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Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 10:31 AM ET

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Seth Bernstein

Named as an officer, director or promoter on SEC Form D filings · NY · Jun 18, 2009 → Mar 21, 2017

10deals (issuers)
$4.63Breported sold
3,332investors
10Form D filings
2009–2017years on file
Follow this personLook further ↓PDF

Data last updated Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 24, 2026, 2:18 AM ET · SEC enforcement last checked: covered by the index scan as of Oct 24, 2026, 2:50 AM ET

The short version

Seth Bernstein is listed as an executive officer and director on 10 SEC Form D filings by 10 issuers between Jun 2009 and Mar 2017. Largest by amount reported sold: 1992 Multi-Strategy Private Investors, LLC (New York, NY — pooled investment fund — 2017; $977.5M reported sold to 766 investors), MANAGED FUTURES LLC (New York, NY — pooled investment fund — 2016; $954.6M reported sold to 720 investors), BW PRIVATE INVESTORS, LLC (New York, NY — pooled investment fund — 2016; $864.3M reported sold to 613 investors), BW PRIVATE INVESTORS OFFSHORE, LTD. (Grand Cayman, Cayman Islands (as filed: E9) — pooled investment fund — 2016; $769.6M reported sold to 720 investors), JPMorgan Greater China Property Fund LLC (New York, NY — pooled investment fund — 2009; $379M reported sold to 9 investors) and 5 more (all listed below).

What this means That is a lot of deals — 10 separate companies raised money with this person listed as executive officer and director, over about 8 years. Across those companies the filings report $4.63B sold in total.

Listed alongside Glenn Hill (6 shared filings), Laura Pantaleo (6 shared filings), Mary Savino (6 shared filings), Robert Klein (6 shared filings), Thomas McGraw (6 shared filings) and 21 others.

What this means These are the other officers, directors or promoters the companies named on the same forms — the team around Seth. Each name links to their own page.

The issuers belong to 2 sponsor groups: J P Morgan (681 issuers, $310.46B reported sold, 2008–2026) and Jpmorgan Asian Infrastructure (4 issuers, $700.7M reported sold, 2009).

What this means This person is listed across more than one sponsor team; each group page shows that team's full track record.

Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CO, CT, DC, DE, FINRA, FL, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VT, WA, WI, WV, WY) — 1 bankruptcy case matching the name listed in Key records below.

What this means 1 record came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.

We compared 10 public filings for Seth Bernstein and found 10 differences, 2 worth asking the sponsor about: Seth Bernstein appears on 3 deals that stopped filing before reaching their target; 6 people are no longer listed on a later amendment; and more below.

What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.

What the community is saying

Community search for Seth Bernstein has not run yet — it is #6,206 of 55,794 in line; searches run around the clock at the hosts' allowed rate. Searched so far: 641 names.

Community comments are quoted as written by their authors. Sources searched: Bing (site:reddit.com / site:biggerpockets.com) and Reddit's own search, plus DuckDuckGo/Brave/BiggerPockets search when they are answering.

Key records

Five things investors ask first. Items still in human review are counted, not shown.

1. Lawsuits

None found in sources searched — federal courts (CourtListener / RECAP), checked Oct 24, 2026

What was searched

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts State courts: not covered (one-tap state court links under Look further). PACER: not searched. · Last checked Oct 24, 2026, 2:18 AM ET.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

None found in sources searched — SEC enforcement releases (index scan as of Oct 24, 2026, 2:50 AM ET) · state securities regulators: 48 regulators (FINRA, NASAA, 37 states) — crawled Oct 24, 2026, 8:48 AM ET

What was searched

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — Searched SEC litigation releases and administrative proceedings (1995→ / 2007→) (30,205 records as of Oct 24, 2026, 2:50 AM ET) — nothing matched Seth Bernstein..

State securities regulators: Securities regulators searched (64,910 actions): FINRA (38,350 actions, 1995–2026), NASAA (31 actions, 2000–2026; listing starts 1997), AK Division of Banking and Securities (273 actions, 1971–2025), AL Securities Commission (880 actions, 2001–2026), AR Securities Department (1,305 actions, 1998–2026), AZ Corporation Commission Securities Division (411 actions, 2017–2026), CA DFPI (25 actions, 2007–2024; listing starts 2002 — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), CO Division of Securities (731 actions, 2001–2026; older years from the Internet Archive (snapshot of 2026-05-02)), CT Department of Banking Securities Division (940 actions, 2006–2026; older years from the Internet Archive (snapshot of 2026-04-22)), DC DISB Securities Bureau (25 actions, 2012–2026), DE DOJ Investor Protection Unit (257 actions, 1987–2026), FL Office of Financial Regulation (49 actions, 2018–2026), GA Secretary of State Securities Division (65 actions, 2015–2026; listing starts 2012), HI DCCA Securities Enforcement Branch (26 actions, 2012–2026), ID Department of Finance Securities Bureau (663 actions, 1994–2026), IL Secretary of State Securities Department (4,122 actions, 2003–2023), KS Insurance Department Securities Division (58 actions), KY Department of Financial Institutions (342 actions, 2005–2026), LA Office of Financial Institutions Securities Division (13 actions, 2010–2025; listing starts 2008), MA Secretary of the Commonwealth Securities Division (125 actions, 2012–2025; live site blocks automated access — loaded from the Internet Archive snapshot of 2026-02-04), MD Attorney General Securities Division (1,054 actions, 2004–2026), ME Office of Securities (539 actions, 2000–2026), MI LARA Corporations, Securities & Commercial Licensing Bureau (201 actions), MO Secretary of State Securities Division (919 actions, 1998–2026), MS Secretary of State Securities Division (209 actions, 1995–2026), MT Commissioner of Securities and Insurance (597 actions, 2000–2026), NC Secretary of State Securities Division (265 actions, 2004–2024), ND Securities Department (711 actions, 1990–2026; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2026-01-06), NH Bureau of Securities Regulation (402 actions, 2002–2026), NM Regulation and Licensing Department Securities Division (90 actions, 2010–2025), NV Secretary of State Securities Division (118 actions, 2018–2026), NY Attorney General Investor Protection Bureau (44 actions, 2012–2026), OH Division of Securities (327 actions, 1993–2006), OK Department of Securities (2,531 actions, 1998–2026), OR Division of Financial Regulation (589 actions, 1988–2026), PA Department of Banking and Securities (1,448 actions, 2008–2024; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2024-08-09), RI DBR Securities Division (98 actions, 2005–2025), SC Attorney General Securities Division (540 actions, 2006–2026), SD Division of Insurance – Securities Regulation (106 actions, 2017–2026), TN Department of Commerce and Insurance Securities Division (405 actions, 1992–2026), TX State Securities Board (936 actions, 1999–2026), UT Division of Securities (772 actions, 2000–2026; older years from the Internet Archive (snapshot of 2010-05-27)), VT DFR Securities Division (137 actions, 2010–2026), WA DFI (2,039 actions, 2001–2026), WI DFI Division of Securities (1,072 actions, 1998–2026), WV Securities Commission (State Auditor) (64 actions), WY Secretary of State Compliance Division (6 actions, 2016–2024) — last crawled Oct 24, 2026, 8:48 AM ET. No machine-readable public listing today for IA, IN, MN, NE, NJ, VA (see docs/state-regulators.md).

3. Bankruptcies

1 case: 1 closed (disposition not in docket feed)

Seth W Bernstein closed
United States Bankruptcy Court, S.D. Florida. · No. 15-17228 · Filed Apr 21, 2015 · Closed Nov 19, 2015
Role of Seth W Bernstein: Debtor · Outcome: Case closed 2015-11-19 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (rare in federal dockets); 2 people with this name in Form D filings; court in FL (not a filing state)
What was searched

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not covered (one-tap state court links under Look further). PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 2:18 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

4. Differences between public sources

Comparisons cover issuers and sponsor groups — see the issuer pages under Deals

10 differences found between the filings for Seth Bernstein — 2 worth asking about (compared 10 filings on Oct 24, 2026)

Note · Jun 5, 2006 – Apr 23, 2026

16 bankruptcy cases name the subject or team members

Bankruptcy case: Weiss Multi-Strategy Advisers LLC v. Bloomberg Finance L.P. — filed Apr 23, 2026 · Bankruptcy case: Weiss Multi-Strategy Advisers LLC v. INTERTRUST CORPORATE AND FUND SERVICES, LLC — filed Apr 16, 2026 · Bankruptcy case: Weiss Multi-Strategy Advisers LLC v. Salesforce, Inc. — filed Apr 13, 2026 · Bankruptcy case: Weiss Multi-Strategy Advisers LLC v. DS LIQUID DIV RVA WMS LLC — filed Jul 22, 2024 · Bankruptcy case: Weiss Multi-Strategy Funds LLC — filed Jun 19, 2024 · and 11 more

What this means A bankruptcy filing was found. Many are old or personal and have nothing to do with the deal — but ask what it was and when it closed.

Docket · United States Bankruptcy Court, S.D. New York ↗1992 Multi-Strategy Private Investors, LLC — PartnerFacts page ↗Docket · United States Bankruptcy Court, S.D. New York ↗Docket · United States Bankruptcy Court, S.D. New York ↗
Sources
Worth asking · Jun 18, 2009

Seth Bernstein appears on 3 deals that stopped filing before reaching their target

JPMorgan Greater China Property Fund LP (last filing Jun 18, 2009; $228,780,000 sold of $500,000,000); JPMORGAN ASIAN INFRASTRUCTURE & RELATED RESOURCES OPPORTUNITY FUND US LLC (last filing Jun 18, 2009; $2,635,000 sold of $1,500,000,000); JPMORGAN ASIAN INFRASTRUCTURE & RELATED RESOURCES OPPORTUNITY FUND US LP (last filing Jun 18, 2009; $90,236,860 sold of $1,500,000,000). Each has no filing in more than two years and reported under half its target sold.

What this means An issuer whose last filing is more than two years old and reported under half its target sold. The raise may have closed early or quietly stopped. Ask what happened to each.

JPMorgan Greater China Property Fund LP — PartnerFacts page ↗JPMORGAN ASIAN INFRASTRUCTURE & RELATED RESOURCES OPPORTUNITY FUND US LLC — PartnerFacts page ↗JPMORGAN ASIAN INFRASTRUCTURE & RELATED RESOURCES OPPORTUNITY FUND US LP — PartnerFacts page ↗
Sources
Note · Mar 7, 2007 – Jun 18, 2009

4 offerings have no amendment in the last 12 months and may still be open

No amendment in the last 12 months on an offering that may still be open — JPMORGAN ASIAN INFRASTRUCTURE & RELATED RESOURCES OPPORTUNITY FUND US LP (latest filing Jun 18, 2009) · No amendment in the last 12 months on an offering that may still be open — JPMORGAN ASIAN INFRASTRUCTURE & RELATED RESOURCES OPPORTUNITY FUND US LLC (latest filing Jun 18, 2009) · No amendment in the last 12 months on an offering that may still be open — JPMorgan Greater China Property Fund LP (latest filing Jun 18, 2009) · No amendment in the last 12 months on an offering that may still be open — JPMorgan Greater China Property Fund LLC (latest filing Jun 18, 2009)

What this means SEC rules expect a yearly amendment while an offering is still going. Ask the sponsor which of these raises have closed.

Form D/A · Jun 18, 2009 ↗JPMORGAN ASIAN INFRASTRUCTURE & RELATED RESOURCES OPPORTUNITY FUND US LP — PartnerFacts page ↗Form D/A · Jun 18, 2009 ↗JPMORGAN ASIAN INFRASTRUCTURE & RELATED RESOURCES OPPORTUNITY FUND US LLC — PartnerFacts page ↗
Sources
Worth asking · Dec 7, 2016 – Mar 14, 2018

6 people are no longer listed on a later amendment

Seth Bernstein is no longer listed on the Mar 14, 2018 amendment — OZA Private Investors Offshore Ltd. · Seth Bernstein is no longer listed on the Mar 14, 2018 amendment — OZA Private Investors LLC · Seth Bernstein is no longer listed on the Jan 31, 2018 amendment — 1992 Multi-Strategy Private Investors, LLC · Seth Bernstein is no longer listed on the Dec 14, 2017 amendment — MANAGED FUTURES LLC · Seth Bernstein is no longer listed on the Dec 6, 2017 amendment — BW PRIVATE INVESTORS, LLC · and 1 more

What this means People leave; the issuer lists only current officers, directors and promoters. Ask why and who replaced them.

Form D/A · Mar 21, 2017 ↗Form D/A · Mar 14, 2018 ↗Seth Bernstein — PartnerFacts page ↗OZA Private Investors Offshore Ltd. — PartnerFacts page ↗
Sources
Note · Dec 7, 2016 – Dec 6, 2017

Minimum investment changed between filings — BW PRIVATE INVESTORS, LLC

The Dec 7, 2016 filing lists a minimum of $250,000; the Dec 6, 2017 Form D/A lists $100,000.

What this means A different minimum usually means the offering terms changed. Check which terms apply to you.

Form D/A (earlier) · Dec 7, 2016 ↗Form D/A (later) · Dec 6, 2017 ↗BW PRIVATE INVESTORS, LLC — PartnerFacts page ↗
Sources
Note · Jun 18, 2009 – Dec 15, 2016

Seth Bernstein is written 2 different ways on the filings

listed as "Seth Bernstein" on 9 filings (from Jun 18, 2009), and "Seth Perry Bernstein" on the Dec 15, 2016 filing.

What this means Same person, written differently — a middle name or suffix left off, or spelled another way. It is normal, but check that the full legal name matches your subscription documents.

Form D/A · Jun 18, 2009 ↗Form D/A · Dec 15, 2016 ↗Seth Bernstein — PartnerFacts page ↗
Sources
Note · Jun 18, 2009

Formed in 2008 per the latest filing, but activity is dated 2007 — JPMorgan Greater China Property Fund LLC

The issuer's latest filing says it was formed in 2008. The Jun 18, 2009 filing says the first sale was Mar 7, 2007 — before that year.

What this means A company cannot sell before it exists, so one of the two dates is likely a typo on the form. Ask the sponsor for the formation document.

Form D/A · Jun 18, 2009 ↗JPMorgan Greater China Property Fund LLC — PartnerFacts page ↗
Sources
Note · Sep 17, 2014 – Sep 25, 2015

Same name, different state: "Seth Bernstein" (FL or RI) is a separate record

This page covers filings where the address state is NY. A separate record, "Seth Bernstein" with address state FL or RI, is listed on 5 filings — most recently by LIGHTING SCIENCE GROUP CORP (Jan 21, 2016). Both records have filings in the same period (Sep 17, 2014 to Sep 25, 2015).

What this means Two records with one name were active at the same time. That can be one person listing different company addresses, or two different people. We keep them apart until a filing ties them together. Check both pages before you decide.

Seth Bernstein (FL,RI) — PartnerFacts page ↗Form D/A · Jan 21, 2016 ↗LIGHTING SCIENCE GROUP CORP — PartnerFacts page ↗Seth Bernstein (NY) — this page ↗
Sources
Note · Dec 5, 2023 – Dec 5, 2024

Address moved from New York, NY to Camana Bay, Grand Cayman, Cayman Islands (as filed: E9) — BW PRIVATE INVESTORS OFFSHORE, LTD.

The people listed on the Dec 5, 2023 filing give New York, NY; on the Dec 5, 2024 filing they give Camana Bay, Grand Cayman, Cayman Islands (as filed: E9). The address now on file (Maples Corporate Services Limited, Ugland House, South Church Street, Grand Cayman, Cayman Islands (as filed: E9)) is a registered-agent or shared-office address used by 685 issuers.

What this means A registered agent's address is a mailbox, not where the team works. Ask where the business actually operates.

Form D/A · Dec 5, 2023 ↗Form D/A · Dec 5, 2024 ↗BW PRIVATE INVESTORS OFFSHORE, LTD. — PartnerFacts page ↗
Sources
Note · Dec 5, 2014 – Dec 7, 2015

Address moved from Grand Cayman, Cayman Islands (as filed: E9) to New York, NY — BW PRIVATE INVESTORS OFFSHORE, LTD.

The people listed on the Dec 5, 2014 filing give Grand Cayman, Cayman Islands (as filed: E9); on the Dec 7, 2015 filing they give New York, NY. The address now on file (Maples Corporate Services Limited, Ugland House, South Church Street, Grand Cayman, Cayman Islands (as filed: E9)) is a registered-agent or shared-office address used by 685 issuers.

What this means A registered agent's address is a mailbox, not where the team works. Ask where the business actually operates.

Form D/A · Dec 5, 2014 ↗Form D/A · Dec 7, 2015 ↗BW PRIVATE INVESTORS OFFSHORE, LTD. — PartnerFacts page ↗
Sources
What is compared

What is compared: every Form D and D/A we hold for this subject, side by side — filing dates vs. first-sale dates (the 15-day rule), amendment timing on open offerings (the yearly-amendment expectation), amounts sold, investor counts, offering amounts and minimums across amendments, industry and size bands, addresses, how each person's name and role is written, paid sellers' CRD numbers, and (for groups) where the member companies were formed and sit. Everything is as filed by the issuer; the SEC does not check it. Differences are common and usually have ordinary explanations — we show both values, the dates, and the source so you can ask. As of Oct 24, 2026.

5. Money to insiders

2 of 10 offerings report sales commissions totalling $10,315,700; 0 report finder's fees; 0 report proceeds to related persons. (includes amounts the issuer reported as estimates)

Offering (latest filing)Sales commissionsFinder's feesTo insidersPaid to sell itSource
Mar 21, 2017 D/A
OZA Private Investors LLC
File 021-159172
$0$0$0J.P. Morgan Securities LLC BrokerCheck CRD 079 ↗EDGAR ↗
Mar 21, 2017 D/A
OZA Private Investors Offshore Ltd.
File 021-159168
$0$0$0J.P. Morgan Securities LLC BrokerCheck CRD 079 ↗EDGAR ↗
Jan 31, 2017 D/A
1992 Multi-Strategy Private Investors, LLC
File 021-95609
$5,215,700 (est.)$0$0 (est.)"J.P. Morgan Securities LLC (""JPM"")" BrokerCheck CRD 79 ↗
via J.P. Morgan Securities LLC (CRD 79 ↗)
EDGAR ↗
Dec 15, 2016 D/A
MANAGED FUTURES LLC
File 021-122595
$5,100,000 (est.)$0$0 (est.)
Salaries of the executive officers listed in item 3. may be payable from profits or for some amount of time from the capital contributions to be made by the investors in the offering, so it is not possible to determine the amount at this time.
J.P. Morgan Securities LLC BrokerCheck CRD 79 ↗
via J.P. Morgan Securities LLC (CRD 79 ↗)
EDGAR ↗
Dec 7, 2016 D/A
BW PRIVATE INVESTORS OFFSHORE, LTD.
File 021-120526
$0$0$0 (est.)
Issuer's confidential offering materials discuss management fees.
J.P. Morgan Securities LLC BrokerCheck CRD 79 ↗
via J.P. Morgan Securities LLC (CRD 79 ↗)
EDGAR ↗
Dec 7, 2016 D/A
BW PRIVATE INVESTORS, LLC
File 021-120497
$0$0$0 (est.)
Issuer's confidential offering materials discuss management fees and performance fees/allocations.
J.P. Morgan Securities LLC BrokerCheck CRD 79 ↗
via J.P. Morgan Securities LLC (CRD 79 ↗)
EDGAR ↗
Jun 18, 2009 D/A
JPMorgan Greater China Property Fund LLC
File 021-108510
$0$0$0J.P. Morgan Institutional Investments Inc. BrokerCheck CRD 102920 ↗
via J.P. Morgan Institutional Investments Inc. (CRD 102920 ↗)
EDGAR ↗
Jun 18, 2009 D/A
JPMorgan Greater China Property Fund LP
File 021-108509
$0$0$0J.P. Morgan Institutional Investments Inc. BrokerCheck CRD 102920 ↗
via J.P. Morgan Institutional Investments Inc. (CRD 102920 ↗)
EDGAR ↗
Jun 18, 2009 D/A
JPMORGAN ASIAN INFRASTRUCTURE & RELATED RESOURCES OPPORTUNITY FUND US LLC
File 021-121932
$0$0$0J.P. Morgan Institutional Investments Inc. BrokerCheck CRD 102920 ↗
via J.P. Morgan Institutional Investments Inc. (CRD 102920 ↗)
EDGAR ↗
Jun 18, 2009 D/A
JPMORGAN ASIAN INFRASTRUCTURE & RELATED RESOURCES OPPORTUNITY FUND US LP
File 021-121921
$0$0$0J.P. Morgan Institutional Investments Inc. BrokerCheck CRD 102920 ↗
via J.P. Morgan Institutional Investments Inc. (CRD 102920 ↗)
EDGAR ↗
How this is counted

Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across every filing this person is listed on (latest filing per offering, per issuer).

Deals 10

Every issuer that named Seth Bernstein on a Form D, newest first. A Form D is the notice a company files after it starts selling a private investment.

OP
Pooled Investment Fund · group: J P Morgan

OZA Private Investors Offshore Ltd.

New York, NY · Mar 21, 2017
  • Mar 21, 2017 · D/A · $189,880,000 sold of Indefinite · 272 investors · min. $100,000 · role: Director (Director of J.P. Morgan Private Investments Inc., Administrator) EDGAR ↗

Raised $189.9M from 272 investors as of the latest filing. Seth is listed as director.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

OP
Pooled Investment Fund · group: J P Morgan

OZA Private Investors LLC

New York, NY · Mar 21, 2017
  • Mar 21, 2017 · D/A · $172,590,000 sold of Indefinite · 52 investors · min. $100,000 · role: Director (Director of J.P. Morgan Private Investments Inc., Administrator) EDGAR ↗

Raised $172.6M from 57 investors as of the latest filing. Seth is listed as director.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

1M
Pooled Investment Fund · group: J P Morgan

1992 Multi-Strategy Private Investors, LLC

New York, NY · Jan 31, 2017
  • Jan 31, 2017 · D/A · $977,501,845 sold of Indefinite · 704 investors · min. No minimum reported · role: Executive Officer, Director (Seth Bernstein is a Director and officer of J.P. Morgan Private Investments Inc., the Administrator of the Issuer.) EDGAR ↗

Raised $977.5M from 766 investors as of the latest filing. Seth is listed as executive officer, director.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

MF
Pooled Investment Fund · group: J P Morgan

MANAGED FUTURES LLC

New York, NY · Dec 15, 2016
  • Dec 15, 2016 · D/A · $910,974,300 sold of Indefinite · 686 investors · min. No minimum reported · role: Executive Officer, Director (Director and Officer of J.P. Morgan Private Investments Inc., the Investment Advisor) EDGAR ↗

Raised $954.6M from 720 investors as of the latest filing. Seth is listed as executive officer, director.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

BP
Pooled Investment Fund · group: J P Morgan

BW PRIVATE INVESTORS, LLC

New York, NY · Dec 7, 2016
  • Dec 7, 2016 · D/A · $735,081,000 sold of Indefinite · 449 investors · min. $250,000 · role: Director (Director of Investment Advisor) EDGAR ↗

Raised $864.3M from 613 investors as of the latest filing. Seth is listed as director.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

BP
Pooled Investment Fund · group: J P Morgan

BW PRIVATE INVESTORS OFFSHORE, LTD.

Grand Cayman, Cayman Islands (as filed: E9) · Dec 7, 2016
  • Dec 7, 2016 · D/A · $579,261,000 sold of Indefinite · 316 investors · min. $100,000 · role: Director (Director of Investment Advisor) EDGAR ↗

Raised $769.6M from 720 investors as of the latest filing. Seth is listed as director.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

JA
Pooled Investment Fund · group: Jpmorgan Asian Infrastructure

JPMORGAN ASIAN INFRASTRUCTURE & RELATED RESOURCES OPPORTUNITY FUND US LP

New York, NY · Jun 18, 2009
  • Jun 18, 2009 · D/A · $90,236,860 sold of $1,500,000,000 · 74 investors · min. $500,000 · role: Director EDGAR ↗

Raised $90.2M from 74 investors (6% of the $1.5B target) as of the latest filing. Seth is listed as director.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

JA
Pooled Investment Fund · group: Jpmorgan Asian Infrastructure

JPMORGAN ASIAN INFRASTRUCTURE & RELATED RESOURCES OPPORTUNITY FUND US LLC

New York, NY · Jun 18, 2009
  • Jun 18, 2009 · D/A · $2,635,000 sold of $1,500,000,000 · 8 investors · min. $500,000 · role: Director EDGAR ↗

Raised $2.63M from 8 investors (0% of the $1.5B target) as of the latest filing. Seth is listed as director.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

JG
Pooled Investment Fund · group: Jpmorgan Asian Infrastructure

JPMorgan Greater China Property Fund LP

New York, NY · Jun 18, 2009
  • Jun 18, 2009 · D/A · $228,780,000 sold of $500,000,000 · 93 investors · min. $500,000 · role: Director EDGAR ↗

Raised $228.8M from 93 investors (46% of the $500M target) as of the latest filing. Seth is listed as director.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

JG
Pooled Investment Fund · group: Jpmorgan Asian Infrastructure

JPMorgan Greater China Property Fund LLC

New York, NY · Jun 18, 2009
  • Jun 18, 2009 · D/A · $379,000,000 sold of $452,000,000 · 9 investors · min. $500,000 · role: Director EDGAR ↗

Raised $379M from 9 investors (84% of the $452M target) as of the latest filing. Seth is listed as director.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

Other pages with the same name (1)

Separate person records under the same name, not combined with this page. Each line says whether it shares an issuer with this record.

  • Seth Bernstein — FL, RI, 1 issuer, Sep 17, 2014 → Sep 25, 2015 · no shared issuer

People around Seth 26

Officers, directors, promoters and management entities named on the same filings, as of Oct 23, 2026, 5:45 PM ET.

JP
Management entity

J. P. Morgan Private Investments Inc.

Executive Officer, Promoter · 2 shared filings (2 issuers) · also on 407 other issuers

J. P. Morgan Private Investments Inc. is on 409 issuers in total — a repeat sponsor. Their page lists every one.

GH
No photo found yet (own website and image search run after this page is viewed)
Person

Glenn Hill

Executive Officer, Director · 6 shared filings (6 issuers) · also on 72 other issuers

Glenn Hill is on 78 issuers in total — a repeat sponsor. Their page lists every one.

TM
No photo found yet (own website and image search run after this page is viewed)
Person

Thomas McGraw

Director · 6 shared filings (6 issuers) · also on 66 other issuers

Thomas McGraw is on 72 issuers in total — a repeat sponsor. Their page lists every one.

RK
No photo found yet (own website and image search run after this page is viewed)
Person

Robert Klein

Director · 6 shared filings (6 issuers) · also on 48 other issuers

Robert Klein is on 54 issuers in total — a repeat sponsor. Their page lists every one.

LP
No photo found yet (own website and image search run after this page is viewed)
Person

Laura Pantaleo

Director · 6 shared filings (6 issuers) · also on 22 other issuers

Laura Pantaleo is on 28 issuers in total — a repeat sponsor. Their page lists every one.

MS
No photo found yet (own website and image search run after this page is viewed)
Person

Mary Savino

Executive Officer, Director · 6 shared filings (6 issuers) · also on 4 other issuers

Mary Savino is on 10 issuers in total — a repeat sponsor. Their page lists every one.

DW
No photo found yet (own website and image search run after this page is viewed)
Person

David Wezdenko

Executive Officer, Director · 5 shared filings (5 issuers) · also on 68 other issuers

David Wezdenko is on 73 issuers in total — a repeat sponsor. Their page lists every one.

JK
No photo found yet (own website and image search run after this page is viewed)
Person

Jote Kassa

Director · 5 shared filings (5 issuers) · also on 44 other issuers

Jote Kassa is on 49 issuers in total — a repeat sponsor. Their page lists every one.

LU
No photo found yet (own website and image search run after this page is viewed)
Person

Lawrence Urein

Director · 4 shared filings (4 issuers)

Listed on the same filings as Seth Bernstein. Their page shows their other deals.

CB
No photo found yet (own website and image search run after this page is viewed)
Person

Clive Brown

Director · 4 shared filings (4 issuers)

Listed on the same filings as Seth Bernstein. Their page shows their other deals.

EG
No photo found yet (own website and image search run after this page is viewed)
Person

Evelyn Guernsey

Director · 4 shared filings (4 issuers)

Listed on the same filings as Seth Bernstein. Their page shows their other deals.

GB
No photo found yet (own website and image search run after this page is viewed)
Person

George Batch

Director · 4 shared filings (4 issuers)

Listed on the same filings as Seth Bernstein. Their page shows their other deals.

JA
No photo found yet (own website and image search run after this page is viewed)
Person

Joseph Azelby

Director · 3 shared filings (3 issuers)

Listed on the same filings as Seth Bernstein. Their page shows their other deals.

PQ
No photo found yet (own website and image search run after this page is viewed)
Person

Paul Quinsee

Director · 3 shared filings (3 issuers) · also on 1 other issuer

Listed on the same filings as Seth Bernstein. Their page shows their other deals.

CF
No photo found yet (own website and image search run after this page is viewed)
Person

Christine Fletcher

Director · 2 shared filings (2 issuers) · also on 59 other issuers

Christine Fletcher is on 61 issuers in total — a repeat sponsor. Their page lists every one.

JH
No photo found yet (own website and image search run after this page is viewed)
Person

John Hunt

Director · 2 shared filings (2 issuers)

Listed on the same filings as Seth Bernstein. Their page shows their other deals.

RM
No photo found yet (own website and image search run after this page is viewed)
Person

Richard Madsen

Director · 2 shared filings (2 issuers)

Listed on the same filings as Seth Bernstein. Their page shows their other deals.

AP
No photo found yet (own website and image search run after this page is viewed)
Person

Amy Pappas

Director · 2 shared filings (2 issuers)

Listed on the same filings as Seth Bernstein. Their page shows their other deals.

RS
No photo found yet (own website and image search run after this page is viewed)
Person

Ryan Schroeder

Director · 2 shared filings (2 issuers) · also on 7 other issuers

Ryan Schroeder is on 9 issuers in total — a repeat sponsor. Their page lists every one.

KR
No photo found yet (own website and image search run after this page is viewed)
Person

Kurt Reid

Director · 2 shared filings (2 issuers) · also on 12 other issuers

Kurt Reid is on 14 issuers in total — a repeat sponsor. Their page lists every one.

PQ
No photo found yet (own website and image search run after this page is viewed)
Person

Paul Quinsoo

Director · 1 shared filing (1 issuer)

Listed on the same filings as Seth Bernstein. Their page shows their other deals.

JA
No photo found yet (own website and image search run after this page is viewed)
Person

Joe Azelby

Director · 1 shared filing (1 issuer)

Listed on the same filings as Seth Bernstein. Their page shows their other deals.

RB
No photo found yet (own website and image search run after this page is viewed)
Person

Rose M. Burke

Executive Officer · 1 shared filing (1 issuer) · also on 5 other issuers

Rose M. Burke is on 6 issuers in total — a repeat sponsor. Their page lists every one.

YK
No photo found yet (own website and image search run after this page is viewed)
Person

Yejoteworq Kassa

Director · 1 shared filing (1 issuer)

Listed on the same filings as Seth Bernstein. Their page shows their other deals.

VT
No photo found yet (own website and image search run after this page is viewed)
Person

Vishal V. Thakkar

Executive Officer · 1 shared filing (1 issuer)

Listed on the same filings as Seth Bernstein. Their page shows their other deals.

MC
No photo found yet (own website and image search run after this page is viewed)
Person

Michael Choi

Executive Officer · 1 shared filing (1 issuer) · also on 2 other issuers

Listed on the same filings as Seth Bernstein. Their page shows their other deals.

The team behind the deals

JP
Sponsor group

J P Morgan

681 issuers · 1990 filings · $310.46B reported sold · 2008–2026

One team, 681 deal companies. Seth Bernstein is listed on 6 of them.

Sources

Issuers are grouped when their Form D filings share related persons, a management entity or a business address (automatic match from the filings). "Listed" marks the issuers that name Seth Bernstein.

JA
Sponsor group

Jpmorgan Asian Infrastructure

4 issuers · 4 filings · $700.7M reported sold · 2009–2009

One team, 4 deal companies. Seth Bernstein is listed on 4 of them.

Sources

Issuers are grouped when their Form D filings share related persons, a management entity or a business address (automatic match from the filings). "Listed" marks the issuers that name Seth Bernstein.

Same business address

51 other issuers file from the same address (first 50 shown)

A shared address can mean the same team, a shared office building or a registered agent. It is a lead, not a conclusion.

Registrations and other filings

Business registration (state registry / Secretary of State)

Individuals are not matched to business registrations — registries list companies, and a name alone is not enough to tie a person to one. Officers and managers appear by name inside each matched company's record on the issuer pages. Registries searched: AL (Alabama Secretary of State — Business Entity Records (arc-sos.state.al.us), searched by issuer name, data as of Oct 24, 2026); CO (Colorado Secretary of State — Business Entities in Colorado (data.colorado.gov), data as of Oct 23, 2026); CT (Connecticut Secretary of the State — Business Registry (data.ct.gov), data as of Oct 24, 2026); FL (Florida Department of State, Division of Corporations — quarterly corporate data file (Sunbiz), data as of Oct 7, 2026); KY (Kentucky Secretary of State — Business Entity Search (sosbes.sos.ky.gov), searched by issuer name, data as of Oct 24, 2026); NY (New York Department of State — Corporations and Other Entities (data.ny.gov: All Filings + Active Corporations), data as of Oct 20, 2026); OR (Oregon Secretary of State — Active Businesses, All (data.oregon.gov), data as of Oct 20, 2026); PA (Pennsylvania Department of State — Registered Businesses, Current (data.pa.gov), data as of Oct 6, 2026); TX (Texas Comptroller — Active Franchise Taxpayers incl. Secretary of State file data (data.texas.gov), data as of Oct 24, 2026). Registries of other states have not been searched: many publish no bulk file and require a CAPTCHA or bot challenge on their search page, which we do not bypass (Delaware, for example, offers no public bulk file).

Adviser registration (Form ADV)

A person is never an adviser firm. 4 of the 10 issuers this person is listed on match a Form ADV adviser (searched 24,962 advisers as of Oct 2, 2026): BW PRIVATE INVESTORS, LLC, BW PRIVATE INVESTORS OFFSHORE, LTD., OZA Private Investors Offshore Ltd., OZA Private Investors LLC.

Other offering types (Regulation A and Regulation Crowdfunding)

Searched SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 (51,358 records as of Oct 23, 2026, 8:41 PM ET) — nothing matched this name.

Property records none — individuals are not matched

Property records are matched to companies only, never to individuals, so none are matched to Seth Bernstein by design. Searched property records in Hillsborough County FL (Clerk recorded-document index Oct 14, 2026 to Oct 15, 2026 + FL DOR 2026 ownership roll), Miami-Dade County FL (FL DOR 2026 ownership roll), Harris County TX (HCAD 2026 ownership roll), Dallas County TX (DCAD 2026 ownership roll), New York City ACRIS documents and PLUTO ownership rows already retrieved for other issuers, Cook County IL sale and ownership rows already retrieved for other issuers (814,874 records as of Oct 23, 2026, 8:59 PM ET) for the 10 issuers this person is listed on — nothing matched.

Public profiles and social

Websites and social links of the issuers Seth Bernstein is listed on, as found in their SEC filings (Form C, Reg A, Form ADV, EDGAR profile) or on the sponsor's own site; none belongs to the person unless the sponsor's site says so. Checked Oct 24, 2026.

Look further

One-tap searches on sites we do not index ourselves, with the name pre-filled (New York, NY). Each opens in a new tab; what you find there is not verified by PartnerFacts.

Found on the sponsor's own site

industry.com ↗ found on OZA Private Investors Offshore Ltd. (industry.com — same registered sponsor family (group "J P Morgan"); known from issuer CIK 2126009 (probe))

Social and web

LinkedIn people search ↗Instagram ↗X (Twitter) ↗Facebook ↗YouTube ↗Google ↗Google Images ↗Google News ↗Meta Ad Library ↗

Courts

CourtListener / RECAP (federal) ↗PACER case locator (federal, login) ↗New York WebCivil Supreme ↗

Securities regulators

SEC EDGAR full-text search ↗SEC action look-up ↗FINRA BrokerCheck ↗SEC IAPD adviser search ↗

Business registries

New York Secretary of State business search ↗OpenCorporates ↗

Change history

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