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Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 10:54 AM ET

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Robert Klein

Named as an officer, director or promoter on SEC Form D filings · Ontario, Canada (as filed: A6) · Jan 11, 2017 → Jun 23, 2025

1deal (issuers)
$4.03Mreported sold
51investors
17Form D filings
2017–2025years on file
Follow this personLook further ↓PDF

Data last updated Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 24, 2026, 2:38 AM ET · SEC enforcement last checked: covered by the index scan as of Oct 24, 2026, 2:50 AM ET

The short version

Robert Klein is listed as an executive officer on 17 SEC Form D filings by 1 issuer between Jan 2017 and Jun 2025: Western Uranium & Vanadium Corp. (Toronto, Ontario, Canada (as filed: A6) — industry reported as "Other" — 2017–2025; $4.03M reported sold to 51 investors).

What this means One deal on file with the SEC. A Form D is the notice a company files after it starts selling a private investment — it is a notice, not an approval.

Listed alongside Andrew Wilder (17 shared filings), George Edwin Lee Glasier (17 shared filings), Bryan Steven Murphy (12 shared filings), Russell Steven Fryer (5 shared filings), Michael Rhodes Skutezky (2 shared filings) and 1 others.

What this means These are the other officers, directors or promoters the companies named on the same forms — the team around Robert. Each name links to their own page.

Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CO, CT, DC, DE, FINRA, FL, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VT, WA, WI, WV, WY) — none found.

What this means Nothing turned up where we looked (3 sources). That does not prove there is nothing — it means none was found in those sources on that date.

We compared 17 public filings for Robert Klein and found 16 differences, 2 worth asking the sponsor about: Amount sold went down between filings; 7 paid sellers are listed without a CRD number; and more below.

What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.

What the community is saying

Community search for Robert Klein has not run yet — it is joining a line of 62,983 names; searches run around the clock at the hosts' allowed rate. Searched so far: 745 names.

Community comments are quoted as written by their authors. Sources searched: Bing (site:reddit.com / site:biggerpockets.com) and Reddit's own search, plus DuckDuckGo/Brave/BiggerPockets search when they are answering.

Key records

Five things investors ask first. Items still in human review are counted, not shown.

1. Lawsuits

None found in sources searched — federal courts (CourtListener / RECAP), checked Oct 24, 2026

What was searched

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts State courts: not covered (one-tap state court links under Look further). PACER: not searched. · Last checked Oct 24, 2026, 2:38 AM ET.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

None found in sources searched — SEC enforcement releases (index scan as of Oct 24, 2026, 2:50 AM ET) · state securities regulators: 48 regulators (FINRA, NASAA, 37 states) — crawled Oct 24, 2026, 8:48 AM ET

What was searched

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — Searched SEC litigation releases and administrative proceedings (1995→ / 2007→) (30,205 records as of Oct 24, 2026, 2:50 AM ET) — nothing matched Robert Klein..

State securities regulators: Securities regulators searched (64,910 actions): FINRA (38,350 actions, 1995–2026), NASAA (31 actions, 2000–2026; listing starts 1997), AK Division of Banking and Securities (273 actions, 1971–2025), AL Securities Commission (880 actions, 2001–2026), AR Securities Department (1,305 actions, 1998–2026), AZ Corporation Commission Securities Division (411 actions, 2017–2026), CA DFPI (25 actions, 2007–2024; listing starts 2002 — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), CO Division of Securities (731 actions, 2001–2026; older years from the Internet Archive (snapshot of 2026-05-02)), CT Department of Banking Securities Division (940 actions, 2006–2026; older years from the Internet Archive (snapshot of 2026-04-22)), DC DISB Securities Bureau (25 actions, 2012–2026), DE DOJ Investor Protection Unit (257 actions, 1987–2026), FL Office of Financial Regulation (49 actions, 2018–2026), GA Secretary of State Securities Division (65 actions, 2015–2026; listing starts 2012), HI DCCA Securities Enforcement Branch (26 actions, 2012–2026), ID Department of Finance Securities Bureau (663 actions, 1994–2026), IL Secretary of State Securities Department (4,122 actions, 2003–2023), KS Insurance Department Securities Division (58 actions), KY Department of Financial Institutions (342 actions, 2005–2026), LA Office of Financial Institutions Securities Division (13 actions, 2010–2025; listing starts 2008), MA Secretary of the Commonwealth Securities Division (125 actions, 2012–2025; live site blocks automated access — loaded from the Internet Archive snapshot of 2026-02-04), MD Attorney General Securities Division (1,054 actions, 2004–2026), ME Office of Securities (539 actions, 2000–2026), MI LARA Corporations, Securities & Commercial Licensing Bureau (201 actions), MO Secretary of State Securities Division (919 actions, 1998–2026), MS Secretary of State Securities Division (209 actions, 1995–2026), MT Commissioner of Securities and Insurance (597 actions, 2000–2026), NC Secretary of State Securities Division (265 actions, 2004–2024), ND Securities Department (711 actions, 1990–2026; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2026-01-06), NH Bureau of Securities Regulation (402 actions, 2002–2026), NM Regulation and Licensing Department Securities Division (90 actions, 2010–2025), NV Secretary of State Securities Division (118 actions, 2018–2026), NY Attorney General Investor Protection Bureau (44 actions, 2012–2026), OH Division of Securities (327 actions, 1993–2006), OK Department of Securities (2,531 actions, 1998–2026), OR Division of Financial Regulation (589 actions, 1988–2026), PA Department of Banking and Securities (1,448 actions, 2008–2024; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2024-08-09), RI DBR Securities Division (98 actions, 2005–2025), SC Attorney General Securities Division (540 actions, 2006–2026), SD Division of Insurance – Securities Regulation (106 actions, 2017–2026), TN Department of Commerce and Insurance Securities Division (405 actions, 1992–2026), TX State Securities Board (936 actions, 1999–2026), UT Division of Securities (772 actions, 2000–2026; older years from the Internet Archive (snapshot of 2010-05-27)), VT DFR Securities Division (137 actions, 2010–2026), WA DFI (2,039 actions, 2001–2026), WI DFI Division of Securities (1,072 actions, 1998–2026), WV Securities Commission (State Auditor) (64 actions), WY Secretary of State Compliance Division (6 actions, 2016–2024) — last crawled Oct 24, 2026, 8:48 AM ET. No machine-readable public listing today for IA, IN, MN, NE, NJ, VA (see docs/state-regulators.md).

3. Bankruptcies

None found in sources searched — federal bankruptcy courts (CourtListener / RECAP), checked Oct 24, 2026

What was searched

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not covered (one-tap state court links under Look further). PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 2:38 AM ET.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

4. Differences between public sources

Comparisons cover issuers and sponsor groups — see the issuer pages under Deals

16 differences found between the filings for Robert Klein — 2 worth asking about (compared 17 filings on Oct 24, 2026)

Note · Nov 26, 2002 – Apr 16, 2003

Bankruptcy case: Sentry Medical Products, Inc. v. Glasier — filed Nov 26, 2002

United States Bankruptcy Court, D. Colorado docket "Sentry Medical Products, Inc. v. Glasier" filed Nov 26, 2002, closed Apr 16, 2003. George Edwin Lee Glasier (listed on the same filings) is listed as Defendant ("Glasier"). Our match estimate: 70%.

What this means A bankruptcy filing was found. Many are old or personal and have nothing to do with the deal — but ask what it was and when it closed.

Docket · United States Bankruptcy Court, D. Colorado ↗George Edwin Lee Glasier — PartnerFacts page ↗
Sources
Worth asking · Sep 27, 2017 – Nov 15, 2017

Amount sold went down between filings — Western Uranium & Vanadium Corp.

The Sep 27, 2017 filing says $394,896 sold; the Nov 15, 2017 Form D/A says $376,435 sold — $18,461 less.

What this means Amounts sold normally only go up as a raise continues. A drop can mean investors were refunded, a figure was corrected, or an earlier number was wrong. Ask the sponsor which it was.

Form D (earlier) · Sep 27, 2017 ↗Form D/A (later) · Nov 15, 2017 ↗Western Uranium & Vanadium Corp. — PartnerFacts page ↗
Sources
Worth asking · Apr 13, 2017 – Aug 25, 2022

7 paid sellers are listed without a CRD number

Paid seller listed without a CRD number: Red Cloud Securities Inc. — Western Uranium & Vanadium Corp. · Paid seller listed without a CRD number: Haywood Securities Inc. — Western Uranium & Vanadium Corp. · Paid seller listed without a CRD number: Leede Jones Gable Inc. — Western Uranium & Vanadium Corp. · Paid seller listed without a CRD number: Miron Car GmbH — Western Uranium & Vanadium Corp. · Paid seller listed without a CRD number: EDE Asset Management Inc. — Western Uranium & Vanadium Corp. · and 2 more

What this means Without a CRD number we cannot look a seller up on BrokerCheck. Ask who they are and whether they are registered.

Form D/A · Aug 25, 2022 ↗BrokerCheck search: Red Cloud Securities Inc. ↗Western Uranium & Vanadium Corp. — PartnerFacts page ↗Form D/A · Feb 4, 2022 ↗
Sources
Note · Apr 13, 2017 – Aug 25, 2022

CRD number for Canaccord Genuity Corp. appears on one filing and not another — Western Uranium & Vanadium Corp.

The Apr 13, 2017 filing lists Canaccord Genuity Corp. with CRD 1020; the Aug 25, 2022 Form D/A lists the same name with no CRD number.

What this means A CRD number is how you look a seller up on FINRA BrokerCheck. Missing it on a later form is usually a paperwork slip — use the number from the earlier form to check them.

Form D · Apr 13, 2017 ↗Form D/A · Aug 25, 2022 ↗FINRA BrokerCheck ↗Western Uranium & Vanadium Corp. — PartnerFacts page ↗
Sources
Note · Dec 13, 2021 – Dec 29, 2021

Form D filed 16 days after the first sale — Western Uranium & Vanadium Corp.

The filing says the first sale was Dec 13, 2021. The Form D was filed Dec 29, 2021 — 16 days later. The rule: a Form D is generally due within 15 days after the first sale, so this one is 1 days past that.

What this means A late notice is common and carries no penalty by itself. It is worth asking the sponsor why the paperwork lagged.

Form D · Dec 29, 2021 ↗Western Uranium & Vanadium Corp. — PartnerFacts page ↗
Sources
Note · Aug 7, 2018 – Aug 23, 2018

Form D filed 16 days after the first sale — Western Uranium & Vanadium Corp.

The filing says the first sale was Aug 7, 2018. The Form D was filed Aug 23, 2018 — 16 days later. The rule: a Form D is generally due within 15 days after the first sale, so this one is 1 days past that.

What this means A late notice is common and carries no penalty by itself. It is worth asking the sponsor why the paperwork lagged.

Form D · Aug 23, 2018 ↗Western Uranium & Vanadium Corp. — PartnerFacts page ↗
Sources
Note · Dec 29, 2017 – Jan 16, 2018

Form D filed 18 days after the first sale — Western Uranium & Vanadium Corp.

The filing says the first sale was Dec 29, 2017. The Form D was filed Jan 16, 2018 — 18 days later. The rule: a Form D is generally due within 15 days after the first sale, so this one is 3 days past that.

What this means A late notice is common and carries no penalty by itself. It is worth asking the sponsor why the paperwork lagged.

Form D · Jan 16, 2018 ↗Western Uranium & Vanadium Corp. — PartnerFacts page ↗
Sources
Note · Dec 28, 2016 – Jun 23, 2025

14 offerings have no amendment in the last 12 months and may still be open

No amendment in the last 12 months on an offering that may still be open — Western Uranium & Vanadium Corp. (latest filing Jun 23, 2025) · No amendment in the last 12 months on an offering that may still be open — Western Uranium & Vanadium Corp. (latest filing Nov 22, 2024) · No amendment in the last 12 months on an offering that may still be open — Western Uranium & Vanadium Corp. (latest filing Aug 25, 2022) · No amendment in the last 12 months on an offering that may still be open — Western Uranium & Vanadium Corp. (latest filing Feb 4, 2022) · No amendment in the last 12 months on an offering that may still be open — Western Uranium & Vanadium Corp. (latest filing Dec 29, 2021) · and 9 more

What this means SEC rules expect a yearly amendment while an offering is still going. Ask the sponsor which of these raises have closed.

Form D · Jun 23, 2025 ↗Western Uranium & Vanadium Corp. — PartnerFacts page ↗Form D · Nov 22, 2024 ↗Form D/A · Aug 25, 2022 ↗
Sources
Note · Mar 3, 2021 – Feb 4, 2022

Offering amount changed between filings — Western Uranium & Vanadium Corp.

The Mar 3, 2021 filing says $4,123,546 offered; the Feb 4, 2022 Form D/A says $10,069,950.

What this means The target raise changed. Raising the cap is common when a deal grows; ask whether the extra money has the same terms and use.

Form D (earlier) · Mar 3, 2021 ↗Form D/A (later) · Feb 4, 2022 ↗Western Uranium & Vanadium Corp. — PartnerFacts page ↗
Sources
Note · Sep 27, 2017 – Nov 15, 2017

Offering amount lowered between filings — Western Uranium & Vanadium Corp.

The Sep 27, 2017 filing says $1,009,178 offered; the Nov 15, 2017 Form D/A says $961,999.

What this means The target raise got smaller. That can mean the plan shrank or the sponsor stopped early. Ask what changed in the deal.

Form D (earlier) · Sep 27, 2017 ↗Form D/A (later) · Nov 15, 2017 ↗Western Uranium & Vanadium Corp. — PartnerFacts page ↗
Sources
Note · Jan 11, 2017 – Jan 16, 2018

Reported revenue range changed between filings — Western Uranium & Vanadium Corp.

"No Revenues" (Jan 11, 2017); then "$1 - $1,000,000" (Jan 16, 2018).

What this means This is the size band the issuer picks for itself on the form. A change can mean the business grew or shrank — or that it chose not to say. Ask for current numbers.

Form D · Jan 11, 2017 ↗Form D · Jan 16, 2018 ↗Western Uranium & Vanadium Corp. — PartnerFacts page ↗
Sources
Note · Oct 28, 2015 – Jul 14, 2026

Same name, different state: "Robert Klein" (CA) is a separate record

This page covers filings where the address state is A6. A separate record, "Robert Klein" with address state CA, is listed on 18 filings — most recently by Giovanni Medici Fund LP (Jul 14, 2026). Both records have filings in the same period (Jan 11, 2017 to Jun 23, 2025).

What this means Two records with one name were active at the same time. That can be one person listing different company addresses, or two different people. We keep them apart until a filing ties them together. Check both pages before you decide.

Robert Klein (CA) — PartnerFacts page ↗Form D/A · Jul 14, 2026 ↗Giovanni Medici Fund LP — PartnerFacts page ↗Robert Klein (A6) — this page ↗
Sources
Note · Feb 22, 2010 – Jun 11, 2026

Same name, different state: "Robert Klein" (NY) is a separate record

This page covers filings where the address state is A6. A separate record, "Robert Klein" with address state NY, is listed on 91 filings — most recently by RedBird Legends Feeder (TE), L.P. (Jun 11, 2026). Both records have filings in the same period (Jan 11, 2017 to Jun 23, 2025).

What this means Two records with one name were active at the same time. That can be one person listing different company addresses, or two different people. We keep them apart until a filing ties them together. Check both pages before you decide.

Robert Klein (NY) — PartnerFacts page ↗Form D · Jun 11, 2026 ↗RedBird Legends Feeder (TE), L.P. — PartnerFacts page ↗Robert Klein (A6) — this page ↗
Sources
Note · Jul 27, 2017 – Jan 23, 2018

Same name, different state: "Robert A Klein" (MD) is a separate record

This page covers filings where the address state is A6. A separate record, "Robert A Klein" with address state MD, is listed on 2 filings — most recently by Telepath Networks, Inc. (Jan 23, 2018). Both records have filings in the same period (Jul 27, 2017 to Jan 23, 2018).

What this means Two records with one name were active at the same time. That can be one person listing different company addresses, or two different people. We keep them apart until a filing ties them together. Check both pages before you decide.

Robert A Klein (MD) — PartnerFacts page ↗Form D/A · Jan 23, 2018 ↗Telepath Networks, Inc. — PartnerFacts page ↗Robert Klein (A6) — this page ↗
Sources
Note · Dec 17, 2013 – Jan 11, 2018

Same name, different state: "Robert N. Klein" (TN) is a separate record

This page covers filings where the address state is A6. A separate record, "Robert N. Klein" with address state TN, is listed on 3 filings — most recently by HAVASU REGIONAL MEDICAL CENTER, LLC (Jan 11, 2018). Both records have filings in the same period (Jan 11, 2017 to Jan 11, 2018).

What this means Two records with one name were active at the same time. That can be one person listing different company addresses, or two different people. We keep them apart until a filing ties them together. Check both pages before you decide.

Robert N. Klein (TN) — PartnerFacts page ↗Form D/A · Jan 11, 2018 ↗HAVASU REGIONAL MEDICAL CENTER, LLC — PartnerFacts page ↗Robert Klein (A6) — this page ↗
Sources
Note · Jun 27, 2017

Same name, different state: "Robert Klein" (NJ) is a separate record

This page covers filings where the address state is A6. A separate record, "Robert Klein" with address state NJ, is listed on 1 filing — most recently by ALTITUDE INTERNATIONAL HOLDINGS, INC. (Jun 27, 2017). Both records have filings in the same period (Jun 27, 2017).

What this means Two records with one name were active at the same time. That can be one person listing different company addresses, or two different people. We keep them apart until a filing ties them together. Check both pages before you decide.

Robert Klein (NJ) — PartnerFacts page ↗Form D · Jun 27, 2017 ↗ALTITUDE INTERNATIONAL HOLDINGS, INC. — PartnerFacts page ↗Robert Klein (A6) — this page ↗
Sources
What is compared

What is compared: every Form D and D/A we hold for this subject, side by side — filing dates vs. first-sale dates (the 15-day rule), amendment timing on open offerings (the yearly-amendment expectation), amounts sold, investor counts, offering amounts and minimums across amendments, industry and size bands, addresses, how each person's name and role is written, paid sellers' CRD numbers, and (for groups) where the member companies were formed and sit. Everything is as filed by the issuer; the SEC does not check it. Differences are common and usually have ordinary explanations — we show both values, the dates, and the source so you can ask. As of Oct 24, 2026.

5. Money to insiders

3 of 14 offerings report sales commissions totalling $313,406; 8 report finder's fees totalling $113,469; 0 report proceeds to related persons. (includes amounts the issuer reported as estimates)

Offering (latest filing)Sales commissionsFinder's feesTo insidersPaid to sell itSource
Jun 23, 2025 D
Western Uranium & Vanadium Corp.
File 021-549517
$78,504$0$0 (est.)
A portion of the net proceeds may be used for general working capital purposes, including for payments to officers and directors in the ordinary course, but proceeds are not earmarked for such payments
AGP Canada Investments ULC no CRD number reported
via A.G.P. / Alliance Global Partners (CRD 000008361 ↗)
EDGAR ↗
Nov 22, 2024 D
Western Uranium & Vanadium Corp.
File 021-530289
$0$0$0 (est.)
A portion of the net proceeds may be used for general working capital purposes, including for payments to officers and directors in the ordinary course, but proceeds are not earmarked for such payments
None listed on this filingEDGAR ↗
Aug 25, 2022 D/A
Western Uranium & Vanadium Corp.
File 021-432237
$130,686$0$0Canaccord Genuity Corp. no CRD number reported
Red Cloud Securities Inc. no CRD number reported		EDGAR ↗
Feb 4, 2022 D/A
Western Uranium & Vanadium Corp.
File 021-391152
$104,216$0$0 (est.)
A portion of the offering proceeds may be used for general working capital purposes, including payments to officers and directors in the ordinary course, but proceeds are not specifically earmarked for such payments.
Red Cloud Securities Inc. no CRD number reported
Haywood Securities Inc. no CRD number reported		EDGAR ↗
Dec 29, 2021 D
Western Uranium & Vanadium Corp.
File 021-427202
$0$3,753$0Leede Jones Gable Inc. no CRD number reportedEDGAR ↗
Jun 28, 2019 D
Western Uranium & Vanadium Corp.
File 021-343044
$0$0$0 (est.)
A portion of the offering proceeds may be used for general working capital purposes and thus may be used for payments to officers and directors in the ordinary course, but are not specifically earmarked for such payments.
None listed on this filingEDGAR ↗
May 1, 2019 D
Western Uranium & Vanadium Corp.
File 021-338607
$0$16,444$0 (est.)
A portion of the offering proceeds may be used for general working capital purposes and thus may be used for payments to officers and directors in the ordinary course, but are not specifically earmarked for such payments.
Canaccord Genuity Corp. no CRD number reported
via Canaccord Genuity Inc. (CRD 1020 ↗)
EDGAR ↗
Aug 23, 2018 D
Western Uranium & Vanadium Corp.
File 021-319869
$0$10,405$0 (est.)
A portion of the offering proceeds may be used for general working capital purposes and thus may be used for payments to officers and directors in the ordinary course, but are not specifically earmarked for such payments.
Canaccord Genuity Corp. no CRD number reported
via Canaccord Genuity Inc. (CRD 1020 ↗)

Haywood Securities Inc. no CRD number reported
Miron Car GmbH no CRD number reported		EDGAR ↗
Aug 2, 2018 D
Western Uranium & Vanadium Corp.
File 021-318338
$0$26,056$0 (est.)
A portion of the offering proceeds may be used for general working capital purposes and thus may be used for payments to officers and directors in the ordinary course, but are not specifically earmarked for such payments.
Canaccord Genuity Corp. no CRD number reported
via Canaccord Genuity Inc. (CRD 1020 ↗)
EDGAR ↗
May 18, 2018 D
Western Uranium & Vanadium Corp.
File 021-312821
$0$19,430$0 (est.)
A portion of the offering proceeds may be used for general working capital purposes and thus may be used for payments to officers and directors in the ordinary course, but are not specifically earmarked for such payments.
Canaccord Genuity Corp. no CRD number reported
via Canaccord Genuity Inc. (CRD 1020 ↗)

Miron Car GmbH no CRD number reported		EDGAR ↗
Jan 16, 2018 D
Western Uranium & Vanadium Corp.
File 021-303237
$0$6,679$0 (est.)
A portion of the offering proceeds may be used for general working capital purposes. Thus, proceeds may be used for payments to officers and directors in the ordinary course, but are not specifically earmarked for such payments.
Canaccord Genuity Corp. no CRD number reported
via Canaccord Genuity Inc. (CRD 1020 ↗)

EDE Asset Management Inc. no CRD number reported		EDGAR ↗
Nov 15, 2017 D/A
Western Uranium & Vanadium Corp.
File 021-295525
$0$16,062$0 (est.)
A portion of the offering proceeds may be used for general working capital purposes, and as such may be used for payments to officers and directors in the ordinary course but are not specifically earmarked for such payments.
Haywood Securities Inc. no CRD number reported
Leede Jones Gable Inc. no CRD number reported
Canaccord Genuity Corp. no CRD number reported
via Canaccord Genuity Inc. (CRD 1020 ↗)

PI Financial Corp. no CRD number reported		EDGAR ↗
Apr 13, 2017 D
Western Uranium & Vanadium Corp.
File 021-284806
$0$14,640$0 (est.)
A portion of the net proceeds from the offering may be used for working capital. If used for working capital, payments may be made to officers and directors in the ordinary course.
Haywood Securities Inc. no CRD number reported
Gravitas Securities Inc. no CRD number reported
Canaccord Genuity Corp. no CRD number reported
via Canaccord Genuity Inc. (CRD 1020 ↗)
EDGAR ↗
Jan 11, 2017 D
Western Uranium & Vanadium Corp.
File 021-278192
$0$0$0None listed on this filingEDGAR ↗
How this is counted

Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across every filing this person is listed on (latest filing per offering, per issuer).

Deals 1

Every issuer that named Robert Klein on a Form D, newest first. A Form D is the notice a company files after it starts selling a private investment.

WU
Other

Western Uranium & Vanadium Corp.

Toronto, Ontario, Canada (as filed: A6) · Jan 11, 2017 → Jun 23, 2025 · 17 filings
  • Jun 23, 2025 · D · $1,121,485 sold of $2,506,849 · 3 investors · min. No minimum reported · role: Executive Officer EDGAR ↗
  • Nov 22, 2024 · D · $689,528 sold of $1,619,346 · 6 investors · min. No minimum reported · role: Executive Officer EDGAR ↗
  • Aug 25, 2022 · D/A · $3,196,332 sold of $8,190,602 · 28 investors · min. No minimum reported · role: Executive Officer EDGAR ↗
  • Feb 4, 2022 · D/A · $4,027,980 sold of $10,069,950 · 51 investors · min. No minimum reported · role: Executive Officer EDGAR ↗
  • Feb 3, 2022 · D · $3,196,332 sold of $8,190,602 · 28 investors · min. No minimum reported · role: Executive Officer EDGAR ↗
  • Dec 29, 2021 · D · $466,536 sold of $1,195,498 · 11 investors · min. No minimum reported · role: Executive Officer EDGAR ↗
  • Mar 3, 2021 · D · $1,649,418 sold of $4,123,546 · 16 investors · min. No minimum reported · role: Executive Officer EDGAR ↗
  • Jun 28, 2019 · D · $140,552 sold of $262,459 · 3 investors · min. No minimum reported · role: Executive Officer EDGAR ↗
  • May 1, 2019 · D · $2,871,116 sold of $5,361,370 · 37 investors · min. No minimum reported · role: Executive Officer EDGAR ↗
  • Aug 23, 2018 · D · $995,828 sold of $1,837,887 · 16 investors · min. No minimum reported · role: Executive Officer EDGAR ↗
  • Aug 2, 2018 · D · $1,314,809 sold of $2,426,593 · 32 investors · min. No minimum reported · role: Executive Officer EDGAR ↗
  • May 18, 2018 · D · $513,079 sold of $919,738 · 14 investors · min. No minimum reported · role: Executive Officer EDGAR ↗
  • Jan 16, 2018 · D · $305,848 sold of $560,721 · 8 investors · min. No minimum reported · role: Executive Officer EDGAR ↗
  • Nov 15, 2017 · D/A · $376,435 sold of $961,999 · 19 investors · min. No minimum reported · role: Executive Officer EDGAR ↗
  • Sep 27, 2017 · D · $394,896 sold of $1,009,178 · 19 investors · min. No minimum reported · role: Executive Officer EDGAR ↗
  • Apr 13, 2017 · D · $833,348 sold of $2,380,994 · 33 investors · min. No minimum reported · role: Executive Officer EDGAR ↗
  • Jan 11, 2017 · D · $231,618 sold of $772,045 · 3 investors · min. $25,000 · role: Executive Officer EDGAR ↗

Raised $4.03M from 51 investors (100% of the $2.51M target) as of the latest filing. Robert is listed as executive officer on 17 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other / 506(b) (18,678 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Other pages with the same name (8)

Separate person records under the same name, not combined with this page. Each line says whether it shares an issuer with this record.

  • Robert Klein — NY, 54 issuers, Feb 22, 2010 → Jun 11, 2026 · no shared issuer
  • Robert Klein — CA, 3 issuers, Oct 28, 2015 → Jul 14, 2026 · no shared issuer
  • Robert N. Klein — TN, 2 issuers, Dec 17, 2013 → Jan 11, 2018 · no shared issuer
  • Robert Klein — NJ, 1 issuer, Jun 27, 2017 → Jun 27, 2017 · no shared issuer
  • Robert A Klein — MD, 1 issuer, Jul 27, 2017 → Jan 23, 2018 · no shared issuer
  • Robert Klein — WA, 1 issuer, Apr 12, 2018 → Apr 12, 2018 · no shared issuer
  • Robert Klein — NV, 1 issuer, Jul 31, 2025 → Jul 31, 2025 · no shared issuer
  • Robert D. Klein — CA, 1 issuer, Sep 24, 2019 → Sep 24, 2019 · no shared issuer

People around Robert 6

Officers, directors, promoters and management entities named on the same filings, as of Oct 23, 2026, 5:45 PM ET.

GG
No photo found yet (own website and image search run after this page is viewed)
Person

George Edwin Lee Glasier

Executive Officer, Director · 17 shared filings (1 issuer) · also on 1 other issuer

Listed on the same filings as Robert Klein. Their page shows their other deals.

AW
No photo found yet (own website and image search run after this page is viewed)
Person

Andrew Wilder

Director · 17 shared filings (1 issuer)

Listed on the same filings as Robert Klein. Their page shows their other deals.

BM
No photo found yet (own website and image search run after this page is viewed)
Person

Bryan Steven Murphy

Director · 12 shared filings (1 issuer)

Listed on the same filings as Robert Klein. Their page shows their other deals.

RF
No photo found yet (own website and image search run after this page is viewed)
Person

Russell Steven Fryer

Director, Executive Officer · 5 shared filings (1 issuer)

Listed on the same filings as Robert Klein. Their page shows their other deals.

MS
No photo found yet (own website and image search run after this page is viewed)
Person

Michael Rhodes Skutezky

Director · 2 shared filings (1 issuer) · also on 1 other issuer

Listed on the same filings as Robert Klein. Their page shows their other deals.

MR
No photo found yet (own website and image search run after this page is viewed)
Person

Michael Rutter

Executive Officer · 2 shared filings (1 issuer)

Listed on the same filings as Robert Klein. Their page shows their other deals.

Registrations and other filings

Business registration (state registry / Secretary of State)

Individuals are not matched to business registrations — registries list companies, and a name alone is not enough to tie a person to one. Officers and managers appear by name inside each matched company's record on the issuer pages. Registries searched: AL (Alabama Secretary of State — Business Entity Records (arc-sos.state.al.us), searched by issuer name, data as of Oct 24, 2026); CO (Colorado Secretary of State — Business Entities in Colorado (data.colorado.gov), data as of Oct 23, 2026); CT (Connecticut Secretary of the State — Business Registry (data.ct.gov), data as of Oct 24, 2026); FL (Florida Department of State, Division of Corporations — quarterly corporate data file (Sunbiz), data as of Oct 7, 2026); KY (Kentucky Secretary of State — Business Entity Search (sosbes.sos.ky.gov), searched by issuer name, data as of Oct 24, 2026); NY (New York Department of State — Corporations and Other Entities (data.ny.gov: All Filings + Active Corporations), data as of Oct 20, 2026); OR (Oregon Secretary of State — Active Businesses, All (data.oregon.gov), data as of Oct 20, 2026); PA (Pennsylvania Department of State — Registered Businesses, Current (data.pa.gov), data as of Oct 6, 2026); TX (Texas Comptroller — Active Franchise Taxpayers incl. Secretary of State file data (data.texas.gov), data as of Oct 24, 2026). Registries of other states have not been searched: many publish no bulk file and require a CAPTCHA or bot challenge on their search page, which we do not bypass (Delaware, for example, offers no public bulk file).

Adviser registration (Form ADV)

None of the 1 issuer this person is listed on appears in Form ADV (searched 24,962 advisers as of Oct 2, 2026). A person is never an adviser firm; Form ADV is checked for the issuers and the management companies they are listed with.

Other offering types (Regulation A and Regulation Crowdfunding)

Searched SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 (51,358 records as of Oct 23, 2026, 8:41 PM ET) — nothing matched this name.

Property records none — individuals are not matched

Property records are matched to companies only, never to individuals, so none are matched to Robert Klein by design. Searched property records in Hillsborough County FL (Clerk recorded-document index Oct 14, 2026 to Oct 15, 2026 + FL DOR 2026 ownership roll), Miami-Dade County FL (FL DOR 2026 ownership roll), Harris County TX (HCAD 2026 ownership roll), Dallas County TX (DCAD 2026 ownership roll), New York City ACRIS documents and PLUTO ownership rows already retrieved for other issuers, Cook County IL sale and ownership rows already retrieved for other issuers (814,874 records as of Oct 23, 2026, 8:59 PM ET) for the 1 issuer this person is listed on — nothing matched.

Public profiles and social

Websites and social links of the issuers Robert Klein is listed on: none on file. No website or social profile named in Western Uranium & Vanadium Corp.'s SEC filings (Form C, Reg A, Form ADV; checked Oct 24, 2026). Web search for this name: #67,830 of 374,652 in line (1,386 issuers searched so far). One-tap searches: Look further ↓

Look further

One-tap searches on sites we do not index ourselves, with the name pre-filled (Toronto, A6). Each opens in a new tab; what you find there is not verified by PartnerFacts.

Social and web

LinkedIn people search ↗Instagram ↗X (Twitter) ↗Facebook ↗YouTube ↗Google ↗Google Images ↗Google News ↗Meta Ad Library ↗

Courts

CourtListener / RECAP (federal) ↗PACER case locator (federal, login) ↗

Securities regulators

SEC EDGAR full-text search ↗SEC action look-up ↗FINRA BrokerCheck ↗SEC IAPD adviser search ↗

Business registries

OpenCorporates ↗

Change history

No corrections have been requested for this page.

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