PartnerFacts
Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 10:40 AM ET

Sponsor Check › Person

DK
No photo found yet (own website and image search run after this page is viewed)

David Kennedy

Named as an officer, director or promoter on SEC Form D filings · CA, FL, TX · Apr 2, 2009 → Sep 5, 2018

24deals (issuers)
$1.34Breported sold
322investors
40Form D filings
2009–2018years on file
Follow this personLook further ↓PDF

Data last updated Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 24, 2026, 2:18 AM ET · SEC enforcement last checked: covered by the index scan as of Oct 24, 2026, 2:50 AM ET

The short version

David Kennedy is listed as an executive officer, director, and promoter on 40 SEC Form D filings by 24 issuers between Apr 2009 and Mar 2026. Largest by amount reported sold: DOUBLELINE SELECTIVE CREDIT FUND, A SERIES OF DOUBLELINE FUNDS TRUST (Tampa, FL — pooled investment fund — 2014–2026; $598.5M reported sold to 10 investors), SERENT CAPITAL LP (San Francisco, CA — pooled investment fund — 2009; $231.5M reported sold to 25 investors), 1Life Healthcare Inc (San Francisco, CA — hospitals and physicians — 2010–2018; $220M reported sold to 16 investors), Catalina Brothers, Ltd. (Austin, TX — investing — 2018; $51M reported sold to 24 investors), Panther Solutions Holdings, LLC (San Francisco, CA — industry reported as "Other" — 2017; $46.7M reported sold to 3 investors) and 19 more (all listed below).

What this means That is a lot of deals — 24 separate companies raised money with this person listed as executive officer, director, and promoter, over about 17 years. Across those companies the filings report $1.34B sold in total.

Listed alongside Cris Santa Ana (8 shared filings), Earl A Lariscy (8 shared filings), GRACE WALKER (8 shared filings), JOHN SALTER (8 shared filings), JOSEPH CIPRARI (8 shared filings) and 88 others.

What this means These are the other officers, directors or promoters the companies named on the same forms — the team around David. Each name links to their own page.

The issuers belong to 3 sponsor groups: Serent (17 issuers, $1.81B reported sold, 2009–2026), Icon (5 issuers, $76.6M reported sold, 2012–2018) and Tcw (64 issuers, $17.38B reported sold, 2009–2026).

What this means This person is listed across more than one sponsor team; each group page shows that team's full track record.

Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CO, CT, DC, DE, FINRA, FL, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VT, WA, WI, WV, WY) — 1 SEC release, 38 bankruptcy cases matching the name listed in Key records below.

What this means 39 records came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.

We compared 40 public filings for David Kennedy and found 19 differences, 6 worth asking the sponsor about: Amount sold went down between filings; Investor count went down between filings; and more below.

What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.

What the community is saying

Community search for David Kennedy has not run yet — it is joining a line of 58,727 names; searches run around the clock at the hosts' allowed rate. Searched so far: 663 names.

Community comments are quoted as written by their authors. Sources searched: Bing (site:reddit.com / site:biggerpockets.com) and Reddit's own search, plus DuckDuckGo/Brave/BiggerPockets search when they are answering.

Key records

Five things investors ask first. Items still in human review are counted, not shown.

1. Lawsuits

None found in sources searched — federal courts (CourtListener / RECAP), checked Oct 24, 2026

What was searched

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts State courts: not covered (one-tap state court links under Look further). PACER: not searched. · Last checked Oct 24, 2026, 2:18 AM ET.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

1 SEC release

James Robinson and David Kennedy Litigation release
SEC · Dec 1, 2022 · Parties as named in the release: James Robinson and David Kennedy Read the release ↗
same full name in the release title; 14 people with this name in Form D filings; the person's filing state is not named
What was searched

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — Searched SEC litigation releases and administrative proceedings (1995→ / 2007→) (30,205 records as of Oct 24, 2026, 2:50 AM ET) — nothing matched David Kennedy..

State securities regulators: Securities regulators searched (64,910 actions): FINRA (38,350 actions, 1995–2026), NASAA (31 actions, 2000–2026; listing starts 1997), AK Division of Banking and Securities (273 actions, 1971–2025), AL Securities Commission (880 actions, 2001–2026), AR Securities Department (1,305 actions, 1998–2026), AZ Corporation Commission Securities Division (411 actions, 2017–2026), CA DFPI (25 actions, 2007–2024; listing starts 2002 — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), CO Division of Securities (731 actions, 2001–2026; older years from the Internet Archive (snapshot of 2026-05-02)), CT Department of Banking Securities Division (940 actions, 2006–2026; older years from the Internet Archive (snapshot of 2026-04-22)), DC DISB Securities Bureau (25 actions, 2012–2026), DE DOJ Investor Protection Unit (257 actions, 1987–2026), FL Office of Financial Regulation (49 actions, 2018–2026), GA Secretary of State Securities Division (65 actions, 2015–2026; listing starts 2012), HI DCCA Securities Enforcement Branch (26 actions, 2012–2026), ID Department of Finance Securities Bureau (663 actions, 1994–2026), IL Secretary of State Securities Department (4,122 actions, 2003–2023), KS Insurance Department Securities Division (58 actions), KY Department of Financial Institutions (342 actions, 2005–2026), LA Office of Financial Institutions Securities Division (13 actions, 2010–2025; listing starts 2008), MA Secretary of the Commonwealth Securities Division (125 actions, 2012–2025; live site blocks automated access — loaded from the Internet Archive snapshot of 2026-02-04), MD Attorney General Securities Division (1,054 actions, 2004–2026), ME Office of Securities (539 actions, 2000–2026), MI LARA Corporations, Securities & Commercial Licensing Bureau (201 actions), MO Secretary of State Securities Division (919 actions, 1998–2026), MS Secretary of State Securities Division (209 actions, 1995–2026), MT Commissioner of Securities and Insurance (597 actions, 2000–2026), NC Secretary of State Securities Division (265 actions, 2004–2024), ND Securities Department (711 actions, 1990–2026; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2026-01-06), NH Bureau of Securities Regulation (402 actions, 2002–2026), NM Regulation and Licensing Department Securities Division (90 actions, 2010–2025), NV Secretary of State Securities Division (118 actions, 2018–2026), NY Attorney General Investor Protection Bureau (44 actions, 2012–2026), OH Division of Securities (327 actions, 1993–2006), OK Department of Securities (2,531 actions, 1998–2026), OR Division of Financial Regulation (589 actions, 1988–2026), PA Department of Banking and Securities (1,448 actions, 2008–2024; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2024-08-09), RI DBR Securities Division (98 actions, 2005–2025), SC Attorney General Securities Division (540 actions, 2006–2026), SD Division of Insurance – Securities Regulation (106 actions, 2017–2026), TN Department of Commerce and Insurance Securities Division (405 actions, 1992–2026), TX State Securities Board (936 actions, 1999–2026), UT Division of Securities (772 actions, 2000–2026; older years from the Internet Archive (snapshot of 2010-05-27)), VT DFR Securities Division (137 actions, 2010–2026), WA DFI (2,039 actions, 2001–2026), WI DFI Division of Securities (1,072 actions, 1998–2026), WV Securities Commission (State Auditor) (64 actions), WY Secretary of State Compliance Division (6 actions, 2016–2024) — last crawled Oct 24, 2026, 8:48 AM ET. No machine-readable public listing today for IA, IN, MN, NE, NJ, VA (see docs/state-regulators.md).

3. Bankruptcies

38 cases: 38 closed (disposition not in docket feed)

David P Kennedy and Susan M Kennedy closed
United States Bankruptcy Court, M.D. Florida · No. 6:15-bk-08980 · Filed Oct 23, 2015 · Closed Jan 21, 2016
Role of David P Kennedy and Susan M Kennedy: Debtor · Outcome: Case closed 2016-01-21 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 369 federal dockets); 14 people with this name in Form D filings; court in the person's filing state (FL)
David W. Kennedy closed
United States Bankruptcy Court, W.D. Texas · No. 15-31558 · Filed Oct 5, 2015 · Closed Jan 12, 2016
Role of David W. Kennedy: Debtor · Outcome: Case closed 2016-01-12 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 369 federal dockets); 14 people with this name in Form D filings; court in the person's filing state (TX)
David Kennedy and Diana Louise Kennedy closed
United States Bankruptcy Court, C.D. California · No. 2:15-bk-18592 · Filed May 29, 2015 · Closed Dec 22, 2020
Role of David Kennedy and Diana Louise Kennedy: Debtor · Outcome: Case closed 2020-12-22 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 369 federal dockets); 14 people with this name in Form D filings; court in the person's filing state (CA)
David A. Kennedy and Diane C. Kennedy closed
United States Bankruptcy Court, M.D. Florida · No. 8:14-bk-11188 · Filed Sep 24, 2014 · Closed Sep 2, 2015
Role of David A. Kennedy and Diane C. Kennedy: Debtor · Outcome: Case closed 2015-09-02 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 369 federal dockets); 14 people with this name in Form D filings; court in the person's filing state (FL)
David F Kennedy and Essa M Kennedy closed
United States Bankruptcy Court, S.D. Florida. · No. 14-30830 · Filed Sep 17, 2014 · Closed Apr 29, 2016
Role of David F Kennedy and Essa M Kennedy: Debtor · Outcome: Case closed 2016-04-29 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 369 federal dockets); 14 people with this name in Form D filings; court in the person's filing state (FL)
David W. Kennedy and Laura A. Kennedy closed
United States Bankruptcy Court, S.D. Texas · No. 14-34572 · Filed Aug 20, 2014 · Closed Oct 28, 2016
Role of David W. Kennedy and Laura A. Kennedy: Debtor · Outcome: Case closed 2016-10-28 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 369 federal dockets); 14 people with this name in Form D filings; court in the person's filing state (TX)
David G. Kennedy, Jr. and Simona A. Kennedy closed
United States Bankruptcy Court, N.D. Illinois · No. 12-10461 · Filed Mar 16, 2012 · Closed Jun 21, 2012
Role of David G. Kennedy, Jr.: Debtor · Outcome: Case closed 2012-06-21 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 369 federal dockets); 14 people with this name in Form D filings; court in the person's filing state (IL)
David Kennedy and Tammy L. Kennedy closed
United States Bankruptcy Court, M.D. Florida · No. 8:12-bk-00337 · Filed Jan 11, 2012 · Closed Oct 24, 2013
Role of David Kennedy and Tammy L. Kennedy: Debtor · Outcome: Case closed 2013-10-24 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 369 federal dockets); 14 people with this name in Form D filings; court in the person's filing state (FL)
David C. Kennedy and Donna J. Kennedy closed
United States Bankruptcy Court, E.D. Texas · No. 11-41182 · Filed Apr 13, 2011 · Closed Nov 1, 2016
Role of David C. Kennedy and Donna J. Kennedy: Debtor · Outcome: Case closed 2016-11-01 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 369 federal dockets); 14 people with this name in Form D filings; court in the person's filing state (TX)
David R Kennedy and Letikia M. Truite-Kennedy closed
United States Bankruptcy Court, N.D. Illinois · No. 11-15605 · Filed Apr 12, 2011 · Closed Sep 30, 2013
Role of David R Kennedy and Letikia M. Truite-Kennedy: Debtor · Outcome: Case closed 2013-09-30 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 369 federal dockets); 14 people with this name in Form D filings; court in the person's filing state (IL)
David W. Kennedy and Suzanne Marie Kennedy closed
United States Bankruptcy Court, E.D. California · No. 11-27045 · Filed Mar 22, 2011 · Closed Sep 20, 2016
Role of David W. Kennedy and Suzanne Marie Kennedy: Debtor · Outcome: Case closed 2016-09-20 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 369 federal dockets); 14 people with this name in Form D filings; court in the person's filing state (CA)
David J Kennedy and Kathleen Kennedy closed
United States Bankruptcy Court, C.D. California · No. 8:09-bk-23144 · Filed Nov 25, 2009 · Closed Nov 15, 2010
Role of David J Kennedy and Kathleen Kennedy: Debtor · Outcome: Case closed 2010-11-15 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 369 federal dockets); 14 people with this name in Form D filings; court in the person's filing state (CA)
David J Kennedy and Jacalyn Kennedy closed
United States Bankruptcy Court, S.D. Florida. · No. 09-31817 · Filed Oct 9, 2009 · Closed Jan 28, 2015
Role of David J Kennedy and Jacalyn Kennedy: Debtor · Outcome: Case closed 2015-01-28 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 369 federal dockets); 14 people with this name in Form D filings; court in the person's filing state (FL)
David W. Kennedy and Sandra L. Kennedy closed
United States Bankruptcy Court, N.D. Illinois · No. 09-72227 · Filed May 29, 2009 · Closed Dec 4, 2009
Role of David W. Kennedy and Sandra L. Kennedy: Debtor · Outcome: Case closed 2009-12-04 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 369 federal dockets); 14 people with this name in Form D filings; court in the person's filing state (IL)
David A. Kennedy and Rosemarie P. Kennedy closed
United States Bankruptcy Court, N.D. California · No. 07-40679 · Filed Mar 6, 2007 · Closed Nov 5, 2012
Role of David A. Kennedy and Rosemarie P. Kennedy: Debtor · Outcome: Case closed 2012-11-05 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 369 federal dockets); 14 people with this name in Form D filings; court in the person's filing state (CA)
David R Kennedy and Letikia M Truite-Kennedy closed
United States Bankruptcy Court, N.D. Illinois · No. 07-01168 · Filed Jan 23, 2007 · Closed May 12, 2011
Role of David R Kennedy and Letikia M Truite-Kennedy: Debtor · Outcome: Case closed 2011-05-12 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 369 federal dockets); 14 people with this name in Form D filings; court in the person's filing state (IL)
David R Kennedy closed
United States Bankruptcy Court, N.D. Illinois · No. 04-42859 · Filed Nov 18, 2004 · Closed Feb 28, 2005
Role of David R Kennedy: Debtor · Outcome: Case closed 2005-02-28 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 369 federal dockets); 14 people with this name in Form D filings; court in the person's filing state (IL)
David L Kennedy closed
United States Bankruptcy Court, M.D. Florida · No. 8:04-bk-18356 · Filed Sep 20, 2004 · Closed Oct 27, 2006
Role of David L Kennedy: Debtor · Outcome: Case closed 2006-10-27 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 369 federal dockets); 14 people with this name in Form D filings; court in the person's filing state (FL)
David Kennedy closed
United States Bankruptcy Court, N.D. California · No. 04-52546 · Filed Apr 22, 2004 · Closed Sep 30, 2005
Role of David Kennedy: Debtor · Outcome: Case closed 2005-09-30 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 369 federal dockets); 14 people with this name in Form D filings; court in the person's filing state (CA)
David E Kennedy and Donna M Kennedy closed
United States Bankruptcy Court, N.D. Illinois · No. 03-70486 · Filed Jan 30, 2003 · Closed Sep 30, 2003
Role of David E Kennedy and Donna M Kennedy: Debtor · Outcome: Case closed 2003-09-30 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 369 federal dockets); 14 people with this name in Form D filings; court in the person's filing state (IL)
David Kennedy and Elizabeth Kennedy closed
United States Bankruptcy Court, C.D. California · No. 6:02-bk-30165 · Filed Dec 13, 2002 · Closed Apr 17, 2003
Role of David Kennedy and Elizabeth Kennedy: Debtor · Outcome: Case closed 2003-04-17 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 369 federal dockets); 14 people with this name in Form D filings; court in the person's filing state (CA)
David E Kennedy and Donna M Kennedy closed
United States Bankruptcy Court, N.D. Illinois · No. 02-73218 · Filed Jul 15, 2002 · Closed Mar 5, 2003
Role of David E Kennedy and Donna M Kennedy: Debtor · Outcome: Case closed 2003-03-05 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 369 federal dockets); 14 people with this name in Form D filings; court in the person's filing state (IL)
David R Kennedy closed
United States Bankruptcy Court, N.D. Illinois · No. 02-04097 · Filed Feb 1, 2002 · Closed May 13, 2002
Role of David R Kennedy: Debtor · Outcome: Case closed 2002-05-13 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 369 federal dockets); 14 people with this name in Form D filings; court in the person's filing state (IL)
David C. Kennedy closed
United States Bankruptcy Court, N.D. California · No. 02-50457 · Filed Jan 25, 2002 · Closed Apr 24, 2002
Role of David C. Kennedy: Debtor · Outcome: Case closed 2002-04-24 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 369 federal dockets); 14 people with this name in Form D filings; court in the person's filing state (CA)
David S. Kennedy closed
United States Bankruptcy Court, E.D. California · No. 02-20594 · Filed Jan 17, 2002 · Closed Apr 30, 2002
Role of David S. Kennedy: Debtor · Outcome: Case closed 2002-04-30 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 369 federal dockets); 14 people with this name in Form D filings; court in the person's filing state (CA)
David Kennedy and Joan Betty Kennedy closed
United States Bankruptcy Court, M.D. Florida · No. 8:01-bk-08412 · Filed May 7, 2001 · Closed Aug 16, 2001
Role of David Kennedy and Joan Betty Kennedy: Debtor · Outcome: Case closed 2001-08-16 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 369 federal dockets); 14 people with this name in Form D filings; court in the person's filing state (FL)
David H. Kennedy closed
United States Bankruptcy Court, E.D. Texas · No. 99-62264 · Filed Oct 28, 1999 · Closed Feb 24, 2000
Role of David H. Kennedy: Debtor · Outcome: Case closed 2000-02-24 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 369 federal dockets); 14 people with this name in Form D filings; court in the person's filing state (TX)
David L. Kennedy and Stephanie M. Kennedy closed
United States Bankruptcy Court, M.D. Florida · No. 6:99-bk-07763 · Filed Sep 17, 1999 · Closed Jan 12, 2000
Role of David L. Kennedy and Stephanie M. Kennedy: Debtor · Outcome: Case closed 2000-01-12 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 369 federal dockets); 14 people with this name in Form D filings; court in the person's filing state (FL)
David C. Kennedy and Jeanette G. Kennedy closed
United States Bankruptcy Court, S.D. California · No. 99-06510 · Filed Jul 27, 1999 · Closed Nov 5, 1999
Role of David C. Kennedy and Jeanette G. Kennedy: Debtor · Outcome: Case closed 1999-11-05 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 369 federal dockets); 14 people with this name in Form D filings; court in the person's filing state (CA)
David C. Kennedy closed
United States Bankruptcy Court, S.D. Illinois · No. 98-32528 · Filed Aug 14, 1998 · Closed May 23, 2001
Role of David C. Kennedy: Debtor · Outcome: Case closed 2001-05-23 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 369 federal dockets); 14 people with this name in Form D filings; court in the person's filing state (IL)
David L. Kennedy closed
United States Bankruptcy Court, E.D. California · No. 97-36441 · Filed Oct 27, 1997 · Closed May 28, 2002
Role of David L. Kennedy: Debtor · Outcome: Case closed 2002-05-28 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 369 federal dockets); 14 people with this name in Form D filings; court in the person's filing state (CA)
David C. Kennedy and Tracy A. Kennedy closed
United States Bankruptcy Court, S.D. Illinois · No. 94-30825 · Filed Aug 8, 1994 · Closed Aug 15, 1997
Role of David C. Kennedy and Tracy A. Kennedy: Debtor · Outcome: Case closed 1997-08-15 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 369 federal dockets); 14 people with this name in Form D filings; court in the person's filing state (IL)
David M. Kennedy closed
United States Bankruptcy Court, S.D. California · No. 94-06440 · Filed Jun 13, 1994 · Closed Oct 31, 1994
Role of David M. Kennedy: Debtor · Outcome: Case closed 1994-10-31 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 369 federal dockets); 14 people with this name in Form D filings; court in the person's filing state (CA)
David E Kennedy and Donna M Kennedy closed
United States Bankruptcy Court, N.D. Illinois · No. 91-32189 · Filed Oct 8, 1991 · Closed Mar 11, 1997
Role of David E Kennedy and Donna M Kennedy: Debtor · Outcome: Case closed 1997-03-11 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 369 federal dockets); 14 people with this name in Form D filings; court in the person's filing state (IL)
David Kennedy and Sara Kennedy closed
United States Bankruptcy Court, S.D. Florida. · No. 91-31714 · Filed Jun 17, 1991 · Closed Dec 11, 1991
Role of David Kennedy and Sara Kennedy: Debtor · Outcome: Case closed 1991-12-11 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 369 federal dockets); 14 people with this name in Form D filings; court in the person's filing state (FL)
David M. Kennedy and Joann Kennedy closed
United States Bankruptcy Court, M.D. Florida · No. 8:89-bk-06791 · Filed Sep 22, 1989 · Closed Apr 24, 1991
Role of David M. Kennedy and Joann Kennedy: Debtor · Outcome: Case closed 1991-04-24 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 369 federal dockets); 14 people with this name in Form D filings; court in the person's filing state (FL)
David W. Kennedy and Alice M. Kennedy closed
United States Bankruptcy Court, M.D. Florida · No. 3:89-bk-02081 · Filed Jul 21, 1989 · Closed Feb 20, 1990
Role of David W. Kennedy and Alice M. Kennedy: Debtor · Outcome: Case closed 1990-02-20 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 369 federal dockets); 14 people with this name in Form D filings; court in the person's filing state (FL)
David Kennedy and Jackleon Kennedy closed
United States Bankruptcy Court, M.D. Florida · No. 8:86-bk-05250 · Filed Nov 10, 1986 · Closed Apr 22, 1989
Role of David Kennedy and Jackleon Kennedy: Debtor · Outcome: Case closed 1989-04-22 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 369 federal dockets); 14 people with this name in Form D filings; court in the person's filing state (FL)
What was searched

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not covered (one-tap state court links under Look further). PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 2:18 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

4. Differences between public sources

Comparisons cover issuers and sponsor groups — see the issuer pages under Deals

19 differences found between the filings for David Kennedy — 6 worth asking about (compared 40 filings on Oct 24, 2026)

Note · Apr 29, 1997 – Dec 8, 2011

5 bankruptcy cases name the subject or team members

Bankruptcy case: de Guia v. Union Adjustment Company, Inc. — filed Jun 28, 2011 · Bankruptcy case: Samuel Bartlett and Guia R Bartlett — filed Apr 15, 2008 · Bankruptcy case: Larry R. Dunivan — filed Feb 10, 2005 · Bankruptcy case: AG SERVICES OF AMERICA INC v. HACKENMUELLER — filed Jul 8, 1997 · Bankruptcy case: Samuel Bartlett and Guia Perez Bartlett — filed Apr 29, 1997

What this means A bankruptcy filing was found. Many are old or personal and have nothing to do with the deal — but ask what it was and when it closed.

Docket · United States Bankruptcy Court, E.D. California ↗YOUSE GUIA — PartnerFacts page ↗Docket · United States Bankruptcy Court, C.D. California ↗Docket · United States Bankruptcy Court, S.D. Florida. ↗
Sources
Worth asking · Mar 6, 2024 – Mar 5, 2025

Amount sold went down between filings — DOUBLELINE SELECTIVE CREDIT FUND, A SERIES OF DOUBLELINE FUNDS TRUST

The Mar 6, 2024 filing says $577,459,284 sold; the Mar 5, 2025 Form D/A says $521,054,547 sold — $56,404,737 less.

What this means Amounts sold normally only go up as a raise continues. A drop can mean investors were refunded, a figure was corrected, or an earlier number was wrong. Ask the sponsor which it was.

Form D/A (earlier) · Mar 6, 2024 ↗Form D/A (later) · Mar 5, 2025 ↗DOUBLELINE SELECTIVE CREDIT FUND, A SERIES OF DOUBLELINE FUNDS TRUST — PartnerFacts page ↗
Sources
Worth asking · Apr 18, 2023 – Mar 6, 2024

Amount sold went down between filings — DOUBLELINE SELECTIVE CREDIT FUND, A SERIES OF DOUBLELINE FUNDS TRUST

The Apr 18, 2023 filing says $598,532,946 sold; the Mar 6, 2024 Form D/A says $577,459,284 sold — $21,073,662 less.

What this means Amounts sold normally only go up as a raise continues. A drop can mean investors were refunded, a figure was corrected, or an earlier number was wrong. Ask the sponsor which it was.

Form D/A (earlier) · Apr 18, 2023 ↗Form D/A (later) · Mar 6, 2024 ↗DOUBLELINE SELECTIVE CREDIT FUND, A SERIES OF DOUBLELINE FUNDS TRUST — PartnerFacts page ↗
Sources
Worth asking · Mar 6, 2024 – Mar 5, 2025

Investor count went down between filings — DOUBLELINE SELECTIVE CREDIT FUND, A SERIES OF DOUBLELINE FUNDS TRUST

The Mar 6, 2024 filing reports 10 investors; the Mar 5, 2025 Form D/A reports 8 investors.

What this means Investor counts normally only grow. A smaller number can mean investors left or were refunded, or a count was corrected. Ask the sponsor what happened.

Form D/A (earlier) · Mar 6, 2024 ↗Form D/A (later) · Mar 5, 2025 ↗DOUBLELINE SELECTIVE CREDIT FUND, A SERIES OF DOUBLELINE FUNDS TRUST — PartnerFacts page ↗
Sources
Worth asking · Jun 11, 2014

125% of the money raised went to insiders — Advntur, Inc.

The Jun 11, 2014 Form D reports $40,000 sold and $50,000 of the proceeds used for payments to officers, directors or promoters (marked as an estimate).

What this means The filing reports how much of the money raised was paid to insiders. Over 10% is high for most deals. Ask what it paid for.

Form D · Jun 11, 2014 ↗Advntur, Inc. — PartnerFacts page ↗
Sources
Worth asking · Jan 18, 2013 – Sep 28, 2017

David Kennedy appears on 4 deals that stopped filing before reaching their target

SERENT CAPITAL III, L.P. (last filing Sep 28, 2017; $0 sold of $550,000,000); SERENT CAPITAL ASSOCIATES III, L.P. (last filing Sep 28, 2017; $0 sold of $550,000,000); WORKSTREAM INC (last filing Nov 18, 2013; $1,250,000 sold of $2,600,000); Serent Capital II, L.P. (last filing Jan 18, 2013; $0 sold of $330,000,000). Each has no filing in more than two years and reported under half its target sold.

What this means An issuer whose last filing is more than two years old and reported under half its target sold. The raise may have closed early or quietly stopped. Ask what happened to each.

SERENT CAPITAL III, L.P. — PartnerFacts page ↗SERENT CAPITAL ASSOCIATES III, L.P. — PartnerFacts page ↗WORKSTREAM INC — PartnerFacts page ↗Serent Capital II, L.P. — PartnerFacts page ↗
Sources
Worth asking · Apr 29, 2010 – Dec 16, 2019

14 Form Ds were filed more than 15 days after the first sale

Form D filed 826 days after the first sale — DOUBLELINE SELECTIVE CREDIT FUND, A SERIES OF DOUBLELINE FUNDS TRUST · Form D filed 534 days after the first sale — DOUBLELINE SELECTIVE CREDIT FUND, A SERIES OF DOUBLELINE FUNDS TRUST · Form D filed 159 days after the first sale — DOUBLELINE SELECTIVE CREDIT FUND, A SERIES OF DOUBLELINE FUNDS TRUST · Form D filed 20 days after the first sale — HR Soft Inc. · Form D filed 24 days after the first sale — Panther Solutions Holdings, LLC · and 9 more

What this means Late notices are common and carry no penalty by themselves. A pattern of late paperwork is worth asking the sponsor about.

Form D · Nov 2, 2016 ↗DOUBLELINE SELECTIVE CREDIT FUND, A SERIES OF DOUBLELINE FUNDS TRUST — PartnerFacts page ↗Form D · Jan 15, 2016 ↗Form D · Jan 5, 2015 ↗
Sources
Note · Sep 2, 2011 – Sep 5, 2018

7 offerings have no amendment in the last 12 months and may still be open

No amendment in the last 12 months on an offering that may still be open — 1Life Healthcare Inc (latest filing Sep 5, 2018) · No amendment in the last 12 months on an offering that may still be open — DOUBLELINE SELECTIVE CREDIT FUND, A SERIES OF DOUBLELINE FUNDS TRUST (latest filing Nov 2, 2016) · No amendment in the last 12 months on an offering that may still be open — DOUBLELINE SELECTIVE CREDIT FUND, A SERIES OF DOUBLELINE FUNDS TRUST (latest filing Jan 15, 2016) · No amendment in the last 12 months on an offering that may still be open — DOUBLELINE SELECTIVE CREDIT FUND, A SERIES OF DOUBLELINE FUNDS TRUST (latest filing Jan 5, 2015) · No amendment in the last 12 months on an offering that may still be open — Advntur, Inc. (latest filing Jun 11, 2014) · and 2 more

What this means SEC rules expect a yearly amendment while an offering is still going. Ask the sponsor which of these raises have closed.

Form D · Sep 5, 2018 ↗1Life Healthcare Inc — PartnerFacts page ↗Form D · Nov 2, 2016 ↗DOUBLELINE SELECTIVE CREDIT FUND, A SERIES OF DOUBLELINE FUNDS TRUST — PartnerFacts page ↗
Sources
Note · Jan 4, 2011 – Nov 18, 2013

David Kennedy's role changed at WORKSTREAM INC: executive officer → executive officer, director

The Jan 4, 2011 filing lists David Kennedy as executive officer; the Nov 18, 2013 Form D lists executive officer, director.

What this means Roles on Form D are self-reported by the issuer. A change can mean a real change in who runs the company, or just a different box ticked. Ask who makes decisions today.

Form D · Jan 4, 2011 ↗Form D · Nov 18, 2013 ↗David Kennedy — PartnerFacts page ↗WORKSTREAM INC — PartnerFacts page ↗
Sources
Note · Apr 2, 2009 – May 18, 2010

David Kennedy is written 2 different ways on the filings

listed as "David Kennedy" on 36 filings (from Apr 2, 2009), and "David P. Kennedy" on 4 filings (from May 18, 2010).

What this means Same person, written differently — a middle name or suffix left off, or spelled another way. It is normal, but check that the full legal name matches your subscription documents.

Form D · Apr 2, 2009 ↗Form D · May 18, 2010 ↗David Kennedy — PartnerFacts page ↗
Sources
Note · Aug 24, 2010 – Nov 18, 2013

Industry group changed between filings — WORKSTREAM INC

"Business Services" (Aug 24, 2010 to Jan 4, 2011); then "Other Technology" (Nov 18, 2013).

What this means The issuer described its business differently on different forms. Often it is just a different box ticked; sometimes the deal itself changed. Ask which business your money is in.

Form D · Aug 24, 2010 ↗Form D · Nov 18, 2013 ↗WORKSTREAM INC — PartnerFacts page ↗
Sources
Note · Aug 24, 2010 – Nov 18, 2013

Reported revenue range changed between filings — WORKSTREAM INC

"$5,000,001 - $25,000,000" (Aug 24, 2010); then "Decline to Disclose" (Nov 18, 2013).

What this means This is the size band the issuer picks for itself on the form. A change can mean the business grew or shrank — or that it chose not to say. Ask for current numbers.

Form D · Aug 24, 2010 ↗Form D · Nov 18, 2013 ↗WORKSTREAM INC — PartnerFacts page ↗
Sources
Note · May 26, 2009 – Jun 17, 2016

Same name, different state: "David Kennedy" (PA) is a separate record

This page covers filings where the address state is CA or FL or TX. A separate record, "David Kennedy" with address state PA, is listed on 14 filings — most recently by Wylei, Inc. (Jun 17, 2016). Both records have filings in the same period (May 26, 2009 to Jun 17, 2016).

What this means Two records with one name were active at the same time. That can be one person listing different company addresses, or two different people. We keep them apart until a filing ties them together. Check both pages before you decide.

David Kennedy (PA) — PartnerFacts page ↗Form D · Jun 17, 2016 ↗Wylei, Inc. — PartnerFacts page ↗David Kennedy (CA,FL,TX) — this page ↗
Sources
Note · Oct 4, 2010 – Apr 19, 2012

Same name, different state: "David Kennedy" (A9 or X0) is a separate record

This page covers filings where the address state is CA or FL or TX. A separate record, "David Kennedy" with address state A9 or X0, is listed on 4 filings — most recently by GREAT WESTERN MINERALS GROUP LTD (Apr 19, 2012). Both records have filings in the same period (Oct 4, 2010 to Apr 19, 2012).

What this means Two records with one name were active at the same time. That can be one person listing different company addresses, or two different people. We keep them apart until a filing ties them together. Check both pages before you decide.

David Kennedy (A9,X0) — PartnerFacts page ↗Form D · Apr 19, 2012 ↗GREAT WESTERN MINERALS GROUP LTD — PartnerFacts page ↗David Kennedy (CA,FL,TX) — this page ↗
Sources
Note · May 3, 2011

Same name, different state: "David Kennedy" (IL) is a separate record

This page covers filings where the address state is CA or FL or TX. A separate record, "David Kennedy" with address state IL, is listed on 1 filing — most recently by BircKennBach IV, LP (May 3, 2011). Both records have filings in the same period (May 3, 2011).

What this means Two records with one name were active at the same time. That can be one person listing different company addresses, or two different people. We keep them apart until a filing ties them together. Check both pages before you decide.

David Kennedy (IL) — PartnerFacts page ↗Form D · May 3, 2011 ↗BircKennBach IV, LP — PartnerFacts page ↗David Kennedy (CA,FL,TX) — this page ↗
Sources
Note · Feb 16, 2010 – Jan 14, 2011

Same name, different state: "David Kennedy" (L2) is a separate record

This page covers filings where the address state is CA or FL or TX. A separate record, "David Kennedy" with address state L2, is listed on 2 filings — most recently by PIMCO Funds: Global Investors Series plc (Jan 14, 2011). Both records have filings in the same period (Feb 16, 2010 to Jan 14, 2011).

What this means Two records with one name were active at the same time. That can be one person listing different company addresses, or two different people. We keep them apart until a filing ties them together. Check both pages before you decide.

David Kennedy (L2) — PartnerFacts page ↗Form D · Jan 14, 2011 ↗PIMCO Funds: Global Investors Series plc — PartnerFacts page ↗David Kennedy (CA,FL,TX) — this page ↗
Sources
Note · Aug 11, 2010

Same name, different state: "David Kennedy" (NJ) is a separate record

This page covers filings where the address state is CA or FL or TX. A separate record, "David Kennedy" with address state NJ, is listed on 1 filing — most recently by CHG HOLDINGS, INC. (Aug 11, 2010). Both records have filings in the same period (Aug 11, 2010).

What this means Two records with one name were active at the same time. That can be one person listing different company addresses, or two different people. We keep them apart until a filing ties them together. Check both pages before you decide.

David Kennedy (NJ) — PartnerFacts page ↗Form D · Aug 11, 2010 ↗CHG HOLDINGS, INC. — PartnerFacts page ↗David Kennedy (CA,FL,TX) — this page ↗
Sources
Note · Nov 2, 2016 – Apr 18, 2023

Address moved from Los Angeles, CA to Tampa, FL — DOUBLELINE SELECTIVE CREDIT FUND, A SERIES OF DOUBLELINE FUNDS TRUST

The people listed on the Nov 2, 2016 filing give Los Angeles, CA; on the Apr 18, 2023 filing they give Tampa, FL.

What this means Businesses move; this just shows the two places and dates. If you were told one city and the forms say another, ask which is current.

Form D · Nov 2, 2016 ↗Form D/A · Apr 18, 2023 ↗DOUBLELINE SELECTIVE CREDIT FUND, A SERIES OF DOUBLELINE FUNDS TRUST — PartnerFacts page ↗
Sources
Note · Apr 2, 2009 – Mar 6, 2026

David Kennedy is listed with 3 different address states: CA, FL, TX

CA on 30 filings (Apr 2, 2009 to Sep 5, 2018); FL on 8 filings (Aug 24, 2010 to Mar 6, 2026); TX on 2 filings (Apr 29, 2013 to Jun 26, 2018).

What this means The address on a Form D is usually the company's, not the person's home, so this often just reflects different companies. It can also mean a move. Nothing wrong by itself.

Form D · Apr 2, 2009 ↗Form D · Aug 24, 2010 ↗Form D · Apr 29, 2013 ↗
Sources
What is compared

What is compared: every Form D and D/A we hold for this subject, side by side — filing dates vs. first-sale dates (the 15-day rule), amendment timing on open offerings (the yearly-amendment expectation), amounts sold, investor counts, offering amounts and minimums across amendments, industry and size bands, addresses, how each person's name and role is written, paid sellers' CRD numbers, and (for groups) where the member companies were formed and sit. Everything is as filed by the issuer; the SEC does not check it. Differences are common and usually have ordinary explanations — we show both values, the dates, and the source so you can ask. As of Oct 24, 2026.

5. Money to insiders

1 of 36 offerings reports sales commissions totalling $141,000; 0 report finder's fees; 1 reports proceeds to related persons totalling $50,000. (includes amounts the issuer reported as estimates)

Offering (latest filing)Sales commissionsFinder's feesTo insidersPaid to sell itSource
Mar 6, 2026 D/A
DOUBLELINE SELECTIVE CREDIT FUND, A SERIES OF DOUBLELINE FUNDS TRUST
File 021-222866
$0$0$0None listed on this filingEDGAR ↗
Dec 16, 2019 D
HR Soft Inc.
File 021-355617
$0$0$0None listed on this filingEDGAR ↗
Sep 5, 2018 D
1Life Healthcare Inc
File 021-320647
$0$0$0None listed on this filingEDGAR ↗
Jun 26, 2018 D
Catalina Brothers, Ltd.
File 021-315447
$0$0$0None listed on this filingEDGAR ↗
Mar 21, 2018 D
USATP HOLDING, LLC
File 021-308231
$0$0$0None listed on this filingEDGAR ↗
Sep 28, 2017 D
SERENT CAPITAL III, L.P.
File 021-295623
$0$0$0 (est.)
THE GENERAL PARTNER IS ENTITLED TO A PERFORMANCE ALLOCATION. THE INVESTMENT MANAGER IS ENTITLED TO A MANAGEMENT FEE. THE PERFORMANCE ALLOCATION AND MANAGEMENT FEE ARE FULLY DISCUSSED IN THE ISSUER'S CONFIDENTIAL OFFERING MATERIALS.
None listed on this filingEDGAR ↗
Sep 28, 2017 D
SERENT CAPITAL ASSOCIATES III, L.P.
File 021-295622
$0$0$0 (est.)
THE GENERAL PARTNER IS ENTITLED TO A PERFORMANCE ALLOCATION. THE INVESTMENT MANAGER IS ENTITLED TO A MANAGEMENT FEE. THE PERFORMANCE ALLOCATION AND MANAGEMENT FEE ARE FULLY DISCUSSED IN THE ISSUER'S CONFIDENTIAL OFFERING MATERIALS.
None listed on this filingEDGAR ↗
Jun 29, 2017 D
Panther Solutions Holdings, LLC
File 021-289705
$0$0$0None listed on this filingEDGAR ↗
Nov 2, 2016 D
DOUBLELINE SELECTIVE CREDIT FUND, A SERIES OF DOUBLELINE FUNDS TRUST
File 021-273654
$0$0$0None listed on this filingEDGAR ↗
Jan 15, 2016 D
DOUBLELINE SELECTIVE CREDIT FUND, A SERIES OF DOUBLELINE FUNDS TRUST
File 021-255335
$0$0$0None listed on this filingEDGAR ↗
Nov 12, 2015 D
ICON INTERMEDIATE HOLDINGS, INC.
File 021-251156
$0$0$0None listed on this filingEDGAR ↗
Nov 12, 2015 D
ICON ULTIMATE HOLDINGS, LLC
File 021-251157
$0$0$0None listed on this filingEDGAR ↗
Sep 3, 2015 D
Cardon Healthcare Holdings, LLC
File 021-246998
$0$0$0None listed on this filingEDGAR ↗
Jan 5, 2015 D
DOUBLELINE SELECTIVE CREDIT FUND, A SERIES OF DOUBLELINE FUNDS TRUST
File 021-231398
$0$0$0None listed on this filingEDGAR ↗
Jun 11, 2014 D
Advntur, Inc.
File 021-218924
$0$0$50,000 (est.)None listed on this filingEDGAR ↗
May 15, 2014 D
1Life Healthcare Inc
File 021-217426
$0$0$0None listed on this filingEDGAR ↗
May 12, 2014 D
Serent Capital Associates II, L.P.
File 021-217164
$0$0$0None listed on this filingEDGAR ↗
Jan 8, 2014 D
Cardon Healthcare Holdings, LLC
File 021-209501
$0$0$0None listed on this filingEDGAR ↗
Nov 18, 2013 D
WORKSTREAM INC
File 021-206519
$141,000$0$0None listed on this filingEDGAR ↗
Oct 15, 2013 D
Safety Services Holdings Corp
File 021-204558
$0$0$0None listed on this filingEDGAR ↗
Apr 29, 2013 D
United Biologics Holdings, LLC
File 021-195724
$0$0$0None listed on this filingEDGAR ↗
Mar 21, 2013 D
1Life Healthcare Inc
File 021-193751
$0$0$0None listed on this filingEDGAR ↗
Jan 23, 2013 D
Aftermath Holdings LLC
File 021-190633
$0$0$0None listed on this filingEDGAR ↗
Jan 18, 2013 D
Serent Capital II, L.P.
File 021-190548
$0$0$0None listed on this filingEDGAR ↗
Apr 19, 2012 D
Safety Services Holdings Corp
File 021-176969
$0$0$0None listed on this filingEDGAR ↗
Feb 6, 2012 D
Cardon Healthcare Holdings, LLC
File 021-172960
$0$0$0None listed on this filingEDGAR ↗
Sep 21, 2011 D
1Life Healthcare Inc
File 021-166136
$0$0$0None listed on this filingEDGAR ↗
Jun 30, 2011 D
C2 Holdings, Inc.
File 021-162130
$0$0$0None listed on this filingEDGAR ↗
Jan 4, 2011 D
WORKSTREAM INC
File 021-152962
$0$0$0None listed on this filingEDGAR ↗
Aug 24, 2010 D
WORKSTREAM INC
File 021-146836
$0$0$0None listed on this filingEDGAR ↗
May 18, 2010 D
1Life Healthcare Inc
File 021-142243
$0$0$0None listed on this filingEDGAR ↗
Mar 16, 2010 D
Serquinox Holdings LLC
File 021-139665
$0$0$0None listed on this filingEDGAR ↗
Jun 16, 2009 D
SFI Holding Co
File 021-132015
$0$0$0None listed on this filingEDGAR ↗
Apr 2, 2009 D/A
SERENT CAPITAL LP
File 021-117011
$0$0$0None listed on this filingEDGAR ↗
Apr 2, 2009 D
Serent Capital Associates - A, L.P.
File 021-129618
$0$0$0None listed on this filingEDGAR ↗
Apr 2, 2009 D
Serent Capital Associates, L.P.
File 021-129616
$0$0$0None listed on this filingEDGAR ↗
How this is counted

Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across every filing this person is listed on (latest filing per offering, per issuer).

Deals 24

Every issuer that named David Kennedy on a Form D, newest first. A Form D is the notice a company files after it starts selling a private investment.

DS
Pooled Investment Fund · group: Tcw

DOUBLELINE SELECTIVE CREDIT FUND, A SERIES OF DOUBLELINE FUNDS TRUST

Tampa, FL · Aug 13, 2014 → Mar 6, 2026 · 8 filings
  • Mar 6, 2026 · D/A · $521,054,547 sold of Indefinite · 8 investors · min. No minimum reported · role: Executive Officer (VICE PRESIDENT) EDGAR ↗
  • Mar 5, 2025 · D/A · $521,054,547 sold of Indefinite · 8 investors · min. No minimum reported · role: Executive Officer (VICE PRESIDENT) EDGAR ↗
  • Mar 6, 2024 · D/A · $577,459,284 sold of Indefinite · 10 investors · min. No minimum reported · role: Executive Officer (VICE PRESIDENT) EDGAR ↗
  • Apr 18, 2023 · D/A · $598,532,946 sold of Indefinite · 10 investors · min. No minimum reported · role: Executive Officer (VICE PRESIDENT) EDGAR ↗
  • Nov 2, 2016 · D · $393,529,301 sold of Indefinite · 9 investors · min. No minimum reported · role: Executive Officer EDGAR ↗
  • Jan 15, 2016 · D · $268,129,875 sold of Indefinite · 8 investors · min. No minimum reported · role: Executive Officer EDGAR ↗
  • Jan 5, 2015 · D · $142,144,861 sold of Indefinite · 4 investors · min. No minimum reported · role: Executive Officer EDGAR ↗
  • Aug 13, 2014 · D · $17,000,010 sold of Indefinite · 2 investors · min. No minimum reported · role: Executive Officer EDGAR ↗

Raised $598.5M from 10 investors as of the latest filing. David is listed as executive officer on 8 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

HS
Other Technology

HR Soft Inc.

Maitland, FL · Dec 16, 2019
  • Dec 16, 2019 · D · $1,000,000 sold of $1,000,000 · 1 investors · min. $1,000,000 · role: Executive Officer, Director EDGAR ↗

Raised $1M from 1 investor (100% of the $1M target) as of the latest filing. David is listed as executive officer, director.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other Technology / 506(b) (17,390 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

1H
Hospitals and Physicians

1Life Healthcare Inc

San Francisco, CA · May 18, 2010 → Sep 5, 2018 · 5 filings
  • Sep 5, 2018 · D · $220,000,000 sold of $249,999,991 · 1 investors · min. No minimum reported · role: Director EDGAR ↗
  • May 15, 2014 · D · $40,499,970 sold of $40,499,970 · 16 investors · min. No minimum reported · role: Director EDGAR ↗
  • Mar 21, 2013 · D · $29,999,996 sold of $29,999,996 · 8 investors · min. No minimum reported · role: Director EDGAR ↗
  • Sep 21, 2011 · D · $19,999,997 sold of $20,000,000 · 7 investors · min. No minimum reported · role: Director EDGAR ↗
  • May 18, 2010 · D · $14,999,997 sold of $14,999,997 · 6 investors · min. No minimum reported · role: Director EDGAR ↗

Raised $220M from 16 investors (88% of the $250M target) as of the latest filing. David is listed as director on 5 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Hospitals and Physicians / 506(b) (147 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

CB
Investing

Catalina Brothers, Ltd.

Austin, TX · Jun 26, 2018
  • Jun 26, 2018 · D · $51,045,014 sold of $51,045,014 · 24 investors · min. No minimum reported · role: Executive Officer (Manager of General Partner of Catalina Brothers, Ltd.) EDGAR ↗

Raised $51M from 24 investors (100% of the $51M target) as of the latest filing. David is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Investing / 506(b) (2,521 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

UH
Other · group: Icon

USATP HOLDING, LLC

San Francisco, CA · Mar 21, 2018
  • Mar 21, 2018 · D · $24,514,031 sold of $24,514,031 · 4 investors · min. No minimum reported · role: Executive Officer, Director (MR. KENNEDY IS A MANAGER OF THE ISSUER.) EDGAR ↗

Raised $24.5M from 4 investors (100% of the $24.5M target) as of the latest filing. David is listed as executive officer, director.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other / 506(b) (18,678 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

SC
Pooled Investment Fund · group: Serent

SERENT CAPITAL III, L.P.

San Francisco, CA · Sep 28, 2017
  • Sep 28, 2017 · D · $0 sold of $550,000,000 · 0 investors · min. No minimum reported · role: Executive Officer, Promoter EDGAR ↗

No sales reported yet as of the latest filing. David is listed as executive officer, promoter.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

SC
Pooled Investment Fund · group: Serent

SERENT CAPITAL ASSOCIATES III, L.P.

San Francisco, CA · Sep 28, 2017
  • Sep 28, 2017 · D · $0 sold of $550,000,000 · 0 investors · min. No minimum reported · role: Executive Officer, Promoter EDGAR ↗

No sales reported yet as of the latest filing. David is listed as executive officer, promoter.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

PS
Other

Panther Solutions Holdings, LLC

San Francisco, CA · Jun 29, 2017
  • Jun 29, 2017 · D · $46,712,500 sold of $46,712,500 · 3 investors · min. No minimum reported · role: Executive Officer, Director EDGAR ↗

Raised $46.7M from 3 investors (100% of the $46.7M target) as of the latest filing. David is listed as executive officer, director.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other / 506(b) (18,678 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

IU
Other · group: Icon

ICON ULTIMATE HOLDINGS, LLC

San Francisco, CA · Nov 12, 2015
  • Nov 12, 2015 · D · $13,229,787 sold of $13,229,787 · 7 investors · min. No minimum reported · role: Executive Officer, Director EDGAR ↗

Raised $13.2M from 7 investors (100% of the $13.2M target) as of the latest filing. David is listed as executive officer, director.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other / 506(b) (18,678 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

II
Other · group: Icon

ICON INTERMEDIATE HOLDINGS, INC.

San Francisco, CA · Nov 12, 2015
  • Nov 12, 2015 · D · $13,229,787 sold of $13,229,787 · 3 investors · min. No minimum reported · role: Executive Officer, Director EDGAR ↗

Raised $13.2M from 3 investors (100% of the $13.2M target) as of the latest filing. David is listed as executive officer, director.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other / 506(b) (18,678 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

CH
Other · group: Icon

Cardon Healthcare Holdings, LLC

The Woodlands, TX · Feb 6, 2012 → Sep 3, 2015 · 3 filings
  • Sep 3, 2015 · D · $620,000 sold of $620,000 · 1 investors · min. No minimum reported · role: Executive Officer, Director (Mr. Kennedy is a manager of the Issuer.) EDGAR ↗
  • Jan 8, 2014 · D · $2,500,083 sold of $2,500,083 · 5 investors · min. No minimum reported · role: Executive Officer, Director (Mr. Kennedy is a manager of the Issuer.) EDGAR ↗
  • Feb 6, 2012 · D · $3,500,000 sold of $3,500,000 · 5 investors · min. No minimum reported · role: Executive Officer, Director (Mr. Kennedy is a manager of the Issuer.) EDGAR ↗

Raised $3.5M from 5 investors (100% of the $620K target) as of the latest filing. David is listed as executive officer, director on 3 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other / 506(b) (18,678 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

A
Other Travel

Advntur, Inc.

San Diego, CA · Jun 11, 2014
  • Jun 11, 2014 · D · $40,000 sold of Indefinite · 3 investors · min. No minimum reported · role: Executive Officer, Director EDGAR ↗

Raised $40K from 3 investors as of the latest filing. David is listed as executive officer, director.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other Travel / 506(b) (69 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

SC
Pooled Investment Fund · group: Serent

Serent Capital Associates II, L.P.

San Francisco, CA · May 12, 2014
  • May 12, 2014 · D · $20,000,000 sold of $20,000,000 · 69 investors · min. No minimum reported · role: Executive Officer (Managing Member of the General Partner) EDGAR ↗

Raised $20M from 69 investors (100% of the $20M target) as of the latest filing. David is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

W
Other Technology

WORKSTREAM INC

Maitland, FL · Aug 24, 2010 → Nov 18, 2013 · 3 filings
  • Nov 18, 2013 · D · $250,000 sold of $2,600,000 · 2 investors · min. $25,000 · role: Executive Officer, Director (Chief Operating Officer) EDGAR ↗
  • Jan 4, 2011 · D · $645,000 sold of $645,000 · 20 investors · min. $5,000 · role: Executive Officer (Chief Operating Officer) EDGAR ↗
  • Aug 24, 2010 · D · $1,250,000 sold of $1,250,000 · 8 investors · min. $50,000 · role: Executive Officer (Chief Operating Officer) EDGAR ↗

Raised $1.25M from 20 investors (48% of the $2.6M target) as of the latest filing. David is listed as executive officer, director on 3 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other Technology / 506(b) (17,390 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

SS
Other

Safety Services Holdings Corp

San Francisco, CA · Apr 19, 2012 → Oct 15, 2013 · 2 filings
  • Oct 15, 2013 · D · $700,000 sold of $700,000 · 4 investors · min. No minimum reported · role: Executive Officer, Director EDGAR ↗
  • Apr 19, 2012 · D · $13,463,569 sold of $13,463,569 · 5 investors · min. No minimum reported · role: Executive Officer, Director EDGAR ↗

Raised $13.5M from 5 investors (100% of the $700K target) as of the latest filing. David is listed as executive officer, director on 2 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other / 506(b) (18,678 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

UB
Other Health Care

United Biologics Holdings, LLC

San Antonio, TX · Apr 29, 2013
  • Apr 29, 2013 · D · $5,000,006 sold of $5,000,006 · 17 investors · min. No minimum reported · role: Director EDGAR ↗

Raised $5M from 17 investors (100% of the $5M target) as of the latest filing. David is listed as director.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

AH
Other

Aftermath Holdings LLC

Aurora, IL · Jan 23, 2013
  • Jan 23, 2013 · D · $45,750,087 sold of $45,750,087 · 3 investors · min. No minimum reported · role: Executive Officer, Director EDGAR ↗

Raised $45.8M from 3 investors (100% of the $45.8M target) as of the latest filing. David is listed as executive officer, director.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

SC
Pooled Investment Fund · group: Serent

Serent Capital II, L.P.

San Francisco, CA · Jan 18, 2013
  • Jan 18, 2013 · D · $0 sold of $330,000,000 · 0 investors · min. No minimum reported · role: Executive Officer (Managing Member of the General Partner) EDGAR ↗

No sales reported yet as of the latest filing. David is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

CH
Other

C2 Holdings, Inc.

San Francisco, CA · Jun 30, 2011
  • Jun 30, 2011 · D · $22,796,796 sold of $22,796,796 · 4 investors · min. No minimum reported · role: Executive Officer, Director EDGAR ↗

Raised $22.8M from 4 investors (100% of the $22.8M target) as of the latest filing. David is listed as executive officer, director.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

SH
Other · group: Serent

Serquinox Holdings LLC

San Francisco, CA · Mar 16, 2010
  • Mar 16, 2010 · D · $8,051,167 sold of $8,051,167 · 3 investors · min. No minimum reported · role: Executive Officer, Director (Mr. Kennedy is a manager of the Issuer.) EDGAR ↗

Raised $8.05M from 3 investors (100% of the $8.05M target) as of the latest filing. David is listed as executive officer, director.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

SH
Other · group: Serent

SFI Holding Co

San Francisco, CA · Jun 16, 2009
  • Jun 16, 2009 · D · $6,412,500 sold of $6,412,500 · 5 investors · min. No minimum reported · role: Executive Officer, Director EDGAR ↗

Raised $6.41M from 5 investors (100% of the $6.41M target) as of the latest filing. David is listed as executive officer, director.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

SC
Pooled Investment Fund · group: Serent

Serent Capital Associates - A, L.P.

San Francisco, CA · Apr 2, 2009
  • Apr 2, 2009 · D · $4,278,000 sold of $4,278,000 · 49 investors · min. $10,000 · role: Executive Officer EDGAR ↗

Raised $4.28M from 49 investors (100% of the $4.28M target) as of the latest filing. David is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

SC
Pooled Investment Fund · group: Serent

Serent Capital Associates, L.P.

San Francisco, CA · Apr 2, 2009
  • Apr 2, 2009 · D · $14,220,000 sold of $14,220,000 · 46 investors · min. $10,000 · role: Executive Officer EDGAR ↗

Raised $14.2M from 46 investors (100% of the $14.2M target) as of the latest filing. David is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

SC
Pooled Investment Fund · group: Serent

SERENT CAPITAL LP

San Francisco, CA · Apr 2, 2009
  • Apr 2, 2009 · D/A · $231,502,000 sold of $231,502,000 · 25 investors · min. $150,000 · role: Executive Officer EDGAR ↗

Raised $231.5M from 25 investors (100% of the $231.5M target) as of the latest filing. David is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

Other pages with the same name (13)

Separate person records under the same name, not combined with this page. Each line says whether it shares an issuer with this record.

  • David Kennedy — PA, 6 issuers, May 26, 2009 → Jun 17, 2016 · no shared issuer
  • David Kennedy — Ireland (as filed: L2), 2 issuers, Feb 16, 2010 → Jan 14, 2011 · no shared issuer
  • David Kennedy — IN, KY, 2 issuers, May 4, 2009 → Jun 7, 2011 · no shared issuer
  • David Kennedy — NJ, 1 issuer, Aug 11, 2010 → Aug 11, 2010 · no shared issuer
  • David Kennedy — Saskatchewan, Canada (as filed: A9), United Kingdom (as filed: X0), 1 issuer, Oct 4, 2010 → Apr 19, 2012 · no shared issuer
  • David Kennedy — IL, 1 issuer, May 3, 2011 → May 3, 2011 · no shared issuer
  • David H. Kennedy — CO, 1 issuer, Jul 14, 2011 → Jul 18, 2011 · no shared issuer
  • David Kennedy — Quebec, Canada (as filed: A8), 1 issuer, Nov 28, 2016 → Nov 28, 2016 · no shared issuer
  • David Kennedy — GA, 1 issuer, Dec 15, 2022 → Dec 15, 2022 · no shared issuer
  • David J. Kennedy — OH, 1 issuer, Nov 14, 2022 → Nov 14, 2022 · no shared issuer
  • David Dennis Kennedy — CA, 1 issuer, May 14, 2009 → May 10, 2010 · no shared issuer
  • DAVID C KENNEDY — KY, 1 issuer, Feb 12, 2018 → Feb 12, 2018 · no shared issuer
  • David Kennedy — OH, 1 issuer, Feb 14, 2024 → Feb 14, 2024 · no shared issuer

People around David 40

Officers, directors, promoters and management entities named on the same filings, as of Oct 23, 2026, 5:45 PM ET. Showing the 40 with the most shared filings.

AO
Management entity

Alamo Ownership GP, LLC

Director · 1 shared filing (1 issuer)

Listed on the same filings as David Kennedy. Their page shows their other deals.

KF
No photo found yet (own website and image search run after this page is viewed)
Person

Kevin Frick

Executive Officer, Director, Promoter · 8 shared filings (8 issuers) · also on 12 other issuers

Kevin Frick is on 20 issuers in total — a repeat sponsor. Their page lists every one.

EL
No photo found (searched own website, image search on Oct 24, 2026)
Person

Earl A Lariscy

Executive Officer · 8 shared filings (1 issuer) · also on 11 other issuers

Earl A Lariscy is on 12 issuers in total — a repeat sponsor. Their page lists every one.

RR
No photo found yet (own website and image search run after this page is viewed)
Person

RONALD REDELL

Executive Officer, Director · 8 shared filings (1 issuer) · also on 1 other issuer

Listed on the same filings as David Kennedy. Their page shows their other deals.

JS
No photo found yet (own website and image search run after this page is viewed)
Person

JOHN SALTER

Director · 8 shared filings (1 issuer) · also on 1 other issuer

Listed on the same filings as David Kennedy. Their page shows their other deals.

PT
No photo found yet (own website and image search run after this page is viewed)
Person

PATRICK TOWNZEN

Executive Officer · 8 shared filings (1 issuer)

Listed on the same filings as David Kennedy. Their page shows their other deals.

GW
No photo found yet (own website and image search run after this page is viewed)
Person

GRACE WALKER

Executive Officer · 8 shared filings (1 issuer)

Listed on the same filings as David Kennedy. Their page shows their other deals.

JC
No photo found yet (own website and image search run after this page is viewed)
Person

JOSEPH CIPRARI

Director · 8 shared filings (1 issuer)

Listed on the same filings as David Kennedy. Their page shows their other deals.

TL
No photo found yet (own website and image search run after this page is viewed)
Person

Thomas H. Lee

Executive Officer, Director · 5 shared filings (1 issuer) · also on 1 other issuer

Listed on the same filings as David Kennedy. Their page shows their other deals.

BD
No photo found yet (own website and image search run after this page is viewed)
Person

Bruce Dunlevie

Director · 5 shared filings (1 issuer) · also on 11 other issuers

Bruce Dunlevie is on 12 issuers in total — a repeat sponsor. Their page lists every one.

RS
No photo found yet (own website and image search run after this page is viewed)
Person

Ramesh Shah

Director · 5 shared filings (2 issuers)

Listed on the same filings as David Kennedy. Their page shows their other deals.

RW
No photo found yet (own website and image search run after this page is viewed)
Person

RAYMOND WOOLSON

Director · 5 shared filings (1 issuer)

Listed on the same filings as David Kennedy. Their page shows their other deals.

LF
No photo found yet (own website and image search run after this page is viewed)
Person

LANCE FENTON

Executive Officer, Director, Promoter · 4 shared filings (3 issuers) · also on 10 other issuers

LANCE FENTON is on 13 issuers in total — a repeat sponsor. Their page lists every one.

PB
No photo found yet (own website and image search run after this page is viewed)
Person

PHILLIP BARACH

Director · 4 shared filings (1 issuer) · also on 1 other issuer

Listed on the same filings as David Kennedy. Their page shows their other deals.

GG
No photo found yet (own website and image search run after this page is viewed)
Person

Gerald R. Gallagher

Director · 4 shared filings (1 issuer) · also on 1 other issuer

Listed on the same filings as David Kennedy. Their page shows their other deals.

KR
No photo found yet (own website and image search run after this page is viewed)
Person

Kendra H. Ragatz

Director · 4 shared filings (1 issuer)

Listed on the same filings as David Kennedy. Their page shows their other deals.

SN
No photo found yet (own website and image search run after this page is viewed)
Person

SUSAN NICHOLS

Executive Officer · 4 shared filings (1 issuer) · also on 1 other issuer

Listed on the same filings as David Kennedy. Their page shows their other deals.

JC
No photo found yet (own website and image search run after this page is viewed)
Person

Jon Cheek

Executive Officer, Director · 4 shared filings (3 issuers) · also on 3 other issuers

Jon Cheek is on 6 issuers in total — a repeat sponsor. Their page lists every one.

KK
No photo found yet (own website and image search run after this page is viewed)
Person

KEITH KIRK

Executive Officer · 4 shared filings (1 issuer)

Listed on the same filings as David Kennedy. Their page shows their other deals.

HC
No photo found yet (own website and image search run after this page is viewed)
Person

Henry Chase

Executive Officer · 4 shared filings (1 issuer) · also on 5 other issuers

Henry Chase is on 6 issuers in total — a repeat sponsor. Their page lists every one.

DO
No photo found yet (own website and image search run after this page is viewed)
Person

DAWN OSWALD

Executive Officer · 4 shared filings (1 issuer)

Listed on the same filings as David Kennedy. Their page shows their other deals.

GR
No photo found yet (own website and image search run after this page is viewed)
Person

GHEORGHE ROTAR

Executive Officer · 4 shared filings (1 issuer)

Listed on the same filings as David Kennedy. Their page shows their other deals.

WH
No photo found yet (own website and image search run after this page is viewed)
Person

WINNIE HAN

Executive Officer · 4 shared filings (1 issuer)

Listed on the same filings as David Kennedy. Their page shows their other deals.

BF
No photo found yet (own website and image search run after this page is viewed)
Person

BRADY FEMLING

Executive Officer · 4 shared filings (1 issuer)

Listed on the same filings as David Kennedy. Their page shows their other deals.

NZ
No photo found yet (own website and image search run after this page is viewed)
Person

NEAL ZALVAN

Executive Officer · 4 shared filings (1 issuer)

Listed on the same filings as David Kennedy. Their page shows their other deals.

AR
No photo found yet (own website and image search run after this page is viewed)
Person

ADAM ROSSETTI

Executive Officer · 4 shared filings (1 issuer)

Listed on the same filings as David Kennedy. Their page shows their other deals.

DS
No photo found yet (own website and image search run after this page is viewed)
Person

David Singer

Director · 4 shared filings (1 issuer) · also on 6 other issuers

David Singer is on 7 issuers in total — a repeat sponsor. Their page lists every one.

KY
No photo found yet (own website and image search run after this page is viewed)
Person

Krishna Yeshwant

Director · 3 shared filings (1 issuer) · also on 9 other issuers

Krishna Yeshwant is on 10 issuers in total — a repeat sponsor. Their page lists every one.

JL
No photo found yet (own website and image search run after this page is viewed)
Person

John Long

Executive Officer, Director · 3 shared filings (1 issuer)

Listed on the same filings as David Kennedy. Their page shows their other deals.

CC
No photo found yet (own website and image search run after this page is viewed)
Person

Chris Choi

Executive Officer, Director · 3 shared filings (2 issuers)

Listed on the same filings as David Kennedy. Their page shows their other deals.

DC
No photo found yet (own website and image search run after this page is viewed)
Person

Douglas Cardon

Executive Officer, Director · 3 shared filings (1 issuer)

Listed on the same filings as David Kennedy. Their page shows their other deals.

SB
No photo found yet (own website and image search run after this page is viewed)
Person

Spencer Bautista

Executive Officer · 3 shared filings (1 issuer)

Listed on the same filings as David Kennedy. Their page shows their other deals.

BS
No photo found yet (own website and image search run after this page is viewed)
Person

Brian K. Shure

Executive Officer · 3 shared filings (1 issuer)

Listed on the same filings as David Kennedy. Their page shows their other deals.

BB
No photo found yet (own website and image search run after this page is viewed)
Person

Brian Bouma

Director · 3 shared filings (1 issuer) · also on 1 other issuer

Listed on the same filings as David Kennedy. Their page shows their other deals.

YF
No photo found yet (own website and image search run after this page is viewed)
Person

YURY FRIEDMAN

Director · 3 shared filings (1 issuer)

Listed on the same filings as David Kennedy. Their page shows their other deals.

WO
No photo found yet (own website and image search run after this page is viewed)
Person

WILLIAM A ODELL

Director · 3 shared filings (1 issuer)

Listed on the same filings as David Kennedy. Their page shows their other deals.

The team behind the deals

S
Sponsor group

Serent

17 issuers · 17 filings · $1.81B reported sold · 2009–2026

One team, 17 deal companies. David Kennedy is listed on 9 of them.

Sources

Issuers are grouped when their Form D filings share related persons, a management entity or a business address (automatic match from the filings). "Listed" marks the issuers that name David Kennedy.

I
Sponsor group

Icon

5 issuers · 7 filings · $76.6M reported sold · 2012–2018

One team, 5 deal companies. David Kennedy is listed on 4 of them.

Sources

Issuers are grouped when their Form D filings share related persons, a management entity or a business address (automatic match from the filings). "Listed" marks the issuers that name David Kennedy.

T
Sponsor group

Tcw

64 issuers · 323 filings · $17.38B reported sold · 2009–2026

One team, 64 deal companies. David Kennedy is listed on 1 of them.

Sources

Issuers are grouped when their Form D filings share related persons, a management entity or a business address (automatic match from the filings). "Listed" marks the issuers that name David Kennedy.

Same business address

51 other issuers file from the same address (first 50 shown)

A shared address can mean the same team, a shared office building or a registered agent. It is a lead, not a conclusion.

Registrations and other filings

Business registration (state registry / Secretary of State)

Individuals are not matched to business registrations — registries list companies, and a name alone is not enough to tie a person to one. Officers and managers appear by name inside each matched company's record on the issuer pages. Registries searched: AL (Alabama Secretary of State — Business Entity Records (arc-sos.state.al.us), searched by issuer name, data as of Oct 24, 2026); CO (Colorado Secretary of State — Business Entities in Colorado (data.colorado.gov), data as of Oct 23, 2026); CT (Connecticut Secretary of the State — Business Registry (data.ct.gov), data as of Oct 24, 2026); FL (Florida Department of State, Division of Corporations — quarterly corporate data file (Sunbiz), data as of Oct 7, 2026); KY (Kentucky Secretary of State — Business Entity Search (sosbes.sos.ky.gov), searched by issuer name, data as of Oct 24, 2026); NY (New York Department of State — Corporations and Other Entities (data.ny.gov: All Filings + Active Corporations), data as of Oct 20, 2026); OR (Oregon Secretary of State — Active Businesses, All (data.oregon.gov), data as of Oct 20, 2026); PA (Pennsylvania Department of State — Registered Businesses, Current (data.pa.gov), data as of Oct 6, 2026); TX (Texas Comptroller — Active Franchise Taxpayers incl. Secretary of State file data (data.texas.gov), data as of Oct 24, 2026). Registries of other states have not been searched: many publish no bulk file and require a CAPTCHA or bot challenge on their search page, which we do not bypass (Delaware, for example, offers no public bulk file).

Adviser registration (Form ADV)

None of the 24 issuers this person is listed on appears in Form ADV (searched 24,962 advisers as of Oct 2, 2026). A person is never an adviser firm; Form ADV is checked for the issuers and the management companies they are listed with.

Other offering types (Regulation A and Regulation Crowdfunding)

Searched SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 (51,358 records as of Oct 23, 2026, 8:41 PM ET) — nothing matched this name.

Property records 12 records on 3 issuers

Property records are matched to companies only, never to individuals, so none are matched to David Kennedy by design. Searched property records in Hillsborough County FL (Clerk recorded-document index Oct 14, 2026 to Oct 15, 2026 + FL DOR 2026 ownership roll), Miami-Dade County FL (FL DOR 2026 ownership roll), Harris County TX (HCAD 2026 ownership roll), Dallas County TX (DCAD 2026 ownership roll), New York City ACRIS documents and PLUTO ownership rows already retrieved for other issuers, Cook County IL sale and ownership rows already retrieved for other issuers (814,874 records as of Oct 23, 2026, 8:59 PM ET) for the 24 issuers this person is listed on — 3 issuers have property records: SFI Holding Co (8), 1Life Healthcare Inc (3), United Biologics Holdings, LLC (1).

Public profiles and social

Websites and social links of the issuers David Kennedy is listed on, as found in their SEC filings (Form C, Reg A, Form ADV, EDGAR profile) or on the sponsor's own site; none belongs to the person unless the sponsor's site says so. Checked Oct 24, 2026.

Look further

One-tap searches on sites we do not index ourselves, with the name pre-filled (San Francisco, CA). Each opens in a new tab; what you find there is not verified by PartnerFacts.

Found on the sponsor's own site

tcw.com ↗ found on DOUBLELINE SELECTIVE CREDIT FUND, A SERIES OF DOUBLELINE FUNDS TRUST (tcw.com — same registered sponsor family (group "Tcw"); known from issuer CIK 1038400 (adv))

Social and web

LinkedIn people search ↗Instagram ↗X (Twitter) ↗Facebook ↗YouTube ↗Google ↗Google Images ↗Google News ↗Meta Ad Library ↗

Courts

CourtListener / RECAP (federal) ↗PACER case locator (federal, login) ↗California — find the county court ↗Los Angeles Superior Court case search ↗Hillsborough County FL Clerk (HOVER) ↗Miami-Dade Clerk online case search ↗Texas re:SearchTX court records ↗Cook County Clerk of Court case search ↗

Securities regulators

SEC EDGAR full-text search ↗SEC action look-up ↗FINRA BrokerCheck ↗SEC IAPD adviser search ↗

Business registries

California Secretary of State business search ↗Florida Secretary of State business search ↗Texas Secretary of State business search ↗Illinois Secretary of State business search ↗OpenCorporates ↗

Change history

No corrections have been requested for this page.

Every fact links to its public-record source. Plain-English notes next to a fact are our reading of that fact, not a rating. Request a correction · Facts policy

Request a correction

Free. Logged with status: received → under review → fixed / confirmed with source.

Add a response

If this is you or your firm, add a sourced explanation next to any fact. Reviewed before publishing.

Monitor this person

Members get an email when David Kennedy appears on a new Form D, or when a court case or SEC action is matched to them. See plans →