: Remanded to U.S. agency Docket on CourtListener ↗
same full name (a name found in 42 federal dockets); 8 people with this name in Form D filings; court in CA (not a filing state)
Robert L Shapiro v. Audio Video Report dismissed
District Court, C.D. California · No. 2:99-cv-11184 · Filed Oct 25, 1999 · Closed Dec 7, 1999 · Nature of suit: 890 Other statutory actions
Role of Robert L Shapiro: Plaintiff · Outcome: Terminated 1999-12-07 — FJC Integrated Database disposition: Dismissed: other Docket on CourtListener ↗
same full name (a name found in 42 federal dockets); 8 people with this name in Form D filings; court in CA (not a filing state)
Audio Video Rpt Svc v. Robert L Shapiro dismissed
District Court, C.D. California · No. 2:99-cv-11192 · Filed Oct 25, 1999 · Closed Dec 29, 1999 · Nature of suit: 190 Other contract actions
Role of Robert L Shapiro: Defendant · Outcome: Terminated 1999-12-29 — FJC Integrated Database disposition: Dismissed: lack of jurisdiction Docket on CourtListener ↗
same full name (a name found in 42 federal dockets); 8 people with this name in Form D filings; court in CA (not a filing state)
Robert L Shapiro v. Darryl Strawberry dismissed
District Court, C.D. California · No. 2:98-cv-04734 · Filed Jun 11, 1998 · Closed Aug 19, 1998 · Nature of suit: 190 Other contract actions
Role of Robert L Shapiro: Plaintiff · Outcome: Terminated 1998-08-19 — FJC Integrated Database disposition: Dismissed: settled Docket on CourtListener ↗
same full name (a name found in 42 federal dockets); 8 people with this name in Form D filings; court in CA (not a filing state)
What was searched

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts State courts: not covered (one-tap state court links under Look further). PACER: not searched. · Last checked Oct 24, 2026, 3:05 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

3 SEC releases; 3 state regulator orders

Consent Order ME · Maine Office of Securities (Department of Professional and Financial Regulation)
Order date Mar 26, 2019 · Regulator: Maine Office of Securities (Department of Professional and Financial Regulation) · 17-12858-COR-3 · Parties (regulator's caption): Robert H. Shapiro
Outcome: not stated in the index entry we read; see the order. Order / docket ↗ Regulator's list ↗
same full name in the order; 8 people with this name in Form D filings; regulator in ME (not a filing state)
Robert H. Shapiro Administrative proceeding
SEC · Jan 30, 2019 · Parties as named in the release: Robert H. Shapiro Read the release ↗
same full name in the release title; 8 people with this name in Form D filings; the person's filing state is not named
Order AZ · Arizona Corporation Commission, Securities Division (ACC)
Order date Nov 27, 2018 · Regulator: Arizona Corporation Commission, Securities Division (ACC) · Decision No. 76962 · Parties (regulator's caption): Robert H. Shapiro
Outcome: not stated in the index entry we read; see the order. Order / docket ↗ Regulator's list ↗
same full name in the order; 8 people with this name in Form D filings; regulator in AZ (not a filing state)
Robert H. Shapiro, Woodbridge Group of Companies, LLC, et al. Litigation release
SEC · Jan 24, 2018 · Parties as named in the release: Robert H. Shapiro, Woodbridge Group of Companies, LLC, et al. Read the release ↗
same full name in the release title; 8 people with this name in Form D filings; the person's filing state is not named
Robert H. Shapiro, Woodbridge Group of Companies, LLC, et al. Litigation release
SEC · Dec 21, 2017 · Parties as named in the release: Robert H. Shapiro, Woodbridge Group of Companies, LLC, et al. Read the release ↗
same full name in the release title; 8 people with this name in Form D filings; the person's filing state is not named
Cease and Desist TX · Texas State Securities Board (TSSB)
Order date Mar 18, 2016 · Regulator: Texas State Securities Board (TSSB) · ENF-16-CDO-1743 · Parties (regulator's caption): Woodbridge Mortgage Investment Fund 3 LLC and Robert H. Shapiro
Outcome: not stated in the index entry we read; see the order. Order / docket ↗ Regulator's list ↗
same full name in the order; 8 people with this name in Form D filings; regulator in TX (not a filing state)
What was searched

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — Searched SEC litigation releases and administrative proceedings (1995→ / 2007→) (30,205 records as of Oct 24, 2026, 2:50 AM ET) — nothing matched Robert Shapiro..

State securities regulators: Securities regulators searched (64,910 actions): FINRA (38,350 actions, 1995–2026), NASAA (31 actions, 2000–2026; listing starts 1997), AK Division of Banking and Securities (273 actions, 1971–2025), AL Securities Commission (880 actions, 2001–2026), AR Securities Department (1,305 actions, 1998–2026), AZ Corporation Commission Securities Division (411 actions, 2017–2026), CA DFPI (25 actions, 2007–2024; listing starts 2002 — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), CO Division of Securities (731 actions, 2001–2026; older years from the Internet Archive (snapshot of 2026-05-02)), CT Department of Banking Securities Division (940 actions, 2006–2026; older years from the Internet Archive (snapshot of 2026-04-22)), DC DISB Securities Bureau (25 actions, 2012–2026), DE DOJ Investor Protection Unit (257 actions, 1987–2026), FL Office of Financial Regulation (49 actions, 2018–2026), GA Secretary of State Securities Division (65 actions, 2015–2026; listing starts 2012), HI DCCA Securities Enforcement Branch (26 actions, 2012–2026), ID Department of Finance Securities Bureau (663 actions, 1994–2026), IL Secretary of State Securities Department (4,122 actions, 2003–2023), KS Insurance Department Securities Division (58 actions), KY Department of Financial Institutions (342 actions, 2005–2026), LA Office of Financial Institutions Securities Division (13 actions, 2010–2025; listing starts 2008), MA Secretary of the Commonwealth Securities Division (125 actions, 2012–2025; live site blocks automated access — loaded from the Internet Archive snapshot of 2026-02-04), MD Attorney General Securities Division (1,054 actions, 2004–2026), ME Office of Securities (539 actions, 2000–2026), MI LARA Corporations, Securities & Commercial Licensing Bureau (201 actions), MO Secretary of State Securities Division (919 actions, 1998–2026), MS Secretary of State Securities Division (209 actions, 1995–2026), MT Commissioner of Securities and Insurance (597 actions, 2000–2026), NC Secretary of State Securities Division (265 actions, 2004–2024), ND Securities Department (711 actions, 1990–2026; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2026-01-06), NH Bureau of Securities Regulation (402 actions, 2002–2026), NM Regulation and Licensing Department Securities Division (90 actions, 2010–2025), NV Secretary of State Securities Division (118 actions, 2018–2026), NY Attorney General Investor Protection Bureau (44 actions, 2012–2026), OH Division of Securities (327 actions, 1993–2006), OK Department of Securities (2,531 actions, 1998–2026), OR Division of Financial Regulation (589 actions, 1988–2026), PA Department of Banking and Securities (1,448 actions, 2008–2024; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2024-08-09), RI DBR Securities Division (98 actions, 2005–2025), SC Attorney General Securities Division (540 actions, 2006–2026), SD Division of Insurance – Securities Regulation (106 actions, 2017–2026), TN Department of Commerce and Insurance Securities Division (405 actions, 1992–2026), TX State Securities Board (936 actions, 1999–2026), UT Division of Securities (772 actions, 2000–2026; older years from the Internet Archive (snapshot of 2010-05-27)), VT DFR Securities Division (137 actions, 2010–2026), WA DFI (2,039 actions, 2001–2026), WI DFI Division of Securities (1,072 actions, 1998–2026), WV Securities Commission (State Auditor) (64 actions), WY Secretary of State Compliance Division (6 actions, 2016–2024) — last crawled Oct 24, 2026, 8:48 AM ET. No machine-readable public listing today for IA, IN, MN, NE, NJ, VA (see docs/state-regulators.md).

3. Bankruptcies

23 cases: 23 closed (disposition not in docket feed)

Robert Shapiro and Michele Shapiro closed
United States Bankruptcy Court, S.D. New York · No. 19-22166 · Filed Jan 31, 2019 · Closed Oct 7, 2020
Role of Robert Shapiro and Michele Shapiro: Debtor · Outcome: Case closed 2020-10-07 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 42 federal dockets); 8 people with this name in Form D filings; court in the person's filing state (NY)
Robert G. Shapiro closed
United States Bankruptcy Court, E.D. North Carolina · No. 14-04842 · Filed Aug 21, 2014 · Closed Jun 22, 2020
Role of Robert G. Shapiro: Debtor · Outcome: Case closed 2020-06-22 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 42 federal dockets); 8 people with this name in Form D filings; court in NC (not a filing state)
Robert G. Shapiro and Erica L. Shapiro closed
United States Bankruptcy Court, E.D. North Carolina · No. 13-07200 · Filed Nov 18, 2013 · Closed Jul 15, 2014
Role of Robert G. Shapiro and Erica L. Shapiro: Debtor · Outcome: Case closed 2014-07-15 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 42 federal dockets); 8 people with this name in Form D filings; court in NC (not a filing state)
Robert Shapiro closed
United States Bankruptcy Court, D. Massachusetts · No. 09-10847 · Filed Feb 3, 2009 · Closed Jun 1, 2009
Role of Robert Shapiro: Debtor · Outcome: Case closed 2009-06-01 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 42 federal dockets); 8 people with this name in Form D filings; court in MA (not a filing state)
Robert E Shapiro closed
United States Bankruptcy Court, E.D. Michigan · No. 08-61232 · Filed Sep 1, 2008 · Closed Feb 4, 2010
Role of Robert E Shapiro: Debtor · Outcome: Case closed 2010-02-04 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 42 federal dockets); 8 people with this name in Form D filings; court in MI (not a filing state)
Robert R. Shapiro closed
United States Bankruptcy Court, W.D. New York · No. 1-03-18037 · Filed Oct 27, 2003 · Closed Nov 15, 2005
Role of Robert R. Shapiro: Debtor · Outcome: Case closed 2005-11-15 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 42 federal dockets); 8 people with this name in Form D filings; court in the person's filing state (NY)
Robert Shapiro and Sondra S Shapiro closed
United States Bankruptcy Court, S.D. Texas · No. 03-40305 · Filed Jul 22, 2003 · Closed Nov 10, 2003
Role of Robert Shapiro and Sondra S Shapiro: Debtor · Outcome: Case closed 2003-11-10 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 42 federal dockets); 8 people with this name in Form D filings; court in TX (not a filing state)
Robert H Shapiro closed
United States Bankruptcy Court, N.D. Illinois · No. 01-28218 · Filed Aug 13, 2001 · Closed Nov 29, 2001
Role of Robert H Shapiro: Debtor · Outcome: Case closed 2001-11-29 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 42 federal dockets); 8 people with this name in Form D filings; court in IL (not a filing state)
Robert Shapiro closed
United States Bankruptcy Court, E.D. Pennsylvania · No. 00-31622 · Filed Sep 15, 2000 · Closed May 14, 2001
Role of Robert Shapiro: Debtor · Outcome: Case closed 2001-05-14 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 42 federal dockets); 8 people with this name in Form D filings; court in PA (not a filing state)
Robert Shapiro closed
United States Bankruptcy Court, E.D. Pennsylvania · No. 00-10841 · Filed Jan 21, 2000 · Closed Sep 29, 2000
Role of Robert Shapiro: Debtor · Outcome: Case closed 2000-09-29 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 42 federal dockets); 8 people with this name in Form D filings; court in PA (not a filing state)
Robert Shapiro closed
United States Bankruptcy Court, E.D. Pennsylvania · No. 99-16453 · Filed May 17, 1999 · Closed Dec 29, 1999
Role of Robert Shapiro: Debtor · Outcome: Case closed 1999-12-29 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 42 federal dockets); 8 people with this name in Form D filings; court in PA (not a filing state)
Robert A. Shapiro and Sharetha C. Shapiro closed
United States Bankruptcy Court, W.D. New York · No. 2-99-20500 · Filed Feb 24, 1999 · Closed Oct 10, 2008
Role of Robert A. Shapiro and Sharetha C. Shapiro: Debtor · Outcome: Case closed 2008-10-10 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 42 federal dockets); 8 people with this name in Form D filings; court in the person's filing state (NY)
Robert A. Shapiro and Holly Ann Shapiro closed
United States Bankruptcy Court, N.D. West Virginia · No. 3:98-bk-31449 · Filed May 28, 1998 · Closed Sep 11, 1998
Role of Robert A. Shapiro and Holly Ann Shapiro: Debtor · Outcome: Case closed 1998-09-11 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 42 federal dockets); 8 people with this name in Form D filings; court in WV (not a filing state)
Robert L. Shapiro and Janet B. Shapiro closed
United States Bankruptcy Court, S.D. Florida. · No. 97-14826 · Filed Jun 17, 1997 · Closed Feb 25, 1998
Role of Robert L. Shapiro and Janet B. Shapiro: Debtor · Outcome: Case closed 1998-02-25 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 42 federal dockets); 8 people with this name in Form D filings; court in FL (not a filing state)
Robert B. Shapiro closed
United States Bankruptcy Court, D. New Jersey · No. 96-33115 · Filed Apr 16, 1996 · Closed Oct 3, 1996
Role of Robert B. Shapiro: Debtor · Outcome: Case closed 1996-10-03 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 42 federal dockets); 8 people with this name in Form D filings; court in NJ (not a filing state)
Robert Shapiro closed
United States Bankruptcy Court, E.D. Pennsylvania · No. 95-18814 · Filed Nov 8, 1995 · Closed Feb 4, 1998
Role of Robert Shapiro: Debtor · Outcome: Case closed 1998-02-04 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 42 federal dockets); 8 people with this name in Form D filings; court in PA (not a filing state)
Robert B. Shapiro closed
United States Bankruptcy Court, E.D. Pennsylvania · No. 94-11358 · Filed Mar 14, 1994 · Closed Aug 30, 1994
Role of Robert B. Shapiro: Debtor · Outcome: Case closed 1994-08-30 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 42 federal dockets); 8 people with this name in Form D filings; court in PA (not a filing state)
Robert B. Shapiro and Lillie U. Sharpiro closed
United States Bankruptcy Court, E.D. Pennsylvania · No. 93-14279 · Filed Jul 20, 1993 · Closed Sep 20, 1993
Role of Robert B. Shapiro and Lillie U. Sharpiro: Debtor · Outcome: Case closed 1993-09-20 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 42 federal dockets); 8 people with this name in Form D filings; court in PA (not a filing state)
Robert R. Shapiro and Judy A. Shapiro closed
United States Bankruptcy Court, W.D. New York · No. 1-91-13881 · Filed Nov 12, 1991 · Closed May 5, 1992
Role of Robert R. Shapiro and Judy A. Shapiro: Debtor · Outcome: Case closed 1992-05-05 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 42 federal dockets); 8 people with this name in Form D filings; court in the person's filing state (NY)
Robert M. Shapiro closed
United States Bankruptcy Court, D. Massachusetts · No. 91-13948 · Filed May 7, 1991 · Closed Feb 28, 1992
Role of Robert M. Shapiro: Debtor · Outcome: Case closed 1992-02-28 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 42 federal dockets); 8 people with this name in Form D filings; court in MA (not a filing state)
Robert H. Shapiro closed
United States Bankruptcy Court, S.D. Florida. · No. 91-30564 · Filed Mar 5, 1991 · Closed Oct 8, 1993
Role of Robert H. Shapiro: Debtor · Outcome: Case closed 1993-10-08 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 42 federal dockets); 8 people with this name in Form D filings; court in FL (not a filing state)
Robert A. Shapiro and Sharetha C. Shapiro closed
United States Bankruptcy Court, W.D. New York · No. 2-90-22574 · Filed Nov 29, 1990 · Closed Mar 24, 1994
Role of Robert A. Shapiro and Sharetha C. Shapiro: Debtor · Outcome: Case closed 1994-03-24 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 42 federal dockets); 8 people with this name in Form D filings; court in the person's filing state (NY)
Robert D Shapiro closed
United States Bankruptcy Court, N.D. Illinois · No. 85-03213 · Filed Mar 12, 1985 · Closed May 13, 1986
Role of Robert D Shapiro: Debtor · Outcome: Case closed 1986-05-13 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 42 federal dockets); 8 people with this name in Form D filings; court in IL (not a filing state)
What was searched

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not covered (one-tap state court links under Look further). PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 3:05 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

4. Differences between public sources

Comparisons cover issuers and sponsor groups — see the issuer pages under Deals

6 differences found between the filings for Robert Shapiro (compared 1 filing on Oct 24, 2026)

Note · Jun 13, 2017 – Jul 6, 2017

No amendment in the last 12 months on an offering that may still be open — Cantium Holdco, LLC (latest filing Jul 6, 2017)

The latest filing for this offering is dated Jul 6, 2017 (first sale Jun 13, 2017). It reports $50,000,000 sold of an indefinite amount offered. No later amendment is in our index as of Oct 24, 2026.

What this means SEC rules expect a yearly amendment while an offering is still going. The raise may simply have ended — a Form D does not say when it closed. Ask the sponsor whether the offering closed, when, and at what amount.

Form D/A · Jul 6, 2017 ↗Cantium Holdco, LLC — PartnerFacts page ↗
Sources
Note · Sep 21, 2016 – Jan 3, 2022

Same name, different state: "Robert Shapiro" (MA) is a separate record

This page covers filings where the address state is NY. A separate record, "Robert Shapiro" with address state MA, is listed on 4 filings — most recently by Inflection Mercury Fund, LP (Jan 3, 2022). Both records have filings in the same period (Jul 6, 2017).

What this means Two records with one name were active at the same time. That can be one person listing different company addresses, or two different people. We keep them apart until a filing ties them together. Check both pages before you decide.

Robert Shapiro (MA) — PartnerFacts page ↗Form D · Jan 3, 2022 ↗Inflection Mercury Fund, LP — PartnerFacts page ↗Robert Shapiro (NY) — this page ↗
Sources
Note · May 15, 2013 – Dec 17, 2020

Same name, different state: "Robert B. Shapiro" (VA or MD or FL) is a separate record

This page covers filings where the address state is NY. A separate record, "Robert B. Shapiro" with address state VA or MD or FL, is listed on 15 filings — most recently by PRECIGEN, INC. (Dec 17, 2020). Both records have filings in the same period (Jul 6, 2017).

What this means Two records with one name were active at the same time. That can be one person listing different company addresses, or two different people. We keep them apart until a filing ties them together. Check both pages before you decide.

Robert B. Shapiro (VA,MD,FL) — PartnerFacts page ↗Form D · Dec 17, 2020 ↗PRECIGEN, INC. — PartnerFacts page ↗Robert Shapiro (NY) — this page ↗
Sources
Note · Jan 21, 2011 – Nov 16, 2018

Same name, different state: "Robert Shapiro" (CA or IL) is a separate record

This page covers filings where the address state is NY. A separate record, "Robert Shapiro" with address state CA or IL, is listed on 37 filings — most recently by Cultivian Sandbox Food & Agriculture Fund III, LP (Nov 16, 2018). Both records have filings in the same period (Jul 6, 2017).

What this means Two records with one name were active at the same time. That can be one person listing different company addresses, or two different people. We keep them apart until a filing ties them together. Check both pages before you decide.

Robert Shapiro (CA,IL) — PartnerFacts page ↗Form D/A · Nov 16, 2018 ↗Cultivian Sandbox Food & Agriculture Fund III, LP — PartnerFacts page ↗Robert Shapiro (NY) — this page ↗
Sources
Note · Mar 5, 2015 – Dec 4, 2015

Same name, different state: "Robert Shapiro" (MN) is a separate record

This page covers filings where the address state is NY. A separate record, "Robert Shapiro" with address state MN, is listed on 3 filings — most recently by Conservis Corp. (Dec 4, 2015). The two records do not overlap in time: this page has one filing dated Jul 6, 2017; the other runs Mar 5, 2015 to Dec 4, 2015.

What this means Could be the same person who moved, or two people with the same name. We keep them apart until a filing ties them together. Check both pages before you decide.

Robert Shapiro (MN) — PartnerFacts page ↗Form D · Dec 4, 2015 ↗Conservis Corp. — PartnerFacts page ↗Robert Shapiro (NY) — this page ↗
Sources
Note · Nov 24, 2015

Same name, different state: "ROBERT F. SHAPIRO" (PA) is a separate record

This page covers filings where the address state is NY. A separate record, "ROBERT F. SHAPIRO" with address state PA, is listed on 1 filing — most recently by H.A. Holdings Inc. (Nov 24, 2015). The two records do not overlap in time: this page has one filing dated Jul 6, 2017; the other has one filing dated Nov 24, 2015.

What this means Could be the same person who moved, or two people with the same name. We keep them apart until a filing ties them together. Check both pages before you decide.

ROBERT F. SHAPIRO (PA) — PartnerFacts page ↗Form D · Nov 24, 2015 ↗H.A. Holdings Inc. — PartnerFacts page ↗Robert Shapiro (NY) — this page ↗
Sources
What is compared

What is compared: every Form D and D/A we hold for this subject, side by side — filing dates vs. first-sale dates (the 15-day rule), amendment timing on open offerings (the yearly-amendment expectation), amounts sold, investor counts, offering amounts and minimums across amendments, industry and size bands, addresses, how each person's name and role is written, paid sellers' CRD numbers, and (for groups) where the member companies were formed and sit. Everything is as filed by the issuer; the SEC does not check it. Differences are common and usually have ordinary explanations — we show both values, the dates, and the source so you can ask. As of Oct 24, 2026.

5. Money to insiders

None reported on 1 offering — no sales commissions, finder's fees or proceeds to insiders

Per-offering detail
Offering (latest filing)Sales commissionsFinder's feesTo insidersPaid to sell itSource
Jul 6, 2017 D/A
Cantium Holdco, LLC
File 021-289513
$0$0$0None listed on this filingEDGAR ↗

Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across every filing this person is listed on (latest filing per offering, per issuer).

Deals 1

Every issuer that named Robert Shapiro on a Form D, newest first. A Form D is the notice a company files after it starts selling a private investment.

CH
Oil and Gas

Cantium Holdco, LLC

New York, NY · Jul 6, 2017
  • Jul 6, 2017 · D/A · $50,000,000 sold of Indefinite · 11 investors · min. No minimum reported · role: Director EDGAR ↗

Raised $50M from 11 investors as of the latest filing. Robert is listed as director.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Oil and Gas / 506(b) (1,000 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Other pages with the same name (7)

Separate person records under the same name, not combined with this page. Each line says whether it shares an issuer with this record.

  • Robert Shapiro — CA, IL, 24 issuers, Jan 21, 2011 → Nov 16, 2018 · no shared issuer
  • Robert Shapiro — MA, 2 issuers, Sep 21, 2016 → Jan 3, 2022 · no shared issuer
  • Robert B. Shapiro — VA, MD, FL, 1 issuer, May 15, 2013 → Dec 17, 2020 · no shared issuer
  • Robert S. Shapiro — NY, 1 issuer, Dec 4, 2014 → Apr 10, 2015 · no shared issuer
  • Robert Shapiro — MN, 1 issuer, Mar 5, 2015 → Dec 4, 2015 · no shared issuer
  • ROBERT F. SHAPIRO — PA, 1 issuer, Nov 24, 2015 → Nov 24, 2015 · no shared issuer
  • Robert Shapiro — TX, 1 issuer, Jun 13, 2025 → Jun 13, 2025 · no shared issuer

People around Robert 4

Officers, directors, promoters and management entities named on the same filings, as of Oct 23, 2026, 5:45 PM ET.

RK
No photo found yet (own website and image search run after this page is viewed)
Person

Richard A. Kirkland

Executive Officer, Director · 1 shared filing (1 issuer)

Listed on the same filings as Robert Shapiro. Their page shows their other deals.

MS
No photo found yet (own website and image search run after this page is viewed)
Person

Mark Smithard

Executive Officer, Director · 1 shared filing (1 issuer)

Listed on the same filings as Robert Shapiro. Their page shows their other deals.

ZJ
No photo found yet (own website and image search run after this page is viewed)
Person

Zalmie Jacobs

Director · 1 shared filing (1 issuer)

Listed on the same filings as Robert Shapiro. Their page shows their other deals.

GG
No photo found yet (own website and image search run after this page is viewed)
Person

Glen Gordon

Director · 1 shared filing (1 issuer) · also on 2 other issuers

Listed on the same filings as Robert Shapiro. Their page shows their other deals.

The team behind the deals

Same business address

9 other issuers file from the same address

A shared address can mean the same team, a shared office building or a registered agent. It is a lead, not a conclusion.

Registrations and other filings

Business registration (state registry / Secretary of State)

Individuals are not matched to business registrations — registries list companies, and a name alone is not enough to tie a person to one. Officers and managers appear by name inside each matched company's record on the issuer pages. Registries searched: AL (Alabama Secretary of State — Business Entity Records (arc-sos.state.al.us), searched by issuer name, data as of Oct 24, 2026); CO (Colorado Secretary of State — Business Entities in Colorado (data.colorado.gov), data as of Oct 23, 2026); CT (Connecticut Secretary of the State — Business Registry (data.ct.gov), data as of Oct 24, 2026); FL (Florida Department of State, Division of Corporations — quarterly corporate data file (Sunbiz), data as of Oct 7, 2026); NY (New York Department of State — Corporations and Other Entities (data.ny.gov: All Filings + Active Corporations), data as of Oct 20, 2026); OR (Oregon Secretary of State — Active Businesses, All (data.oregon.gov), data as of Oct 20, 2026); PA (Pennsylvania Department of State — Registered Businesses, Current (data.pa.gov), data as of Oct 6, 2026); TX (Texas Comptroller — Active Franchise Taxpayers incl. Secretary of State file data (data.texas.gov), data as of Oct 24, 2026). Registries of other states have not been searched: many publish no bulk file and require a CAPTCHA or bot challenge on their search page, which we do not bypass (Delaware, for example, offers no public bulk file).

Adviser registration (Form ADV)

None of the 1 issuer this person is listed on appears in Form ADV (searched 24,962 advisers as of Oct 2, 2026). A person is never an adviser firm; Form ADV is checked for the issuers and the management companies they are listed with.

Other offering types (Regulation A and Regulation Crowdfunding)

Searched SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 (51,358 records as of Oct 23, 2026, 8:41 PM ET) — nothing matched this name.

Property records none — individuals are not matched

Property records are matched to companies only, never to individuals, so none are matched to Robert Shapiro by design. Searched property records in Hillsborough County FL (Clerk recorded-document index Oct 14, 2026 to Oct 15, 2026 + FL DOR 2026 ownership roll), Miami-Dade County FL (FL DOR 2026 ownership roll), Harris County TX (HCAD 2026 ownership roll), Dallas County TX (DCAD 2026 ownership roll), New York City ACRIS documents and PLUTO ownership rows already retrieved for other issuers, Cook County IL sale and ownership rows already retrieved for other issuers (814,874 records as of Oct 23, 2026, 8:59 PM ET) for the 1 issuer this person is listed on — nothing matched.

Public profiles and social

Websites and social links of the issuers Robert Shapiro is listed on: none on file. No website or social profile named in Cantium Holdco, LLC's SEC filings (Form C, Reg A, Form ADV; checked Oct 24, 2026). Web search for this name: #268,996 of 374,652 in line (1,386 issuers searched so far). One-tap searches: Look further ↓

Look further

One-tap searches on sites we do not index ourselves, with the name pre-filled (New York, NY). Each opens in a new tab; what you find there is not verified by PartnerFacts.

Social and web

LinkedIn people search ↗Instagram ↗X (Twitter) ↗Facebook ↗YouTube ↗Google ↗Google Images ↗Google News ↗Meta Ad Library ↗

Courts

CourtListener / RECAP (federal) ↗PACER case locator (federal, login) ↗New York WebCivil Supreme ↗

Securities regulators

SEC EDGAR full-text search ↗SEC action look-up ↗FINRA BrokerCheck ↗SEC IAPD adviser search ↗

Business registries

New York Secretary of State business search ↗OpenCorporates ↗

Change history

No corrections have been requested for this page.

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