PartnerFacts
Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 5:16 AM ET

Sponsor Check › Person

HC
No photo found yet (own website and image search run after this page is viewed)

Henry Chase

Named as an officer, director or promoter on SEC Form D filings · CA, FL · Nov 19, 2014 → Jan 3, 2023

6deals (issuers)
$924.4Mreported sold
482investors
10Form D filings
2014–2023years on file

Data last updated Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 24, 2026, 2:32 AM ET · SEC enforcement last checked: covered by the index scan as of Oct 24, 2026, 2:50 AM ET

The short version

Henry Chase is listed as an executive officer on 10 SEC Form D filings by 6 issuers between Nov 2014 and Mar 2026. Largest by amount reported sold: DOUBLELINE SELECTIVE CREDIT FUND, A SERIES OF DOUBLELINE FUNDS TRUST (Tampa, FL — pooled investment fund — 2023–2026; $598.5M reported sold to 10 investors), DoubleLine Mortgage Opportunities Master Fund LP (Los Angeles, CA — pooled investment fund — 2017; $295.8M reported sold to 20 investors), DoubleLine Opportunistic CMBS/CRE Fund, L.P. (Los Angeles, CA — pooled investment fund — 2014; $29.8M reported sold to 77 investors), OPP INCOME CRE FINANCE LLC (Tampa, FL — reits and finance — 2023; $125K reported sold to 125 investors), Mortgage Opportunities Finance LLC (Glendale, CA — reits and finance — 2020; $125K reported sold to 125 investors) and 1 more (all listed below).

What this means A repeat sponsor — 6 separate companies raised money with this person listed as executive officer, over about 12 years. Across those companies the filings report $924.4M sold in total.

Listed alongside Earl A Lariscy (9 shared filings), ADAM ROSSETTI (4 shared filings), BRADY FEMLING (4 shared filings), Cris Santa Ana (4 shared filings), DAWN OSWALD (4 shared filings) and 27 others.

What this means These are the other officers, directors or promoters the companies named on the same forms — the team around Henry. Each name links to their own page.

All 6 issuers belong to the sponsor group Tcw (64 issuers, $17.38B reported sold, 2009–2026).

What this means A sponsor group is one team that sets up a new company for each deal. Tcw has 64 companies on file and $17.38B reported sold in total — the group page shows the whole track record in one place.

Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AZ, CA, DE, TX, WA) — 1 bankruptcy case matching the name listed in Key records below.

What this means 1 record came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.

We compared 10 public filings for Henry Chase and found 7 differences, 3 worth asking the sponsor about: Amount sold went down between filings; Investor count went down between filings; and more below.

What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.

What the community is saying

Community search for Henry Chase has not run yet — it is joining a line of 11,463 names; searches run around the clock at the hosts' allowed rate. Searched so far: 27 names.

Community comments are quoted as written by their authors. Sources searched: BiggerPockets forums (via DuckDuckGo, Brave, Bing and BiggerPockets search) and Reddit (search feed + public archive).

Key records

Five things investors ask first. Items still in human review are counted, not shown.

1. Lawsuits

None found in sources searched — federal courts (CourtListener / RECAP), checked Oct 24, 2026

What was searched

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts State courts: not covered (one-tap state court links under Look further). PACER: not searched. · Last checked Oct 24, 2026, 2:32 AM ET.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

None found in sources searched — SEC enforcement releases (index scan as of Oct 24, 2026, 2:50 AM ET) · state securities regulators: AZ, CA, DE, TX, WA (crawled Oct 23, 2026)

What was searched

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — Searched SEC litigation releases and administrative proceedings (1995→ / 2007→) (30,205 records as of Oct 24, 2026, 2:50 AM ET) — nothing matched Henry Chase..

State securities regulators searched: AZ (Corporation Commission Securities Division), CA (DFPI — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), DE (DOJ Investor Protection Unit), TX (State Securities Board), WA (DFI) — last crawled Oct 23, 2026, 9:57 PM ET. Other states are not covered.

3. Bankruptcies

1 case: 1 closed (disposition not in docket feed)

Henry L. Chase closed
United States Bankruptcy Court, N.D. Indiana · No. 04-12381 · Filed May 23, 2004 · Closed Sep 13, 2004
Role of Henry L. Chase: Debtor · Outcome: Case closed 2004-09-13 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 5 federal dockets); court in IN (not a filing state)
What was searched

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not covered (one-tap state court links under Look further). PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 2:32 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

4. Differences between public sources

Comparisons cover issuers and sponsor groups — see the issuer pages under Deals

7 differences found between the filings for Henry Chase — 3 worth asking about (compared 10 filings on Oct 24, 2026)

Worth asking · Mar 6, 2024 – Mar 5, 2025

Amount sold went down between filings — DOUBLELINE SELECTIVE CREDIT FUND, A SERIES OF DOUBLELINE FUNDS TRUST

The Mar 6, 2024 filing says $577,459,284 sold; the Mar 5, 2025 Form D/A says $521,054,547 sold — $56,404,737 less.

What this means Amounts sold normally only go up as a raise continues. A drop can mean investors were refunded, a figure was corrected, or an earlier number was wrong. Ask the sponsor which it was.

Sources
Worth asking · Apr 18, 2023 – Mar 6, 2024

Amount sold went down between filings — DOUBLELINE SELECTIVE CREDIT FUND, A SERIES OF DOUBLELINE FUNDS TRUST

The Apr 18, 2023 filing says $598,532,946 sold; the Mar 6, 2024 Form D/A says $577,459,284 sold — $21,073,662 less.

What this means Amounts sold normally only go up as a raise continues. A drop can mean investors were refunded, a figure was corrected, or an earlier number was wrong. Ask the sponsor which it was.

Sources
Worth asking · Mar 6, 2024 – Mar 5, 2025

Investor count went down between filings — DOUBLELINE SELECTIVE CREDIT FUND, A SERIES OF DOUBLELINE FUNDS TRUST

The Mar 6, 2024 filing reports 10 investors; the Mar 5, 2025 Form D/A reports 8 investors.

What this means Investor counts normally only grow. A smaller number can mean investors left or were refunded, or a count was corrected. Ask the sponsor what happened.

Sources
Note · Sep 8, 2017 – Nov 16, 2017

No amendment in the last 12 months on an offering that may still be open — DoubleLine Mortgage Opportunities Master Fund LP (latest filing Nov 16, 2017)

The latest filing for this offering is dated Nov 16, 2017 (first sale Sep 8, 2017). It reports $295,750,000 sold of an indefinite amount offered. No later amendment is in our index as of Oct 24, 2026.

What this means SEC rules expect a yearly amendment while an offering is still going. The raise may simply have ended — a Form D does not say when it closed. Ask the sponsor whether the offering closed, when, and at what amount.

Sources
Note · Nov 10, 2014 – Nov 19, 2014

No amendment in the last 12 months on an offering that may still be open — DoubleLine Opportunistic CMBS/CRE Fund, L.P. (latest filing Nov 19, 2014)

The latest filing for this offering is dated Nov 19, 2014 (first sale Nov 10, 2014). It reports $29,775,000 sold of an indefinite amount offered. No later amendment is in our index as of Oct 24, 2026.

What this means SEC rules expect a yearly amendment while an offering is still going. The raise may simply have ended — a Form D does not say when it closed. Ask the sponsor whether the offering closed, when, and at what amount.

Sources
Note · Aug 13, 2014 – Apr 18, 2023

Address moved from Los Angeles, CA to Tampa, FL — DOUBLELINE SELECTIVE CREDIT FUND, A SERIES OF DOUBLELINE FUNDS TRUST

The people listed on the Aug 13, 2014 filing give Los Angeles, CA; on the Apr 18, 2023 filing they give Tampa, FL.

What this means Businesses move; this just shows the two places and dates. If you were told one city and the forms say another, ask which is current.

Sources
Note · Nov 19, 2014 – Mar 6, 2026

Henry Chase is listed with 2 different address states: CA, FL

CA on 6 filings (Nov 19, 2014 to Jan 3, 2023); FL on 4 filings (Apr 18, 2023 to Mar 6, 2026).

What this means The address on a Form D is usually the company's, not the person's home, so this often just reflects different companies. It can also mean a move. Nothing wrong by itself.

Sources
What is compared

What is compared: every Form D and D/A we hold for this subject, side by side — filing dates vs. first-sale dates (the 15-day rule), amendment timing on open offerings (the yearly-amendment expectation), amounts sold, investor counts, offering amounts and minimums across amendments, industry and size bands, addresses, how each person's name and role is written, paid sellers' CRD numbers, and (for groups) where the member companies were formed and sit. Everything is as filed by the issuer; the SEC does not check it. Differences are common and usually have ordinary explanations — we show both values, the dates, and the source so you can ask. As of Oct 24, 2026.

5. Money to insiders

4 of 6 offerings report sales commissions totalling $1,868,750; 0 report finder's fees; 0 report proceeds to related persons. (includes amounts the issuer reported as estimates)

Offering (latest filing)Sales commissionsFinder's feesTo insidersPaid to sell itSource
Mar 6, 2026 D/A
DOUBLELINE SELECTIVE CREDIT FUND, A SERIES OF DOUBLELINE FUNDS TRUST
File 021-222866
$0$0$0None listed on this filingEDGAR ↗
Jan 3, 2023 D
OPP INCOME CRE FINANCE LLC
File 021-469414
$6,250$0$0H&L Equities, LLC BrokerCheck CRD 113794 ↗
Charles B. Harrison BrokerCheck CRD 3071551 ↗
via H&L Equities, LLC (CRD 113794 ↗)

Scott Harrison BrokerCheck CRD 4981070 ↗
via H&L Equities, LLC (CRD 113794 ↗)

Patrick J. Whelchel BrokerCheck CRD 5389090 ↗
via H&L Equities, LLC (CRD 113794 ↗)

Lori Mayfield BrokerCheck CRD 4899271 ↗
via H&L Equities, LLC (CRD 113794 ↗)
EDGAR ↗
Jan 27, 2020 D
Mortgage Opportunities Finance LLC
File 021-359028
$6,250 (est.)$0$0H&L Equities, LLC BrokerCheck CRD 113794 ↗
Scott Harrison BrokerCheck CRD 4981070 ↗
via H&L Equities, LLC (CRD 113794 ↗)

Charles B. Harrison BrokerCheck CRD 3071551 ↗
via H&L Equities, LLC (CRD 113794 ↗)

Patrick J. Whelchel BrokerCheck CRD 5389090 ↗
via H&L Equities, LLC (CRD 113794 ↗)

Lori Mayfield BrokerCheck CRD 4899271 ↗
via H&L Equities, LLC (CRD 113794 ↗)

Charles Mathes BrokerCheck CRD 5980160 ↗
via H&L Equities, LLC (CRD 113794 ↗)
EDGAR ↗
Nov 16, 2017 D/A
DoubleLine Mortgage Opportunities Master Fund LP
File 021-291719
$1,850,000 (est.)$0 (est.)$0 (est.)
The General Partner or its affiliates will be entitled to management fees and incentive distributions, as further detailed in the Issuers' offering documents.
Morgan Stanley BrokerCheck CRD 149777 ↗EDGAR ↗
Dec 11, 2015 D
DoubleLine CRE Finance LLC
File 021-252882
$6,250$0$0H&L Equities, LLC BrokerCheck CRD 113794 ↗
Charles B. Harrison BrokerCheck CRD 3071551 ↗
via H&L Equities, LLC (CRD 113794 ↗)

Scott Harrison BrokerCheck CRD 4981070 ↗
via H&L Equities, LLC (CRD 113794 ↗)

Phyllis J. Beck BrokerCheck CRD 1020488 ↗
via H&L Equities, LLC (CRD 113794 ↗)

Patrick J. Whelchel BrokerCheck CRD 5389090 ↗
via H&L Equities, LLC (CRD 113794 ↗)

Lori Mayfield BrokerCheck CRD 4899271 ↗
via H&L Equities, LLC (CRD 113794 ↗)
EDGAR ↗
Nov 19, 2014 D
DoubleLine Opportunistic CMBS/CRE Fund, L.P.
File 021-228649
$0$0$0
The Issuer pays a management fee equal to a percentage per annum of the total invested capital.
None listed on this filingEDGAR ↗
How this is counted

Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across every filing this person is listed on (latest filing per offering, per issuer).

Deals 6

Every issuer that named Henry Chase on a Form D, newest first. A Form D is the notice a company files after it starts selling a private investment.

Pooled Investment Fund · group: Tcw

DOUBLELINE SELECTIVE CREDIT FUND, A SERIES OF DOUBLELINE FUNDS TRUST

Tampa, FL · Apr 18, 2023 → Mar 6, 2026 · 4 filings
  • Mar 6, 2026 · D/A · $521,054,547 sold of Indefinite · 8 investors · min. No minimum reported · role: Executive Officer (TREASURER AND PRINCIPAL FINANCIAL AND ACCOUNTING OFFICER) EDGAR ↗
  • Mar 5, 2025 · D/A · $521,054,547 sold of Indefinite · 8 investors · min. No minimum reported · role: Executive Officer (TREASURER AND PRINCIPAL FINANCIAL AND ACCOUNTING OFFICER) EDGAR ↗
  • Mar 6, 2024 · D/A · $577,459,284 sold of Indefinite · 10 investors · min. No minimum reported · role: Executive Officer (TREASURER AND PRINCIPAL FINANCIAL AND ACCOUNTING OFFICER) EDGAR ↗
  • Apr 18, 2023 · D/A · $598,532,946 sold of Indefinite · 10 investors · min. No minimum reported · role: Executive Officer (TREASURER AND PRINCIPAL FINANCIAL AND ACCOUNTING OFFICER) EDGAR ↗

Raised $598.5M from 10 investors as of the latest filing. Henry is listed as executive officer on 4 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

REITS and Finance · group: Tcw

OPP INCOME CRE FINANCE LLC

Tampa, FL · Jan 3, 2023
  • Jan 3, 2023 · D · $125,000 sold of $125,000 · 125 investors · min. $1,000 · role: Executive Officer EDGAR ↗

Raised $125K from 125 investors (100% of the $125K target) as of the latest filing. Henry is listed as executive officer.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: REITS and Finance / 506(b) (3,490 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

REITS and Finance · group: Tcw

Mortgage Opportunities Finance LLC

Glendale, CA · Jan 27, 2020
  • Jan 27, 2020 · D · $125,000 sold of $125,000 · 125 investors · min. $1,000 · role: Executive Officer EDGAR ↗

Raised $125K from 125 investors (100% of the $125K target) as of the latest filing. Henry is listed as executive officer.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: REITS and Finance / 506(b) (3,490 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund · group: Tcw

DoubleLine Mortgage Opportunities Master Fund LP

Los Angeles, CA · Jul 28, 2017 → Nov 16, 2017 · 2 filings
  • Nov 16, 2017 · D/A · $295,750,000 sold of Indefinite · 20 investors · min. No minimum reported · role: Executive Officer EDGAR ↗
  • Jul 28, 2017 · D · $0 sold of Indefinite · 0 investors · min. No minimum reported · role: Executive Officer EDGAR ↗

Raised $295.8M from 20 investors as of the latest filing. Henry is listed as executive officer on 2 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

REITS and Finance · group: Tcw

DoubleLine CRE Finance LLC

Los Angeles, CA · Dec 11, 2015
  • Dec 11, 2015 · D · $125,000 sold of $125,000 · 125 investors · min. $1,000 · role: Executive Officer EDGAR ↗

Raised $125K from 125 investors (100% of the $125K target) as of the latest filing. Henry is listed as executive officer.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: REITS and Finance / 506(b) (3,490 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund · group: Tcw

DoubleLine Opportunistic CMBS/CRE Fund, L.P.

Los Angeles, CA · Nov 19, 2014
  • Nov 19, 2014 · D · $29,775,000 sold of Indefinite · 77 investors · min. $1,000,000 · role: Executive Officer EDGAR ↗

Raised $29.8M from 77 investors as of the latest filing. Henry is listed as executive officer.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

People around Henry 32

Officers, directors, promoters and management entities named on the same filings, as of Oct 23, 2026, 5:45 PM ET.

Management entity

DoubleLine Capital LP

Executive Officer · 3 shared filings (3 issuers)

Listed on the same filings as Henry Chase. Their page shows their other deals.

Management entity

DoubleLine CMBS Fund GP LLC

Promoter, Executive Officer · 2 shared filings (2 issuers)

Listed on the same filings as Henry Chase. Their page shows their other deals.

EL
No photo found yet (own website and image search run after this page is viewed)
Person

Earl A Lariscy

Executive Officer · 9 shared filings (5 issuers) · also on 7 other issuers

Earl A Lariscy is on 12 issuers in total — a repeat sponsor. Their page lists every one.

JG
No photo found yet (own website and image search run after this page is viewed)
Person

Jeffrey E. Gundlach

Director · 4 shared filings (1 issuer) · also on 18 other issuers

Jeffrey E. Gundlach is on 19 issuers in total — a repeat sponsor. Their page lists every one.

DK
No photo found yet (own website and image search run after this page is viewed)
Person

David Kennedy

Executive Officer · 4 shared filings (1 issuer) · also on 23 other issuers

David Kennedy is on 24 issuers in total — a repeat sponsor. Their page lists every one.

RR
No photo found yet (own website and image search run after this page is viewed)
Person

RONALD REDELL

Executive Officer, Director · 4 shared filings (1 issuer) · also on 1 other issuer

Listed on the same filings as Henry Chase. Their page shows their other deals.

CA
No photo found yet (own website and image search run after this page is viewed)
Person

Cris Santa Ana

Executive Officer · 4 shared filings (1 issuer) · also on 6 other issuers

Cris Santa Ana is on 7 issuers in total — a repeat sponsor. Their page lists every one.

JS
No photo found yet (own website and image search run after this page is viewed)
Person

JOHN SALTER

Director · 4 shared filings (1 issuer) · also on 1 other issuer

Listed on the same filings as Henry Chase. Their page shows their other deals.

PT
No photo found yet (own website and image search run after this page is viewed)
Person

PATRICK TOWNZEN

Executive Officer · 4 shared filings (1 issuer)

Listed on the same filings as Henry Chase. Their page shows their other deals.

GW
No photo found yet (own website and image search run after this page is viewed)
Person

GRACE WALKER

Executive Officer · 4 shared filings (1 issuer)

Listed on the same filings as Henry Chase. Their page shows their other deals.

JC
No photo found yet (own website and image search run after this page is viewed)
Person

JOSEPH CIPRARI

Director · 4 shared filings (1 issuer)

Listed on the same filings as Henry Chase. Their page shows their other deals.

MC
No photo found yet (own website and image search run after this page is viewed)
Person

Morris Chen

Executive Officer · 4 shared filings (3 issuers)

Listed on the same filings as Henry Chase. Their page shows their other deals.

DO
No photo found yet (own website and image search run after this page is viewed)
Person

DAWN OSWALD

Executive Officer · 4 shared filings (1 issuer)

Listed on the same filings as Henry Chase. Their page shows their other deals.

GR
No photo found yet (own website and image search run after this page is viewed)
Person

GHEORGHE ROTAR

Executive Officer · 4 shared filings (1 issuer)

Listed on the same filings as Henry Chase. Their page shows their other deals.

WH
No photo found yet (own website and image search run after this page is viewed)
Person

WINNIE HAN

Executive Officer · 4 shared filings (1 issuer)

Listed on the same filings as Henry Chase. Their page shows their other deals.

BF
No photo found yet (own website and image search run after this page is viewed)
Person

BRADY FEMLING

Executive Officer · 4 shared filings (1 issuer)

Listed on the same filings as Henry Chase. Their page shows their other deals.

YG
No photo found yet (own website and image search run after this page is viewed)
Person

YOUSE GUIA

Executive Officer · 4 shared filings (1 issuer) · also on 1 other issuer

Listed on the same filings as Henry Chase. Their page shows their other deals.

NZ
No photo found yet (own website and image search run after this page is viewed)
Person

NEAL ZALVAN

Executive Officer · 4 shared filings (1 issuer)

Listed on the same filings as Henry Chase. Their page shows their other deals.

AR
No photo found yet (own website and image search run after this page is viewed)
Person

ADAM ROSSETTI

Executive Officer · 4 shared filings (1 issuer)

Listed on the same filings as Henry Chase. Their page shows their other deals.

YF
No photo found yet (own website and image search run after this page is viewed)
Person

YURY FRIEDMAN

Director · 3 shared filings (1 issuer)

Listed on the same filings as Henry Chase. Their page shows their other deals.

WO
No photo found yet (own website and image search run after this page is viewed)
Person

WILLIAM A ODELL

Director · 3 shared filings (1 issuer)

Listed on the same filings as Henry Chase. Their page shows their other deals.

LC
No photo found yet (own website and image search run after this page is viewed)
Person

LISA CHEN

Executive Officer · 3 shared filings (1 issuer)

Listed on the same filings as Henry Chase. Their page shows their other deals.

PB
No photo found yet (own website and image search run after this page is viewed)
Person

Philip Barach

Executive Officer · 2 shared filings (2 issuers) · also on 6 other issuers

Philip Barach is on 8 issuers in total — a repeat sponsor. Their page lists every one.

KS
No photo found yet (own website and image search run after this page is viewed)
Person

Ken Shinoda

Executive Officer · 2 shared filings (1 issuer)

Listed on the same filings as Henry Chase. Their page shows their other deals.

RW
No photo found yet (own website and image search run after this page is viewed)
Person

RAYMOND WOOLSON

Director · 1 shared filing (1 issuer)

Listed on the same filings as Henry Chase. Their page shows their other deals.

RH
No photo found yet (own website and image search run after this page is viewed)
Person

ROBERT HERRON

Executive Officer · 1 shared filing (1 issuer)

Listed on the same filings as Henry Chase. Their page shows their other deals.

JS
No photo found yet (own website and image search run after this page is viewed)
Person

JOSE SARAMENTA

Executive Officer · 1 shared filing (1 issuer)

Listed on the same filings as Henry Chase. Their page shows their other deals.

The team behind the deals

Sponsor group

Tcw

64 issuers · 323 filings · $17.38B reported sold · 2009–2026

One team, 64 deal companies. Henry Chase is listed on 6 of them.

Sources

Issuers are grouped when their Form D filings share related persons, a management entity or a business address (automatic match from the filings). "Listed" marks the issuers that name Henry Chase.

Registrations and other filings

Adviser registration (Form ADV)

A person is never an adviser firm. 3 of the 6 issuers this person is listed on match a Form ADV adviser (searched 24,962 advisers as of Oct 2, 2026): OPP INCOME CRE FINANCE LLC, Mortgage Opportunities Finance LLC, DoubleLine CRE Finance LLC.

Other offering types (Regulation A and Regulation Crowdfunding)

Searched SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 (51,358 records as of Oct 23, 2026, 8:41 PM ET) — nothing matched this name.

Property records none — individuals are not matched

Property records are matched to companies only, never to individuals, so none are matched to Henry Chase by design. Searched property records in Hillsborough County FL (Clerk recorded-document index Oct 14, 2026 to Oct 15, 2026 + FL DOR 2026 ownership roll), Miami-Dade County FL (FL DOR 2026 ownership roll), Harris County TX (HCAD 2026 ownership roll), Dallas County TX (DCAD 2026 ownership roll), New York City ACRIS documents and PLUTO ownership rows already retrieved for other issuers, Cook County IL sale and ownership rows already retrieved for other issuers (814,874 records as of Oct 23, 2026, 8:59 PM ET) for the 6 issuers this person is listed on — nothing matched.

Public profiles and social

Websites and social links of the issuers Henry Chase is listed on, as found in their SEC filings (Form C, Reg A, Form ADV, EDGAR profile) or on the sponsor's own site; none belongs to the person unless the sponsor's site says so. Checked Oct 24, 2026.

Look further

One-tap searches on sites we do not index ourselves, with the name pre-filled (Tampa, FL). Each opens in a new tab; what you find there is not verified by PartnerFacts.

Found on the sponsor's own site

tcw.com ↗ found on DOUBLELINE SELECTIVE CREDIT FUND, A SERIES OF DOUBLELINE FUNDS TRUST (tcw.com — same registered sponsor family (group "Tcw"); known from issuer CIK 1038400 (adv))

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