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Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 10:18 AM ET

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Nick Rosa

Named as an officer, director or promoter on SEC Form D filings · IL, GA · Jun 2, 2011 → Nov 16, 2022

8deals (issuers)
$366.6Mreported sold
107investors
14Form D filings
2011–2022years on file

Data last updated Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 24, 2026, 2:23 AM ET · SEC enforcement last checked: covered by the index scan as of Oct 24, 2026, 2:50 AM ET

The short version

Nick Rosa is listed as an executive officer, director, and promoter on 14 SEC Form D filings by 8 issuers between Jun 2011 and Nov 2022. Largest by amount reported sold: Cultivian Sandbox Food & Agriculture Fund III, LP (Chicago, IL — pooled investment fund — 2017–2018; $105.4M reported sold to 26 investors), Cultivian Sandbox Food & Agriculture Fund II, LP (Chicago, IL — pooled investment fund — 2014; $85M reported sold to 24 investors), Sandbox Insurtech Fund II, LP (Chicago, IL — pooled investment fund — 2021–2022; $65.3M reported sold to 10 investors), Sandbox Insurtech Fund, LP (Chicago, IL — pooled investment fund — 2018–2019; $43.9M reported sold to 6 investors), Sandbox Advantage Fund, L.P. (Chicago, IL — pooled investment fund — 2012; $30.6M reported sold to 15 investors) and 3 more (all listed below).

What this means A repeat sponsor — 8 separate companies raised money with this person listed as executive officer, director, and promoter, over about 11 years. Across those companies the filings report $366.6M sold in total.

Listed alongside Matthew Downs (7 shared filings), Christopher Zock (4 shared filings), Robert Shapiro (4 shared filings), Andrew Ziolkowski (3 shared filings), Balbino Vazquez (2 shared filings) and 33 others.

What this means These are the other officers, directors or promoters the companies named on the same forms — the team around Nick. Each name links to their own page.

6 of the issuers belong to the sponsor group Chicago Pacific Founders (35 issuers, $3.98B reported sold, 2012–2026).

What this means A sponsor group is one team that sets up a new company for each deal. Chicago Pacific Founders has 35 companies on file and $3.98B reported sold in total — the group page shows the whole track record in one place.

Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CO, CT, DC, DE, FINRA, FL, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VT, WA, WI, WV, WY) — 4 bankruptcy cases matching the name listed in Key records below.

What this means 4 records came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.

We compared 14 public filings for Nick Rosa and found 11 differences, 4 worth asking the sponsor about: TX securities regulator cease and desist naming a team member (Mar 18, 2016); Bankruptcy case: Nick Rosa; and more below.

What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.

What the community is saying

Community search for Nick Rosa has not run yet — it is joining a line of 51,126 names; searches run around the clock at the hosts' allowed rate. Searched so far: 641 names.

Community comments are quoted as written by their authors. Sources searched: Bing (site:reddit.com / site:biggerpockets.com) and Reddit's own search, plus DuckDuckGo/Brave/BiggerPockets search when they are answering.

Key records

Five things investors ask first. Items still in human review are counted, not shown.

1. Lawsuits

None found in sources searched — federal courts (CourtListener / RECAP), checked Oct 24, 2026

What was searched

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts State courts: not covered (one-tap state court links under Look further). PACER: not searched. · Last checked Oct 24, 2026, 2:23 AM ET.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

None found in sources searched — SEC enforcement releases (index scan as of Oct 24, 2026, 2:50 AM ET) · state securities regulators: 48 regulators (FINRA, NASAA, 37 states) — crawled Oct 24, 2026, 8:48 AM ET

What was searched

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — Searched SEC litigation releases and administrative proceedings (1995→ / 2007→) (30,205 records as of Oct 24, 2026, 2:50 AM ET) — nothing matched Nick Rosa..

State securities regulators: Securities regulators searched (64,910 actions): FINRA (38,350 actions, 1995–2026), NASAA (31 actions, 2000–2026; listing starts 1997), AK Division of Banking and Securities (273 actions, 1971–2025), AL Securities Commission (880 actions, 2001–2026), AR Securities Department (1,305 actions, 1998–2026), AZ Corporation Commission Securities Division (411 actions, 2017–2026), CA DFPI (25 actions, 2007–2024; listing starts 2002 — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), CO Division of Securities (731 actions, 2001–2026; older years from the Internet Archive (snapshot of 2026-05-02)), CT Department of Banking Securities Division (940 actions, 2006–2026; older years from the Internet Archive (snapshot of 2026-04-22)), DC DISB Securities Bureau (25 actions, 2012–2026), DE DOJ Investor Protection Unit (257 actions, 1987–2026), FL Office of Financial Regulation (49 actions, 2018–2026), GA Secretary of State Securities Division (65 actions, 2015–2026; listing starts 2012), HI DCCA Securities Enforcement Branch (26 actions, 2012–2026), ID Department of Finance Securities Bureau (663 actions, 1994–2026), IL Secretary of State Securities Department (4,122 actions, 2003–2023), KS Insurance Department Securities Division (58 actions), KY Department of Financial Institutions (342 actions, 2005–2026), LA Office of Financial Institutions Securities Division (13 actions, 2010–2025; listing starts 2008), MA Secretary of the Commonwealth Securities Division (125 actions, 2012–2025; live site blocks automated access — loaded from the Internet Archive snapshot of 2026-02-04), MD Attorney General Securities Division (1,054 actions, 2004–2026), ME Office of Securities (539 actions, 2000–2026), MI LARA Corporations, Securities & Commercial Licensing Bureau (201 actions), MO Secretary of State Securities Division (919 actions, 1998–2026), MS Secretary of State Securities Division (209 actions, 1995–2026), MT Commissioner of Securities and Insurance (597 actions, 2000–2026), NC Secretary of State Securities Division (265 actions, 2004–2024), ND Securities Department (711 actions, 1990–2026; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2026-01-06), NH Bureau of Securities Regulation (402 actions, 2002–2026), NM Regulation and Licensing Department Securities Division (90 actions, 2010–2025), NV Secretary of State Securities Division (118 actions, 2018–2026), NY Attorney General Investor Protection Bureau (44 actions, 2012–2026), OH Division of Securities (327 actions, 1993–2006), OK Department of Securities (2,531 actions, 1998–2026), OR Division of Financial Regulation (589 actions, 1988–2026), PA Department of Banking and Securities (1,448 actions, 2008–2024; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2024-08-09), RI DBR Securities Division (98 actions, 2005–2025), SC Attorney General Securities Division (540 actions, 2006–2026), SD Division of Insurance – Securities Regulation (106 actions, 2017–2026), TN Department of Commerce and Insurance Securities Division (405 actions, 1992–2026), TX State Securities Board (936 actions, 1999–2026), UT Division of Securities (772 actions, 2000–2026; older years from the Internet Archive (snapshot of 2010-05-27)), VT DFR Securities Division (137 actions, 2010–2026), WA DFI (2,039 actions, 2001–2026), WI DFI Division of Securities (1,072 actions, 1998–2026), WV Securities Commission (State Auditor) (64 actions), WY Secretary of State Compliance Division (6 actions, 2016–2024) — last crawled Oct 24, 2026, 8:48 AM ET. No machine-readable public listing today for IA, IN, MN, NE, NJ, VA (see docs/state-regulators.md).

3. Bankruptcies

4 cases: 4 closed (disposition not in docket feed)

Nick Rosa closed
United States Bankruptcy Court, N.D. Illinois · No. 16-33140 · Filed Oct 18, 2016 · Closed Jan 13, 2017
Role of Nick Rosa: Debtor · Outcome: Case closed 2017-01-13 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 4 federal dockets); court in the person's filing state (IL)
Nick Rosa closed
United States Bankruptcy Court, D. Maine · No. 03-21769 · Filed Oct 28, 2003 · Closed Jan 30, 2004
Role of Nick Rosa: Debtor · Outcome: Case closed 2004-01-30 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 4 federal dockets); court in ME (not a filing state)
Nick Rosa closed
United States Bankruptcy Court, C.D. California · No. 6:02-bk-14559 · Filed Mar 19, 2002 · Closed Jan 30, 2004
Role of Nick Rosa: Debtor · Outcome: Case closed 2004-01-30 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 4 federal dockets); court in CA (not a filing state)
Nick Rosa closed
United States Bankruptcy Court, C.D. California · No. 6:02-bk-10158 · Filed Jan 4, 2002 · Closed May 6, 2002
Role of Nick Rosa: Debtor · Outcome: Case closed 2002-05-06 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 4 federal dockets); court in CA (not a filing state)
What was searched

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not covered (one-tap state court links under Look further). PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 2:23 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

4. Differences between public sources

Comparisons cover issuers and sponsor groups — see the issuer pages under Deals

11 differences found between the filings for Nick Rosa — 4 worth asking about (compared 14 filings on Oct 24, 2026)

Worth asking · Mar 18, 2016

TX securities regulator cease and desist naming a team member (Mar 18, 2016)

Texas State Securities Board (TSSB) issued a Cease and Desist dated Mar 18, 2016. Respondents as listed: Woodbridge Mortgage Investment Fund 3 LLC and Robert H. Shapiro. Matched to Robert Shapiro (listed on the same filings).

What this means A state regulator issued an order (cease-and-desist, consent order, fine or bar). Read the order; ask the sponsor what it covered.

Sources
Worth asking · Oct 18, 2016 – Jan 13, 2017

Bankruptcy case: Nick Rosa — filed Oct 18, 2016

United States Bankruptcy Court, N.D. Illinois docket "Nick Rosa" filed Oct 18, 2016, closed Jan 13, 2017. Nick Rosa is listed as Debtor. Our match estimate: 50%.

What this means A bankruptcy filing was found. Many are old or personal and have nothing to do with the deal — but ask what it was and when it closed.

Sources
Worth asking · Dec 5, 2013 – Dec 18, 2019

Nick Rosa appears on 3 deals that stopped filing before reaching their target

Sandbox Insurtech Fund, LP (last filing Dec 18, 2019; $43,877,551 sold of $150,000,000); Cultivian Sandbox Food & Agriculture Fund II, LP (last filing Jun 19, 2014; $85,025,510 sold of $200,000,000); Healthbox Global Partners, LLC (last filing Dec 5, 2013; $2,000,000 sold of $8,000,000). Each has no filing in more than two years and reported under half its target sold.

What this means An issuer whose last filing is more than two years old and reported under half its target sold. The raise may have closed early or quietly stopped. Ask what happened to each.

Sources
Note · Dec 30, 2011 – Dec 18, 2019

7 offerings have no amendment in the last 12 months and may still be open

No amendment in the last 12 months on an offering that may still be open — Sandbox Insurtech Fund, LP (latest filing Dec 18, 2019) · No amendment in the last 12 months on an offering that may still be open — Cultivian Sandbox Food & Agriculture Fund III, LP (latest filing Nov 16, 2018) · No amendment in the last 12 months on an offering that may still be open — Oncology Analytics, Inc. (latest filing Nov 7, 2018) · No amendment in the last 12 months on an offering that may still be open — Cultivian Sandbox Food & Agriculture Fund II, LP (latest filing Jun 19, 2014) · No amendment in the last 12 months on an offering that may still be open — Healthbox Global Partners, LLC (latest filing Dec 5, 2013) · and 2 more

What this means SEC rules expect a yearly amendment while an offering is still going. Ask the sponsor which of these raises have closed.

Sources
Worth asking · Nov 16, 2022 – Mar 7, 2024

Nick Rosa is no longer listed on the Mar 7, 2024 amendment — Sandbox Insurtech Fund II, LP

Nick Rosa appears on the Nov 16, 2022 Form D/A (executive officer) but not on the Mar 7, 2024 Form D/A for the same offering.

What this means People leave, and the issuer must list only current officers, directors and promoters. It is still worth asking why this person left and who replaced them.

Sources
Note · Jun 19, 2013 – Jun 19, 2014

Offering amount lowered between filings — Cultivian Sandbox Food & Agriculture Fund II, LP

The Jun 19, 2013 filing says $200,000,000 offered; the Jun 19, 2014 Form D/A says $150,000,000.

What this means The target raise got smaller. That can mean the plan shrank or the sponsor stopped early. Ask what changed in the deal.

Sources
Note · Jun 19, 2013 – Jun 19, 2014

Minimum investment changed between filings — Cultivian Sandbox Food & Agriculture Fund II, LP

The Jun 19, 2013 filing lists a minimum of $1,000,000; the Jun 19, 2014 Form D/A lists $100,000.

What this means A different minimum usually means the offering terms changed. Check which terms apply to you.

Sources
Note · Jan 28, 2016 – Nov 7, 2018

Industry group changed between filings — Oncology Analytics, Inc.

"Other Health Care" (Jan 28, 2016); then "Other Technology" (Nov 7, 2018).

What this means The issuer described its business differently on different forms. Often it is just a different box ticked; sometimes the deal itself changed. Ask which business your money is in.

Sources
Note · Jan 28, 2016 – Nov 7, 2018

Reported revenue range changed between filings — Oncology Analytics, Inc.

"$5,000,001 - $25,000,000" (Jan 28, 2016); then "Decline to Disclose" (Nov 7, 2018).

What this means This is the size band the issuer picks for itself on the form. A change can mean the business grew or shrank — or that it chose not to say. Ask for current numbers.

Sources
Note · Jan 28, 2016 – Nov 7, 2018

Address moved from Plantation, FL to Atlanta, GA — Oncology Analytics, Inc.

The people listed on the Jan 28, 2016 filing give Plantation, FL; on the Nov 7, 2018 filing they give Atlanta, GA.

What this means Businesses move; this just shows the two places and dates. If you were told one city and the forms say another, ask which is current.

Sources
What is compared

What is compared: every Form D and D/A we hold for this subject, side by side — filing dates vs. first-sale dates (the 15-day rule), amendment timing on open offerings (the yearly-amendment expectation), amounts sold, investor counts, offering amounts and minimums across amendments, industry and size bands, addresses, how each person's name and role is written, paid sellers' CRD numbers, and (for groups) where the member companies were formed and sit. Everything is as filed by the issuer; the SEC does not check it. Differences are common and usually have ordinary explanations — we show both values, the dates, and the source so you can ask. As of Oct 24, 2026.

5. Money to insiders

2 of 10 offerings report sales commissions totalling $535,000; 0 report finder's fees; 0 report proceeds to related persons. (includes amounts the issuer reported as estimates)

Offering (latest filing)Sales commissionsFinder's feesTo insidersPaid to sell itSource
Nov 16, 2022 D/A
Sandbox Insurtech Fund II, LP
File 021-421366
$0$0$0None listed on this filingEDGAR ↗
Dec 18, 2019 D/A
Sandbox Insurtech Fund, LP
File 021-328590
$0$0$0None listed on this filingEDGAR ↗
Nov 16, 2018 D/A
Cultivian Sandbox Food & Agriculture Fund III, LP
File 021-298939
$175,000 (est.)$0$0
The Issuer is obligated to pay a management fee to the General Partner (or an affiliate thereof).
Synergy Capital I, LLC BrokerCheck CRD 47965 ↗EDGAR ↗
Nov 7, 2018 D
Oncology Analytics, Inc.
File 021-325286
$0$0$0None listed on this filingEDGAR ↗
Jan 28, 2016 D
Oncology Analytics, Inc.
File 021-256193
$0$0$0None listed on this filingEDGAR ↗
Jun 19, 2014 D/A
Cultivian Sandbox Food & Agriculture Fund II, LP
File 021-198232
$360,000$0$0Bedminster Financial Group Limited BrokerCheck CRD 39916 ↗
Rabo Securities USA, Inc. BrokerCheck CRD 122657 ↗
EDGAR ↗
Dec 5, 2013 D
Healthbox Global Partners, LLC
File 021-207493
$0$0$0None listed on this filingEDGAR ↗
May 9, 2013 D
Marbles Holdings, Inc.
File 021-196205
$0$0$0None listed on this filingEDGAR ↗
May 3, 2012 D/A
Sandbox Advantage Fund, L.P.
File 021-171716
$0$0$0None listed on this filingEDGAR ↗
Jun 2, 2011 D
Marbles Holdings, Inc.
File 021-160697
$0$0$0None listed on this filingEDGAR ↗
How this is counted

Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across every filing this person is listed on (latest filing per offering, per issuer).

Deals 8

Every issuer that named Nick Rosa on a Form D, newest first. A Form D is the notice a company files after it starts selling a private investment.

Pooled Investment Fund · group: Chicago Pacific Founders

Sandbox Insurtech Fund II, LP

Chicago, IL · Nov 16, 2021 → Nov 16, 2022 · 2 filings
  • Nov 16, 2022 · D/A · $60,204,081 sold of $100,000,000 · 9 investors · min. No minimum reported · role: Executive Officer (Managing Member of the General Partner) EDGAR ↗
  • Nov 16, 2021 · D · $0 sold of $100,000,000 · 0 investors · min. No minimum reported · role: Executive Officer (Managing Member of the General Partner) EDGAR ↗

Raised $65.3M from 10 investors (65% of the $100M target) as of the latest filing. Nick is listed as executive officer on 2 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund · group: Chicago Pacific Founders

Sandbox Insurtech Fund, LP

Chicago, IL · Dec 20, 2018 → Dec 18, 2019 · 2 filings
  • Dec 18, 2019 · D/A · $43,877,551 sold of $150,000,000 · 6 investors · min. No minimum reported · role: Executive Officer EDGAR ↗
  • Dec 20, 2018 · D · $0 sold of $150,000,000 · 0 investors · min. No minimum reported · role: Executive Officer EDGAR ↗

Raised $43.9M from 6 investors (29% of the $150M target) as of the latest filing. Nick is listed as executive officer on 2 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund · group: Chicago Pacific Founders

Cultivian Sandbox Food & Agriculture Fund III, LP

Chicago, IL · Nov 16, 2017 → Nov 16, 2018 · 2 filings
  • Nov 16, 2018 · D/A · $105,375,000 sold of $200,000,000 · 26 investors · min. No minimum reported · role: Executive Officer, Promoter (A Managing Director of the General Partner) EDGAR ↗
  • Nov 16, 2017 · D · $0 sold of $200,000,000 · 0 investors · min. No minimum reported · role: Executive Officer, Promoter (A Managing Director of the General Partner) EDGAR ↗

Raised $105.4M from 26 investors (53% of the $200M target) as of the latest filing. Nick is listed as executive officer, promoter on 2 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Other Technology

Oncology Analytics, Inc.

Atlanta, GA · Jan 28, 2016 → Nov 7, 2018 · 2 filings
  • Nov 7, 2018 · D · $20,999,997 sold of $24,999,997 · 4 investors · min. No minimum reported · role: Director EDGAR ↗
  • Jan 28, 2016 · D · $7,500,000 sold of $7,500,000 · 2 investors · min. No minimum reported · role: Director EDGAR ↗

Raised $25M from 7 investors (100% of the $25M target) as of the latest filing. Nick is listed as director on 2 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other Technology / 506(b) (17,390 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund · group: Chicago Pacific Founders

Cultivian Sandbox Food & Agriculture Fund II, LP

Chicago, IL · Jun 19, 2014
  • Jun 19, 2014 · D/A · $85,025,510 sold of $150,000,000 · 24 investors · min. $100,000 · role: Executive Officer EDGAR ↗

Raised $85M from 24 investors (57% of the $150M target) as of the latest filing. Nick is listed as executive officer.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Other Health Care · group: Chicago Pacific Founders

Healthbox Global Partners, LLC

Chicago, IL · Dec 5, 2013
  • Dec 5, 2013 · D · $2,000,000 sold of $8,000,000 · 1 investors · min. No minimum reported · role: Executive Officer, Director (Director of the Issuer) EDGAR ↗

Raised $2M from 1 investor (25% of the $8M target) as of the latest filing. Nick is listed as executive officer, director.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other Health Care / 506(b) (4,189 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Retailing

Marbles Holdings, Inc.

Chicago, IL · Jun 2, 2011 → May 9, 2013 · 2 filings
  • May 9, 2013 · D · $1,574,216 sold of $3,500,000 · 18 investors · min. No minimum reported · role: Director EDGAR ↗
  • Jun 2, 2011 · D · $9,383,805 sold of $9,383,805 · 17 investors · min. $15,000 · role: Director EDGAR ↗

Raised $9.38M from 18 investors (100% of the $3.5M target) as of the latest filing. Nick is listed as director on 2 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

Pooled Investment Fund · group: Chicago Pacific Founders

Sandbox Advantage Fund, L.P.

Chicago, IL · Jan 12, 2012 → May 3, 2012 · 2 filings
  • May 3, 2012 · D/A · $30,600,000 sold of $50,000,000 · 15 investors · min. No minimum reported · role: Executive Officer, Director (Manager of the General Partner of hte Issuer) EDGAR ↗
  • Jan 12, 2012 · D · $20,000,000 sold of $50,000,000 · 1 investors · min. No minimum reported · role: Executive Officer, Director (Manager of the General Partner of the Issuer) EDGAR ↗

Raised $30.6M from 15 investors (61% of the $50M target) as of the latest filing. Nick is listed as executive officer, director on 2 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

People around Nick 38

Officers, directors, promoters and management entities named on the same filings, as of Oct 23, 2026, 5:45 PM ET.

Management entity

Sandbox Advantage Associates, LLC

Promoter, Director · 2 shared filings (1 issuer)

Listed on the same filings as Nick Rosa. Their page shows their other deals.

MD
No photo found yet (own website and image search run after this page is viewed)
Person

Matthew Downs

Executive Officer, Director · 7 shared filings (4 issuers) · also on 10 other issuers

Matthew Downs is on 14 issuers in total — a repeat sponsor. Their page lists every one.

RS
No photo found yet (own website and image search run after this page is viewed)
Person

Robert Shapiro

Executive Officer, Director, Promoter · 4 shared filings (3 issuers) · also on 21 other issuers

Robert Shapiro is on 24 issuers in total — a repeat sponsor. Their page lists every one.

CZ
No photo found yet (own website and image search run after this page is viewed)
Person

Christopher Zock

Executive Officer · 4 shared filings (2 issuers)

Listed on the same filings as Nick Rosa. Their page shows their other deals.

AZ
No photo found yet (own website and image search run after this page is viewed)
Person

Andrew Ziolkowski

Executive Officer, Promoter · 3 shared filings (2 issuers) · also on 1 other issuer

Listed on the same filings as Nick Rosa. Their page shows their other deals.

PB
No photo found yet (own website and image search run after this page is viewed)
Person

Paul Brown

Executive Officer, Director · 2 shared filings (1 issuer) · also on 5 other issuers

Paul Brown is on 6 issuers in total — a repeat sponsor. Their page lists every one.

ML
No photo found yet (own website and image search run after this page is viewed)
Person

Marc Lippman

Director · 2 shared filings (1 issuer) · also on 1 other issuer

Listed on the same filings as Nick Rosa. Their page shows their other deals.

MD
No photo found yet (own website and image search run after this page is viewed)
Person

Matt Downs

Director · 2 shared filings (1 issuer)

Listed on the same filings as Nick Rosa. Their page shows their other deals.

LG
No photo found yet (own website and image search run after this page is viewed)
Person

Lindsay Gaskins

Executive Officer, Director · 2 shared filings (1 issuer)

Listed on the same filings as Nick Rosa. Their page shows their other deals.

JW
No photo found yet (own website and image search run after this page is viewed)
Person

Jonathan Weiss

Executive Officer · 2 shared filings (2 issuers)

Listed on the same filings as Nick Rosa. Their page shows their other deals.

DP
No photo found yet (own website and image search run after this page is viewed)
Person

Daniel Phillips

Executive Officer, Promoter · 2 shared filings (1 issuer) · also on 1 other issuer

Listed on the same filings as Nick Rosa. Their page shows their other deals.

TH
No photo found yet (own website and image search run after this page is viewed)
Person

Thomas Hawes

Director · 2 shared filings (1 issuer) · also on 1 other issuer

Listed on the same filings as Nick Rosa. Their page shows their other deals.

RM
No photo found yet (own website and image search run after this page is viewed)
Person

Ron Meeusen

Executive Officer, Promoter · 2 shared filings (1 issuer)

Listed on the same filings as Nick Rosa. Their page shows their other deals.

MF
No photo found yet (own website and image search run after this page is viewed)
Person

Marc Fishman

Executive Officer, Director · 2 shared filings (1 issuer)

Listed on the same filings as Nick Rosa. Their page shows their other deals.

GH
No photo found yet (own website and image search run after this page is viewed)
Person

Gretchen Hayes

Executive Officer · 2 shared filings (1 issuer)

Listed on the same filings as Nick Rosa. Their page shows their other deals.

BV
No photo found yet (own website and image search run after this page is viewed)
Person

Balbino Vazquez

Executive Officer, Director · 2 shared filings (1 issuer)

Listed on the same filings as Nick Rosa. Their page shows their other deals.

JJ
No photo found yet (own website and image search run after this page is viewed)
Person

Judson Just

Director · 1 shared filing (1 issuer)

Listed on the same filings as Nick Rosa. Their page shows their other deals.

JH
No photo found yet (own website and image search run after this page is viewed)
Person

John Hass

Director · 1 shared filing (1 issuer) · also on 1 other issuer

Listed on the same filings as Nick Rosa. Their page shows their other deals.

NN
No photo found yet (own website and image search run after this page is viewed)
Person

Nina Nashif

Executive Officer, Director · 1 shared filing (1 issuer) · also on 2 other issuers

Listed on the same filings as Nick Rosa. Their page shows their other deals.

VR
No photo found yet (own website and image search run after this page is viewed)
Person

Vanessa Rollings

Director, Executive Officer · 1 shared filing (1 issuer)

Listed on the same filings as Nick Rosa. Their page shows their other deals.

RM
No photo found yet (own website and image search run after this page is viewed)
Person

Ronald Meeusen

Executive Officer · 1 shared filing (1 issuer)

Listed on the same filings as Nick Rosa. Their page shows their other deals.

SE
No photo found yet (own website and image search run after this page is viewed)
Person

Steven Engelberg

Executive Officer · 1 shared filing (1 issuer) · also on 1 other issuer

Listed on the same filings as Nick Rosa. Their page shows their other deals.

GC
No photo found yet (own website and image search run after this page is viewed)
Person

Gavin Cuneo

Director · 1 shared filing (1 issuer)

Listed on the same filings as Nick Rosa. Their page shows their other deals.

AH
No photo found yet (own website and image search run after this page is viewed)
Person

Arthur John Hass

Director · 1 shared filing (1 issuer)

Listed on the same filings as Nick Rosa. Their page shows their other deals.

EH
No photo found yet (own website and image search run after this page is viewed)
Person

Erin Lydon Hart

Director · 1 shared filing (1 issuer)

Listed on the same filings as Nick Rosa. Their page shows their other deals.

JB
No photo found yet (own website and image search run after this page is viewed)
Person

John Bradburn

Director · 1 shared filing (1 issuer) · also on 1 other issuer

Listed on the same filings as Nick Rosa. Their page shows their other deals.

MM
No photo found yet (own website and image search run after this page is viewed)
Person

Michael Montijo

Director · 1 shared filing (1 issuer)

Listed on the same filings as Nick Rosa. Their page shows their other deals.

RW
No photo found yet (own website and image search run after this page is viewed)
Person

Robert Walton

Executive Officer · 1 shared filing (1 issuer)

Listed on the same filings as Nick Rosa. Their page shows their other deals.

DF
No photo found yet (own website and image search run after this page is viewed)
Person

Danielle Fishman

Executive Officer · 1 shared filing (1 issuer)

Listed on the same filings as Nick Rosa. Their page shows their other deals.

DM
No photo found yet (own website and image search run after this page is viewed)
Person

Dipa Mehta

Director · 1 shared filing (1 issuer)

Listed on the same filings as Nick Rosa. Their page shows their other deals.

ZE
No photo found yet (own website and image search run after this page is viewed)
Person

Zeke Emanuel

Director · 1 shared filing (1 issuer)

Listed on the same filings as Nick Rosa. Their page shows their other deals.

RD
No photo found yet (own website and image search run after this page is viewed)
Person

Rick J. Dean

Executive Officer, Director · 1 shared filing (1 issuer)

Listed on the same filings as Nick Rosa. Their page shows their other deals.

AL
No photo found yet (own website and image search run after this page is viewed)
Person

Ann Lamont

Director · 1 shared filing (1 issuer) · also on 1 other issuer

Listed on the same filings as Nick Rosa. Their page shows their other deals.

The team behind the deals

Sponsor group

Chicago Pacific Founders

35 issuers · 63 filings · $3.98B reported sold · 2012–2026

One team, 35 deal companies. Nick Rosa is listed on 6 of them.

Sources

Issuers are grouped when their Form D filings share related persons, a management entity or a business address (automatic match from the filings). "Listed" marks the issuers that name Nick Rosa.

Same business address

20 other issuers file from the same address

A shared address can mean the same team, a shared office building or a registered agent. It is a lead, not a conclusion.

Registrations and other filings

Business registration (state registry / Secretary of State)

Individuals are not matched to business registrations — registries list companies, and a name alone is not enough to tie a person to one. Officers and managers appear by name inside each matched company's record on the issuer pages. Registries searched: AL (Alabama Secretary of State — Business Entity Records (arc-sos.state.al.us), searched by issuer name, data as of Oct 24, 2026); CO (Colorado Secretary of State — Business Entities in Colorado (data.colorado.gov), data as of Oct 23, 2026); CT (Connecticut Secretary of the State — Business Registry (data.ct.gov), data as of Oct 24, 2026); FL (Florida Department of State, Division of Corporations — quarterly corporate data file (Sunbiz), data as of Oct 7, 2026); NY (New York Department of State — Corporations and Other Entities (data.ny.gov: All Filings + Active Corporations), data as of Oct 20, 2026); OR (Oregon Secretary of State — Active Businesses, All (data.oregon.gov), data as of Oct 20, 2026); PA (Pennsylvania Department of State — Registered Businesses, Current (data.pa.gov), data as of Oct 6, 2026); TX (Texas Comptroller — Active Franchise Taxpayers incl. Secretary of State file data (data.texas.gov), data as of Oct 24, 2026). Registries of other states have not been searched: many publish no bulk file and require a CAPTCHA or bot challenge on their search page, which we do not bypass (Delaware, for example, offers no public bulk file).

Adviser registration (Form ADV)

A person is never an adviser firm. 2 of the 8 issuers this person is listed on match a Form ADV adviser (searched 24,962 advisers as of Oct 2, 2026): Cultivian Sandbox Food & Agriculture Fund III, LP, Cultivian Sandbox Food & Agriculture Fund II, LP.

Other offering types (Regulation A and Regulation Crowdfunding)

Searched SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 (51,358 records as of Oct 23, 2026, 8:41 PM ET) — nothing matched this name.

Property records none — individuals are not matched

Property records are matched to companies only, never to individuals, so none are matched to Nick Rosa by design. Searched property records in Hillsborough County FL (Clerk recorded-document index Oct 14, 2026 to Oct 15, 2026 + FL DOR 2026 ownership roll), Miami-Dade County FL (FL DOR 2026 ownership roll), Harris County TX (HCAD 2026 ownership roll), Dallas County TX (DCAD 2026 ownership roll), New York City ACRIS documents and PLUTO ownership rows already retrieved for other issuers, Cook County IL sale and ownership rows already retrieved for other issuers (814,874 records as of Oct 23, 2026, 8:59 PM ET) for the 8 issuers this person is listed on — nothing matched.

Public profiles and social

Websites and social links of the issuers Nick Rosa is listed on: none on file. No website or social profile named in Cultivian Sandbox Food & Agriculture Fund II, LP's SEC filings (Form C, Reg A, Form ADV; checked Oct 24, 2026). Web search for this name: #315,958 of 374,652 in line (1,386 issuers searched so far). One-tap searches: Look further ↓

Look further

One-tap searches on sites we do not index ourselves, with the name pre-filled (Chicago, IL). Each opens in a new tab; what you find there is not verified by PartnerFacts.

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