Sponsor Check › Person
Named as an officer, director or promoter on SEC Form D filings · NY, Cayman Islands (as filed: E9) · Aug 18, 2011 → Mar 14, 2017
Data last updated Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 24, 2026, 2:24 AM ET · SEC enforcement last checked: covered by the index scan as of Oct 24, 2026, 2:50 AM ET
Jon Herrick is listed as an executive officer and director on 79 SEC Form D filings by 53 issuers between Aug 2011 and Mar 2017. Largest by amount reported sold: Blackstone Secured Trust Ltd (New York, NY — pooled investment fund — 2014–2017; $4.13B reported sold to 232 investors), GSO SPECIAL SITUATIONS OVERSEAS FUND LTD. (Grand Cayman, Cayman Islands (as filed: E9) — pooled investment fund — 2014–2017; $2.39B reported sold to 183 investors), Omni SPC, Ltd. (George Town, Grand Cayman, Cayman Islands (as filed: E9) — pooled investment fund — 2014–2015; $2.25B reported sold to 210 investors), Perry Investors Offshore Ltd. (New York, NY — pooled investment fund — 2014–2015; $538.2M reported sold to 888 investors), HPS Mezzanine Private Investors Offshore II, L.P. (New York, NY — pooled investment fund — 2012–2013; $455.3M reported sold to 506 investors) and 48 more (all listed below).
What this means That is a lot of deals — 53 separate companies raised money with this person listed as executive officer and director, over about 6 years. Across those companies the filings report $15.55B sold in total.
Listed alongside J. P. Morgan Private Investments Inc. (51 shared filings, management entity), Christopher Bryan (47 shared filings), Mora Goddard (29 shared filings), David Wezdenko (24 shared filings), Glenn Hill (24 shared filings) and 57 others.
What this means These are the other officers, directors or promoters the companies named on the same forms — the team around Jon. Each name links to their own page.
The issuers belong to 3 sponsor groups: J P Morgan (681 issuers, $310.46B reported sold, 2008–2026), Gso (2 issuers, $2.54B reported sold, 2010–2017) and Blackstone (774 issuers, $1033.12B reported sold, 2009–2026).
What this means This person is listed across more than one sponsor team; each group page shows that team's full track record.
Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CO, CT, DC, DE, FINRA, FL, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VT, WA, WI, WV, WY) — none found.
What this means Nothing turned up where we looked (3 sources). That does not prove there is nothing — it means none was found in those sources on that date.
We compared the newest 50 of 79 public filings for Jon Herrick and found 11 differences, 2 worth asking the sponsor about: Jon Herrick is no longer listed on the Feb 28, 2018 amendment; Jon Herrick is no longer listed on the Mar 3, 2016 amendment; and more below.
What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.
Community search for Jon Herrick has not run yet — it is joining a line of 58,334 names; searches run around the clock at the hosts' allowed rate. Searched so far: 655 names.
Community comments are quoted as written by their authors. Sources searched: Bing (site:reddit.com / site:biggerpockets.com) and Reddit's own search, plus DuckDuckGo/Brave/BiggerPockets search when they are answering.
Five things investors ask first. Items still in human review are counted, not shown.
None found in sources searched — federal courts (CourtListener / RECAP), checked Oct 24, 2026
Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts State courts: not covered (one-tap state court links under Look further). PACER: not searched. · Last checked Oct 24, 2026, 2:24 AM ET.
State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.
None found in sources searched — SEC enforcement releases (index scan as of Oct 24, 2026, 2:50 AM ET) · state securities regulators: 48 regulators (FINRA, NASAA, 37 states) — crawled Oct 24, 2026, 8:48 AM ET
SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — Searched SEC litigation releases and administrative proceedings (1995→ / 2007→) (30,205 records as of Oct 24, 2026, 2:50 AM ET) — nothing matched Jon Herrick..
State securities regulators: Securities regulators searched (64,910 actions): FINRA (38,350 actions, 1995–2026), NASAA (31 actions, 2000–2026; listing starts 1997), AK Division of Banking and Securities (273 actions, 1971–2025), AL Securities Commission (880 actions, 2001–2026), AR Securities Department (1,305 actions, 1998–2026), AZ Corporation Commission Securities Division (411 actions, 2017–2026), CA DFPI (25 actions, 2007–2024; listing starts 2002 — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), CO Division of Securities (731 actions, 2001–2026; older years from the Internet Archive (snapshot of 2026-05-02)), CT Department of Banking Securities Division (940 actions, 2006–2026; older years from the Internet Archive (snapshot of 2026-04-22)), DC DISB Securities Bureau (25 actions, 2012–2026), DE DOJ Investor Protection Unit (257 actions, 1987–2026), FL Office of Financial Regulation (49 actions, 2018–2026), GA Secretary of State Securities Division (65 actions, 2015–2026; listing starts 2012), HI DCCA Securities Enforcement Branch (26 actions, 2012–2026), ID Department of Finance Securities Bureau (663 actions, 1994–2026), IL Secretary of State Securities Department (4,122 actions, 2003–2023), KS Insurance Department Securities Division (58 actions), KY Department of Financial Institutions (342 actions, 2005–2026), LA Office of Financial Institutions Securities Division (13 actions, 2010–2025; listing starts 2008), MA Secretary of the Commonwealth Securities Division (125 actions, 2012–2025; live site blocks automated access — loaded from the Internet Archive snapshot of 2026-02-04), MD Attorney General Securities Division (1,054 actions, 2004–2026), ME Office of Securities (539 actions, 2000–2026), MI LARA Corporations, Securities & Commercial Licensing Bureau (201 actions), MO Secretary of State Securities Division (919 actions, 1998–2026), MS Secretary of State Securities Division (209 actions, 1995–2026), MT Commissioner of Securities and Insurance (597 actions, 2000–2026), NC Secretary of State Securities Division (265 actions, 2004–2024), ND Securities Department (711 actions, 1990–2026; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2026-01-06), NH Bureau of Securities Regulation (402 actions, 2002–2026), NM Regulation and Licensing Department Securities Division (90 actions, 2010–2025), NV Secretary of State Securities Division (118 actions, 2018–2026), NY Attorney General Investor Protection Bureau (44 actions, 2012–2026), OH Division of Securities (327 actions, 1993–2006), OK Department of Securities (2,531 actions, 1998–2026), OR Division of Financial Regulation (589 actions, 1988–2026), PA Department of Banking and Securities (1,448 actions, 2008–2024; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2024-08-09), RI DBR Securities Division (98 actions, 2005–2025), SC Attorney General Securities Division (540 actions, 2006–2026), SD Division of Insurance – Securities Regulation (106 actions, 2017–2026), TN Department of Commerce and Insurance Securities Division (405 actions, 1992–2026), TX State Securities Board (936 actions, 1999–2026), UT Division of Securities (772 actions, 2000–2026; older years from the Internet Archive (snapshot of 2010-05-27)), VT DFR Securities Division (137 actions, 2010–2026), WA DFI (2,039 actions, 2001–2026), WI DFI Division of Securities (1,072 actions, 1998–2026), WV Securities Commission (State Auditor) (64 actions), WY Secretary of State Compliance Division (6 actions, 2016–2024) — last crawled Oct 24, 2026, 8:48 AM ET. No machine-readable public listing today for IA, IN, MN, NE, NJ, VA (see docs/state-regulators.md).
None found in sources searched — federal bankruptcy courts (CourtListener / RECAP), checked Oct 24, 2026
Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not covered (one-tap state court links under Look further). PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 2:24 AM ET.
State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.
Comparisons cover issuers and sponsor groups — see the issuer pages under Deals
11 differences found between the filings for Jon Herrick — 2 worth asking about (compared the newest 50 of 79 filings on Oct 24, 2026; older filings not covered)
United States Bankruptcy Court, S.D. New York docket "George Fan" filed May 6, 2003, closed Aug 25, 2003. George Fan (listed on the same filings) is listed as Debtor ("George Fan"). Our match estimate: 70%.
What this means A bankruptcy filing was found. Many are old or personal and have nothing to do with the deal — but ask what it was and when it closed.
United States Bankruptcy Court, D. Delaware docket "HECHINGER INVESTMENT COMPANY OF DELAWARE v. KEENS SERVICES, INC." filed May 23, 2001, closed Sep 24, 2001. Warren Keens (listed on the same filings) is listed as Defendant ("KEENS SERVICES, INC."). Our match estimate: 70%.
What this means A bankruptcy filing was found. Many are old or personal and have nothing to do with the deal — but ask what it was and when it closed.
United States Bankruptcy Court, N.D. New York docket "Richard C. Breeden, Esq. v. Eisenberger" filed Mar 25, 1998, closed Aug 18, 2000. Elliot Eisenberger (listed on the same filings) is listed as Defendant ("Eisenberger"). Our match estimate: 70%.
What this means A bankruptcy filing was found. Many are old or personal and have nothing to do with the deal — but ask what it was and when it closed.
The filing says the first sale was Nov 1, 2013. The Form D was filed Nov 20, 2013 — 19 days later. The rule: a Form D is generally due within 15 days after the first sale, so this one is 4 days past that.
What this means A late notice is common and carries no penalty by itself. It is worth asking the sponsor why the paperwork lagged.
No amendment in the last 12 months on an offering that may still be open — GSO SPECIAL SITUATIONS OVERSEAS FUND LTD. (latest filing Mar 14, 2017) · No amendment in the last 12 months on an offering that may still be open — GSO Special Situations Overseas Fund II, Ltd. (latest filing Nov 18, 2016) · No amendment in the last 12 months on an offering that may still be open — Perry Investors Offshore Ltd. (latest filing Feb 4, 2015) · No amendment in the last 12 months on an offering that may still be open — Perry Investors LLC (latest filing Feb 4, 2015) · No amendment in the last 12 months on an offering that may still be open — SOF X Private Investors, LLC (latest filing Oct 2, 2014) · and 25 more
What this means SEC rules expect a yearly amendment while an offering is still going. Ask the sponsor which of these raises have closed.
Jon Herrick appears on the Feb 28, 2017 Form D/A (director) but not on the Feb 28, 2018 Form D/A for the same offering.
What this means People leave, and the issuer must list only current officers, directors and promoters. It is still worth asking why this person left and who replaced them.
Jon Herrick appears on the Aug 21, 2015 Form D/A (director) but not on the Mar 3, 2016 Form D/A for the same offering.
What this means People leave, and the issuer must list only current officers, directors and promoters. It is still worth asking why this person left and who replaced them.
"Decline to Disclose" (Jun 14, 2013); then "Not Applicable" (Oct 3, 2013).
What this means This is the size band the issuer picks for itself on the form. A change can mean the business grew or shrank — or that it chose not to say. Ask for current numbers.
"Decline to Disclose" (Jun 14, 2013); then "Not Applicable" (Oct 3, 2013).
What this means This is the size band the issuer picks for itself on the form. A change can mean the business grew or shrank — or that it chose not to say. Ask for current numbers.
Address moved from New York, NY to Grand Cayman, Cayman Islands (as filed: E9) — Omni SPC, Ltd. · Address moved from George Town, Grand Cayman, Cayman Islands (as filed: E9) to New York, NY — Blackstone Secured Trust Ltd · Address moved from New York, NY to Grand Cayman, Cayman Islands (as filed: E9) — GSO Special Situations Overseas Fund II, Ltd. · Address moved from Grand Cayman, Cayman Islands (as filed: E9) to New York, NY — Omni SPC, Ltd.
What this means Businesses move. If you were told one city and the forms say another, ask which is current.
NY on 21 filings (Jun 7, 2013 to Oct 2, 2014); Cayman Islands (as filed: E9) on 29 filings (Oct 9, 2013 to Mar 14, 2017).
What this means The address on a Form D is usually the company's, not the person's home, so this often just reflects different companies. It can also mean a move. Nothing wrong by itself.
What is compared: every Form D and D/A we hold for this subject, side by side — filing dates vs. first-sale dates (the 15-day rule), amendment timing on open offerings (the yearly-amendment expectation), amounts sold, investor counts, offering amounts and minimums across amendments, industry and size bands, addresses, how each person's name and role is written, paid sellers' CRD numbers, and (for groups) where the member companies were formed and sit. Everything is as filed by the issuer; the SEC does not check it. Differences are common and usually have ordinary explanations — we show both values, the dates, and the source so you can ask. We compared the newest 50 of 79 filings (work cap); older filings are not covered here. As of Oct 24, 2026.
29 of 53 offerings report sales commissions totalling $58,334,042; 0 report finder's fees; 0 report proceeds to related persons. (includes amounts the issuer reported as estimates)
| Offering (latest filing) | Sales commissions | Finder's fees | To insiders | Paid to sell it | Source |
|---|---|---|---|---|---|
| Mar 14, 2017 D/A GSO SPECIAL SITUATIONS OVERSEAS FUND LTD. File 021-81177 | $1,312,500 (est.) | $0 | $0 The fund charges a management fee that is described in the fund's offering documents. | Park Hill Group BrokerCheck CRD 135898 ↗ | EDGAR ↗ |
| Feb 28, 2017 D/A Blackstone Secured Trust Ltd File 021-143540 | $703,592 (est.) | $0 | $0 Customary management fees will be paid to GSO / Blackstone Debt Funds Management LLC, an entity controlled by certain individuals listed in Item 3 above, as described in the Issuer's Confidential Private Placement Memorandum. | The Leader's Group, Inc. BrokerCheck CRD 37157 ↗ UBS Financial Services Inc. BrokerCheck CRD 8174 ↗ | EDGAR ↗ |
| Nov 18, 2016 D/A GSO Special Situations Overseas Fund II, Ltd. File 021-206678 | $0 | $0 | $0 The fund charges a management fee that is described in the fund's offering documents. | None listed on this filing | EDGAR ↗ |
| Aug 21, 2015 D/A Omni SPC, Ltd. File 021-148647 | $0 | $0 | $0 | None listed on this filing | EDGAR ↗ |
| Feb 4, 2015 D/A Perry Investors LLC File 021-155031 | $0 | $0 | $0 | J.P. Morgan Securities LLC BrokerCheck CRD 079 ↗ | EDGAR ↗ |
| Feb 4, 2015 D/A Perry Investors Offshore Ltd. File 021-156329 | $0 | $0 | $0 | J.P. Morgan Securities LLC BrokerCheck CRD 079 ↗ | EDGAR ↗ |
| Oct 2, 2014 D SOF X Private Investors Offshore 1, L.P. File 021-225709 | $3,643,250 (est.) | $0 | $0 | N/A no CRD number reported via J.P. Morgan Securities LLC (CRD 79 ↗) | EDGAR ↗ |
| Oct 2, 2014 D SOF X Private Investors, LLC File 021-225710 | $5,286,625 (est.) | $0 | $0 | N/A no CRD number reported via J.P. Morgan Securities LLC (CRD 79 ↗) | EDGAR ↗ |
| Jul 10, 2014 D BREP Asia Private Investors Offshore, L.P. File 021-220681 | $237,750 (est.) | $0 | $0 | None no CRD number reported via J.P. Morgan Securities LLC (CRD 079 ↗) | EDGAR ↗ |
| Jul 10, 2014 D BREP Asia Private Investors, LLC File 021-220680 | $2,444,750 (est.) | $0 | $0 | None no CRD number reported via J.P. Morgan Securities LLC (CRD 079 ↗) | EDGAR ↗ |
| Jun 27, 2014 D GIF V Private Investors, LLC File 021-219936 | $0 | $0 | $0 | J.P. Morgan Securities LLC BrokerCheck CRD 079 ↗ | EDGAR ↗ |
| Jun 27, 2014 D GIF V Private Investors Offshore, L.P. File 021-219939 | $0 | $0 | $0 | J.P. Morgan Securities LLC BrokerCheck CRD 079 ↗ | EDGAR ↗ |
| Jun 11, 2014 D WP Energy Private Investors, LLC File 021-218912 | $2,623,500 (est.) | $0 | $0 | None no CRD number reported via J.P. Morgan Securities LLC (CRD 079 ↗) | EDGAR ↗ |
| Jun 10, 2014 D WP Energy Private Investors Offshore 1, L.P. File 021-218905 | $100,000 (est.) | $0 | $0 | None no CRD number reported via J.P. Morgan Securities LLC (CRD 079 ↗) | EDGAR ↗ |
| Jun 10, 2014 D WP Energy Private Investors Offshore 2, L.P. File 021-218908 | $100,000 (est.) | $0 | $0 | None no CRD number reported via J.P. Morgan Securities LLC (CRD 079 ↗) | EDGAR ↗ |
| Apr 9, 2014 D CD&R Fund IX Private Investors Offshore, L.P. File 021-215226 | $0 | $0 | $0 | J.P. Morgan Securities LLC BrokerCheck CRD 079 ↗ | EDGAR ↗ |
| Apr 9, 2014 D CD&R Fund IX Private Investors, LLC File 021-215228 | $0 | $0 | $0 | J.P. Morgan Securities LLC BrokerCheck CRD 079 ↗ | EDGAR ↗ |
| Feb 11, 2014 D CAP IV Private Investors Offshore, L.P. File 021-211672 | $0 | $0 | $0 | J.P. Morgan Securities LLC BrokerCheck CRD 079 ↗ | EDGAR ↗ |
| Feb 11, 2014 D CAP IV Private Investors, LLC File 021-211674 | $0 | $0 | $0 | J.P. Morgan Securities LLC BrokerCheck CRD 079 ↗ | EDGAR ↗ |
| Jan 3, 2014 D/A AIF VIII Private Investors, LLC File 021-204213 | $1,942,925 | $0 | $0 | N/A no CRD number reported via J.P. Morgan Securities LLC (CRD 79 ↗) | EDGAR ↗ |
| Jan 3, 2014 D/A AIF VIII Private Investors Offshore, L.P. File 021-204214 | $930,500 | $0 | $0 | N/A no CRD number reported via J.P. Morgan Securities LLC (CRD 79 ↗) | EDGAR ↗ |
| Nov 4, 2013 D Providence Debt III Private Investors, LLC File 021-205711 | $0 | $0 | $0 | J.P. Morgan Securities LLC BrokerCheck CRD 079 ↗ | EDGAR ↗ |
| Nov 4, 2013 D Providence Debt III Private Investors Offshore, L.P. File 021-205713 | $0 | $0 | $0 | J.P. Morgan Securities LLC BrokerCheck CRD 079 ↗ | EDGAR ↗ |
| Oct 9, 2013 D CSSAF Private Investors Offshore, L.P. File 021-204279 | $0 | $0 | $0 | J.P. Morgan Securities LLC BrokerCheck CRD 079 ↗ | EDGAR ↗ |
| Oct 9, 2013 D CSSAF Private Investors, LLC File 021-204281 | $0 | $0 | $0 | J.P. Morgan Securities LLC BrokerCheck CRD 079 ↗ | EDGAR ↗ |
| Oct 8, 2013 D CCMP III Private Investors, LLC File 021-204201 | $1,825,500 (est.) | $0 | $0 | None no CRD number reported via J.P. Morgan Securities LLC (CRD 079 ↗) | EDGAR ↗ |
| Oct 8, 2013 D CCMP III Private Investors Offshore, L.P. File 021-204217 | $162,500 (est.) | $0 | $0 | None no CRD number reported via J.P. Morgan Securities LLC (CRD 079 ↗) | EDGAR ↗ |
| Oct 3, 2013 D/A AREA EF IV Private Investors, LLC File 021-197651 | $1,442,000 (est.) | $0 (est.) | $0 | N/A no CRD number reported via J.P. Morgan Securities LLC (CRD 79 ↗) | EDGAR ↗ |
| Oct 3, 2013 D/A AREA EF IV Private Investors Offshore 2, L.P. File 021-198039 | $347,500 (est.) | $0 (est.) | $0 | N/A no CRD number reported via J.P. Morgan Securities LLC (CRD 79 ↗) | EDGAR ↗ |
| Oct 3, 2013 D/A AREA EF IV Private Investors Offshore 1, L.P. File 021-198069 | $1,201,750 (est.) | $0 (est.) | $0 | N/A no CRD number reported via J.P. Morgan Securities LLC (CRD 79 ↗) | EDGAR ↗ |
| Aug 29, 2013 D LC Asia 2 Private Investors, LLC File 021-202060 | $2,420,000 (est.) | $0 | $0 | None no CRD number reported via J.P. Morgan Securities LLC (CRD 079 ↗) | EDGAR ↗ |
| Aug 29, 2013 D LC Asia 2 Private Investors Offshore, L.P. File 021-202064 | $2,682,900 (est.) | $0 | $0 | None no CRD number reported via J.P. Morgan Securities LLC (CRD 079 ↗) | EDGAR ↗ |
| Apr 30, 2013 D AP VIII Private Investors, LLC File 021-195732 | $1,634,250 (est.) | $0 | $0 | None no CRD number reported via J.P. Morgan Securities LLC (CRD 079 ↗) | EDGAR ↗ |
| Apr 29, 2013 D AP VIII Private Investors Offshore (USD), L.P. File 021-195728 | $143,500 (est.) | $0 | $0 | None no CRD number reported via J.P. Morgan Securities LLC (CRD 079 ↗) | EDGAR ↗ |
| Apr 26, 2013 D/A KKR Asian Fund II Private Investors Offshore, L.P. File 021-188110 | $977,000 (est.) | $0 | $0 | N/A no CRD number reported via J.P. Morgan Securities LLC (CRD 79 ↗) | EDGAR ↗ |
| Apr 26, 2013 D/A KKR Asian Fund II Private Investors, LLC File 021-188109 | $1,312,000 (est.) | $0 | $0 | N/A no CRD number reported via J.P. Morgan Securities LLC (CRD 79 ↗) | EDGAR ↗ |
| Mar 27, 2013 D DFJ Growth 2013 Private Investors, LLC File 021-194025 | $0 | $0 | $0 | J.P. Morgan Securities LLC BrokerCheck CRD 079 ↗ | EDGAR ↗ |
| Mar 27, 2013 D DFJ Growth 2013 Private Investors Offshore, L.P. File 021-194027 | $0 | $0 | $0 | J.P. Morgan Securities LLC BrokerCheck CRD 079 ↗ | EDGAR ↗ |
| Mar 1, 2013 D/A HPS Mezzanine Private Investors Offshore II, L.P. File 021-173017 | $0 | $0 | $0 | J.P. Morgan Securities LLC BrokerCheck CRD 079 ↗ | EDGAR ↗ |
| Mar 1, 2013 D/A HPS Mezzanine Private Investors II, LLC File 021-173019 | $0 | $0 | $0 | J.P. Morgan Securities LLC BrokerCheck CRD 079 ↗ | EDGAR ↗ |
| Jan 18, 2013 D/A CSFR Private Investors, LLC File 021-190201 | $4,695,750 (est.) | $0 | $0 | None no CRD number reported via J.P. Morgan Securities LLC (CRD 079 ↗) | EDGAR ↗ |
| Jan 18, 2013 D/A CSFR Private Investors Offshore, L.P. File 021-190214 | $4,038,500 (est.) | $0 | $0 | None no CRD number reported via J.P. Morgan Securities LLC (CRD 079 ↗) | EDGAR ↗ |
| Dec 21, 2012 D SLP IV Private Investors Offshore, L.P. File 021-188818 | $268,500 | $0 | $0 | None no CRD number reported via J.P. Morgan Securities LLC (CRD 079 ↗) | EDGAR ↗ |
| Dec 21, 2012 D SLP IV Private Investors, LLC File 021-188850 | $3,126,750 | $0 | $0 | None no CRD number reported via J.P. Morgan Securities LLC (CRD 079 ↗) | EDGAR ↗ |
| Jul 17, 2012 D BEP Private Investors, L.P. File 021-181348 | $0 | $0 | $0 | Deutsche Bank Securities Inc. (DBSI) BrokerCheck CRD 2525 ↗ Deutsche Bank Trust Company Americas no CRD number reported | EDGAR ↗ |
| Jun 5, 2012 D RS Global Energy & Power Private Investors V, LLC File 021-179282 | $0 | $0 | $0 | J.P. Morgan Securities LLC BrokerCheck CRD 079 ↗ | EDGAR ↗ |
| Jun 5, 2012 D RS Global Energy & Power Private Investors Offshore V, L.P. File 021-179283 | $0 | $0 | $0 | J.P. Morgan Securities LLC BrokerCheck CRD 079 ↗ | EDGAR ↗ |
| May 7, 2012 D SB PrinceVille Investments Private Investors, L.P. File 021-177757 | $0 | $0 | $0 | Deutsche Bank Securities Inc.(DBSI) BrokerCheck CRD 2525 ↗ Deutsche Bank Trust Company Americas no CRD number reported | EDGAR ↗ |
| Feb 9, 2012 D/A KKR NA XI Private Investors, LLC File 021-167303 | $1,907,000 | $0 | $0 | N/A no CRD number reported via J.P. Morgan Securities LLC (CRD 79 ↗) | EDGAR ↗ |
| Feb 9, 2012 D/A KKR NA XI Private Investors Offshore, L.P. File 021-167314 | $1,323,250 | $0 | $0 | N/A no CRD number reported via J.P. Morgan Securities LLC (CRD 79 ↗) | EDGAR ↗ |
| Nov 2, 2011 D Saratoga Asia III L.P. File 021-168150 | $9,500,000 (est.) | $0 | $0 (est.) The general partner is entitled to a performance allocation and a management fee. The performance allocation and management fee are fully discussed in the Issuer's confidential offering materials. | UBS Securities LLC BrokerCheck CRD 7654 ↗ UBS, AG no CRD number reported | EDGAR ↗ |
| Aug 18, 2011 D Providence VII Private Investors Offshore, L.P. File 021-164675 | $0 | $0 | $0 | J.P. Morgan Securities LLC BrokerCheck CRD 079 ↗ | EDGAR ↗ |
| Aug 18, 2011 D Providence VII Private Investors, LLC File 021-164676 | $0 | $0 | $0 | J.P. Morgan Securities LLC BrokerCheck CRD 079 ↗ | EDGAR ↗ |
Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.
Counted across every filing this person is listed on (latest filing per offering, per issuer).
Every issuer that named Jon Herrick on a Form D, newest first. A Form D is the notice a company files after it starts selling a private investment.
Raised $2.39B from 183 investors as of the latest filing. Jon is listed as director on 4 filings for this deal.
Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.
Raised $4.13B from 232 investors as of the latest filing. Jon is listed as director on 5 filings for this deal.
Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.
Raised $150M from 1 investor as of the latest filing. Jon is listed as director on 4 filings for this deal.
Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.
Raised $2.25B from 210 investors as of the latest filing. Jon is listed as director on 2 filings for this deal.
Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.
Raised $538.2M from 888 investors as of the latest filing. Jon is listed as director on 2 filings for this deal.
Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.
Raised $246.3M from 207 investors as of the latest filing. Jon is listed as director on 2 filings for this deal.
Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.
Raised $393.5M from 420 investors as of the latest filing. Jon is listed as director.
Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.
Raised $285.3M from 280 investors as of the latest filing. Jon is listed as director.
Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.
Raised $216.2M from 181 investors as of the latest filing. Jon is listed as director.
Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.
Raised $27.9M from 20 investors as of the latest filing. Jon is listed as director.
Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.
Raised $79.8M from 56 investors as of the latest filing. Jon is listed as director.
Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.
Raised $105.3M from 133 investors as of the latest filing. Jon is listed as director.
Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.
Raised $197.7M from 188 investors as of the latest filing. Jon is listed as director.
Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.
Raised $15.8M from 9 investors as of the latest filing. Jon is listed as director.
Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.
Raised $5.75M from 8 investors as of the latest filing. Jon is listed as director.
Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.
Raised $106.6M from 119 investors as of the latest filing. Jon is listed as director.
Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.
Raised $87.4M from 96 investors as of the latest filing. Jon is listed as director.
Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.
Raised $125.5M from 125 investors as of the latest filing. Jon is listed as director.
Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.
Raised $102.8M from 95 investors as of the latest filing. Jon is listed as director.
Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.
Raised $86.4M from 59 investors as of the latest filing. Jon is listed as director on 2 filings for this deal.
Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.
Raised $138.9M from 142 investors as of the latest filing. Jon is listed as executive officer on 2 filings for this deal.
Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.
Raised $49.1M from 42 investors as of the latest filing. Jon is listed as director.
Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.
Raised $68M from 102 investors as of the latest filing. Jon is listed as director.
Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.
Raised $160.9M from 171 investors as of the latest filing. Jon is listed as director.
Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.
Raised $102.8M from 115 investors as of the latest filing. Jon is listed as director.
Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.
Raised $15.3M from 20 investors as of the latest filing. Jon is listed as director.
Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.
Raised $150.8M from 179 investors as of the latest filing. Jon is listed as director.
Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.
Raised $28.3M from 17 investors as of the latest filing. Jon is listed as director on 2 filings for this deal.
Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.
Raised $124.7M from 130 investors as of the latest filing. Jon is listed as director on 2 filings for this deal.
Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.
Raised $109M from 141 investors as of the latest filing. Jon is listed as executive officer on 2 filings for this deal.
Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.
Raised $15.8M from 20 investors as of the latest filing. Jon is listed as director.
Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.
Raised $195.9M from 274 investors as of the latest filing. Jon is listed as director.
Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.
Raised $146.8M from 153 investors as of the latest filing. Jon is listed as director.
Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.
Raised $13.6M from 18 investors as of the latest filing. Jon is listed as director.
Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.
Raised $98.9M from 145 investors as of the latest filing. Jon is listed as executive officer on 2 filings for this deal.
Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.
Raised $89.8M from 82 investors as of the latest filing. Jon is listed as director on 2 filings for this deal.
Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.
Raised $9.05M from 16 investors as of the latest filing. Jon is listed as director.
Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.
Raised $15.3M from 26 investors as of the latest filing. Jon is listed as director.
Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.
Raised $324.9M from 546 investors as of the latest filing. Jon is listed as director on 2 filings for this deal.
Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.
Raised $455.3M from 506 investors as of the latest filing. Jon is listed as director on 2 filings for this deal.
Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.
Raised $386.9M from 513 investors as of the latest filing. Jon is listed as director on 2 filings for this deal.
Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.
Raised $339.9M from 355 investors as of the latest filing. Jon is listed as director on 2 filings for this deal.
Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.
Raised $247.2M from 295 investors as of the latest filing. Jon is listed as director.
Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.
Raised $32.5M from 38 investors as of the latest filing. Jon is listed as director.
Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.
Raised $77.1M from 174 investors as of the latest filing. Jon is listed as director.
Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.
Raised $17.8M from 15 investors as of the latest filing. Jon is listed as director.
Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.
Raised $29.6M from 37 investors as of the latest filing. Jon is listed as director.
Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.
Raised $30.4M from 60 investors as of the latest filing. Jon is listed as director.
Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.
Raised $110.4M from 139 investors as of the latest filing. Jon is listed as director on 2 filings for this deal.
Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.
Raised $159.2M from 213 investors as of the latest filing. Jon is listed as executive officer on 2 filings for this deal.
Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.
No sales reported yet as of the latest filing. Jon is listed as director.
Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.
Raised $147.4M from 181 investors as of the latest filing. Jon is listed as director.
Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.
Raised $127.3M from 152 investors as of the latest filing. Jon is listed as director.
Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.
Officers, directors, promoters and management entities named on the same filings, as of Oct 23, 2026, 5:45 PM ET. Showing the 40 with the most shared filings.
J. P. Morgan Private Investments Inc. is on 409 issuers in total — a repeat sponsor. Their page lists every one.
Listed on the same filings as Jon Herrick. Their page shows their other deals.
Listed on the same filings as Jon Herrick. Their page shows their other deals.
Listed on the same filings as Jon Herrick. Their page shows their other deals.
Listed on the same filings as Jon Herrick. Their page shows their other deals.
Listed on the same filings as Jon Herrick. Their page shows their other deals.
Listed on the same filings as Jon Herrick. Their page shows their other deals.
Listed on the same filings as Jon Herrick. Their page shows their other deals.
Listed on the same filings as Jon Herrick. Their page shows their other deals.
Listed on the same filings as Jon Herrick. Their page shows their other deals.
Listed on the same filings as Jon Herrick. Their page shows their other deals.
Listed on the same filings as Jon Herrick. Their page shows their other deals.
Listed on the same filings as Jon Herrick. Their page shows their other deals.
Listed on the same filings as Jon Herrick. Their page shows their other deals.
Listed on the same filings as Jon Herrick. Their page shows their other deals.
Listed on the same filings as Jon Herrick. Their page shows their other deals.
Listed on the same filings as Jon Herrick. Their page shows their other deals.
Listed on the same filings as Jon Herrick. Their page shows their other deals.
Listed on the same filings as Jon Herrick. Their page shows their other deals.
Listed on the same filings as Jon Herrick. Their page shows their other deals.
Listed on the same filings as Jon Herrick. Their page shows their other deals.
Listed on the same filings as Jon Herrick. Their page shows their other deals.
Listed on the same filings as Jon Herrick. Their page shows their other deals.
Listed on the same filings as Jon Herrick. Their page shows their other deals.
Listed on the same filings as Jon Herrick. Their page shows their other deals.
Listed on the same filings as Jon Herrick. Their page shows their other deals.
Christopher Bryan is on 44 issuers in total — a repeat sponsor. Their page lists every one.
Mora Goddard is on 29 issuers in total — a repeat sponsor. Their page lists every one.
Glenn Hill is on 78 issuers in total — a repeat sponsor. Their page lists every one.
David Wezdenko is on 73 issuers in total — a repeat sponsor. Their page lists every one.
Thomas McGraw is on 72 issuers in total — a repeat sponsor. Their page lists every one.
Margaret Conklin is on 55 issuers in total — a repeat sponsor. Their page lists every one.
Richard Ruffer is on 460 issuers in total — a repeat sponsor. Their page lists every one.
Jote Kassa is on 49 issuers in total — a repeat sponsor. Their page lists every one.
David Frame is on 42 issuers in total — a repeat sponsor. Their page lists every one.
David Lloyd is on 24 issuers in total — a repeat sponsor. Their page lists every one.
Robert Klein is on 54 issuers in total — a repeat sponsor. Their page lists every one.
Michelle M. Wilson-Clarke is on 157 issuers in total — a repeat sponsor. Their page lists every one.
Geoff Ruddick is on 224 issuers in total — a repeat sponsor. Their page lists every one.
One team, 681 deal companies. Jon Herrick is listed on 49 of them.
Issuers are grouped when their Form D filings share related persons, a management entity or a business address (automatic match from the filings). "Listed" marks the issuers that name Jon Herrick.
One team, 2 deal companies. Jon Herrick is listed on 2 of them.
Issuers are grouped when their Form D filings share related persons, a management entity or a business address (automatic match from the filings). "Listed" marks the issuers that name Jon Herrick.
Blackstone Infrastructure Partners (Supplemental Account II) L.P. Pooled Investment Fund · $566M sold · 2018One team, 774 deal companies. Jon Herrick is listed on 1 of them.
Issuers are grouped when their Form D filings share related persons, a management entity or a business address (automatic match from the filings). "Listed" marks the issuers that name Jon Herrick.
A shared address can mean the same team, a shared office building or a registered agent. It is a lead, not a conclusion.
Individuals are not matched to business registrations — registries list companies, and a name alone is not enough to tie a person to one. Officers and managers appear by name inside each matched company's record on the issuer pages. Registries searched: AL (Alabama Secretary of State — Business Entity Records (arc-sos.state.al.us), searched by issuer name, data as of Oct 24, 2026); CO (Colorado Secretary of State — Business Entities in Colorado (data.colorado.gov), data as of Oct 23, 2026); CT (Connecticut Secretary of the State — Business Registry (data.ct.gov), data as of Oct 24, 2026); FL (Florida Department of State, Division of Corporations — quarterly corporate data file (Sunbiz), data as of Oct 7, 2026); KY (Kentucky Secretary of State — Business Entity Search (sosbes.sos.ky.gov), searched by issuer name, data as of Oct 24, 2026); NY (New York Department of State — Corporations and Other Entities (data.ny.gov: All Filings + Active Corporations), data as of Oct 20, 2026); OR (Oregon Secretary of State — Active Businesses, All (data.oregon.gov), data as of Oct 20, 2026); PA (Pennsylvania Department of State — Registered Businesses, Current (data.pa.gov), data as of Oct 6, 2026); TX (Texas Comptroller — Active Franchise Taxpayers incl. Secretary of State file data (data.texas.gov), data as of Oct 24, 2026). Registries of other states have not been searched: many publish no bulk file and require a CAPTCHA or bot challenge on their search page, which we do not bypass (Delaware, for example, offers no public bulk file).
A person is never an adviser firm. 38 of the 53 issuers this person is listed on match a Form ADV adviser (searched 24,962 advisers as of Oct 2, 2026): Omni SPC, Ltd., Perry Investors Offshore Ltd., Perry Investors LLC, SOF X Private Investors, LLC, SOF X Private Investors Offshore 1, L.P., BREP Asia Private Investors, LLC, GIF V Private Investors Offshore, L.P., GIF V Private Investors, LLC, WP Energy Private Investors, LLC, CD&R Fund IX Private Investors, LLC, CD&R Fund IX Private Investors Offshore, L.P., CAP IV Private Investors, LLC, CAP IV Private Investors Offshore, L.P., AIF VIII Private Investors Offshore, L.P., AIF VIII Private Investors, LLC, Providence Debt III Private Investors Offshore, L.P., Providence Debt III Private Investors, LLC, CSSAF Private Investors, LLC, CSSAF Private Investors Offshore, L.P., CCMP III Private Investors, LLC, AREA EF IV Private Investors Offshore 1, L.P., AREA EF IV Private Investors Offshore 2, L.P., AREA EF IV Private Investors, LLC, LC Asia 2 Private Investors, LLC, AP VIII Private Investors, LLC, KKR Asian Fund II Private Investors Offshore, L.P., KKR Asian Fund II Private Investors, LLC, DFJ Growth 2013 Private Investors Offshore, L.P., HPS Mezzanine Private Investors II, LLC, HPS Mezzanine Private Investors Offshore II, L.P., CSFR Private Investors, LLC, SLP IV Private Investors, LLC, RS Global Energy & Power Private Investors Offshore V, L.P., RS Global Energy & Power Private Investors V, LLC, KKR NA XI Private Investors Offshore, L.P., KKR NA XI Private Investors, LLC, Providence VII Private Investors, LLC, Providence VII Private Investors Offshore, L.P..
Searched SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 (51,358 records as of Oct 23, 2026, 8:41 PM ET) — nothing matched this name.
Property records are matched to companies only, never to individuals, so none are matched to Jon Herrick by design. Searched property records in Hillsborough County FL (Clerk recorded-document index Oct 14, 2026 to Oct 15, 2026 + FL DOR 2026 ownership roll), Miami-Dade County FL (FL DOR 2026 ownership roll), Harris County TX (HCAD 2026 ownership roll), Dallas County TX (DCAD 2026 ownership roll), New York City ACRIS documents and PLUTO ownership rows already retrieved for other issuers, Cook County IL sale and ownership rows already retrieved for other issuers (814,874 records as of Oct 23, 2026, 8:59 PM ET) for the 53 issuers this person is listed on — nothing matched.
Websites and social links of the issuers Jon Herrick is listed on, as found in their SEC filings (Form C, Reg A, Form ADV, EDGAR profile) or on the sponsor's own site; none belongs to the person unless the sponsor's site says so. Checked Oct 24, 2026.
One-tap searches on sites we do not index ourselves, with the name pre-filled (Grand Cayman, E9). Each opens in a new tab; what you find there is not verified by PartnerFacts.
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