ROBERT D BEYER is listed as an executive officer and director on 15 SEC Form D filings by 15 issuers between Jan 2009 and May 2009. Largest by amount reported sold: Ellington Strategic Mortgage Fund, L.P. (Old Greenwich, CT — pooled investment fund — 2009; $1.28B reported sold to 54 investors), TCW Americas Development Association L.P. (Los Angeles, CA — pooled investment fund — 2009; $846M reported sold to 215 investors), Crescent Absolute Return Fund, LP (Los Angeles, CA — pooled investment fund — 2009; $261.9M reported sold to 83 investors), TCW SENIOR SECURED LOAN FUND LP (Los Angeles, CA — pooled investment fund — 2009; $222.3M reported sold to 15 investors), TCW CORPORATE BOND L P (Los Angeles, CA — pooled investment fund — 2009; $180.8M reported sold to 9 investors) and 10 more (all listed below).
What this means That is a lot of deals — 15 separate companies raised money with this person listed as executive officer and director. Across those companies the filings report $3.29B sold in total.
The issuers belong to 3 sponsor groups: Tcw (64 issuers, $17.38B reported sold, 2009–2026), Crescent (91 issuers, $303.39B reported sold, 2009–2026) and Ellington (54 issuers, $6.37B reported sold, 2009–2026).
What this means This person is listed across more than one sponsor team; each group page shows that team's full track record.
Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CT, DE, FINRA, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, OK, OR, PA, RI, SC, SD, TN, TX, VT, WA, WI, WV, WY) — 5 bankruptcy cases matching the name listed in Key records below.
What this means 5 records came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.
We compared 15 public filings for ROBERT D BEYER and found 10 differences, 7 worth asking the sponsor about: Regulator action naming a team member: Matthew G. Teeple et al. Andrew Miller (Jun 12, 2015); Amount sold went down between filings; and more below.
What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.