Paul Janowitz is listed as an executive officer on 35 SEC Form D filings by 4 issuers between Mar 2009 and Sep 2017: CC ARB FUND, LLC (Avon, CO — pooled investment fund — 2009–2017; $469.3M reported sold to 100 investors), CC ARB SIF I, Ltd. (George Town, Grand Cayman, Cayman Islands (as filed: E9) — pooled investment fund — 2011–2017; $444.5M reported sold to 6 investors), CC ARB West, LLC (Avon, CO — pooled investment fund — 2013–2017; $275.6M reported sold to 2 investors) and CC ARB International Fund, Ltd. (George Town, Grand Cayman, Cayman Islands (as filed: E9) — pooled investment fund — 2010–2017; $40.6M reported sold to 13 investors).
What this means A repeat sponsor — 4 separate companies raised money with this person listed as executive officer, over about 8 years. Across those companies the filings report $1.23B sold in total.
All 4 issuers belong to the sponsor group Cc Arb (7 issuers, $952.3M reported sold, 2009–2024).
What this means A sponsor group is one team that sets up a new company for each deal. Cc Arb has 7 companies on file and $952.3M reported sold in total — the group page shows the whole track record in one place.
Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AZ, CA, DE, TX, WA) — 4 court cases matching the name listed in Key records below.
What this means 4 records came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.
We compared 35 public filings for Paul Janowitz and found 10 differences, 7 worth asking the sponsor about: Amount sold went down between filings; Investor count went down between filings; and more below.
What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.