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Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 10:38 AM ET

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Robert Klein

Named as an officer, director or promoter on SEC Form D filings · NY · Feb 22, 2010 → Jun 11, 2026

54deals (issuers)
$26.87Breported sold
16,101investors
91Form D filings
2010–2026years on file
Follow this personLook further ↓PDF

Data last updated Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 24, 2026, 2:20 AM ET · SEC enforcement last checked: covered by the index scan as of Oct 24, 2026, 2:50 AM ET

The short version

Robert Klein is listed as an executive officer and director on 91 SEC Form D filings by 54 issuers between Feb 2010 and Jun 2026. Largest by amount reported sold: MULTI-STRATEGY FUND II, LTD. (George Town, Grand Cayman, Cayman Islands (as filed: E9) — pooled investment fund — 2013–2014; $4.67B reported sold to 604 investors), MULTI-STRATEGY FUND I, LTD. (George Town, Cayman Islands (as filed: E9) — pooled investment fund — 2013–2014; $2.76B reported sold to 357 investors), Omni SPC, Ltd. (George Town, Grand Cayman, Cayman Islands (as filed: E9) — pooled investment fund — 2013; $2.25B reported sold to 210 investors), Sculptor DP II Private Investors LLC (New York, NY — pooled investment fund — 2014–2017; $1.91B reported sold to 1,405 investors), Sculptor OF II Private Investors Offshore Ltd. (New York, NY — pooled investment fund — 2014–2017; $1.3B reported sold to 1,705 investors) and 49 more (all listed below).

What this means That is a lot of deals — 54 separate companies raised money with this person listed as executive officer and director, over about 16 years. Across those companies the filings report $26.87B sold in total.

Listed alongside Glenn Hill (59 shared filings), Jote Kassa (58 shared filings), Thomas McGraw (58 shared filings), David Wezdenko (57 shared filings), J. P. Morgan Private Investments Inc. (44 shared filings, management entity) and 72 others.

What this means These are the other officers, directors or promoters the companies named on the same forms — the team around Robert. Each name links to their own page.

The issuers belong to 3 sponsor groups: J P Morgan (681 issuers, $310.46B reported sold, 2008–2026), Clarion Clo (20 issuers, $1.79B reported sold, 2009–2026) and Blue Spruce (7 issuers, $2.58M reported sold, 2011–2026).

What this means This person is listed across more than one sponsor team; each group page shows that team's full track record.

Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CO, CT, DC, DE, FINRA, FL, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VT, WA, WI, WV, WY) — 17 bankruptcy cases matching the name listed in Key records below.

What this means 17 records came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.

We compared the newest 50 of 91 public filings for Robert Klein and found 14 differences, 3 worth asking the sponsor about: Investor count went down between filings; 8 people are no longer listed on a later amendment; and more below.

What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.

What the community is saying

Community search for Robert Klein has not run yet — it is joining a line of 58,144 names; searches run around the clock at the hosts' allowed rate. Searched so far: 652 names.

Community comments are quoted as written by their authors. Sources searched: Bing (site:reddit.com / site:biggerpockets.com) and Reddit's own search, plus DuckDuckGo/Brave/BiggerPockets search when they are answering.

Key records

Five things investors ask first. Items still in human review are counted, not shown.

1. Lawsuits

None found in sources searched — federal courts (CourtListener / RECAP), checked Oct 24, 2026

What was searched

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts State courts: not covered (one-tap state court links under Look further). PACER: not searched. · Last checked Oct 24, 2026, 2:20 AM ET.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

None found in sources searched — SEC enforcement releases (index scan as of Oct 24, 2026, 2:50 AM ET) · state securities regulators: 48 regulators (FINRA, NASAA, 37 states) — crawled Oct 24, 2026, 8:48 AM ET

What was searched

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — Searched SEC litigation releases and administrative proceedings (1995→ / 2007→) (30,205 records as of Oct 24, 2026, 2:50 AM ET) — nothing matched Robert Klein..

State securities regulators: Securities regulators searched (64,910 actions): FINRA (38,350 actions, 1995–2026), NASAA (31 actions, 2000–2026; listing starts 1997), AK Division of Banking and Securities (273 actions, 1971–2025), AL Securities Commission (880 actions, 2001–2026), AR Securities Department (1,305 actions, 1998–2026), AZ Corporation Commission Securities Division (411 actions, 2017–2026), CA DFPI (25 actions, 2007–2024; listing starts 2002 — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), CO Division of Securities (731 actions, 2001–2026; older years from the Internet Archive (snapshot of 2026-05-02)), CT Department of Banking Securities Division (940 actions, 2006–2026; older years from the Internet Archive (snapshot of 2026-04-22)), DC DISB Securities Bureau (25 actions, 2012–2026), DE DOJ Investor Protection Unit (257 actions, 1987–2026), FL Office of Financial Regulation (49 actions, 2018–2026), GA Secretary of State Securities Division (65 actions, 2015–2026; listing starts 2012), HI DCCA Securities Enforcement Branch (26 actions, 2012–2026), ID Department of Finance Securities Bureau (663 actions, 1994–2026), IL Secretary of State Securities Department (4,122 actions, 2003–2023), KS Insurance Department Securities Division (58 actions), KY Department of Financial Institutions (342 actions, 2005–2026), LA Office of Financial Institutions Securities Division (13 actions, 2010–2025; listing starts 2008), MA Secretary of the Commonwealth Securities Division (125 actions, 2012–2025; live site blocks automated access — loaded from the Internet Archive snapshot of 2026-02-04), MD Attorney General Securities Division (1,054 actions, 2004–2026), ME Office of Securities (539 actions, 2000–2026), MI LARA Corporations, Securities & Commercial Licensing Bureau (201 actions), MO Secretary of State Securities Division (919 actions, 1998–2026), MS Secretary of State Securities Division (209 actions, 1995–2026), MT Commissioner of Securities and Insurance (597 actions, 2000–2026), NC Secretary of State Securities Division (265 actions, 2004–2024), ND Securities Department (711 actions, 1990–2026; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2026-01-06), NH Bureau of Securities Regulation (402 actions, 2002–2026), NM Regulation and Licensing Department Securities Division (90 actions, 2010–2025), NV Secretary of State Securities Division (118 actions, 2018–2026), NY Attorney General Investor Protection Bureau (44 actions, 2012–2026), OH Division of Securities (327 actions, 1993–2006), OK Department of Securities (2,531 actions, 1998–2026), OR Division of Financial Regulation (589 actions, 1988–2026), PA Department of Banking and Securities (1,448 actions, 2008–2024; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2024-08-09), RI DBR Securities Division (98 actions, 2005–2025), SC Attorney General Securities Division (540 actions, 2006–2026), SD Division of Insurance – Securities Regulation (106 actions, 2017–2026), TN Department of Commerce and Insurance Securities Division (405 actions, 1992–2026), TX State Securities Board (936 actions, 1999–2026), UT Division of Securities (772 actions, 2000–2026; older years from the Internet Archive (snapshot of 2010-05-27)), VT DFR Securities Division (137 actions, 2010–2026), WA DFI (2,039 actions, 2001–2026), WI DFI Division of Securities (1,072 actions, 1998–2026), WV Securities Commission (State Auditor) (64 actions), WY Secretary of State Compliance Division (6 actions, 2016–2024) — last crawled Oct 24, 2026, 8:48 AM ET. No machine-readable public listing today for IA, IN, MN, NE, NJ, VA (see docs/state-regulators.md).

3. Bankruptcies

17 cases: 17 closed (disposition not in docket feed)

Robert Klein closed
United States Bankruptcy Court, E.D. New York · No. 8-12-77243 · Filed Dec 19, 2012 · Closed Mar 27, 2013
Role of Robert Klein: Debtor · Outcome: Case closed 2013-03-27 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 220 federal dockets); 9 people with this name in Form D filings; court in the person's filing state (NY)
Robert Klein and Carol B Klein closed
United States Bankruptcy Court, S.D. New York · No. 12-23829 · Filed Oct 16, 2012 · Closed Oct 24, 2017
Role of Robert Klein and Carol B Klein: Debtor · Outcome: Case closed 2017-10-24 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 220 federal dockets); 9 people with this name in Form D filings; court in the person's filing state (NY)
Robert P. Klein and Sandra R. Klein closed
United States Bankruptcy Court, N.D. New York · No. 11-11411 · Filed Apr 30, 2011 · Closed Aug 26, 2011
Role of Robert P. Klein and Sandra R. Klein: Debtor · Outcome: Case closed 2011-08-26 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 220 federal dockets); 9 people with this name in Form D filings; court in the person's filing state (NY)
Robert A. Klein closed
United States Bankruptcy Court, S.D. New York · No. 08-37575 · Filed Nov 17, 2008 · Closed Mar 24, 2015
Role of Robert A. Klein: Debtor · Outcome: Case closed 2015-03-24 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 220 federal dockets); 9 people with this name in Form D filings; court in the person's filing state (NY)
Robert C Klein closed
United States Bankruptcy Court, W.D. Washington · No. 07-10846 · Filed Feb 28, 2007 · Closed May 10, 2012
Role of Robert C Klein: Debtor · Outcome: Case closed 2012-05-10 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 220 federal dockets); 9 people with this name in Form D filings; court in the person's filing state (WA)
Robert E. Klein closed
United States Bankruptcy Court, N.D. New York · No. 03-11563 · Filed Mar 13, 2003 · Closed Jun 24, 2003
Role of Robert E. Klein: Debtor · Outcome: Case closed 2003-06-24 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 220 federal dockets); 9 people with this name in Form D filings; court in the person's filing state (NY)
Robert J. Klein closed
United States Bankruptcy Court, W.D. New York · No. 2-01-21105 · Filed Mar 29, 2001 · Closed Jul 20, 2001
Role of Robert J. Klein: Debtor · Outcome: Case closed 2001-07-20 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 220 federal dockets); 9 people with this name in Form D filings; court in the person's filing state (NY)
Robert P. Klein and Sandra R. Klein closed
United States Bankruptcy Court, N.D. New York · No. 01-11532 · Filed Mar 16, 2001 · Closed Mar 4, 2008
Role of Robert P. Klein and Sandra R. Klein: Debtor · Outcome: Case closed 2008-03-04 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 220 federal dockets); 9 people with this name in Form D filings; court in the person's filing state (NY)
Robert J. Klein and Susan B. Klein closed
United States Bankruptcy Court, W.D. New York · No. 1-01-11107 · Filed Mar 1, 2001 · Closed Nov 27, 2006
Role of Robert J. Klein and Susan B. Klein: Debtor · Outcome: Case closed 2006-11-27 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 220 federal dockets); 9 people with this name in Form D filings; court in the person's filing state (NY)
Robert J. Klein closed
United States Bankruptcy Court, W.D. New York · No. 1-00-15479 · Filed Oct 24, 2000 · Closed Apr 27, 2001
Role of Robert J. Klein: Debtor · Outcome: Case closed 2001-04-27 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 220 federal dockets); 9 people with this name in Form D filings; court in the person's filing state (NY)
Robert A Klein closed
United States Bankruptcy Court, E.D. New York · No. 8-00-83971 · Filed Jun 12, 2000 · Closed Jan 26, 2001
Role of Robert A Klein: Debtor · Outcome: Case closed 2001-01-26 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 220 federal dockets); 9 people with this name in Form D filings; court in the person's filing state (NY)
Robert M Klein, III closed
United States Bankruptcy Court, E.D. New York · No. 8-00-83563 · Filed May 25, 2000 · Closed Oct 3, 2000
Role of Robert M Klein, III: Debtor · Outcome: Case closed 2000-10-03 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 220 federal dockets); 9 people with this name in Form D filings; court in the person's filing state (NY)
Robert D. Klein closed
United States Bankruptcy Court, N.D. New York · No. 00-62329 · Filed May 8, 2000 · Closed Sep 12, 2000
Role of Robert D. Klein: Debtor · Outcome: Case closed 2000-09-12 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 220 federal dockets); 9 people with this name in Form D filings; court in the person's filing state (NY)
Robert A Klein closed
United States Bankruptcy Court, E.D. New York · No. 8-99-84998 · Filed Jun 17, 1999 · Closed Mar 30, 2000
Role of Robert A Klein: Debtor · Outcome: Case closed 2000-03-30 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 220 federal dockets); 9 people with this name in Form D filings; court in the person's filing state (NY)
Robert Klein and Laura Klein closed
United States Bankruptcy Court, E.D. New York · No. 8-98-91880 · Filed Nov 25, 1998 · Closed Apr 1, 1999
Role of Robert Klein and Laura Klein: Debtor · Outcome: Case closed 1999-04-01 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 220 federal dockets); 9 people with this name in Form D filings; court in the person's filing state (NY)
Robert M Klein and Debra A Klein closed
United States Bankruptcy Court, E.D. New York · No. 8-98-89617 · Filed Sep 21, 1998 · Closed May 28, 1999
Role of Robert M Klein and Debra A Klein: Debtor · Outcome: Case closed 1999-05-28 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 220 federal dockets); 9 people with this name in Form D filings; court in the person's filing state (NY)
Robert J. Klein closed
United States Bankruptcy Court, W.D. New York · No. 1-83-11230 · Filed Jun 1, 1983 · Closed Jun 9, 1989
Role of Robert J. Klein: Debtor · Outcome: Case closed 1989-06-09 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 220 federal dockets); 9 people with this name in Form D filings; court in the person's filing state (NY)
What was searched

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not covered (one-tap state court links under Look further). PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 2:20 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

4. Differences between public sources

Comparisons cover issuers and sponsor groups — see the issuer pages under Deals

14 differences found between the filings for Robert Klein — 3 worth asking about (compared the newest 50 of 91 filings on Oct 24, 2026; older filings not covered)

Note · Jun 5, 2006 – Apr 23, 2026

17 bankruptcy cases name the subject or team members

Bankruptcy case: Weiss Multi-Strategy Advisers LLC v. Bloomberg Finance L.P. — filed Apr 23, 2026 · Bankruptcy case: Weiss Multi-Strategy Advisers LLC v. INTERTRUST CORPORATE AND FUND SERVICES, LLC — filed Apr 16, 2026 · Bankruptcy case: Weiss Multi-Strategy Advisers LLC v. Salesforce, Inc. — filed Apr 13, 2026 · Bankruptcy case: Weiss Multi-Strategy Advisers LLC v. DS LIQUID DIV RVA WMS LLC — filed Jul 22, 2024 · Bankruptcy case: Weiss Multi-Strategy Funds LLC — filed Jun 19, 2024 · and 12 more

What this means A bankruptcy filing was found. Many are old or personal and have nothing to do with the deal — but ask what it was and when it closed.

Docket · United States Bankruptcy Court, S.D. New York ↗1992 Multi-Strategy Private Investors, LLC — PartnerFacts page ↗Docket · United States Bankruptcy Court, S.D. New York ↗Docket · United States Bankruptcy Court, S.D. New York ↗
Sources
Worth asking · Dec 5, 2014 – Dec 7, 2015

Investor count went down between filings — BW PRIVATE INVESTORS, LLC

The Dec 5, 2014 filing reports 508 investors; the Dec 7, 2015 Form D/A reports 425 investors.

What this means Investor counts normally only grow. A smaller number can mean investors left or were refunded, or a count was corrected. Ask the sponsor what happened.

Form D/A (earlier) · Dec 5, 2014 ↗Form D/A (later) · Dec 7, 2015 ↗BW PRIVATE INVESTORS, LLC — PartnerFacts page ↗
Sources
Worth asking · Dec 5, 2014 – Dec 7, 2015

Investor count went down between filings — BW PRIVATE INVESTORS OFFSHORE, LTD.

The Dec 5, 2014 filing reports 569 investors; the Dec 7, 2015 Form D/A reports 289 investors.

What this means Investor counts normally only grow. A smaller number can mean investors left or were refunded, or a count was corrected. Ask the sponsor what happened.

Form D/A (earlier) · Dec 5, 2014 ↗Form D/A (later) · Dec 7, 2015 ↗BW PRIVATE INVESTORS OFFSHORE, LTD. — PartnerFacts page ↗
Sources
Note · Jun 15, 2020

Robert Klein appears on 2 deals that stopped filing before reaching their target

Clarion CLO Opportunity Fund, LP (last filing Jun 15, 2020; $65,195,000 sold of $250,000,000); Clarion CLO Opportunity Fund (Offshore), LP (last filing Jun 15, 2020; $4,850,000 sold of $250,000,000). Each has no filing in more than two years and reported under half its target sold.

What this means An issuer whose last filing is more than two years old and reported under half its target sold. The raise may have closed early or quietly stopped. Ask what happened to each.

Clarion CLO Opportunity Fund, LP — PartnerFacts page ↗Clarion CLO Opportunity Fund (Offshore), LP — PartnerFacts page ↗
Sources
Note · Dec 1, 2007 – May 4, 2022

18 offerings have no amendment in the last 12 months and may still be open

No amendment in the last 12 months on an offering that may still be open — Clarion CLO Opportunity Feeder Fund II, LP (latest filing May 4, 2022) · No amendment in the last 12 months on an offering that may still be open — Clarion CLO Opportunity Fund II (Offshore), LP (latest filing May 4, 2022) · No amendment in the last 12 months on an offering that may still be open — Clarion CLO Opportunity Fund II, LP (latest filing May 4, 2022) · No amendment in the last 12 months on an offering that may still be open — CAS Co-Invest, LP (latest filing Mar 28, 2022) · No amendment in the last 12 months on an offering that may still be open — Clarion CLO Opportunity Fund (Offshore), LP (latest filing Jun 15, 2020) · and 13 more

What this means SEC rules expect a yearly amendment while an offering is still going. Ask the sponsor which of these raises have closed.

Form D/A · May 4, 2022 ↗Clarion CLO Opportunity Feeder Fund II, LP — PartnerFacts page ↗Form D/A · May 4, 2022 ↗Clarion CLO Opportunity Fund II (Offshore), LP — PartnerFacts page ↗
Sources
Worth asking · Dec 7, 2016 – Mar 14, 2018

8 people are no longer listed on a later amendment

Robert Klein is no longer listed on the Mar 14, 2018 amendment — OZA Private Investors Offshore Ltd. · Robert Klein is no longer listed on the Mar 14, 2018 amendment — OZA Private Investors LLC · Robert Klein is no longer listed on the Jan 31, 2018 amendment — 1992 Multi-Strategy Private Investors, LLC · Robert Klein is no longer listed on the Jan 22, 2018 amendment — Sculptor OF II Private Investors Offshore Ltd. · Robert Klein is no longer listed on the Jan 22, 2018 amendment — Sculptor DP II Private Investors LLC · and 3 more

What this means People leave; the issuer lists only current officers, directors and promoters. Ask why and who replaced them.

Form D/A · Mar 21, 2017 ↗Form D/A · Mar 14, 2018 ↗Robert Klein — PartnerFacts page ↗OZA Private Investors Offshore Ltd. — PartnerFacts page ↗
Sources
Note · Dec 7, 2016 – Dec 6, 2017

Minimum investment changed between filings — BW PRIVATE INVESTORS, LLC

The Dec 7, 2016 filing lists a minimum of $250,000; the Dec 6, 2017 Form D/A lists $100,000.

What this means A different minimum usually means the offering terms changed. Check which terms apply to you.

Form D/A (earlier) · Dec 7, 2016 ↗Form D/A (later) · Dec 6, 2017 ↗BW PRIVATE INVESTORS, LLC — PartnerFacts page ↗
Sources
Note · Feb 5, 2014 – Jun 13, 2019

Robert Klein is written 3 different ways on the filings

listed as "Robert Klein" on 38 filings (from Feb 5, 2014), and "Robert Jay Klein" on the Dec 15, 2016 filing, and "Robert J. Klein" on 21 filings (from Jun 13, 2019).

What this means Same person, written differently — a middle name or suffix left off, or spelled another way. It is normal, but check that the full legal name matches your subscription documents.

Form D/A · Feb 5, 2014 ↗Form D/A · Dec 15, 2016 ↗Form D · Jun 13, 2019 ↗Robert Klein — PartnerFacts page ↗
Sources
Note · Oct 28, 2015 – Jul 14, 2026

Same name, different state: "Robert Klein" (CA) is a separate record

This page covers filings where the address state is NY. A separate record, "Robert Klein" with address state CA, is listed on 18 filings — most recently by Giovanni Medici Fund LP (Jul 14, 2026). Both records have filings in the same period (Oct 28, 2015 to Jun 11, 2026).

What this means Two records with one name were active at the same time. That can be one person listing different company addresses, or two different people. We keep them apart until a filing ties them together. Check both pages before you decide.

Robert Klein (CA) — PartnerFacts page ↗Form D/A · Jul 14, 2026 ↗Giovanni Medici Fund LP — PartnerFacts page ↗Robert Klein (NY) — this page ↗
Sources
Note · Jan 11, 2017 – Jun 23, 2025

Same name, different state: "Robert Klein" (A6) is a separate record

This page covers filings where the address state is NY. A separate record, "Robert Klein" with address state A6, is listed on 17 filings — most recently by Western Uranium & Vanadium Corp. (Jun 23, 2025). Both records have filings in the same period (Jan 11, 2017 to Jun 23, 2025).

What this means Two records with one name were active at the same time. That can be one person listing different company addresses, or two different people. We keep them apart until a filing ties them together. Check both pages before you decide.

Robert Klein (A6) — PartnerFacts page ↗Form D · Jun 23, 2025 ↗Western Uranium & Vanadium Corp. — PartnerFacts page ↗Robert Klein (NY) — this page ↗
Sources
Note · Jul 27, 2017 – Jan 23, 2018

Same name, different state: "Robert A Klein" (MD) is a separate record

This page covers filings where the address state is NY. A separate record, "Robert A Klein" with address state MD, is listed on 2 filings — most recently by Telepath Networks, Inc. (Jan 23, 2018). Both records have filings in the same period (Jul 27, 2017 to Jan 23, 2018).

What this means Two records with one name were active at the same time. That can be one person listing different company addresses, or two different people. We keep them apart until a filing ties them together. Check both pages before you decide.

Robert A Klein (MD) — PartnerFacts page ↗Form D/A · Jan 23, 2018 ↗Telepath Networks, Inc. — PartnerFacts page ↗Robert Klein (NY) — this page ↗
Sources
Note · Dec 17, 2013 – Jan 11, 2018

Same name, different state: "Robert N. Klein" (TN) is a separate record

This page covers filings where the address state is NY. A separate record, "Robert N. Klein" with address state TN, is listed on 3 filings — most recently by HAVASU REGIONAL MEDICAL CENTER, LLC (Jan 11, 2018). Both records have filings in the same period (Dec 17, 2013 to Jan 11, 2018).

What this means Two records with one name were active at the same time. That can be one person listing different company addresses, or two different people. We keep them apart until a filing ties them together. Check both pages before you decide.

Robert N. Klein (TN) — PartnerFacts page ↗Form D/A · Jan 11, 2018 ↗HAVASU REGIONAL MEDICAL CENTER, LLC — PartnerFacts page ↗Robert Klein (NY) — this page ↗
Sources
Note · Jun 27, 2017

Same name, different state: "Robert Klein" (NJ) is a separate record

This page covers filings where the address state is NY. A separate record, "Robert Klein" with address state NJ, is listed on 1 filing — most recently by ALTITUDE INTERNATIONAL HOLDINGS, INC. (Jun 27, 2017). Both records have filings in the same period (Jun 27, 2017).

What this means Two records with one name were active at the same time. That can be one person listing different company addresses, or two different people. We keep them apart until a filing ties them together. Check both pages before you decide.

Robert Klein (NJ) — PartnerFacts page ↗Form D · Jun 27, 2017 ↗ALTITUDE INTERNATIONAL HOLDINGS, INC. — PartnerFacts page ↗Robert Klein (NY) — this page ↗
Sources
Note · Dec 5, 2014 – Dec 5, 2024

4 address changes between filings

Address moved from New York, NY to Camana Bay, Grand Cayman, Cayman Islands (as filed: E9) — BW PRIVATE INVESTORS OFFSHORE, LTD. · Address moved from New York, NY to Grand Cayman, Cayman Islands (as filed: E9) — Sculptor OF II Private Investors Offshore Ltd. · Address moved from Grand Cayman, Cayman Islands (as filed: E9) to New York, NY — HMLP Multi-Strategy Private Investors Ltd. · Address moved from Grand Cayman, Cayman Islands (as filed: E9) to New York, NY — BW PRIVATE INVESTORS OFFSHORE, LTD.

What this means Businesses move. If you were told one city and the forms say another, ask which is current.

Form D/A · Dec 5, 2023 ↗Form D/A · Dec 5, 2024 ↗BW PRIVATE INVESTORS OFFSHORE, LTD. — PartnerFacts page ↗Form D/A · Jan 17, 2019 ↗
Sources
What is compared

What is compared: every Form D and D/A we hold for this subject, side by side — filing dates vs. first-sale dates (the 15-day rule), amendment timing on open offerings (the yearly-amendment expectation), amounts sold, investor counts, offering amounts and minimums across amendments, industry and size bands, addresses, how each person's name and role is written, paid sellers' CRD numbers, and (for groups) where the member companies were formed and sit. Everything is as filed by the issuer; the SEC does not check it. Differences are common and usually have ordinary explanations — we show both values, the dates, and the source so you can ask. We compared the newest 50 of 91 filings (work cap); older filings are not covered here. As of Oct 24, 2026.

5. Money to insiders

8 of 55 offerings report sales commissions totalling $21,348,940; 0 report finder's fees; 0 report proceeds to related persons. (includes amounts the issuer reported as estimates)

Offering (latest filing)Sales commissionsFinder's feesTo insidersPaid to sell itSource
Jun 11, 2026 D
RedBird Legends Feeder (TE), L.P.
File 021-587089
$0$0$0None listed on this filingEDGAR ↗
Jun 11, 2026 D
RedBird Legends Fund, L.P.
File 021-587088
$0$0$0None listed on this filingEDGAR ↗
Feb 20, 2026 D/A
Clarion CLO Opportunity Feeder Fund III, LP
File 021-505789
$0$0$0
The Issuer will pay management fees to its manager and carried interest to its general partner.
None listed on this filingEDGAR ↗
Feb 20, 2026 D/A
Clarion CLO Opportunity Fund III (Offshore), LP
File 021-505790
$0$0$0
The Issuer will pay management fees to its manager and carried interest to its general partner.
None listed on this filingEDGAR ↗
Feb 20, 2026 D/A
Crown Global International Inc.
File 021-505791
$0$0$0None listed on this filingEDGAR ↗
Feb 21, 2024 D
Clarion CLO Opportunity Fund III, LP
File 021-505788
$0$0$0
The Issuer will pay management fees to its manager and carried interest to its general partner.
None listed on this filingEDGAR ↗
May 4, 2022 D/A
Clarion CLO Opportunity Feeder Fund II, LP
File 021-398223
$0$0$0
The Issuer will pay management fees to its manager, Clarion Capital Partners, LLC.
None listed on this filingEDGAR ↗
May 4, 2022 D/A
Clarion CLO Opportunity Fund II (Offshore), LP
File 021-398224
$0$0$0
The Issuer will pay management fees to its manager, Clarion Capital Partners, LLC.
None listed on this filingEDGAR ↗
May 4, 2022 D/A
Clarion CLO Opportunity Fund II, LP
File 021-398226
$0$0$0
The Issuer will pay management fees to its manager, Clarion Capital Partners, LLC.
None listed on this filingEDGAR ↗
Mar 28, 2022 D
CAS Co-Invest, LP
File 021-439167
$0$0$0None listed on this filingEDGAR ↗
Jun 15, 2020 D/A
Clarion CLO Opportunity Fund, LP
File 021-341824
$0$0$0
The Issuer will pay management fees to its manager, Clarion Capital Partners, LLC.
None listed on this filingEDGAR ↗
Jun 15, 2020 D/A
Clarion CLO Opportunity Fund (Offshore), LP
File 021-341825
$0$0$0
The Issuer will pay management fees to its manager, Clarion Capital Partners, LLC.
None listed on this filingEDGAR ↗
Apr 19, 2017 D
CD&R Fund X Private Investors Cayman, L.P.
File 021-285091
$1,440,750$0$0J.P. Morgan Securities LLC BrokerCheck CRD 079 ↗EDGAR ↗
Mar 21, 2017 D/A
OZA Private Investors LLC
File 021-159172
$0$0$0J.P. Morgan Securities LLC BrokerCheck CRD 079 ↗EDGAR ↗
Mar 21, 2017 D/A
OZA Private Investors Offshore Ltd.
File 021-159168
$0$0$0J.P. Morgan Securities LLC BrokerCheck CRD 079 ↗EDGAR ↗
Jan 31, 2017 D/A
HMLP Multi-Strategy Private Investors Ltd.
File 021-141911
$687,240 (est.)$0$0 (est.)"J.P. Morgan Securities LLC (""JPM"")" BrokerCheck CRD 79 ↗
via J.P. Morgan Securities LLC (CRD 79 ↗)
EDGAR ↗
Jan 31, 2017 D/A
1992 Multi-Strategy Private Investors, LLC
File 021-95609
$5,215,700 (est.)$0$0 (est.)"J.P. Morgan Securities LLC (""JPM"")" BrokerCheck CRD 79 ↗
via J.P. Morgan Securities LLC (CRD 79 ↗)
EDGAR ↗
Jan 24, 2017 D/A
Sculptor DP II Private Investors LLC
File 021-126631
$0$0$0J.P. Morgan Securities LLC BrokerCheck CRD 079 ↗EDGAR ↗
Jan 24, 2017 D/A
Sculptor OF II Private Investors Offshore Ltd.
File 021-127120
$0$0$0J.P. Morgan Securities LLC BrokerCheck CRD 079 ↗EDGAR ↗
Jan 20, 2017 D
Benefit Street Partners IV Private Investors Offshore, L.P.
File 021-278853
$982,500$0$0J.P. Morgan Securities LLC BrokerCheck CRD 079 ↗EDGAR ↗
Jan 20, 2017 D
Benefit Street Partners IV Private Investors, LLC
File 021-278854
$3,395,000$0$0J.P. Morgan Securities LLC BrokerCheck CRD 079 ↗EDGAR ↗
Dec 15, 2016 D/A
MANAGED FUTURES LLC
File 021-122595
$5,100,000 (est.)$0$0 (est.)
Salaries of the executive officers listed in item 3. may be payable from profits or for some amount of time from the capital contributions to be made by the investors in the offering, so it is not possible to determine the amount at this time.
J.P. Morgan Securities LLC BrokerCheck CRD 79 ↗
via J.P. Morgan Securities LLC (CRD 79 ↗)
EDGAR ↗
Dec 7, 2016 D/A
BW PRIVATE INVESTORS, LLC
File 021-120497
$0$0$0 (est.)
Issuer's confidential offering materials discuss management fees and performance fees/allocations.
J.P. Morgan Securities LLC BrokerCheck CRD 79 ↗
via J.P. Morgan Securities LLC (CRD 79 ↗)
EDGAR ↗
Dec 7, 2016 D/A
BW PRIVATE INVESTORS OFFSHORE, LTD.
File 021-120526
$0$0$0 (est.)
Issuer's confidential offering materials discuss management fees.
J.P. Morgan Securities LLC BrokerCheck CRD 79 ↗
via J.P. Morgan Securities LLC (CRD 79 ↗)
EDGAR ↗
Jul 6, 2016 D
DFJ Growth 2016 Private Investors Offshore, L.P.
File 021-266399
$0$0$0J.P. Morgan Securities LLC BrokerCheck CRD 079 ↗EDGAR ↗
Jul 6, 2016 D
DFJ Growth 2016 Private Investors, LLC
File 021-266400
$0$0$0J.P. Morgan Securities LLC BrokerCheck CRD 079 ↗EDGAR ↗
Jun 2, 2016 D
Mezzanine Private Investors Offshore III, L.P.
File 021-264243
$0$0$0J.P. Morgan Securities LLC BrokerCheck CRD 079 ↗EDGAR ↗
Jun 2, 2016 D
Mezzanine Private Investors III, LLC
File 021-264244
$0$0$0J.P. Morgan Securities LLC BrokerCheck CRD 079 ↗EDGAR ↗
Feb 12, 2016 D
CIP VI Private Investors, LLC
File 021-257415
$0$0$0J.P. Morgan Securities LLC BrokerCheck CRD 079 ↗EDGAR ↗
Feb 12, 2016 D
CIP VI Private Investors Offshore, L.P.
File 021-257416
$0$0$0J.P. Morgan Securities LLC BrokerCheck CRD 079 ↗EDGAR ↗
Jun 25, 2015 D
GSO Energy Private Investors, LLC
File 021-242443
$0$0$0J.P. Morgan Securities LLC BrokerCheck CRD 079 ↗EDGAR ↗
Jun 25, 2015 D
GSO Energy Private Investors Offshore, L.P.
File 021-242444
$0$0$0J.P. Morgan Securities LLC BrokerCheck CRD 079 ↗EDGAR ↗
Apr 27, 2015 D
RS Global Energy & Power Private Investors VI, LLC
File 021-238696
$0$0$0J.P. Morgan Securities LLC BrokerCheck CRD 079 ↗EDGAR ↗
Apr 27, 2015 D
RS Global Energy & Power Private Investors Offshore VI, L.P.
File 021-238697
$0$0$0J.P. Morgan Securities LLC BrokerCheck CRD 079 ↗EDGAR ↗
Apr 8, 2015 D/A
J.P. Morgan Leveraged Loans Ltd.
File 021-130209
$0$0$0J.P. Morgan Securities LLC BrokerCheck CRD 79 ↗EDGAR ↗
Apr 8, 2015 D/A
J.P. Morgan Leveraged Loans Master Fund L.P.
File 021-130211
$0$0$0J.P. Morgan Securities LLC BrokerCheck CRD 79 ↗EDGAR ↗
Feb 4, 2015 D/A
Perry Investors LLC
File 021-155031
$0$0$0J.P. Morgan Securities LLC BrokerCheck CRD 079 ↗EDGAR ↗
Feb 4, 2015 D/A
Perry Investors Offshore Ltd.
File 021-156329
$0$0$0J.P. Morgan Securities LLC BrokerCheck CRD 079 ↗EDGAR ↗
Jun 27, 2014 D
GIF V Private Investors, LLC
File 021-219936
$0$0$0J.P. Morgan Securities LLC BrokerCheck CRD 079 ↗EDGAR ↗
Jun 27, 2014 D
GIF V Private Investors Offshore, L.P.
File 021-219939
$0$0$0J.P. Morgan Securities LLC BrokerCheck CRD 079 ↗EDGAR ↗
Apr 16, 2014 D/A
J.P. Morgan-BlackRock Opportunistic RMBS Master Fund L.P.
File 021-135431
$0$0$0J.P. Morgan Securities LLC BrokerCheck CRD 79 ↗EDGAR ↗
Apr 16, 2014 D/A
J.P. Morgan-BlackRock Opportunistic RMBS LLC
File 021-135433
$0$0$0J.P. Morgan Securities LLC BrokerCheck CRD 79 ↗EDGAR ↗
Apr 9, 2014 D
CD&R Fund IX Private Investors Offshore, L.P.
File 021-215226
$0$0$0J.P. Morgan Securities LLC BrokerCheck CRD 079 ↗EDGAR ↗
Apr 9, 2014 D
CD&R Fund IX Private Investors, LLC
File 021-215228
$0$0$0J.P. Morgan Securities LLC BrokerCheck CRD 079 ↗EDGAR ↗
Apr 8, 2014 D/A
J.P. Morgan Leveraged Loans LLC
File 021-130207
$0$0$0J.P. Morgan Securities LLC BrokerCheck CRD 79 ↗EDGAR ↗
Mar 5, 2014 D/A
MULTI-STRATEGY FUND II, LTD.
File 021-129003
$0$0$0None listed on this filingEDGAR ↗
Mar 5, 2014 D/A
MULTI-STRATEGY FUND I, LTD.
File 021-128964
$0$0$0None listed on this filingEDGAR ↗
Mar 5, 2014 D/A
475 Fund, Ltd.
File 021-199361
$0$0$0None listed on this filingEDGAR ↗
Mar 5, 2014 D
MULTI-STRATEGY FUND I, LTD.
File 021-212945
$0$0$0None listed on this filingEDGAR ↗
Feb 11, 2014 D
CAP IV Private Investors Offshore, L.P.
File 021-211672
$0$0$0J.P. Morgan Securities LLC BrokerCheck CRD 079 ↗EDGAR ↗
Feb 11, 2014 D
CAP IV Private Investors, LLC
File 021-211674
$0$0$0J.P. Morgan Securities LLC BrokerCheck CRD 079 ↗EDGAR ↗
Mar 5, 2013 D/A
Omni SPC, Ltd.
File 021-148647
$0$0$0None listed on this filingEDGAR ↗
Jan 9, 2013 D
Valley Electric Co. of Mt. Vernon, Inc.
File 021-189815
$0$0$0None listed on this filingEDGAR ↗
Feb 22, 2010 D
BCP VI Private Investors, LLC
File 021-138908
$3,701,250$0$0None no CRD number reported
via J.P. Morgan Securities Inc. (CRD 79 ↗)
EDGAR ↗
Feb 22, 2010 D
BCP VI Private Investors Offshore, L.P.
File 021-138932
$826,500$0$0None no CRD number reported
via J.P. Morgan Securities Inc. (CRD 79 ↗)
EDGAR ↗
How this is counted

Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across every filing this person is listed on (latest filing per offering, per issuer).

Deals 54

Every issuer that named Robert Klein on a Form D, newest first. A Form D is the notice a company files after it starts selling a private investment.

RL
Pooled Investment Fund · group: Blue Spruce

RedBird Legends Feeder (TE), L.P.

New York, NY · Jun 11, 2026
  • Jun 11, 2026 · D · $0 sold of Indefinite · 0 investors · min. No minimum reported · role: Director EDGAR ↗

No sales reported yet as of the latest filing. Robert is listed as director.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

RL
Pooled Investment Fund · group: Blue Spruce

RedBird Legends Fund, L.P.

New York, NY · Jun 11, 2026
  • Jun 11, 2026 · D · $0 sold of Indefinite · 0 investors · min. No minimum reported · role: Director EDGAR ↗

No sales reported yet as of the latest filing. Robert is listed as director.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

CG
Insurance · group: Clarion Clo

Crown Global International Inc.

New York, NY · Feb 21, 2024 → Feb 20, 2026 · 3 filings
  • Feb 20, 2026 · D/A · $218,869,192 sold of Indefinite · 197 investors · min. $1 · role: Director (President and Chief Investment Officer - Structured Credit at Clarion Capital Partners, LLC, the Investment Manager of the Issuer.) EDGAR ↗
  • Feb 21, 2025 · D/A · $211,759,192 sold of Indefinite · 181 investors · min. $1 · role: Director (President and Chief Investment Officer - Structured Credit at Clarion Capital Partners, LLC, the Investment Manager of the Issuer.) EDGAR ↗
  • Feb 21, 2024 · D · $0 sold of Indefinite · 0 investors · min. $1 · role: Director (President and Chief Investment Officer - Structured Credit at Clarion Capital Partners, LLC, the Investment Manager of the Issuer.) EDGAR ↗

Raised $218.9M from 197 investors as of the latest filing. Robert is listed as director on 3 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Insurance / 506(b) (687 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

CC
Pooled Investment Fund · group: Clarion Clo

Clarion CLO Opportunity Feeder Fund III, LP

New York, NY · Feb 21, 2024 → Feb 20, 2026 · 3 filings
  • Feb 20, 2026 · D/A · $42,600,000 sold of Indefinite · 12 investors · min. $1 · role: Director (President and Chief Investment Officer - Structured Credit at Clarion Capital Partners, LLC, the manager of the Issuer.) EDGAR ↗
  • Feb 21, 2025 · D/A · $42,600,000 sold of Indefinite · 12 investors · min. $1 · role: Director (President and Chief Investment Officer - Structured Credit at Clarion Capital Partners, LLC, the manager of the Issuer.) EDGAR ↗
  • Feb 21, 2024 · D · $0 sold of Indefinite · 0 investors · min. $1 · role: Director (President and Chief Investment Officer - Structured Credit at Clarion Capital Partners, LLC, the manager of the Issuer.) EDGAR ↗

Raised $42.6M from 12 investors as of the latest filing. Robert is listed as director on 3 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

CC
Pooled Investment Fund · group: Clarion Clo

Clarion CLO Opportunity Fund III (Offshore), LP

New York, NY · Feb 21, 2024 → Feb 20, 2026 · 3 filings
  • Feb 20, 2026 · D/A · $16,900,000 sold of Indefinite · 22 investors · min. $1 · role: Director (President and Chief Investment Officer - Structured Credit at Clarion Capital Partners, LLC, the manager of the Issuer.) EDGAR ↗
  • Feb 21, 2025 · D/A · $12,500,000 sold of Indefinite · 19 investors · min. $1 · role: Director (President and Chief Investment Officer - Structured Credit at Clarion Capital Partners, LLC, the manager of the Issuer.) EDGAR ↗
  • Feb 21, 2024 · D · $0 sold of Indefinite · 0 investors · min. $1 · role: Director (President and Chief Investment Officer - Structured Credit at Clarion Capital Partners, LLC, the manager of the Issuer.) EDGAR ↗

Raised $16.9M from 22 investors as of the latest filing. Robert is listed as director on 3 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

CC
Pooled Investment Fund · group: Clarion Clo

Clarion CLO Opportunity Fund III, LP

New York, NY · Feb 21, 2024
  • Feb 21, 2024 · D · $0 sold of Indefinite · 0 investors · min. $1 · role: Director (President and Chief Investment Officer - Structured Credit at Clarion Capital Partners, LLC, the manager of the Issuer.) EDGAR ↗

No sales reported yet as of the latest filing. Robert is listed as director.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

CC
Pooled Investment Fund · group: Clarion Clo

Clarion CLO Opportunity Feeder Fund II, LP

New York, NY · May 4, 2021 → May 4, 2022 · 2 filings
  • May 4, 2022 · D/A · $76,925,000 sold of Indefinite · 53 investors · min. $1 · role: Executive Officer (Officer of Clarion Capital Management GP, LLC, the ultimate general partner of the Issuer.) EDGAR ↗
  • May 4, 2021 · D · $0 sold of Indefinite · 0 investors · min. $1 · role: Executive Officer (Officer of Clarion Capital Management GP, LLC, the ultimate general partner of the Issuer.) EDGAR ↗

Raised $76.9M from 53 investors as of the latest filing. Robert is listed as executive officer on 2 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

CC
Pooled Investment Fund · group: Clarion Clo

Clarion CLO Opportunity Fund II (Offshore), LP

New York, NY · May 4, 2021 → May 4, 2022 · 2 filings
  • May 4, 2022 · D/A · $89,000,000 sold of Indefinite · 21 investors · min. $1 · role: Executive Officer (Officer of Clarion Capital Management GP, LLC, the ultimate general partner of the Issuer.) EDGAR ↗
  • May 4, 2021 · D · $0 sold of Indefinite · 0 investors · min. $1 · role: Executive Officer (Officer of Clarion Capital Management GP, LLC, the ultimate general partner of the Issuer.) EDGAR ↗

Raised $89M from 21 investors as of the latest filing. Robert is listed as executive officer on 2 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

CC
Pooled Investment Fund · group: Clarion Clo

Clarion CLO Opportunity Fund II, LP

New York, NY · May 4, 2021 → May 4, 2022 · 2 filings
  • May 4, 2022 · D/A · $775,000 sold of Indefinite · 1 investors · min. $1 · role: Executive Officer (Officer of Clarion Capital Management GP, LLC, the ultimate general partner of the Issuer.) EDGAR ↗
  • May 4, 2021 · D · $0 sold of Indefinite · 0 investors · min. $1 · role: Executive Officer (Officer of Clarion Capital Management GP, LLC, the ultimate general partner of the Issuer.) EDGAR ↗

Raised $775K from 1 investor as of the latest filing. Robert is listed as executive officer on 2 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

CC
Pooled Investment Fund · group: Clarion Clo

CAS Co-Invest, LP

New York, NY · Mar 28, 2022
  • Mar 28, 2022 · D · $20,400,000 sold of Indefinite · 41 investors · min. $1 · role: Executive Officer (Officer of Clarion Capital Management GP, LLC, the ultimate general partner of the Issuer.) EDGAR ↗

Raised $20.4M from 41 investors as of the latest filing. Robert is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

CC
Pooled Investment Fund · group: Clarion Clo

Clarion CLO Opportunity Fund (Offshore), LP

New York, NY · Jun 13, 2019 → Jun 15, 2020 · 2 filings
  • Jun 15, 2020 · D/A · $4,850,000 sold of $250,000,000 · 8 investors · min. $1 · role: Executive Officer (Officer of Clarion Capital Management GP, LLC, the ultimate general partner of the Issuer.) EDGAR ↗
  • Jun 13, 2019 · D · $0 sold of $250,000,000 · 0 investors · min. $1 · role: Executive Officer (Officer of Clarion Capital Management GP, LLC, the ultimate general partner of the Issuer.) EDGAR ↗

Raised $4.85M from 8 investors (2% of the $250M target) as of the latest filing. Robert is listed as executive officer on 2 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

CC
Pooled Investment Fund · group: Clarion Clo

Clarion CLO Opportunity Fund, LP

New York, NY · Jun 13, 2019 → Jun 15, 2020 · 2 filings
  • Jun 15, 2020 · D/A · $65,195,000 sold of $250,000,000 · 50 investors · min. $1 · role: Executive Officer (Officer of Clarion Capital Management GP, LLC, the ultimate general partner of the Issuer.) EDGAR ↗
  • Jun 13, 2019 · D · $0 sold of $250,000,000 · 0 investors · min. $1 · role: Executive Officer (Officer of Clarion Capital Management GP, LLC, the ultimate general partner of the Issuer.) EDGAR ↗

Raised $65.2M from 50 investors (26% of the $250M target) as of the latest filing. Robert is listed as executive officer on 2 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

CR
Pooled Investment Fund · group: J P Morgan

CD&R Fund X Private Investors Cayman, L.P.

New York, NY · Apr 19, 2017
  • Apr 19, 2017 · D · $99,050,000 sold of Indefinite · 126 investors · min. $100,000 · role: Director (Director of J.P. Morgan Private Investments Inc., Administrator) EDGAR ↗

Raised $99M from 126 investors as of the latest filing. Robert is listed as director.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

OP
Pooled Investment Fund · group: J P Morgan

OZA Private Investors Offshore Ltd.

New York, NY · Apr 22, 2014 → Mar 21, 2017 · 4 filings
  • Mar 21, 2017 · D/A · $189,880,000 sold of Indefinite · 272 investors · min. $100,000 · role: Director (Director of J.P. Morgan Private Investments Inc., Administrator) EDGAR ↗
  • Mar 22, 2016 · D/A · $189,880,000 sold of Indefinite · 272 investors · min. $100,000 · role: Director (Director of J.P. Morgan Private Investments Inc., Administrator) EDGAR ↗
  • Apr 22, 2015 · D/A · $187,440,000 sold of Indefinite · 264 investors · min. $100,000 · role: Director (Director of J.P. Morgan Private Investments Inc., Administrator) EDGAR ↗
  • Apr 22, 2014 · D/A · $151,835,000 sold of Indefinite · 243 investors · min. $100,000 · role: Director (Director of J.P. Morgan Private Investments Inc., Administrator) EDGAR ↗

Raised $189.9M from 272 investors as of the latest filing. Robert is listed as director on 4 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

OP
Pooled Investment Fund · group: J P Morgan

OZA Private Investors LLC

New York, NY · Apr 22, 2014 → Mar 21, 2017 · 4 filings
  • Mar 21, 2017 · D/A · $172,590,000 sold of Indefinite · 52 investors · min. $100,000 · role: Director (Director of J.P. Morgan Private Investments Inc., Administrator) EDGAR ↗
  • Mar 22, 2016 · D/A · $172,590,000 sold of Indefinite · 52 investors · min. $100,000 · role: Director (Director of J.P. Morgan Private Investments Inc., Administrator) EDGAR ↗
  • Apr 22, 2015 · D/A · $170,540,000 sold of Indefinite · 48 investors · min. $100,000 · role: Director (Director of J.P. Morgan Private Investments Inc., Administrator) EDGAR ↗
  • Apr 22, 2014 · D/A · $149,960,000 sold of Indefinite · 57 investors · min. $100,000 · role: Director (Director of J.P. Morgan Private Investments Inc., Administrator) EDGAR ↗

Raised $172.6M from 57 investors as of the latest filing. Robert is listed as director on 4 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

1M
Pooled Investment Fund · group: J P Morgan

1992 Multi-Strategy Private Investors, LLC

New York, NY · Jan 31, 2017
  • Jan 31, 2017 · D/A · $977,501,845 sold of Indefinite · 704 investors · min. No minimum reported · role: Director (Robert Klein is a Director of J.P. Morgan Private Investments Inc., the Administrator of the Issuer. of J.P. Morgan Private Investments Inc., the Administrator of the Issuer.) EDGAR ↗

Raised $977.5M from 766 investors as of the latest filing. Robert is listed as director.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

HM
Pooled Investment Fund · group: J P Morgan

HMLP Multi-Strategy Private Investors Ltd.

New York, NY · Jan 31, 2017
  • Jan 31, 2017 · D/A · $214,515,553 sold of Indefinite · 221 investors · min. $100,000 · role: Director (Robert Klein is a Director of J.P. Morgan Private Investments Inc., the Administrator of the Issuer. of J.P. Morgan Private Investments Inc., the Administrator of the Issuer.) EDGAR ↗

Raised $214.5M from 221 investors as of the latest filing. Robert is listed as director.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

SO
Pooled Investment Fund · group: J P Morgan

Sculptor OF II Private Investors Offshore Ltd.

New York, NY · Mar 5, 2014 → Jan 24, 2017 · 4 filings
  • Jan 24, 2017 · D/A · $1,141,339,038 sold of Indefinite · 1,501 investors · min. $100,000 · role: Director (Director of J.P. Morgan Private Investments Inc., Administrator) EDGAR ↗
  • Feb 4, 2016 · D/A · $1,141,339,038 sold of Indefinite · 1,501 investors · min. $100,000 · role: Director (Director of J.P. Morgan Private Investments Inc., Administrator) EDGAR ↗
  • Mar 3, 2015 · D/A · $1,090,084,038 sold of Indefinite · 1,425 investors · min. $100,000 · role: Director (Director of J.P. Morgan Private Investments Inc., Administrator) EDGAR ↗
  • Mar 5, 2014 · D/A · $821,970,218 sold of Indefinite · 1,390 investors · min. $100,000 · role: Director (Director of J.P. Morgan Private Investments Inc., Administrator) EDGAR ↗

Raised $1.3B from 1,705 investors as of the latest filing. Robert is listed as director on 4 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

SD
Pooled Investment Fund · group: J P Morgan

Sculptor DP II Private Investors LLC

New York, NY · Feb 5, 2014 → Jan 24, 2017 · 4 filings
  • Jan 24, 2017 · D/A · $1,749,173,367 sold of Indefinite · 1,221 investors · min. $100,000 · role: Director (Director of J.P. Morgan Private Investments Inc., Administrator) EDGAR ↗
  • Feb 4, 2016 · D/A · $1,749,173,367 sold of Indefinite · 1,221 investors · min. $100,000 · role: Director (Director of J.P. Morgan Private Investments Inc., Administrator) EDGAR ↗
  • Feb 4, 2015 · D/A · $1,692,198,367 sold of Indefinite · 1,168 investors · min. $100,000 · role: Director (Director of J.P. Morgan Private Investments Inc., Administrator) EDGAR ↗
  • Feb 5, 2014 · D/A · $1,269,454,625 sold of Indefinite · 1,153 investors · min. $100,000 · role: Director (Director of J.P. Morgan Private Investments Inc., Administrator) EDGAR ↗

Raised $1.91B from 1,405 investors as of the latest filing. Robert is listed as director on 4 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

BS
Pooled Investment Fund · group: J P Morgan

Benefit Street Partners IV Private Investors, LLC

New York, NY · Jan 20, 2017
  • Jan 20, 2017 · D · $235,300,000 sold of Indefinite · 276 investors · min. $100,000 · role: Director (Director of J.P. Morgan Private Investments Inc., Administrator) EDGAR ↗

Raised $235.3M from 276 investors as of the latest filing. Robert is listed as director.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

BS
Pooled Investment Fund · group: J P Morgan

Benefit Street Partners IV Private Investors Offshore, L.P.

New York, NY · Jan 20, 2017
  • Jan 20, 2017 · D · $76,000,000 sold of Indefinite · 82 investors · min. $100,000 · role: Director (Director of J.P. Morgan Private Investments Inc., Administrator) EDGAR ↗

Raised $76M from 82 investors as of the latest filing. Robert is listed as director.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

MF
Pooled Investment Fund · group: J P Morgan

MANAGED FUTURES LLC

New York, NY · Dec 15, 2014 → Dec 15, 2016 · 3 filings
  • Dec 15, 2016 · D/A · $910,974,300 sold of Indefinite · 686 investors · min. No minimum reported · role: Director (Director of J.P. Morgan Private Investments Inc., the Investment Advisor) EDGAR ↗
  • Dec 15, 2015 · D/A · $824,020,300 sold of Indefinite · 559 investors · min. No minimum reported · role: Director (Director of J.P. Morgan Private Investments Inc., the Investment Advisor) EDGAR ↗
  • Dec 15, 2014 · D/A · $717,658,800 sold of Indefinite · 451 investors · min. No minimum reported · role: Director (Director of J.P. Morgan Private Investments Inc., the Investment Advisor) EDGAR ↗

Raised $954.6M from 720 investors as of the latest filing. Robert is listed as director on 3 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

BP
Pooled Investment Fund · group: J P Morgan

BW PRIVATE INVESTORS, LLC

New York, NY · Dec 5, 2014 → Dec 7, 2016 · 3 filings
  • Dec 7, 2016 · D/A · $735,081,000 sold of Indefinite · 449 investors · min. $250,000 · role: Director ("Director of J.P. Morgan Private Investments Inc., Investment Advisor of Issuer (""Investment Advisor"")") EDGAR ↗
  • Dec 7, 2015 · D/A · $714,021,000 sold of Indefinite · 425 investors · min. $250,000 · role: Director ("Director of J.P. Morgan Private Investments Inc., Investment Advisor of Issuer (""Investment Advisor"")") EDGAR ↗
  • Dec 5, 2014 · D/A · $557,435,000 sold of Indefinite · 508 investors · min. $250,000 · role: Director (Director of Investment Advisor) EDGAR ↗

Raised $864.3M from 613 investors as of the latest filing. Robert is listed as director on 3 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

BP
Pooled Investment Fund · group: J P Morgan

BW PRIVATE INVESTORS OFFSHORE, LTD.

Grand Cayman, Cayman Islands (as filed: E9) · Dec 7, 2015 → Dec 7, 2016 · 2 filings
  • Dec 7, 2016 · D/A · $579,261,000 sold of Indefinite · 316 investors · min. $100,000 · role: Director (Director of Investment Advisor) EDGAR ↗
  • Dec 7, 2015 · D/A · $563,341,000 sold of Indefinite · 289 investors · min. $100,000 · role: Director (Director of Investment Advisor) EDGAR ↗

Raised $769.6M from 720 investors as of the latest filing. Robert is listed as director on 2 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

DG
Pooled Investment Fund · group: J P Morgan

DFJ Growth 2016 Private Investors, LLC

New York, NY · Jul 6, 2016
  • Jul 6, 2016 · D · $61,100,000 sold of Indefinite · 51 investors · min. $100,000 · role: Director (Director of J.P. Morgan Private Investments Inc., Administrator) EDGAR ↗

Raised $61.1M from 51 investors as of the latest filing. Robert is listed as director.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

DG
Pooled Investment Fund · group: J P Morgan

DFJ Growth 2016 Private Investors Offshore, L.P.

New York, NY · Jul 6, 2016
  • Jul 6, 2016 · D · $64,250,000 sold of Indefinite · 54 investors · min. $100,000 · role: Director (Director of J.P. Morgan Private Investments Inc., Administrator) EDGAR ↗

Raised $64.3M from 54 investors as of the latest filing. Robert is listed as director.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

MP
Pooled Investment Fund · group: J P Morgan

Mezzanine Private Investors III, LLC

New York, NY · Jun 2, 2016
  • Jun 2, 2016 · D · $936,120,000 sold of Indefinite · 909 investors · min. $100,000 · role: Director (Director of J.P. Morgan Private Investments Inc., Administrator) EDGAR ↗

Raised $936.1M from 909 investors as of the latest filing. Robert is listed as director.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

MP
Pooled Investment Fund · group: J P Morgan

Mezzanine Private Investors Offshore III, L.P.

New York, NY · Jun 2, 2016
  • Jun 2, 2016 · D · $429,900,000 sold of Indefinite · 349 investors · min. $100,000 · role: Director (Director of J.P. Morgan Private Investments Inc., Administrator) EDGAR ↗

Raised $429.9M from 349 investors as of the latest filing. Robert is listed as director.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

CV
Pooled Investment Fund · group: J P Morgan

CIP VI Private Investors Offshore, L.P.

New York, NY · Feb 12, 2016
  • Feb 12, 2016 · D · $140,500,000 sold of Indefinite · 95 investors · min. $100,000 · role: Director (Director of J.P. Morgan Private Investments Inc., Administrator) EDGAR ↗

Raised $140.5M from 95 investors as of the latest filing. Robert is listed as director.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

CV
Pooled Investment Fund · group: J P Morgan

CIP VI Private Investors, LLC

New York, NY · Feb 12, 2016
  • Feb 12, 2016 · D · $137,150,000 sold of Indefinite · 137 investors · min. $100,000 · role: Director (Director of J.P. Morgan Private Investments Inc., Administrator) EDGAR ↗

Raised $137.2M from 137 investors as of the latest filing. Robert is listed as director.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

GE
Pooled Investment Fund · group: J P Morgan

GSO Energy Private Investors Offshore, L.P.

New York, NY · Jun 25, 2015
  • Jun 25, 2015 · D · $292,800,000 sold of Indefinite · 214 investors · min. $100,000 · role: Director (Director of J.P. Morgan Private Investments Inc., Administrator) EDGAR ↗

Raised $292.8M from 214 investors as of the latest filing. Robert is listed as director.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

GE
Pooled Investment Fund · group: J P Morgan

GSO Energy Private Investors, LLC

New York, NY · Jun 25, 2015
  • Jun 25, 2015 · D · $298,250,000 sold of Indefinite · 297 investors · min. $100,000 · role: Director (Director of J.P. Morgan Private Investments Inc., Administrator) EDGAR ↗

Raised $298.3M from 297 investors as of the latest filing. Robert is listed as director.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

RG
Pooled Investment Fund · group: J P Morgan

RS Global Energy & Power Private Investors Offshore VI, L.P.

New York, NY · Apr 27, 2015
  • Apr 27, 2015 · D · $331,350,000 sold of Indefinite · 211 investors · min. $100,000 · role: Director (Director of J.P. Morgan Private Investments Inc., Administrator) EDGAR ↗

Raised $331.4M from 211 investors as of the latest filing. Robert is listed as director.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

RG
Pooled Investment Fund · group: J P Morgan

RS Global Energy & Power Private Investors VI, LLC

New York, NY · Apr 27, 2015
  • Apr 27, 2015 · D · $678,840,000 sold of Indefinite · 600 investors · min. $100,000 · role: Director (Director of J.P. Morgan Private Investments Inc., Administrator) EDGAR ↗

Raised $678.8M from 600 investors as of the latest filing. Robert is listed as director.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

JP
Pooled Investment Fund · group: J P Morgan

J.P. Morgan Leveraged Loans Master Fund L.P.

New York, NY · Apr 8, 2014 → Apr 8, 2015 · 3 filings
  • Apr 8, 2015 · D/A · $1,193,558,000 sold of Indefinite · 3 investors · min. $100,000 · role: Director (Director of J.P. Morgan Private Investments International Inc., General Partner) EDGAR ↗
  • Apr 25, 2014 · D/A · $1,187,343,000 sold of Indefinite · 3 investors · min. $100,000 · role: Director (Director of J.P. Morgan Private Investments International Inc., General Partner) EDGAR ↗
  • Apr 8, 2014 · D/A · $50,000,000 sold of Indefinite · 1 investors · min. $100,000 · role: Director (Director of J.P. Morgan Private Investments International Inc., General Partner) EDGAR ↗

Raised $1.19B from 3 investors as of the latest filing. Robert is listed as director on 3 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

JP
Pooled Investment Fund · group: J P Morgan

J.P. Morgan Leveraged Loans Ltd.

New York, NY · Apr 8, 2014 → Apr 8, 2015 · 2 filings
  • Apr 8, 2015 · D/A · $780,046,000 sold of Indefinite · 1,571 investors · min. $100,000 · role: Director (Director of J.P. Morgan Private Investments Inc., Manager) EDGAR ↗
  • Apr 8, 2014 · D/A · $773,831,000 sold of Indefinite · 1,559 investors · min. $100,000 · role: Director (Director of J.P. Morgan Private Investments Inc., Manager) EDGAR ↗

Raised $780M from 1,571 investors as of the latest filing. Robert is listed as director on 2 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

PI
Pooled Investment Fund · group: J P Morgan

Perry Investors Offshore Ltd.

New York, NY · Feb 4, 2014 → Feb 4, 2015 · 2 filings
  • Feb 4, 2015 · D/A · $538,220,000 sold of Indefinite · 888 investors · min. $100,000 · role: Director (Director of J.P. Morgan Private Investments Inc., Administrator) EDGAR ↗
  • Feb 4, 2014 · D/A · $256,040,000 sold of Indefinite · 536 investors · min. $100,000 · role: Director (Director of J.P. Morgan Private Investments Inc., Administrator) EDGAR ↗

Raised $538.2M from 888 investors as of the latest filing. Robert is listed as director on 2 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

PI
Pooled Investment Fund · group: J P Morgan

Perry Investors LLC

New York, NY · Feb 4, 2014 → Feb 4, 2015 · 2 filings
  • Feb 4, 2015 · D/A · $246,263,000 sold of Indefinite · 207 investors · min. $100,000 · role: Director (Director of J.P. Morgan Private Investments Inc., Administrator) EDGAR ↗
  • Feb 4, 2014 · D/A · $179,035,000 sold of Indefinite · 167 investors · min. $100,000 · role: Director (Director of J.P. Morgan Private Investments Inc., Administrator) EDGAR ↗

Raised $246.3M from 207 investors as of the latest filing. Robert is listed as director on 2 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

GV
Pooled Investment Fund · group: J P Morgan

GIF V Private Investors Offshore, L.P.

New York, NY · Jun 27, 2014
  • Jun 27, 2014 · D · $79,800,000 sold of Indefinite · 56 investors · min. $100,000 · role: Director (Director of J.P. Morgan Private Investments Inc., Administrator) EDGAR ↗

Raised $79.8M from 56 investors as of the latest filing. Robert is listed as director.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

GV
Pooled Investment Fund · group: J P Morgan

GIF V Private Investors, LLC

New York, NY · Jun 27, 2014
  • Jun 27, 2014 · D · $105,250,000 sold of Indefinite · 133 investors · min. $100,000 · role: Director (Director of J.P. Morgan Private Investments Inc., Administrator) EDGAR ↗

Raised $105.3M from 133 investors as of the latest filing. Robert is listed as director.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

JP
Pooled Investment Fund · group: J P Morgan

J.P. Morgan-BlackRock Opportunistic RMBS LLC

New York, NY · Apr 16, 2014
  • Apr 16, 2014 · D/A · $419,660,000 sold of Indefinite · 508 investors · min. $100,000 · role: Executive Officer (Director of J.P. Morgan Private Investments Inc., Managing Member) EDGAR ↗

Raised $419.7M from 511 investors as of the latest filing. Robert is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

JP
Pooled Investment Fund · group: J P Morgan

J.P. Morgan-BlackRock Opportunistic RMBS Master Fund L.P.

New York, NY · Apr 16, 2014
  • Apr 16, 2014 · D/A · $868,105,000 sold of Indefinite · 2 investors · min. $100,000 · role: Director (Director of J.P. Morgan Private Investments International Inc., General Partner) EDGAR ↗

Raised $868.1M from 2 investors as of the latest filing. Robert is listed as director.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

CR
Pooled Investment Fund · group: J P Morgan

CD&R Fund IX Private Investors, LLC

New York, NY · Apr 9, 2014
  • Apr 9, 2014 · D · $106,625,000 sold of Indefinite · 119 investors · min. $100,000 · role: Director (Director of J.P. Morgan Private Investments Inc., Administrator) EDGAR ↗

Raised $106.6M from 119 investors as of the latest filing. Robert is listed as director.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

CR
Pooled Investment Fund · group: J P Morgan

CD&R Fund IX Private Investors Offshore, L.P.

New York, NY · Apr 9, 2014
  • Apr 9, 2014 · D · $87,375,000 sold of Indefinite · 96 investors · min. $100,000 · role: Director (Director of J.P. Morgan Private Investments Inc., Administrator) EDGAR ↗

Raised $87.4M from 96 investors as of the latest filing. Robert is listed as director.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

JP
Pooled Investment Fund · group: J P Morgan

J.P. Morgan Leveraged Loans LLC

New York, NY · Apr 8, 2014
  • Apr 8, 2014 · D/A · $363,512,000 sold of Indefinite · 487 investors · min. $100,000 · role: Director (Director of J.P. Morgan Private Investments Inc., Managing Member) EDGAR ↗

Raised $363.5M from 487 investors as of the latest filing. Robert is listed as director.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

MS
Pooled Investment Fund

MULTI-STRATEGY FUND I, LTD.

George Town, Cayman Islands (as filed: E9) · Mar 5, 2013 → Mar 5, 2014 · 3 filings
  • Mar 5, 2014 · D/A · $2,728,424,696 sold of Indefinite · 357 investors · min. $250,000 · role: Director EDGAR ↗
  • Mar 5, 2014 · D · $2,728,424,696 sold of Indefinite · 357 investors · min. $250,000 · role: Director EDGAR ↗
  • Mar 5, 2013 · D/A · $2,725,616,696 sold of Indefinite · 357 investors · min. $250,000 · role: Director EDGAR ↗

Raised $2.76B from 357 investors as of the latest filing. Robert is listed as director on 3 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

4F
Pooled Investment Fund · group: J P Morgan

475 Fund, Ltd.

Grand Cayman, Cayman Islands (as filed: E9) · Jul 10, 2013 → Mar 5, 2014 · 2 filings
  • Mar 5, 2014 · D/A · $172,260,912 sold of Indefinite · 2 investors · min. No minimum reported · role: Director EDGAR ↗
  • Jul 10, 2013 · D · $60,000,000 sold of Indefinite · 1 investors · min. No minimum reported · role: Director EDGAR ↗

Raised $192.3M from 2 investors as of the latest filing. Robert is listed as director on 2 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

MS
Pooled Investment Fund · group: J P Morgan

MULTI-STRATEGY FUND II, LTD.

George Town, Grand Cayman, Cayman Islands (as filed: E9) · Mar 5, 2013 → Mar 5, 2014 · 2 filings
  • Mar 5, 2014 · D/A · $4,438,407,614 sold of Indefinite · 584 investors · min. $250,000 · role: Director EDGAR ↗
  • Mar 5, 2013 · D/A · $4,209,199,596 sold of Indefinite · 580 investors · min. $250,000 · role: Director EDGAR ↗

Raised $4.67B from 604 investors as of the latest filing. Robert is listed as director on 2 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

CP
Pooled Investment Fund · group: J P Morgan

CAP IV Private Investors, LLC

New York, NY · Feb 11, 2014
  • Feb 11, 2014 · D · $125,500,000 sold of Indefinite · 125 investors · min. $100,000 · role: Director (Director of J.P. Morgan Private Investments Inc., Administrator) EDGAR ↗

Raised $125.5M from 125 investors as of the latest filing. Robert is listed as director.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

CP
Pooled Investment Fund · group: J P Morgan

CAP IV Private Investors Offshore, L.P.

New York, NY · Feb 11, 2014
  • Feb 11, 2014 · D · $102,825,000 sold of Indefinite · 95 investors · min. $100,000 · role: Director (Director of J.P. Morgan Private Investments Inc., Administrator) EDGAR ↗

Raised $102.8M from 95 investors as of the latest filing. Robert is listed as director.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

OS
Pooled Investment Fund · group: J P Morgan

Omni SPC, Ltd.

George Town, Grand Cayman, Cayman Islands (as filed: E9) · Mar 5, 2013
  • Mar 5, 2013 · D/A · $36,853,144 sold of Indefinite · 8 investors · min. No minimum reported · role: Director EDGAR ↗

Raised $2.25B from 210 investors as of the latest filing. Robert is listed as director.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

VE
Other

Valley Electric Co. of Mt. Vernon, Inc.

Everett, WA · Jan 9, 2013
  • Jan 9, 2013 · D · $1,500,000 sold of $1,500,000 · 4 investors · min. No minimum reported · role: Director EDGAR ↗

Raised $1.5M from 4 investors (100% of the $1.5M target) as of the latest filing. Robert is listed as director.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

BV
Pooled Investment Fund · group: J P Morgan

BCP VI Private Investors Offshore, L.P.

Grand Cayman, Cayman Islands (as filed: E9) · Feb 22, 2010
  • Feb 22, 2010 · D · $55,100,000 sold of Indefinite · 31 investors · min. $500,000 · role: Executive Officer EDGAR ↗

Raised $55.1M from 31 investors as of the latest filing. Robert is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

BV
Pooled Investment Fund · group: J P Morgan

BCP VI Private Investors, LLC

New York, United States (as filed: X1) · Feb 22, 2010
  • Feb 22, 2010 · D · $246,750,000 sold of Indefinite · 315 investors · min. $500,000 · role: Executive Officer EDGAR ↗

Raised $246.8M from 315 investors as of the latest filing. Robert is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

Other pages with the same name (8)

Separate person records under the same name, not combined with this page. Each line says whether it shares an issuer with this record.

  • Robert Klein — CA, 3 issuers, Oct 28, 2015 → Jul 14, 2026 · no shared issuer
  • Robert N. Klein — TN, 2 issuers, Dec 17, 2013 → Jan 11, 2018 · no shared issuer
  • Robert Klein — Ontario, Canada (as filed: A6), 1 issuer, Jan 11, 2017 → Jun 23, 2025 · no shared issuer
  • Robert Klein — NJ, 1 issuer, Jun 27, 2017 → Jun 27, 2017 · no shared issuer
  • Robert A Klein — MD, 1 issuer, Jul 27, 2017 → Jan 23, 2018 · no shared issuer
  • Robert Klein — WA, 1 issuer, Apr 12, 2018 → Apr 12, 2018 · no shared issuer
  • Robert Klein — NV, 1 issuer, Jul 31, 2025 → Jul 31, 2025 · no shared issuer
  • Robert D. Klein — CA, 1 issuer, Sep 24, 2019 → Sep 24, 2019 · no shared issuer

People around Robert 40

Officers, directors, promoters and management entities named on the same filings, as of Oct 23, 2026, 5:45 PM ET. Showing the 40 with the most shared filings.

JP
Management entity

J. P. Morgan Private Investments Inc.

Director, Executive Officer, Promoter · 44 shared filings (29 issuers) · also on 380 other issuers

J. P. Morgan Private Investments Inc. is on 409 issuers in total — a repeat sponsor. Their page lists every one.

CP
Management entity

CAP IV Private Investors GP, Ltd.

Executive Officer · 1 shared filing (1 issuer)

Listed on the same filings as Robert Klein. Their page shows their other deals.

GP
Management entity

GIF Private Investors GP, Ltd.

Executive Officer · 1 shared filing (1 issuer)

Listed on the same filings as Robert Klein. Their page shows their other deals.

RV
Management entity

RS VI Private Investors GP, Ltd.

Executive Officer, Promoter · 1 shared filing (1 issuer)

Listed on the same filings as Robert Klein. Their page shows their other deals.

CV
Management entity

CIP VI Private Investors GP, Ltd.

Executive Officer, Promoter · 1 shared filing (1 issuer)

Listed on the same filings as Robert Klein. Their page shows their other deals.

GH
No photo found yet (own website and image search run after this page is viewed)
Person

Glenn Hill

Executive Officer, Director · 59 shared filings (37 issuers) · also on 41 other issuers

Glenn Hill is on 78 issuers in total — a repeat sponsor. Their page lists every one.

TM
No photo found yet (own website and image search run after this page is viewed)
Person

Thomas McGraw

Director, Executive Officer · 58 shared filings (36 issuers) · also on 36 other issuers

Thomas McGraw is on 72 issuers in total — a repeat sponsor. Their page lists every one.

JK
No photo found yet (own website and image search run after this page is viewed)
Person

Jote Kassa

Executive Officer, Director · 58 shared filings (37 issuers) · also on 12 other issuers

Jote Kassa is on 49 issuers in total — a repeat sponsor. Their page lists every one.

DW
No photo found yet (own website and image search run after this page is viewed)
Person

David Wezdenko

Executive Officer, Director · 57 shared filings (35 issuers) · also on 38 other issuers

David Wezdenko is on 73 issuers in total — a repeat sponsor. Their page lists every one.

LP
No photo found yet (own website and image search run after this page is viewed)
Person

Laura Pantaleo

Director · 32 shared filings (23 issuers) · also on 5 other issuers

Laura Pantaleo is on 28 issuers in total — a repeat sponsor. Their page lists every one.

EK
No photo found yet (own website and image search run after this page is viewed)
Person

Eric D. Kogan

Executive Officer · 21 shared filings (10 issuers) · also on 12 other issuers

Eric D. Kogan is on 22 issuers in total — a repeat sponsor. Their page lists every one.

MU
No photo found yet (own website and image search run after this page is viewed)
Person

Marc A. Utay

Executive Officer · 21 shared filings (10 issuers) · also on 12 other issuers

Marc A. Utay is on 22 issuers in total — a repeat sponsor. Their page lists every one.

MC
No photo found yet (own website and image search run after this page is viewed)
Person

Margaret Conklin

Executive Officer, Director · 20 shared filings (19 issuers) · also on 36 other issuers

Margaret Conklin is on 55 issuers in total — a repeat sponsor. Their page lists every one.

MP
No photo found yet (own website and image search run after this page is viewed)
Person

Mark Padley

Director · 16 shared filings (12 issuers) · also on 4 other issuers

Mark Padley is on 16 issuers in total — a repeat sponsor. Their page lists every one.

LG
No photo found yet (own website and image search run after this page is viewed)
Person

Laren Gillespie

Director · 10 shared filings (6 issuers) · also on 70 other issuers

Laren Gillespie is on 76 issuers in total — a repeat sponsor. Their page lists every one.

JH
No photo found yet (own website and image search run after this page is viewed)
Person

Jon Herrick

Director · 10 shared filings (8 issuers) · also on 45 other issuers

Jon Herrick is on 53 issuers in total — a repeat sponsor. Their page lists every one.

DM
No photo found yet (own website and image search run after this page is viewed)
Person

Doug Mellinger

Director · 10 shared filings (4 issuers) · also on 4 other issuers

Doug Mellinger is on 8 issuers in total — a repeat sponsor. Their page lists every one.

RS
No photo found yet (own website and image search run after this page is viewed)
Person

Ryan Schroeder

Executive Officer, Director · 9 shared filings (5 issuers) · also on 4 other issuers

Ryan Schroeder is on 9 issuers in total — a repeat sponsor. Their page lists every one.

KR
No photo found yet (own website and image search run after this page is viewed)
Person

Kurt Reid

Director · 9 shared filings (9 issuers) · also on 5 other issuers

Kurt Reid is on 14 issuers in total — a repeat sponsor. Their page lists every one.

JH
No photo found yet (own website and image search run after this page is viewed)
Person

Jacqueline Haynes

Director · 8 shared filings (8 issuers) · also on 17 other issuers

Jacqueline Haynes is on 25 issuers in total — a repeat sponsor. Their page lists every one.

MS
No photo found yet (own website and image search run after this page is viewed)
Person

Mary Savino

Executive Officer, Director · 7 shared filings (7 issuers) · also on 3 other issuers

Mary Savino is on 10 issuers in total — a repeat sponsor. Their page lists every one.

CF
No photo found yet (own website and image search run after this page is viewed)
Person

Christine Fletcher

Director · 6 shared filings (2 issuers) · also on 59 other issuers

Christine Fletcher is on 61 issuers in total — a repeat sponsor. Their page lists every one.

RR
No photo found (searched own website, image search on Oct 24, 2026)
Person

Richard Ruffer

Director · 6 shared filings (4 issuers) · also on 456 other issuers

Richard Ruffer is on 460 issuers in total — a repeat sponsor. Their page lists every one.

MC
No photo found yet (own website and image search run after this page is viewed)
Person

Michelle M. Wilson-Clarke

Director · 6 shared filings (3 issuers) · also on 154 other issuers

Michelle M. Wilson-Clarke is on 157 issuers in total — a repeat sponsor. Their page lists every one.

SB
No photo found yet (own website and image search run after this page is viewed)
Person

Seth Bernstein

Executive Officer, Director · 6 shared filings (6 issuers) · also on 4 other issuers

Seth Bernstein is on 10 issuers in total — a repeat sponsor. Their page lists every one.

JF
No photo found yet (own website and image search run after this page is viewed)
Person

Jennifer Fischetti

Director · 6 shared filings (2 issuers) · also on 13 other issuers

Jennifer Fischetti is on 15 issuers in total — a repeat sponsor. Their page lists every one.

CB
No photo found yet (own website and image search run after this page is viewed)
Person

Christopher Bryan

Director · 6 shared filings (6 issuers) · also on 38 other issuers

Christopher Bryan is on 44 issuers in total — a repeat sponsor. Their page lists every one.

DS
No photo found yet (own website and image search run after this page is viewed)
Person

Don Seymour

Director · 6 shared filings (6 issuers) · also on 14 other issuers

Don Seymour is on 20 issuers in total — a repeat sponsor. Their page lists every one.

KP
No photo found yet (own website and image search run after this page is viewed)
Person

Kevin A. Phillip

Director · 6 shared filings (6 issuers) · also on 14 other issuers

Kevin A. Phillip is on 20 issuers in total — a repeat sponsor. Their page lists every one.

WK
No photo found (searched own website, image search on Oct 24, 2026)
Person

Warren Keens

Director · 4 shared filings (2 issuers) · also on 124 other issuers

Warren Keens is on 126 issuers in total — a repeat sponsor. Their page lists every one.

SF
No photo found yet (own website and image search run after this page is viewed)
Person

Sabrina Foster

Director · 4 shared filings (2 issuers) · also on 41 other issuers

Sabrina Foster is on 43 issuers in total — a repeat sponsor. Their page lists every one.

The team behind the deals

JP
Sponsor group

J P Morgan

681 issuers · 1990 filings · $310.46B reported sold · 2008–2026

One team, 681 deal companies. Robert Klein is listed on 40 of them.

Sources

Issuers are grouped when their Form D filings share related persons, a management entity or a business address (automatic match from the filings). "Listed" marks the issuers that name Robert Klein.

CC
Sponsor group

Clarion Clo

20 issuers · 33 filings · $1.79B reported sold · 2009–2026

One team, 20 deal companies. Robert Klein is listed on 10 of them.

Sources

Issuers are grouped when their Form D filings share related persons, a management entity or a business address (automatic match from the filings). "Listed" marks the issuers that name Robert Klein.

BS
Sponsor group

Blue Spruce

7 issuers · 7 filings · $2.58M reported sold · 2011–2026

One team, 7 deal companies. Robert Klein is listed on 2 of them.

Sources

Issuers are grouped when their Form D filings share related persons, a management entity or a business address (automatic match from the filings). "Listed" marks the issuers that name Robert Klein.

Same business address

51 other issuers file from the same address (first 50 shown)

A shared address can mean the same team, a shared office building or a registered agent. It is a lead, not a conclusion.

Registrations and other filings

Business registration (state registry / Secretary of State)

Individuals are not matched to business registrations — registries list companies, and a name alone is not enough to tie a person to one. Officers and managers appear by name inside each matched company's record on the issuer pages. Registries searched: AL (Alabama Secretary of State — Business Entity Records (arc-sos.state.al.us), searched by issuer name, data as of Oct 24, 2026); CO (Colorado Secretary of State — Business Entities in Colorado (data.colorado.gov), data as of Oct 23, 2026); CT (Connecticut Secretary of the State — Business Registry (data.ct.gov), data as of Oct 24, 2026); FL (Florida Department of State, Division of Corporations — quarterly corporate data file (Sunbiz), data as of Oct 7, 2026); KY (Kentucky Secretary of State — Business Entity Search (sosbes.sos.ky.gov), searched by issuer name, data as of Oct 24, 2026); NY (New York Department of State — Corporations and Other Entities (data.ny.gov: All Filings + Active Corporations), data as of Oct 20, 2026); OR (Oregon Secretary of State — Active Businesses, All (data.oregon.gov), data as of Oct 20, 2026); PA (Pennsylvania Department of State — Registered Businesses, Current (data.pa.gov), data as of Oct 6, 2026); TX (Texas Comptroller — Active Franchise Taxpayers incl. Secretary of State file data (data.texas.gov), data as of Oct 24, 2026). Registries of other states have not been searched: many publish no bulk file and require a CAPTCHA or bot challenge on their search page, which we do not bypass (Delaware, for example, offers no public bulk file).

Adviser registration (Form ADV)

A person is never an adviser firm. 34 of the 54 issuers this person is listed on match a Form ADV adviser (searched 24,962 advisers as of Oct 2, 2026): BW PRIVATE INVESTORS, LLC, Sculptor OF II Private Investors Offshore Ltd., Sculptor DP II Private Investors LLC, BW PRIVATE INVESTORS OFFSHORE, LTD., Omni SPC, Ltd., 475 Fund, Ltd., MULTI-STRATEGY FUND II, LTD., OZA Private Investors Offshore Ltd., OZA Private Investors LLC, CD&R Fund X Private Investors Cayman, L.P., Benefit Street Partners IV Private Investors, LLC, Benefit Street Partners IV Private Investors Offshore, L.P., DFJ Growth 2016 Private Investors, LLC, DFJ Growth 2016 Private Investors Offshore, L.P., Mezzanine Private Investors III, LLC, Mezzanine Private Investors Offshore III, L.P., CIP VI Private Investors Offshore, L.P., CIP VI Private Investors, LLC, GSO Energy Private Investors Offshore, L.P., GSO Energy Private Investors, LLC, RS Global Energy & Power Private Investors Offshore VI, L.P., RS Global Energy & Power Private Investors VI, LLC, J.P. Morgan Leveraged Loans Ltd., Perry Investors Offshore Ltd., Perry Investors LLC, GIF V Private Investors Offshore, L.P., GIF V Private Investors, LLC, CD&R Fund IX Private Investors, LLC, CD&R Fund IX Private Investors Offshore, L.P., J.P. Morgan Leveraged Loans LLC, CAP IV Private Investors, LLC, CAP IV Private Investors Offshore, L.P., BCP VI Private Investors Offshore, L.P., BCP VI Private Investors, LLC.

Other offering types (Regulation A and Regulation Crowdfunding)

Searched SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 (51,358 records as of Oct 23, 2026, 8:41 PM ET) — nothing matched this name.

Property records none — individuals are not matched

Property records are matched to companies only, never to individuals, so none are matched to Robert Klein by design. Searched property records in Hillsborough County FL (Clerk recorded-document index Oct 14, 2026 to Oct 15, 2026 + FL DOR 2026 ownership roll), Miami-Dade County FL (FL DOR 2026 ownership roll), Harris County TX (HCAD 2026 ownership roll), Dallas County TX (DCAD 2026 ownership roll), New York City ACRIS documents and PLUTO ownership rows already retrieved for other issuers, Cook County IL sale and ownership rows already retrieved for other issuers (814,874 records as of Oct 23, 2026, 8:59 PM ET) for the 54 issuers this person is listed on — nothing matched.

Public profiles and social

Websites and social links of the issuers Robert Klein is listed on, as found in their SEC filings (Form C, Reg A, Form ADV, EDGAR profile) or on the sponsor's own site; none belongs to the person unless the sponsor's site says so. Checked Oct 24, 2026.

Look further

One-tap searches on sites we do not index ourselves, with the name pre-filled (George Town, Grand Cayman, E9). Each opens in a new tab; what you find there is not verified by PartnerFacts.

Found on the sponsor's own site

industry.com ↗ found on CD&R Fund X Private Investors Cayman, L.P. (industry.com — same registered sponsor family (group "J P Morgan"); known from issuer CIK 2126009 (probe))

Social and web

LinkedIn people search ↗Instagram ↗X (Twitter) ↗Facebook ↗YouTube ↗Google ↗Google Images ↗Google News ↗Meta Ad Library ↗

Courts

CourtListener / RECAP (federal) ↗PACER case locator (federal, login) ↗New York WebCivil Supreme ↗Washington Courts case search (dw.courts.wa.gov) ↗

Securities regulators

SEC EDGAR full-text search ↗SEC action look-up ↗FINRA BrokerCheck ↗SEC IAPD adviser search ↗

Business registries

New York Secretary of State business search ↗Washington Secretary of State business search ↗OpenCorporates ↗

Change history

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