Sponsor Check › Person
Named as an officer, director or promoter on SEC Form D filings · CA · Oct 16, 2009 → Dec 11, 2015
Data last updated Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 24, 2026, 2:17 AM ET · SEC enforcement last checked: covered by the index scan as of Oct 24, 2026, 2:50 AM ET
Philip Barach is listed as an executive officer on 11 SEC Form D filings by 8 issuers between Mar 2009 and Dec 2015. Largest by amount reported sold: Ellington Strategic Mortgage Fund, L.P. (Old Greenwich, CT — pooled investment fund — 2009; $1.28B reported sold to 54 investors), UST/TCW Senior Mortgage Securities Fund, L.P. (Los Angeles, CA — investing — 2009; $1.25B reported sold to 2 investors), TCW Special Mortgage Credits Fund III, L.P. (Los Angeles, CA — investing — 2009; $1.01B reported sold to 154 investors), Ellington Strategic Mortgage Institutional Fund, L.P. (Old Greenwich, CT — pooled investment fund — 2009; $807.1M reported sold to 19 investors), TCW Special Mortgage Credits Fund III (Cayman), L.P. (Los Angeles, CA — investing — 2009; $461.6M reported sold to 38 investors) and 3 more (all listed below).
What this means A repeat sponsor — 8 separate companies raised money with this person listed as executive officer, over about 6 years. Across those companies the filings report $4.89B sold in total.
Listed alongside Jeffrey E. Gundlach (9 shared filings), Joel Damaini (5 shared filings), Joseph Galligon (5 shared filings), Louis C Lucido (5 shared filings), Vincent Fiorillo (5 shared filings) and 15 others.
What this means These are the other officers, directors or promoters the companies named on the same forms — the team around Philip. Each name links to their own page.
The issuers belong to 2 sponsor groups: Tcw (64 issuers, $17.38B reported sold, 2009–2026) and Ellington (54 issuers, $6.37B reported sold, 2009–2026).
What this means This person is listed across more than one sponsor team; each group page shows that team's full track record.
Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CO, CT, DC, DE, FINRA, FL, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VT, WA, WI, WV, WY) — none found.
What this means Nothing turned up where we looked (3 sources). That does not prove there is nothing — it means none was found in those sources on that date.
We compared 11 public filings for Philip Barach and found 12 differences, 2 worth asking the sponsor about: Philip Barach is no longer listed on the Jun 30, 2010 amendment; Philip Barach is no longer listed on the Mar 10, 2010 amendment; and more below.
What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.
Community search for Philip Barach has not run yet — it is joining a line of 44,205 names; searches run around the clock at the hosts' allowed rate. Searched so far: 641 names.
Community comments are quoted as written by their authors. Sources searched: Bing (site:reddit.com / site:biggerpockets.com) and Reddit's own search, plus DuckDuckGo/Brave/BiggerPockets search when they are answering.
Five things investors ask first. Items still in human review are counted, not shown.
None found in sources searched — federal courts (CourtListener / RECAP), checked Oct 24, 2026
Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts State courts: not covered (one-tap state court links under Look further). PACER: not searched. · Last checked Oct 24, 2026, 2:17 AM ET.
State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.
None found in sources searched — SEC enforcement releases (index scan as of Oct 24, 2026, 2:50 AM ET) · state securities regulators: 48 regulators (FINRA, NASAA, 37 states) — crawled Oct 24, 2026, 8:48 AM ET
SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — Searched SEC litigation releases and administrative proceedings (1995→ / 2007→) (30,205 records as of Oct 24, 2026, 2:50 AM ET) — nothing matched Philip Barach..
State securities regulators: Securities regulators searched (64,910 actions): FINRA (38,350 actions, 1995–2026), NASAA (31 actions, 2000–2026; listing starts 1997), AK Division of Banking and Securities (273 actions, 1971–2025), AL Securities Commission (880 actions, 2001–2026), AR Securities Department (1,305 actions, 1998–2026), AZ Corporation Commission Securities Division (411 actions, 2017–2026), CA DFPI (25 actions, 2007–2024; listing starts 2002 — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), CO Division of Securities (731 actions, 2001–2026; older years from the Internet Archive (snapshot of 2026-05-02)), CT Department of Banking Securities Division (940 actions, 2006–2026; older years from the Internet Archive (snapshot of 2026-04-22)), DC DISB Securities Bureau (25 actions, 2012–2026), DE DOJ Investor Protection Unit (257 actions, 1987–2026), FL Office of Financial Regulation (49 actions, 2018–2026), GA Secretary of State Securities Division (65 actions, 2015–2026; listing starts 2012), HI DCCA Securities Enforcement Branch (26 actions, 2012–2026), ID Department of Finance Securities Bureau (663 actions, 1994–2026), IL Secretary of State Securities Department (4,122 actions, 2003–2023), KS Insurance Department Securities Division (58 actions), KY Department of Financial Institutions (342 actions, 2005–2026), LA Office of Financial Institutions Securities Division (13 actions, 2010–2025; listing starts 2008), MA Secretary of the Commonwealth Securities Division (125 actions, 2012–2025; live site blocks automated access — loaded from the Internet Archive snapshot of 2026-02-04), MD Attorney General Securities Division (1,054 actions, 2004–2026), ME Office of Securities (539 actions, 2000–2026), MI LARA Corporations, Securities & Commercial Licensing Bureau (201 actions), MO Secretary of State Securities Division (919 actions, 1998–2026), MS Secretary of State Securities Division (209 actions, 1995–2026), MT Commissioner of Securities and Insurance (597 actions, 2000–2026), NC Secretary of State Securities Division (265 actions, 2004–2024), ND Securities Department (711 actions, 1990–2026; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2026-01-06), NH Bureau of Securities Regulation (402 actions, 2002–2026), NM Regulation and Licensing Department Securities Division (90 actions, 2010–2025), NV Secretary of State Securities Division (118 actions, 2018–2026), NY Attorney General Investor Protection Bureau (44 actions, 2012–2026), OH Division of Securities (327 actions, 1993–2006), OK Department of Securities (2,531 actions, 1998–2026), OR Division of Financial Regulation (589 actions, 1988–2026), PA Department of Banking and Securities (1,448 actions, 2008–2024; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2024-08-09), RI DBR Securities Division (98 actions, 2005–2025), SC Attorney General Securities Division (540 actions, 2006–2026), SD Division of Insurance – Securities Regulation (106 actions, 2017–2026), TN Department of Commerce and Insurance Securities Division (405 actions, 1992–2026), TX State Securities Board (936 actions, 1999–2026), UT Division of Securities (772 actions, 2000–2026; older years from the Internet Archive (snapshot of 2010-05-27)), VT DFR Securities Division (137 actions, 2010–2026), WA DFI (2,039 actions, 2001–2026), WI DFI Division of Securities (1,072 actions, 1998–2026), WV Securities Commission (State Auditor) (64 actions), WY Secretary of State Compliance Division (6 actions, 2016–2024) — last crawled Oct 24, 2026, 8:48 AM ET. No machine-readable public listing today for IA, IN, MN, NE, NJ, VA (see docs/state-regulators.md).
None found in sources searched — federal bankruptcy courts (CourtListener / RECAP), checked Oct 24, 2026
Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not covered (one-tap state court links under Look further). PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 2:17 AM ET.
State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.
Comparisons cover issuers and sponsor groups — see the issuer pages under Deals
12 differences found between the filings for Philip Barach — 2 worth asking about (compared 11 filings on Oct 24, 2026)
TCW Special Mortgage Credits Fund III (Cayman), L.P. (last filing Nov 30, 2009; $461,600,000 sold of $1,111,111,111). Each has no filing in more than two years and reported under half its target sold.
What this means An issuer whose last filing is more than two years old and reported under half its target sold. The raise may have closed early or quietly stopped. Ask what happened to each.
The filing says the first sale was Sep 30, 2009. The Form D was filed Oct 16, 2009 — 16 days later. The rule: a Form D is generally due within 15 days after the first sale, so this one is 1 days past that.
What this means A late notice is common and carries no penalty by itself. It is worth asking the sponsor why the paperwork lagged.
The filing says the first sale was Sep 30, 2009. The Form D was filed Oct 16, 2009 — 16 days later. The rule: a Form D is generally due within 15 days after the first sale, so this one is 1 days past that.
What this means A late notice is common and carries no penalty by itself. It is worth asking the sponsor why the paperwork lagged.
The filing says the first sale was Sep 30, 2009. The Form D was filed Oct 16, 2009 — 16 days later. The rule: a Form D is generally due within 15 days after the first sale, so this one is 1 days past that.
What this means A late notice is common and carries no penalty by itself. It is worth asking the sponsor why the paperwork lagged.
No amendment in the last 12 months on an offering that may still be open — DoubleLine Opportunistic CMBS/CRE Fund, L.P. (latest filing Nov 19, 2014) · No amendment in the last 12 months on an offering that may still be open — TCW Special Mortgage Credits Fund III (Cayman), L.P. (latest filing Nov 30, 2009) · No amendment in the last 12 months on an offering that may still be open — TCW Special Mortgage Credits Fund III, L.P. (latest filing Nov 30, 2009) · No amendment in the last 12 months on an offering that may still be open — TCW Strategic MBS Fund III, LP (latest filing Nov 17, 2009) · No amendment in the last 12 months on an offering that may still be open — UST/TCW Senior Mortgage Securities Fund, L.P. (latest filing Oct 16, 2009)
What this means SEC rules expect a yearly amendment while an offering is still going. Ask the sponsor which of these raises have closed.
Philip Barach appears on the Jun 30, 2009 Form D (executive officer) but not on the Jun 30, 2010 Form D/A for the same offering.
What this means People leave, and the issuer must list only current officers, directors and promoters. It is still worth asking why this person left and who replaced them.
Philip Barach appears on the Mar 11, 2009 Form D/A (executive officer) but not on the Mar 10, 2010 Form D/A for the same offering.
What this means People leave, and the issuer must list only current officers, directors and promoters. It is still worth asking why this person left and who replaced them.
listed as "Philip A Barach" on 4 filings (from Mar 11, 2009), and "Philip Barach" on 7 filings (from Oct 16, 2009).
What this means Same person, written differently — a middle name or suffix left off, or spelled another way. It is normal, but check that the full legal name matches your subscription documents.
This page covers filings where the address state is CA. A separate record, "Philip Barach" with address state ME, is listed on 1 filing — most recently by Standard Biocarbon Corp (Aug 1, 2023). The two records do not overlap in time: this page runs Oct 16, 2009 to Dec 11, 2015; the other has one filing dated Aug 1, 2023.
What this means Could be the same person who moved, or two people with the same name. We keep them apart until a filing ties them together. Check both pages before you decide.
This page covers filings where the address state is CA. A separate record, "Philip A. Barach" with address state NY, is listed on 4 filings — most recently by Equilibre BioPharmaceuticals Corp. (Dec 1, 2022). The two records do not overlap in time: this page runs Oct 16, 2009 to Dec 11, 2015; the other has one filing dated Dec 1, 2022.
What this means Could be the same person who moved, or two people with the same name. We keep them apart until a filing ties them together. Check both pages before you decide.
The people listed on the Jun 30, 2010 filing give Los Angeles, CA; on the Mar 1, 2011 filing they give Old Greenwich, CT.
What this means Businesses move; this just shows the two places and dates. If you were told one city and the forms say another, ask which is current.
The people listed on the Mar 10, 2010 filing give Los Angeles, CA; on the Mar 1, 2011 filing they give Old Greenwich, CT.
What this means Businesses move; this just shows the two places and dates. If you were told one city and the forms say another, ask which is current.
What is compared: every Form D and D/A we hold for this subject, side by side — filing dates vs. first-sale dates (the 15-day rule), amendment timing on open offerings (the yearly-amendment expectation), amounts sold, investor counts, offering amounts and minimums across amendments, industry and size bands, addresses, how each person's name and role is written, paid sellers' CRD numbers, and (for groups) where the member companies were formed and sit. Everything is as filed by the issuer; the SEC does not check it. Differences are common and usually have ordinary explanations — we show both values, the dates, and the source so you can ask. As of Oct 24, 2026.
1 of 8 offerings reports sales commissions totalling $6,250; 0 report finder's fees; 0 report proceeds to related persons.
| Offering (latest filing) | Sales commissions | Finder's fees | To insiders | Paid to sell it | Source |
|---|---|---|---|---|---|
| Dec 11, 2015 D DoubleLine CRE Finance LLC File 021-252882 | $6,250 | $0 | $0 | H&L Equities, LLC BrokerCheck CRD 113794 ↗ Charles B. Harrison BrokerCheck CRD 3071551 ↗ via H&L Equities, LLC (CRD 113794 ↗) Scott Harrison BrokerCheck CRD 4981070 ↗ via H&L Equities, LLC (CRD 113794 ↗) Phyllis J. Beck BrokerCheck CRD 1020488 ↗ via H&L Equities, LLC (CRD 113794 ↗) Patrick J. Whelchel BrokerCheck CRD 5389090 ↗ via H&L Equities, LLC (CRD 113794 ↗) Lori Mayfield BrokerCheck CRD 4899271 ↗ via H&L Equities, LLC (CRD 113794 ↗) | EDGAR ↗ |
| Nov 19, 2014 D DoubleLine Opportunistic CMBS/CRE Fund, L.P. File 021-228649 | $0 | $0 | $0 The Issuer pays a management fee equal to a percentage per annum of the total invested capital. | None listed on this filing | EDGAR ↗ |
| Nov 30, 2009 D/A TCW Special Mortgage Credits Fund III, L.P. File 021-135395 | $0 | $0 | $0 | None listed on this filing | EDGAR ↗ |
| Nov 30, 2009 D/A TCW Special Mortgage Credits Fund III (Cayman), L.P. File 021-135397 | $0 | $0 | $0 | None listed on this filing | EDGAR ↗ |
| Nov 17, 2009 D/A TCW Strategic MBS Fund III, LP File 021-136161 | $0 | $0 | $0 NOT APPLICABLE | N/A no CRD number reported | EDGAR ↗ |
| Oct 16, 2009 D UST/TCW Senior Mortgage Securities Fund, L.P. File 021-135393 | $0 | $0 | $0 | None listed on this filing | EDGAR ↗ |
| Jun 30, 2009 D Ellington Strategic Mortgage Institutional Fund, L.P. File 021-132338 | $0 | $0 | $0 Not Applicable | N/A no CRD number reported | EDGAR ↗ |
| Mar 11, 2009 D/A Ellington Strategic Mortgage Fund, L.P. File 021-44009 | $0 | $0 | $0 NOT APPLICABLE | N/A no CRD number reported | EDGAR ↗ |
Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.
Counted across every filing this person is listed on (latest filing per offering, per issuer).
Every issuer that named Philip Barach on a Form D, newest first. A Form D is the notice a company files after it starts selling a private investment.
Raised $125K from 125 investors (100% of the $125K target) as of the latest filing. Philip is listed as executive officer.
Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: REITS and Finance / 506(b) (3,490 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.
Raised $29.8M from 77 investors as of the latest filing. Philip is listed as executive officer.
Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.
Raised $461.6M from 38 investors (42% of the $1.11B target) as of the latest filing. Philip is listed as executive officer on 2 filings for this deal.
Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.
Raised $1.01B from 154 investors (91% of the $1.11B target) as of the latest filing. Philip is listed as executive officer on 2 filings for this deal.
Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.
Raised $49.4M from 6 investors as of the latest filing. Philip is listed as executive officer on 2 filings for this deal.
Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.
Raised $1.25B from 2 investors (56% of the $2.22B target) as of the latest filing. Philip is listed as executive officer.
Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.
Raised $807.1M from 19 investors as of the latest filing. Philip is listed as executive officer.
Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.
Raised $1.28B from 54 investors as of the latest filing. Philip is listed as executive officer.
Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.
Separate person records under the same name, not combined with this page. Each line says whether it shares an issuer with this record.
Officers, directors, promoters and management entities named on the same filings, as of Oct 23, 2026, 5:45 PM ET.
Listed on the same filings as Philip Barach. Their page shows their other deals.
Listed on the same filings as Philip Barach. Their page shows their other deals.
Listed on the same filings as Philip Barach. Their page shows their other deals.
Listed on the same filings as Philip Barach. Their page shows their other deals.
Listed on the same filings as Philip Barach. Their page shows their other deals.
Listed on the same filings as Philip Barach. Their page shows their other deals.
Jeffrey E. Gundlach is on 19 issuers in total — a repeat sponsor. Their page lists every one.
Listed on the same filings as Philip Barach. Their page shows their other deals.
Louis C Lucido is on 11 issuers in total — a repeat sponsor. Their page lists every one.
Listed on the same filings as Philip Barach. Their page shows their other deals.
MICHAEL E CAHILL is on 34 issuers in total — a repeat sponsor. Their page lists every one.
DAVID DEVITO is on 30 issuers in total — a repeat sponsor. Their page lists every one.
TCW ASSET MANAGEMENT COMPANY is on 17 issuers in total — a repeat sponsor. Their page lists every one.
Listed on the same filings as Philip Barach. Their page shows their other deals.
Listed on the same filings as Philip Barach. Their page shows their other deals.
Earl A Lariscy is on 12 issuers in total — a repeat sponsor. Their page lists every one.
Henry Chase is on 6 issuers in total — a repeat sponsor. Their page lists every one.
ROBERT D BEYER is on 15 issuers in total — a repeat sponsor. Their page lists every one.
TCW EM Opportunistic Credit Total Return Fund, L.P. Pooled Investment Fund · $12M sold · 2016
TCW Securitized Opportunities (Cayman), L.P. Pooled Investment Fund · $2.07B sold · 2011
TCW CORPORATE BOND L P Pooled Investment Fund · $180.8M sold · 2009
TCW Securitized Opportunities, L.P. Pooled Investment Fund · $3.18B sold · 2011
TCW Emerging Markets Income Focus Fund, L.P. Pooled Investment Fund · $435.3M sold · 2016
TCW EM Local Currency Absolute Return Fund, L.P. Pooled Investment Fund · $6.55M sold · 2017
SCOGGIN CAPITAL MANAGEMENT LLC Pooled Investment Fund · $191.8M sold · 2010
SCOGGIN OVERSEAS FUND LTD Pooled Investment Fund · $217.2M sold · 2010
SCOGGIN CAPITAL MANAGEMENT II LLC Pooled Investment Fund · $1.32B sold · 2010
SCOGGIN WORLDWIDE DISTRESSED FUND LLC Pooled Investment Fund · $342.7M sold · 2010
DoubleLine Opportunistic Income Fund II LP Pooled Investment Fund · $835.9M sold · 2011
SB Special Situation Master Fund SPC - Segregated Portfolio D Pooled Investment Fund · $177.6M sold · 2015
SB Special Situation Master Fund SPC - Segregated Portfolio F Pooled Investment Fund · $130.1M sold · 2016
TCW High Dividend Focused Fund, LP Pooled Investment Fund · $3.25M sold · 2018
SB Special Situation Master Fund SPC - Segregated Portfolio C Pooled Investment Fund · $21.5M sold · 2015
SB Special Situation Master Fund SPC - Segregated Portfolio E Pooled Investment Fund · $20.6M sold · 2016
TCW Concentrated Emerging Markets Equity Fund, L.P. Pooled Investment Fund · $4.25M sold · 2018
SCOGGIN WORLDWIDE DISTRESSED FUND LTD Pooled Investment Fund · $83.7M sold · 2010
TCW SENIOR SECURED LOAN FUND LP Pooled Investment Fund · $222.3M sold · 2009
TCW Americas Development Association L.P. Pooled Investment Fund · $846M sold · 2009
SB Special Situation Master Fund SPC - Segregated Portfolio B Pooled Investment Fund · $17.1M sold · 2015
TCW INTERNATIONAL FIXED INCOME LP Investing · $24.9M sold · 2009
SB Special Situation Fund Ltd. Pooled Investment Fund · $190.4M sold · 2012
TCW/Scoggin Event Driven Fund, L.P. Pooled Investment Fund · $11M sold · 2013
TCW OPPORTUNISTIC CORE PLUS FIXED INCOME LP Pooled Investment Fund · $65M sold · 2009
TCW High Yield II, L.P. Investing · $63.2M sold · 2011
Home Place Partners II, L.P. Pooled Investment Fund · $107.5M sold · 2013
TCW Leveraged Loan Fund (Cayman), L.P. Pooled Investment Fund · $9.62M sold · 2011
TCW Leveraged Loan Fund, L.P. Pooled Investment Fund · $5.46M sold · 2011
TCW CONCENTRATED CORE EQUITIES LP Pooled Investment Fund · $92.1M sold · 2009
Home Place Partners, LLC Pooled Investment Fund · $5M sold · 2011
TCW VALUE OPPORTUNITIES LP Pooled Investment Fund · $39.5M sold · 2009
MetWest Enhanced TALF Strategy Fund, L.P. Pooled Investment Fund · $365.7M sold · 2009 TCW Special Mortgage Credits Fund III (Cayman), L.P. Investing · $461.6M sold · 2009 · listed TCW Special Mortgage Credits Fund III, L.P. Investing · $1.01B sold · 2009 · listed TCW Strategic MBS Fund III, LP Pooled Investment Fund · $49.4M sold · 2009 · listed
TCW Strategic MBS Fund III (Cayman), L.P. Pooled Investment Fund · $44.9M sold · 2009 UST/TCW Senior Mortgage Securities Fund, L.P. Investing · $1.25B sold · 2009 · listed
TCW ALPHA TACTICAL US L P Pooled Investment Fund · $5.02M sold · 2009
TCW ALPHA CORE A US L P Pooled Investment Fund · $5.02M sold · 2009
TCW Alpha Tactical B (CI) LP Pooled Investment Fund · $45.1M sold · 2009
TCW Alpha Core B CI LP Pooled Investment Fund · $45.2M sold · 2009
TCW Alpha Core (CI), L.P. Pooled Investment Fund · $23.6M sold · 2009One team, 64 deal companies. Philip Barach is listed on 6 of them.
Issuers are grouped when their Form D filings share related persons, a management entity or a business address (automatic match from the filings). "Listed" marks the issuers that name Philip Barach.
One team, 54 deal companies. Philip Barach is listed on 2 of them.
Issuers are grouped when their Form D filings share related persons, a management entity or a business address (automatic match from the filings). "Listed" marks the issuers that name Philip Barach.
A shared address can mean the same team, a shared office building or a registered agent. It is a lead, not a conclusion.
Individuals are not matched to business registrations — registries list companies, and a name alone is not enough to tie a person to one. Officers and managers appear by name inside each matched company's record on the issuer pages. Registries searched: AL (Alabama Secretary of State — Business Entity Records (arc-sos.state.al.us), searched by issuer name, data as of Oct 24, 2026); CO (Colorado Secretary of State — Business Entities in Colorado (data.colorado.gov), data as of Oct 23, 2026); CT (Connecticut Secretary of the State — Business Registry (data.ct.gov), data as of Oct 24, 2026); FL (Florida Department of State, Division of Corporations — quarterly corporate data file (Sunbiz), data as of Oct 7, 2026); NY (New York Department of State — Corporations and Other Entities (data.ny.gov: All Filings + Active Corporations), data as of Oct 20, 2026); OR (Oregon Secretary of State — Active Businesses, All (data.oregon.gov), data as of Oct 20, 2026); PA (Pennsylvania Department of State — Registered Businesses, Current (data.pa.gov), data as of Oct 6, 2026); TX (Texas Comptroller — Active Franchise Taxpayers incl. Secretary of State file data (data.texas.gov), data as of Oct 24, 2026). Registries of other states have not been searched: many publish no bulk file and require a CAPTCHA or bot challenge on their search page, which we do not bypass (Delaware, for example, offers no public bulk file).
A person is never an adviser firm. 1 of the 8 issuers this person is listed on matches a Form ADV adviser (searched 24,962 advisers as of Oct 2, 2026): DoubleLine CRE Finance LLC.
Searched SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 (51,358 records as of Oct 23, 2026, 8:41 PM ET) — nothing matched this name.
Property records are matched to companies only, never to individuals, so none are matched to Philip Barach by design. Searched property records in Hillsborough County FL (Clerk recorded-document index Oct 14, 2026 to Oct 15, 2026 + FL DOR 2026 ownership roll), Miami-Dade County FL (FL DOR 2026 ownership roll), Harris County TX (HCAD 2026 ownership roll), Dallas County TX (DCAD 2026 ownership roll), New York City ACRIS documents and PLUTO ownership rows already retrieved for other issuers, Cook County IL sale and ownership rows already retrieved for other issuers (814,874 records as of Oct 23, 2026, 8:59 PM ET) for the 8 issuers this person is listed on — nothing matched.
Websites and social links of the issuers Philip Barach is listed on, as found in their SEC filings (Form C, Reg A, Form ADV, EDGAR profile) or on the sponsor's own site; none belongs to the person unless the sponsor's site says so. Checked Oct 24, 2026.
One-tap searches on sites we do not index ourselves, with the name pre-filled (Los Angeles, CA). Each opens in a new tab; what you find there is not verified by PartnerFacts.
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