PartnerFacts
Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 10:02 AM ET

Sponsor Check › Person

DA
No photo found yet (own website and image search run after this page is viewed)

Daniel B. Asher

Named as an officer, director or promoter on SEC Form D filings · IL · Mar 13, 2009 → Oct 25, 2019

2deals (issuers)
$751.5Mreported sold
197investors
14Form D filings
2009–2019years on file
Follow this personLook further ↓PDF

Data last updated Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 24, 2026, 2:17 AM ET · SEC enforcement last checked: covered by the index scan as of Oct 24, 2026, 2:50 AM ET

The short version

Daniel B. Asher is listed as an executive officer on 14 SEC Form D filings by 2 issuers between Mar 2009 and Oct 2019: CC ARB FUND, LLC (Avon, CO — pooled investment fund — 2009–2010; $469.3M reported sold to 100 investors) and CASTLE CREEK FUND LP /IL (Chicago, IL — pooled investment fund — 2009–2019; $282.2M reported sold to 97 investors).

What this means 2 separate companies raised money with this person listed as executive officer, over about 10 years. Across those companies the filings report $751.5M sold in total.

Listed alongside Castle Creek Partners, LLC (11 shared filings, management entity), Fred O. Goldman (11 shared filings), William J. Shimanek (6 shared filings), Chris Perz (5 shared filings), Allan D. Weine (3 shared filings) and 4 others.

What this means These are the other officers, directors or promoters the companies named on the same forms — the team around Daniel. Each name links to their own page.

1 of the issuers belongs to the sponsor group Cc Arb (7 issuers, $952.3M reported sold, 2009–2024).

What this means A sponsor group is one team that sets up a new company for each deal. Cc Arb has 7 companies on file and $952.3M reported sold in total — the group page shows the whole track record in one place.

Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CO, CT, DC, DE, FINRA, FL, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VT, WA, WI, WV, WY) — 4 bankruptcy cases matching the name listed in Key records below.

What this means 4 records came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.

We compared 14 public filings for Daniel B. Asher and found 9 differences, 3 worth asking the sponsor about: Amount sold went down between filings; Investor count went down between filings; and more below.

What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.

What the community is saying

Community search for Daniel B. Asher has not run yet — it is joining a line of 45,774 names; searches run around the clock at the hosts' allowed rate. Searched so far: 641 names.

Community comments are quoted as written by their authors. Sources searched: Bing (site:reddit.com / site:biggerpockets.com) and Reddit's own search, plus DuckDuckGo/Brave/BiggerPockets search when they are answering.

Key records

Five things investors ask first. Items still in human review are counted, not shown.

1. Lawsuits

None found in sources searched — federal courts (CourtListener / RECAP), checked Oct 24, 2026

What was searched

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts State courts: not covered (one-tap state court links under Look further). PACER: not searched. · Last checked Oct 24, 2026, 2:17 AM ET.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

None found in sources searched — SEC enforcement releases (index scan as of Oct 24, 2026, 2:50 AM ET) · state securities regulators: 48 regulators (FINRA, NASAA, 37 states) — crawled Oct 24, 2026, 8:48 AM ET

What was searched

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — Searched SEC litigation releases and administrative proceedings (1995→ / 2007→) (30,205 records as of Oct 24, 2026, 2:50 AM ET) — nothing matched Daniel B. Asher..

State securities regulators: Securities regulators searched (64,910 actions): FINRA (38,350 actions, 1995–2026), NASAA (31 actions, 2000–2026; listing starts 1997), AK Division of Banking and Securities (273 actions, 1971–2025), AL Securities Commission (880 actions, 2001–2026), AR Securities Department (1,305 actions, 1998–2026), AZ Corporation Commission Securities Division (411 actions, 2017–2026), CA DFPI (25 actions, 2007–2024; listing starts 2002 — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), CO Division of Securities (731 actions, 2001–2026; older years from the Internet Archive (snapshot of 2026-05-02)), CT Department of Banking Securities Division (940 actions, 2006–2026; older years from the Internet Archive (snapshot of 2026-04-22)), DC DISB Securities Bureau (25 actions, 2012–2026), DE DOJ Investor Protection Unit (257 actions, 1987–2026), FL Office of Financial Regulation (49 actions, 2018–2026), GA Secretary of State Securities Division (65 actions, 2015–2026; listing starts 2012), HI DCCA Securities Enforcement Branch (26 actions, 2012–2026), ID Department of Finance Securities Bureau (663 actions, 1994–2026), IL Secretary of State Securities Department (4,122 actions, 2003–2023), KS Insurance Department Securities Division (58 actions), KY Department of Financial Institutions (342 actions, 2005–2026), LA Office of Financial Institutions Securities Division (13 actions, 2010–2025; listing starts 2008), MA Secretary of the Commonwealth Securities Division (125 actions, 2012–2025; live site blocks automated access — loaded from the Internet Archive snapshot of 2026-02-04), MD Attorney General Securities Division (1,054 actions, 2004–2026), ME Office of Securities (539 actions, 2000–2026), MI LARA Corporations, Securities & Commercial Licensing Bureau (201 actions), MO Secretary of State Securities Division (919 actions, 1998–2026), MS Secretary of State Securities Division (209 actions, 1995–2026), MT Commissioner of Securities and Insurance (597 actions, 2000–2026), NC Secretary of State Securities Division (265 actions, 2004–2024), ND Securities Department (711 actions, 1990–2026; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2026-01-06), NH Bureau of Securities Regulation (402 actions, 2002–2026), NM Regulation and Licensing Department Securities Division (90 actions, 2010–2025), NV Secretary of State Securities Division (118 actions, 2018–2026), NY Attorney General Investor Protection Bureau (44 actions, 2012–2026), OH Division of Securities (327 actions, 1993–2006), OK Department of Securities (2,531 actions, 1998–2026), OR Division of Financial Regulation (589 actions, 1988–2026), PA Department of Banking and Securities (1,448 actions, 2008–2024; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2024-08-09), RI DBR Securities Division (98 actions, 2005–2025), SC Attorney General Securities Division (540 actions, 2006–2026), SD Division of Insurance – Securities Regulation (106 actions, 2017–2026), TN Department of Commerce and Insurance Securities Division (405 actions, 1992–2026), TX State Securities Board (936 actions, 1999–2026), UT Division of Securities (772 actions, 2000–2026; older years from the Internet Archive (snapshot of 2010-05-27)), VT DFR Securities Division (137 actions, 2010–2026), WA DFI (2,039 actions, 2001–2026), WI DFI Division of Securities (1,072 actions, 1998–2026), WV Securities Commission (State Auditor) (64 actions), WY Secretary of State Compliance Division (6 actions, 2016–2024) — last crawled Oct 24, 2026, 8:48 AM ET. No machine-readable public listing today for IA, IN, MN, NE, NJ, VA (see docs/state-regulators.md).

3. Bankruptcies

4 cases: 4 closed (disposition not in docket feed)

Daniel L Asher and Tara Asher closed
United States Bankruptcy Court, S.D. New York · No. 14-37047 · Filed Oct 10, 2014 · Closed Jan 26, 2015
Role of Daniel L Asher and Tara Asher: Debtor · Outcome: Case closed 2015-01-26 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 7 federal dockets); court in NY (not a filing state); middle initial differs
Daniel S. Asher closed
United States Bankruptcy Court, E.D. Kentucky · No. 03-52658 · Filed Aug 6, 2003 · Closed Nov 18, 2003
Role of Daniel S. Asher: Debtor · Outcome: Case closed 2003-11-18 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 7 federal dockets); court in KY (not a filing state); middle initial differs
Daniel A. Asher closed
United States Bankruptcy Court, D. New Jersey · No. 01-59703 · Filed Aug 20, 2001 · Closed Dec 12, 2001
Role of Daniel A. Asher: Debtor · Outcome: Case closed 2001-12-12 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 7 federal dockets); court in NJ (not a filing state); middle initial differs
Daniel W. Asher and Connie Asher closed
United States Bankruptcy Court, E.D. Kentucky · No. 97-30311 · Filed May 16, 1997 · Closed Dec 1, 1997
Role of Daniel W. Asher and Connie Asher: Debtor · Outcome: Case closed 1997-12-01 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 7 federal dockets); court in KY (not a filing state); middle initial differs
What was searched

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not covered (one-tap state court links under Look further). PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 2:17 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

4. Differences between public sources

Comparisons cover issuers and sponsor groups — see the issuer pages under Deals

9 differences found between the filings for Daniel B. Asher — 3 worth asking about (compared 14 filings on Oct 24, 2026)

Note · Oct 15, 2010 – Oct 7, 2016

Bankruptcy case: Peterson v. Castle Creek International Fund, Ltd. — filed Oct 15, 2010

United States Bankruptcy Court, N.D. Illinois docket "Peterson v. Castle Creek International Fund, Ltd." filed Oct 15, 2010, closed Oct 7, 2016. Castle Creek Partners, LLC (listed on the same filings) is listed as Party ("Peterson v. Castle Creek International Fund, Ltd."). Our match estimate: 60%.

What this means A bankruptcy filing was found. Many are old or personal and have nothing to do with the deal — but ask what it was and when it closed.

Docket · United States Bankruptcy Court, N.D. Illinois ↗Castle Creek Partners, LLC — PartnerFacts page ↗
Sources
Note · Oct 15, 2010 – Oct 7, 2016

Bankruptcy case: Peterson v. Castle Creek Fund, LP — filed Oct 15, 2010

United States Bankruptcy Court, N.D. Illinois docket "Peterson v. Castle Creek Fund, LP" filed Oct 15, 2010, closed Oct 7, 2016. Castle Creek Partners, LLC (listed on the same filings) is listed as Party ("Peterson v. Castle Creek Fund, LP"). Our match estimate: 60%.

What this means A bankruptcy filing was found. Many are old or personal and have nothing to do with the deal — but ask what it was and when it closed.

Docket · United States Bankruptcy Court, N.D. Illinois ↗Castle Creek Partners, LLC — PartnerFacts page ↗
Sources
Note · Feb 5, 1993 – Jun 15, 1993

Bankruptcy case: Mercantile Bank v. Perz — filed Feb 5, 1993

United States Bankruptcy Court, N.D. Illinois docket "Mercantile Bank v. Perz" filed Feb 5, 1993, closed Jun 15, 1993. Chris Perz (listed on the same filings) is listed as Defendant ("Perz"). Our match estimate: 70%.

What this means A bankruptcy filing was found. Many are old or personal and have nothing to do with the deal — but ask what it was and when it closed.

Docket · United States Bankruptcy Court, N.D. Illinois ↗Chris Perz — PartnerFacts page ↗
Sources
Worth asking · Mar 11, 2010 – May 13, 2010

Amount sold went down between filings — CC ARB FUND, LLC

The Mar 11, 2010 filing says $250,887,293 sold; the May 13, 2010 Form D/A says $202,870,938 sold — $48,016,355 less.

What this means Amounts sold normally only go up as a raise continues. A drop can mean investors were refunded, a figure was corrected, or an earlier number was wrong. Ask the sponsor which it was.

Form D/A (earlier) · Mar 11, 2010 ↗Form D/A (later) · May 13, 2010 ↗CC ARB FUND, LLC — PartnerFacts page ↗
Sources
Worth asking · Mar 11, 2010 – May 13, 2010

Investor count went down between filings — CC ARB FUND, LLC

The Mar 11, 2010 filing reports 66 investors; the May 13, 2010 Form D/A reports 51 investors.

What this means Investor counts normally only grow. A smaller number can mean investors left or were refunded, or a count was corrected. Ask the sponsor what happened.

Form D/A (earlier) · Mar 11, 2010 ↗Form D/A (later) · May 13, 2010 ↗CC ARB FUND, LLC — PartnerFacts page ↗
Sources
Note · Mar 1, 1997 – Oct 25, 2019

No amendment in the last 12 months on an offering that may still be open — CASTLE CREEK FUND LP /IL (latest filing Oct 25, 2019)

The latest filing for this offering is dated Oct 25, 2019 (first sale Mar 1, 1997). It reports $282,214,448 sold of an indefinite amount offered. No later amendment is in our index as of Oct 24, 2026.

What this means SEC rules expect a yearly amendment while an offering is still going. The raise may simply have ended — a Form D does not say when it closed. Ask the sponsor whether the offering closed, when, and at what amount.

Form D/A · Oct 25, 2019 ↗CASTLE CREEK FUND LP /IL — PartnerFacts page ↗
Sources
Worth asking · Jul 23, 2010 – Aug 9, 2011

Daniel B. Asher is no longer listed on the Aug 9, 2011 amendment — CC ARB FUND, LLC

Daniel B. Asher appears on the Jul 23, 2010 Form D/A (executive officer) but not on the Aug 9, 2011 Form D/A for the same offering.

What this means People leave, and the issuer must list only current officers, directors and promoters. It is still worth asking why this person left and who replaced them.

Form D/A · Jul 23, 2010 ↗Form D/A · Aug 9, 2011 ↗Daniel B. Asher — PartnerFacts page ↗CC ARB FUND, LLC — PartnerFacts page ↗
Sources
Note · Mar 13, 2009 – Mar 11, 2010

Minimum investment changed between filings — CC ARB FUND, LLC

The Mar 13, 2009 filing lists a minimum of $0; the Mar 11, 2010 Form D/A lists $1,000,000.

What this means A different minimum usually means the offering terms changed. Check which terms apply to you.

Form D/A (earlier) · Mar 13, 2009 ↗Form D/A (later) · Mar 11, 2010 ↗CC ARB FUND, LLC — PartnerFacts page ↗
Sources
Note · May 23, 2019 – May 13, 2022

Address moved from Chicago, IL to Avon, CO — CC ARB FUND, LLC

The people listed on the May 23, 2019 filing give Chicago, IL; on the May 13, 2022 filing they give Avon, CO.

What this means Businesses move; this just shows the two places and dates. If you were told one city and the forms say another, ask which is current.

Form D/A · May 23, 2019 ↗Form D/A · May 13, 2022 ↗CC ARB FUND, LLC — PartnerFacts page ↗
Sources
What is compared

What is compared: every Form D and D/A we hold for this subject, side by side — filing dates vs. first-sale dates (the 15-day rule), amendment timing on open offerings (the yearly-amendment expectation), amounts sold, investor counts, offering amounts and minimums across amendments, industry and size bands, addresses, how each person's name and role is written, paid sellers' CRD numbers, and (for groups) where the member companies were formed and sit. Everything is as filed by the issuer; the SEC does not check it. Differences are common and usually have ordinary explanations — we show both values, the dates, and the source so you can ask. As of Oct 24, 2026.

5. Money to insiders

None reported on 2 offerings — no sales commissions, finder's fees or proceeds to insiders

Per-offering detail
Offering (latest filing)Sales commissionsFinder's feesTo insidersPaid to sell itSource
Oct 25, 2019 D/A
CASTLE CREEK FUND LP /IL
File 021-76108
$0$0$0None listed on this filingEDGAR ↗
Jul 23, 2010 D/A
CC ARB FUND, LLC
File 021-55401
$0$0$0None listed on this filingEDGAR ↗

Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across every filing this person is listed on (latest filing per offering, per issuer).

Deals 2

Every issuer that named Daniel B. Asher on a Form D, newest first. A Form D is the notice a company files after it starts selling a private investment.

CC
Pooled Investment Fund

CASTLE CREEK FUND LP /IL

Chicago, IL · Mar 13, 2009 → Oct 25, 2019 · 11 filings
  • Oct 25, 2019 · D/A · $282,214,448 sold of Indefinite · 97 investors · min. No minimum reported · role: Executive Officer EDGAR ↗
  • Oct 26, 2018 · D/A · $282,214,448 sold of Indefinite · 97 investors · min. No minimum reported · role: Executive Officer EDGAR ↗
  • Oct 27, 2017 · D/A · $282,214,448 sold of Indefinite · 97 investors · min. No minimum reported · role: Executive Officer EDGAR ↗
  • Oct 28, 2016 · D/A · $282,214,448 sold of Indefinite · 97 investors · min. No minimum reported · role: Executive Officer EDGAR ↗
  • Oct 29, 2015 · D/A · $282,214,448 sold of Indefinite · 97 investors · min. No minimum reported · role: Executive Officer EDGAR ↗
  • Oct 29, 2014 · D/A · $282,214,448 sold of Indefinite · 97 investors · min. No minimum reported · role: Executive Officer EDGAR ↗
  • Oct 29, 2013 · D/A · $282,214,448 sold of Indefinite · 97 investors · min. No minimum reported · role: Executive Officer EDGAR ↗
  • Mar 14, 2012 · D/A · $280,245,365 sold of Indefinite · 94 investors · min. No minimum reported · role: Executive Officer EDGAR ↗
  • Mar 14, 2011 · D/A · $268,751,840 sold of Indefinite · 91 investors · min. No minimum reported · role: Executive Officer EDGAR ↗
  • Mar 12, 2010 · D/A · $264,442,471 sold of Indefinite · 91 investors · min. No minimum reported · role: Executive Officer EDGAR ↗
  • Mar 13, 2009 · D/A · $264,292,471 sold of Indefinite · 89 investors · min. No minimum reported · role: Executive Officer EDGAR ↗

Raised $282.2M from 97 investors as of the latest filing. Daniel is listed as executive officer on 11 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

CA
Pooled Investment Fund · group: Cc Arb

CC ARB FUND, LLC

Avon, CO · Mar 13, 2009 → Jul 23, 2010 · 3 filings
  • Jul 23, 2010 · D/A · $271,710,293 sold of Indefinite · 75 investors · min. $1,000,000 · role: Executive Officer EDGAR ↗
  • Mar 11, 2010 · D/A · $250,887,293 sold of Indefinite · 66 investors · min. $1,000,000 · role: Executive Officer EDGAR ↗
  • Mar 13, 2009 · D/A · $189,412,293 sold of Indefinite · 43 investors · min. No minimum reported · role: Executive Officer EDGAR ↗

Raised $469.3M from 100 investors as of the latest filing. Daniel is listed as executive officer on 3 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

People around Daniel 9

Officers, directors, promoters and management entities named on the same filings, as of Oct 23, 2026, 5:45 PM ET.

CC
Management entity

Castle Creek Partners, LLC

Executive Officer · 11 shared filings (1 issuer)

Listed on the same filings as Daniel B. Asher. Their page shows their other deals.

CC
Management entity

Castle Creek Arbitrage, LLC

Executive Officer · 3 shared filings (1 issuer) · also on 5 other issuers

Castle Creek Arbitrage, LLC is on 6 issuers in total — a repeat sponsor. Their page lists every one.

FG
No photo found yet (own website and image search run after this page is viewed)
Person

Fred O. Goldman

Executive Officer · 11 shared filings (1 issuer)

Listed on the same filings as Daniel B. Asher. Their page shows their other deals.

WS
No photo found yet (own website and image search run after this page is viewed)
Person

William J. Shimanek

Executive Officer · 6 shared filings (2 issuers)

Listed on the same filings as Daniel B. Asher. Their page shows their other deals.

CP
No photo found yet (own website and image search run after this page is viewed)
Person

Chris Perz

Executive Officer · 5 shared filings (2 issuers) · also on 5 other issuers

Chris Perz is on 7 issuers in total — a repeat sponsor. Their page lists every one.

PJ
No photo found yet (own website and image search run after this page is viewed)
Person

Paul Janowitz

Executive Officer · 3 shared filings (1 issuer) · also on 3 other issuers

Listed on the same filings as Daniel B. Asher. Their page shows their other deals.

PF
No photo found yet (own website and image search run after this page is viewed)
Person

Peter C. Fletcher

Executive Officer · 3 shared filings (1 issuer) · also on 5 other issuers

Peter C. Fletcher is on 6 issuers in total — a repeat sponsor. Their page lists every one.

AW
No photo found yet (own website and image search run after this page is viewed)
Person

Allan D. Weine

Executive Officer · 3 shared filings (1 issuer) · also on 6 other issuers

Allan D. Weine is on 7 issuers in total — a repeat sponsor. Their page lists every one.

CW
No photo found yet (own website and image search run after this page is viewed)
Person

Connie Wick

Executive Officer · 2 shared filings (1 issuer) · also on 1 other issuer

Listed on the same filings as Daniel B. Asher. Their page shows their other deals.

The team behind the deals

CA
Sponsor group

Cc Arb

7 issuers · 66 filings · $952.3M reported sold · 2009–2024

One team, 7 deal companies. Daniel B. Asher is listed on 1 of them.

Sources

Issuers are grouped when their Form D filings share related persons, a management entity or a business address (automatic match from the filings). "Listed" marks the issuers that name Daniel B. Asher.

Registrations and other filings

Business registration (state registry / Secretary of State)

Individuals are not matched to business registrations — registries list companies, and a name alone is not enough to tie a person to one. Officers and managers appear by name inside each matched company's record on the issuer pages. Registries searched: AL (Alabama Secretary of State — Business Entity Records (arc-sos.state.al.us), searched by issuer name, data as of Oct 24, 2026); CO (Colorado Secretary of State — Business Entities in Colorado (data.colorado.gov), data as of Oct 23, 2026); CT (Connecticut Secretary of the State — Business Registry (data.ct.gov), data as of Oct 24, 2026); FL (Florida Department of State, Division of Corporations — quarterly corporate data file (Sunbiz), data as of Oct 7, 2026); NY (New York Department of State — Corporations and Other Entities (data.ny.gov: All Filings + Active Corporations), data as of Oct 20, 2026); OR (Oregon Secretary of State — Active Businesses, All (data.oregon.gov), data as of Oct 20, 2026); PA (Pennsylvania Department of State — Registered Businesses, Current (data.pa.gov), data as of Oct 6, 2026); TX (Texas Comptroller — Active Franchise Taxpayers incl. Secretary of State file data (data.texas.gov), data as of Oct 24, 2026). Registries of other states have not been searched: many publish no bulk file and require a CAPTCHA or bot challenge on their search page, which we do not bypass (Delaware, for example, offers no public bulk file).

Adviser registration (Form ADV)

None of the 2 issuers this person is listed on appears in Form ADV (searched 24,962 advisers as of Oct 2, 2026). A person is never an adviser firm; Form ADV is checked for the issuers and the management companies they are listed with.

Other offering types (Regulation A and Regulation Crowdfunding)

Searched SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 (51,358 records as of Oct 23, 2026, 8:41 PM ET) — nothing matched this name.

Property records none — individuals are not matched

Property records are matched to companies only, never to individuals, so none are matched to Daniel B. Asher by design. Searched property records in Hillsborough County FL (Clerk recorded-document index Oct 14, 2026 to Oct 15, 2026 + FL DOR 2026 ownership roll), Miami-Dade County FL (FL DOR 2026 ownership roll), Harris County TX (HCAD 2026 ownership roll), Dallas County TX (DCAD 2026 ownership roll), New York City ACRIS documents and PLUTO ownership rows already retrieved for other issuers, Cook County IL sale and ownership rows already retrieved for other issuers (814,874 records as of Oct 23, 2026, 8:59 PM ET) for the 2 issuers this person is listed on — nothing matched.

Public profiles and social

Websites and social links of the issuers Daniel B. Asher is listed on: none on file. No website or social profile named in CASTLE CREEK FUND LP /IL's SEC filings (Form C, Reg A, Form ADV; checked Oct 24, 2026). Web search for this name: #226,103 of 374,652 in line (1,386 issuers searched so far). One-tap searches: Look further ↓

Look further

One-tap searches on sites we do not index ourselves, with the name pre-filled (Chicago, IL). Each opens in a new tab; what you find there is not verified by PartnerFacts.

Social and web

LinkedIn people search ↗Instagram ↗X (Twitter) ↗Facebook ↗YouTube ↗Google ↗Google Images ↗Google News ↗Meta Ad Library ↗

Courts

CourtListener / RECAP (federal) ↗PACER case locator (federal, login) ↗Cook County Clerk of Court case search ↗Colorado state courts — find the court ↗

Securities regulators

SEC EDGAR full-text search ↗SEC action look-up ↗FINRA BrokerCheck ↗SEC IAPD adviser search ↗

Business registries

Illinois Secretary of State business search ↗Colorado Secretary of State business search ↗OpenCorporates ↗

Change history

No corrections have been requested for this page.

Every fact links to its public-record source. Plain-English notes next to a fact are our reading of that fact, not a rating. Request a correction · Facts policy

Request a correction

Free. Logged with status: received → under review → fixed / confirmed with source.

Add a response

If this is you or your firm, add a sourced explanation next to any fact. Reviewed before publishing.

Monitor this person

Members get an email when Daniel B. Asher appears on a new Form D, or when a court case or SEC action is matched to them. See plans →