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Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 10:25 AM ET

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Christopher LeBeau

Named as an officer, director or promoter on SEC Form D filings · Cayman Islands (as filed: E9) · Apr 24, 2012 → Jan 18, 2019

32deals (issuers)
$9.87Breported sold
1,986investors
78Form D filings
2012–2019years on file
Follow this personLook further ↓PDF

Data last updated Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 24, 2026, 2:26 AM ET · SEC enforcement last checked: covered by the index scan as of Oct 24, 2026, 2:50 AM ET

The short version

Christopher LeBeau is listed as a director on 78 SEC Form D filings by 32 issuers between Apr 2012 and Jan 2019. Largest by amount reported sold: 1Sharpe Opportunity Fund Ltd. (Piedmont, CA — pooled investment fund — 2017; $2.14B reported sold to 17 investors), Kirkoswald Emerging Markets Fund Ltd (London, United Kingdom (as filed: X0) — pooled investment fund — 2014; $1.53B reported sold to 266 investors), Emso Saguaro Ltd. (London, United Kingdom (as filed: X0) — pooled investment fund — 2014; $1.46B reported sold to 110 investors), Guggenheim Loan Fund, Ltd. (Santa Monica, CA — pooled investment fund — 2015–2017; $577.6M reported sold to 12 investors), SHEFFIELD INTERNATIONAL PARTNERS LTD (Chicago, IL — pooled investment fund — 2013–2017; $535.2M reported sold to 107 investors) and 27 more (all listed below).

What this means That is a lot of deals — 32 separate companies raised money with this person listed as director, over about 7 years. Across those companies the filings report $9.87B sold in total.

Listed alongside William Shaw (22 shared filings), Letitia Solomon (16 shared filings), Allan D. Weine (14 shared filings), Castle Creek Arbitrage, LLC (14 shared filings, management entity), Chris Perz (14 shared filings) and 92 others.

What this means These are the other officers, directors or promoters the companies named on the same forms — the team around Christopher. Each name links to their own page.

The issuers belong to 4 sponsor groups: Guggenheim (52 issuers, $13.85B reported sold, 2009–2026), Lyxor (55 issuers, $37.23B reported sold, 2009–2026), Macquarie (3 issuers, $0 reported sold, 2016) and Cc Arb (7 issuers, $952.3M reported sold, 2009–2024).

What this means This person is listed across more than one sponsor team; each group page shows that team's full track record.

Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CO, CT, DC, DE, FINRA, FL, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VT, WA, WI, WV, WY) — 4 bankruptcy cases matching the name listed in Key records below.

What this means 4 records came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.

We compared the newest 50 of 78 public filings for Christopher LeBeau and found 15 differences, 10 worth asking the sponsor about: Regulator action naming a team member: Steven Fitzgerald Brown (Aug 31, 2021); Regulator action naming a team member: Steven Fitzgerald Brown (Sep 3, 2020); and more below.

What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.

What the community is saying

Community search for Christopher LeBeau has not run yet — it is joining a line of 53,780 names; searches run around the clock at the hosts' allowed rate. Searched so far: 641 names.

Community comments are quoted as written by their authors. Sources searched: Bing (site:reddit.com / site:biggerpockets.com) and Reddit's own search, plus DuckDuckGo/Brave/BiggerPockets search when they are answering.

Key records

Five things investors ask first. Items still in human review are counted, not shown.

1. Lawsuits

None found in sources searched — federal courts (CourtListener / RECAP), checked Oct 24, 2026

What was searched

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts State courts: not covered (one-tap state court links under Look further). PACER: not searched. · Last checked Oct 24, 2026, 2:26 AM ET.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

None found in sources searched — SEC enforcement releases (index scan as of Oct 24, 2026, 2:50 AM ET) · state securities regulators: 48 regulators (FINRA, NASAA, 37 states) — crawled Oct 24, 2026, 8:48 AM ET

What was searched

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — Searched SEC litigation releases and administrative proceedings (1995→ / 2007→) (30,205 records as of Oct 24, 2026, 2:50 AM ET) — nothing matched Christopher LeBeau..

State securities regulators: Securities regulators searched (64,910 actions): FINRA (38,350 actions, 1995–2026), NASAA (31 actions, 2000–2026; listing starts 1997), AK Division of Banking and Securities (273 actions, 1971–2025), AL Securities Commission (880 actions, 2001–2026), AR Securities Department (1,305 actions, 1998–2026), AZ Corporation Commission Securities Division (411 actions, 2017–2026), CA DFPI (25 actions, 2007–2024; listing starts 2002 — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), CO Division of Securities (731 actions, 2001–2026; older years from the Internet Archive (snapshot of 2026-05-02)), CT Department of Banking Securities Division (940 actions, 2006–2026; older years from the Internet Archive (snapshot of 2026-04-22)), DC DISB Securities Bureau (25 actions, 2012–2026), DE DOJ Investor Protection Unit (257 actions, 1987–2026), FL Office of Financial Regulation (49 actions, 2018–2026), GA Secretary of State Securities Division (65 actions, 2015–2026; listing starts 2012), HI DCCA Securities Enforcement Branch (26 actions, 2012–2026), ID Department of Finance Securities Bureau (663 actions, 1994–2026), IL Secretary of State Securities Department (4,122 actions, 2003–2023), KS Insurance Department Securities Division (58 actions), KY Department of Financial Institutions (342 actions, 2005–2026), LA Office of Financial Institutions Securities Division (13 actions, 2010–2025; listing starts 2008), MA Secretary of the Commonwealth Securities Division (125 actions, 2012–2025; live site blocks automated access — loaded from the Internet Archive snapshot of 2026-02-04), MD Attorney General Securities Division (1,054 actions, 2004–2026), ME Office of Securities (539 actions, 2000–2026), MI LARA Corporations, Securities & Commercial Licensing Bureau (201 actions), MO Secretary of State Securities Division (919 actions, 1998–2026), MS Secretary of State Securities Division (209 actions, 1995–2026), MT Commissioner of Securities and Insurance (597 actions, 2000–2026), NC Secretary of State Securities Division (265 actions, 2004–2024), ND Securities Department (711 actions, 1990–2026; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2026-01-06), NH Bureau of Securities Regulation (402 actions, 2002–2026), NM Regulation and Licensing Department Securities Division (90 actions, 2010–2025), NV Secretary of State Securities Division (118 actions, 2018–2026), NY Attorney General Investor Protection Bureau (44 actions, 2012–2026), OH Division of Securities (327 actions, 1993–2006), OK Department of Securities (2,531 actions, 1998–2026), OR Division of Financial Regulation (589 actions, 1988–2026), PA Department of Banking and Securities (1,448 actions, 2008–2024; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2024-08-09), RI DBR Securities Division (98 actions, 2005–2025), SC Attorney General Securities Division (540 actions, 2006–2026), SD Division of Insurance – Securities Regulation (106 actions, 2017–2026), TN Department of Commerce and Insurance Securities Division (405 actions, 1992–2026), TX State Securities Board (936 actions, 1999–2026), UT Division of Securities (772 actions, 2000–2026; older years from the Internet Archive (snapshot of 2010-05-27)), VT DFR Securities Division (137 actions, 2010–2026), WA DFI (2,039 actions, 2001–2026), WI DFI Division of Securities (1,072 actions, 1998–2026), WV Securities Commission (State Auditor) (64 actions), WY Secretary of State Compliance Division (6 actions, 2016–2024) — last crawled Oct 24, 2026, 8:48 AM ET. No machine-readable public listing today for IA, IN, MN, NE, NJ, VA (see docs/state-regulators.md).

3. Bankruptcies

4 cases: 4 closed (disposition not in docket feed)

Christopher L. LeBeau and Sheri A. LeBeau closed
United States Bankruptcy Court, E.D. Missouri · No. 12-47031 · Filed Jul 21, 2012 · Closed Nov 7, 2012
Role of Christopher L. LeBeau and Sheri A. LeBeau: Debtor · Outcome: Case closed 2012-11-07 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 4 federal dockets); court in MO (not a filing state)
Christopher M LeBeau closed
United States Bankruptcy Court, E.D. Missouri · No. 09-20032 · Filed Feb 5, 2009 · Closed May 11, 2009
Role of Christopher M LeBeau: Debtor · Outcome: Case closed 2009-05-11 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 4 federal dockets); court in MO (not a filing state)
Christopher J. Lebeau closed
United States Bankruptcy Court, D. Massachusetts · No. 05-30011 · Filed Oct 17, 2005 · Closed Nov 8, 2005
Role of Christopher J. Lebeau: Debtor · Outcome: Case closed 2005-11-08 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 4 federal dockets); court in MA (not a filing state)
Christopher L. LeBeau and Sheri A. LeBeau closed
United States Bankruptcy Court, E.D. Missouri · No. 95-41429 · Filed Mar 16, 1995 · Closed Jul 14, 1995
Role of Christopher L. LeBeau and Sheri A. LeBeau: Debtor · Outcome: Case closed 1995-07-14 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 4 federal dockets); court in MO (not a filing state)
What was searched

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not covered (one-tap state court links under Look further). PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 2:26 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

4. Differences between public sources

Comparisons cover issuers and sponsor groups — see the issuer pages under Deals

15 differences found between the filings for Christopher LeBeau — 10 worth asking about (compared the newest 50 of 78 filings on Oct 24, 2026; older filings not covered)

Worth asking · Aug 31, 2021

Regulator action naming a team member: Steven Fitzgerald Brown (Aug 31, 2021)

An SEC litigation release dated Aug 31, 2021 names Steven Brown (listed on the same filings). Our match estimate: 70%. The release is the source; we do not summarize its outcome here.

What this means A regulator filed or announced an action naming this person or company (or someone on the same filings). Read the release; ask the sponsor what it was and how it ended.

Steven Fitzgerald Brown ↗Steven Brown — PartnerFacts page ↗
Sources
Worth asking · Sep 3, 2020

Regulator action naming a team member: Steven Fitzgerald Brown (Sep 3, 2020)

An SEC litigation release dated Sep 3, 2020 names Steven Brown (listed on the same filings). Our match estimate: 70%. The release is the source; we do not summarize its outcome here.

What this means A regulator filed or announced an action naming this person or company (or someone on the same filings). Read the release; ask the sponsor what it was and how it ended.

Steven Fitzgerald Brown ↗Steven Brown — PartnerFacts page ↗
Sources
Note · Feb 5, 1993 – Jun 15, 1993

Bankruptcy case: Mercantile Bank v. Perz — filed Feb 5, 1993

United States Bankruptcy Court, N.D. Illinois docket "Mercantile Bank v. Perz" filed Feb 5, 1993, closed Jun 15, 1993. Chris Perz (listed on the same filings) is listed as Defendant ("Perz"). Our match estimate: 70%.

What this means A bankruptcy filing was found. Many are old or personal and have nothing to do with the deal — but ask what it was and when it closed.

Docket · United States Bankruptcy Court, N.D. Illinois ↗Chris Perz — PartnerFacts page ↗
Sources
Worth asking · Sep 28, 2017 – May 8, 2018

Amount sold went down between filings — Ariose China Growth Onshore Fund

The Sep 28, 2017 filing says $11,719,658 sold; the May 8, 2018 Form D/A says $8,271,158 sold — $3,448,500 less.

What this means Amounts sold normally only go up as a raise continues. A drop can mean investors were refunded, a figure was corrected, or an earlier number was wrong. Ask the sponsor which it was.

Form D/A (earlier) · Sep 28, 2017 ↗Form D/A (later) · May 8, 2018 ↗Ariose China Growth Onshore Fund — PartnerFacts page ↗
Sources
Worth asking · Dec 23, 2015 – Oct 21, 2016

Amount sold went down between filings — Guggenheim High-Yield Fund, Ltd.

The Dec 23, 2015 filing says $16,673,385 sold; the Oct 21, 2016 Form D/A says $16,582,927 sold — $90,458 less.

What this means Amounts sold normally only go up as a raise continues. A drop can mean investors were refunded, a figure was corrected, or an earlier number was wrong. Ask the sponsor which it was.

Form D (earlier) · Dec 23, 2015 ↗Form D/A (later) · Oct 21, 2016 ↗Guggenheim High-Yield Fund, Ltd. — PartnerFacts page ↗
Sources
Worth asking · Apr 21, 2016 – Sep 14, 2016

Amount sold went down between filings — CC ARB SIF I, Ltd.

The Apr 21, 2016 filing says $444,529,112 sold; the Sep 14, 2016 Form D/A says $57,369,800 sold — $387,159,312 less.

What this means Amounts sold normally only go up as a raise continues. A drop can mean investors were refunded, a figure was corrected, or an earlier number was wrong. Ask the sponsor which it was.

Form D/A (earlier) · Apr 21, 2016 ↗Form D/A (later) · Sep 14, 2016 ↗CC ARB SIF I, Ltd. — PartnerFacts page ↗
Sources
Worth asking · Feb 12, 2015 – Feb 11, 2016

Investor count went down between filings — Cornwall Offshore Ltd.

The Feb 12, 2015 filing reports 17 investors; the Feb 11, 2016 Form D/A reports 15 investors.

What this means Investor counts normally only grow. A smaller number can mean investors left or were refunded, or a count was corrected. Ask the sponsor what happened.

Form D/A (earlier) · Feb 12, 2015 ↗Form D/A (later) · Feb 11, 2016 ↗Cornwall Offshore Ltd. — PartnerFacts page ↗
Sources
Worth asking · Jun 22, 2016 – Jun 22, 2017

Paid seller listed without a CRD number: KB Investment & Securities Co., Ltd. — Brookfield Infrastructure Debt Fund I LP

KB Investment & Securities Co., Ltd. is listed as receiving sales compensation on 2 filings (Jun 22, 2016 to Jun 22, 2017) with no FINRA CRD number given.

What this means People paid to sell securities normally hold a FINRA registration with a CRD number. Without one we cannot look them up on BrokerCheck. Ask who they are and whether they are registered.

Form D/A · Jun 22, 2017 ↗BrokerCheck search: KB Investment & Securities Co., Ltd. ↗Brookfield Infrastructure Debt Fund I LP — PartnerFacts page ↗
Sources
Worth asking · Jun 22, 2016 – Jun 22, 2017

Paid seller listed without a CRD number: John Jerrod Stelli — Brookfield Infrastructure Debt Fund I LP

John Jerrod Stelli is listed as receiving sales compensation on 2 filings (Jun 22, 2016 to Jun 22, 2017) with no FINRA CRD number given.

What this means People paid to sell securities normally hold a FINRA registration with a CRD number. Without one we cannot look them up on BrokerCheck. Ask who they are and whether they are registered.

Form D/A · Jun 22, 2017 ↗BrokerCheck search: John Jerrod Stelli ↗Brookfield Infrastructure Debt Fund I LP — PartnerFacts page ↗
Sources
Worth asking · Dec 1, 2006 – Nov 13, 2017

9 Form Ds were filed more than 15 days after the first sale

Form D filed 1,930 days after the first sale — DoubleLine Leveraged Fund LP · Form D filed 215 days after the first sale — Macquarie Global Alpha US Feeder Fund · Form D filed 1,567 days after the first sale — DoubleLine Leveraged Fund LP · Form D filed 3,507 days after the first sale — Macquarie Asian Alpha US Feeder Fund · Form D filed 74 days after the first sale — Ariose China Growth Offshore Fund · and 4 more

What this means Late notices are common and carry no penalty by themselves. A pattern of late paperwork is worth asking the sponsor about.

Form D · Nov 13, 2017 ↗DoubleLine Leveraged Fund LP — PartnerFacts page ↗Form D · Dec 2, 2016 ↗Macquarie Global Alpha US Feeder Fund — PartnerFacts page ↗
Sources
Note · Sep 1, 2006 – Nov 13, 2017

10 offerings have no amendment in the last 12 months and may still be open

No amendment in the last 12 months on an offering that may still be open — DoubleLine Leveraged Fund LP (latest filing Nov 13, 2017) · No amendment in the last 12 months on an offering that may still be open — Brookfield Infrastructure Debt Fund I LP (latest filing Jun 22, 2017) · No amendment in the last 12 months on an offering that may still be open — Macquarie Global Alpha US Feeder Fund (latest filing Dec 2, 2016) · No amendment in the last 12 months on an offering that may still be open — DoubleLine Leveraged Fund LP (latest filing Nov 15, 2016) · No amendment in the last 12 months on an offering that may still be open — Macquarie European Alpha US Feeder Fund (latest filing Jul 12, 2016) · and 5 more

What this means SEC rules expect a yearly amendment while an offering is still going. Ask the sponsor which of these raises have closed.

Form D · Nov 13, 2017 ↗DoubleLine Leveraged Fund LP — PartnerFacts page ↗Form D/A · Jun 22, 2017 ↗Brookfield Infrastructure Debt Fund I LP — PartnerFacts page ↗
Sources
Worth asking · Aug 5, 2015 – Mar 18, 2019

15 people are no longer listed on a later amendment

Christopher LeBeau is no longer listed on the Mar 18, 2019 amendment — Alight Capital Offshore Fund, Ltd. · Christopher LeBeau is no longer listed on the Nov 20, 2018 amendment — Ally Bridge MedAlpha International Fund Ltd · Christopher LeBeau is no longer listed on the Nov 14, 2018 amendment — 1Sharpe Opportunity Fund Ltd. · Christopher LeBeau is no longer listed on the Oct 19, 2018 amendment — NZC GUGGENHEIM FUND LTD · Christopher LeBeau is no longer listed on the Oct 19, 2018 amendment — Guggenheim High-Yield Fund, Ltd. · and 10 more

What this means People leave; the issuer lists only current officers, directors and promoters. Ask why and who replaced them.

Form D/A · Jan 18, 2019 ↗Form D/A · Mar 18, 2019 ↗Christopher LeBeau — PartnerFacts page ↗Alight Capital Offshore Fund, Ltd. — PartnerFacts page ↗
Sources
Note · Sep 11, 2014 – Oct 23, 2015

Minimum investment changed between filings — NZC GUGGENHEIM FUND LTD

The Sep 11, 2014 filing lists a minimum of $0; the Oct 23, 2015 Form D/A lists $100,000.

What this means A different minimum usually means the offering terms changed. Check which terms apply to you.

Form D/A (earlier) · Sep 11, 2014 ↗Form D/A (later) · Oct 23, 2015 ↗NZC GUGGENHEIM FUND LTD — PartnerFacts page ↗
Sources
Note · Apr 24, 2012 – Sep 11, 2014

Christopher LeBeau is written 2 different ways on the filings

listed as "Christopher LeBeau" on 58 filings (from Apr 24, 2012), and "Christopher J. LeBeau" on 7 filings (from Sep 11, 2014).

What this means Same person, written differently — a middle name or suffix left off, or spelled another way. It is normal, but check that the full legal name matches your subscription documents.

Form D/A · Apr 24, 2012 ↗Form D/A · Sep 11, 2014 ↗Christopher LeBeau — PartnerFacts page ↗
Sources
Note · Oct 3, 2013 – Mar 14, 2025

18 address changes between filings

Address moved from New York, NY to Grand Cayman, Cayman Islands (as filed: E9) — Guggenheim Loan Fund, Ltd. · Address moved from Hong Kong, Hong Kong (as filed: K3) to New York, NY — Ally Bridge MedAlpha International Fund Ltd · Address moved from New York, NY to Hong Kong, Hong Kong (as filed: K3) — Ally Bridge MedAlpha International Fund Ltd · Address moved from Camana Bay, Grand Cayman, Cayman Islands (as filed: E9) to Hong Kong, Hong Kong (as filed: K3) — Ariose China Growth Offshore Fund · Address moved from Camana Bay, Grand Cayman, Cayman Islands (as filed: E9) to Hong Kong, Hong Kong (as filed: K3) — Ariose China Growth Onshore Fund · and 13 more

What this means Businesses move. If you were told one city and the forms say another, ask which is current.

Form D/A · Mar 15, 2024 ↗Form D/A · Mar 14, 2025 ↗Guggenheim Loan Fund, Ltd. — PartnerFacts page ↗Form D/A · Nov 17, 2023 ↗
Sources
What is compared

What is compared: every Form D and D/A we hold for this subject, side by side — filing dates vs. first-sale dates (the 15-day rule), amendment timing on open offerings (the yearly-amendment expectation), amounts sold, investor counts, offering amounts and minimums across amendments, industry and size bands, addresses, how each person's name and role is written, paid sellers' CRD numbers, and (for groups) where the member companies were formed and sit. Everything is as filed by the issuer; the SEC does not check it. Differences are common and usually have ordinary explanations — we show both values, the dates, and the source so you can ask. We compared the newest 50 of 78 filings (work cap); older filings are not covered here. As of Oct 24, 2026.

5. Money to insiders

12 of 34 offerings report sales commissions totalling $10,823,824; 0 report finder's fees; 1 reports proceeds to related persons totalling $10,972,189. (includes amounts the issuer reported as estimates)

Offering (latest filing)Sales commissionsFinder's feesTo insidersPaid to sell itSource
Jan 18, 2019 D/A
Alight Capital Offshore Fund, Ltd.
File 021-232387
$0$0$0None listed on this filingEDGAR ↗
Nov 20, 2017 D
Ally Bridge MedAlpha International Fund Ltd
File 021-299108
$0$0$0
"The Issuer will pay the Investment Manager a management fee (""MF"") as outlined in the Issuer's offering material. The Investment Manager, in its sole discretion, may cause the MF to be paid at the master fund level rather than at the company level."
None listed on this filingEDGAR ↗
Nov 14, 2017 D
1Sharpe Opportunity Fund Ltd.
File 021-298629
$0$0$0
1Sharpe Capital GP LLC and certain persons listed in Item 3 may receive a management fee based on the value of the issuer's assets and/or performance fee based on the issuer's profits.
None listed on this filingEDGAR ↗
Nov 13, 2017 D
DoubleLine Leveraged Fund LP
File 021-298565
$0$0$0None listed on this filingEDGAR ↗
Oct 20, 2017 D/A
NZC GUGGENHEIM FUND LTD
File 021-123969
$81,271 (est.)$0$0Guggenheim Securities, LLC BrokerCheck CRD 40638 ↗
via Guggenheim Securities, LLC (CRD 40638 ↗)

Guggenheim Funds Distributors, LLC BrokerCheck CRD 39805 ↗
via Guggenheim Funds Distributors, LLC (CRD 39805 ↗)
EDGAR ↗
Oct 20, 2017 D/A
Guggenheim High-Yield Fund, Ltd.
File 021-253730
$37,500 (est.)$0$0Guggenheim Funds Distributors, LLC BrokerCheck CRD 39805 ↗
via Guggenheim Funds Distributors, LLC (CRD 39805 ↗)
EDGAR ↗
Sep 28, 2017 D/A
Ariose China Growth Onshore Fund
File 021-250415
$0$0$0None listed on this filingEDGAR ↗
Sep 28, 2017 D/A
Ariose China Growth Offshore Fund
File 021-264944
$0$0$0None listed on this filingEDGAR ↗
Sep 25, 2017 D/A
CC ARB International Fund, Ltd.
File 021-144966
$0$0$0None listed on this filingEDGAR ↗
Sep 14, 2017 D/A
CC ARB SIF I, Ltd.
File 021-158745
$0$0$0None listed on this filingEDGAR ↗
Sep 8, 2017 D/A
Guggenheim Loan Fund, Ltd.
File 021-247323
$539,686 (est.)$0$0GUGGENHEIM SECURITIES, LLC BrokerCheck CRD 40638 ↗
via GUGGENHEIM SECURITIES, LLC (CRD 40638 ↗)

Guggenheim Funds Distributors, LLC BrokerCheck CRD 39805 ↗
via Guggenheim Funds Distributors, LLC (CRD 39805 ↗)
EDGAR ↗
Sep 8, 2017 D/A
Guggenheim Core Plus Fund, Ltd.
File 021-261297
$42,000 (est.)$0$0Guggenheim Funds Distributors, LLC BrokerCheck CRD 39805 ↗
via Guggenheim Funds Distributors, LLC (CRD 39805 ↗)
EDGAR ↗
Jun 22, 2017 D/A
Brookfield Infrastructure Debt Fund I LP
File 021-265597
$600,000 (est.)$0$0Brookfield Private Advisors LLC BrokerCheck CRD 151423 ↗
via Brookfield Private Advisors LLC (CRD 151423 ↗)

KB Investment & Securities Co., Ltd. no CRD number reported
via KB Investment & Securities Co., Ltd.

John Jerrod Stelli no CRD number reported
via Teneo Partners Japan Limited
EDGAR ↗
Mar 10, 2017 D/A
SHEFFIELD INTERNATIONAL PARTNERS LTD
File 021-70033
$267,701 (est.)$0$0UBS Financial Services Inc. BrokerCheck CRD 8174 ↗EDGAR ↗
Feb 10, 2017 D/A
Cornwall Offshore Ltd.
File 021-173233
$515,102$0$0
The fund charges a management fee that is described in the fund's offering documents.
Gordian Investment Solutions, LLC BrokerCheck CRD 158611 ↗EDGAR ↗
Dec 2, 2016 D
Macquarie Global Alpha US Feeder Fund
File 021-275538
$0$0$0na no CRD number reportedEDGAR ↗
Nov 15, 2016 D
DoubleLine Leveraged Fund LP
File 021-274495
$0$0$0None listed on this filingEDGAR ↗
Oct 21, 2016 D/A
GUGGENHEIM HIGH-YIELD FUND, LLC
File 021-203969
$170,466 (est.)$0$0Guggenheim Securities, LLC BrokerCheck CRD 40638 ↗
via Guggenheim Securities, LLC (CRD 40638 ↗)

Guggenheim Funds Distributors, LLC BrokerCheck CRD 39805 ↗
via Guggenheim Funds Distributors, LLC (CRD 39805 ↗)
EDGAR ↗
Jul 12, 2016 D/A
Macquarie European Alpha US Feeder Fund
File 021-266389
$0$0$0None listed on this filingEDGAR ↗
Jul 8, 2016 D
Macquarie Asian Alpha US Feeder Fund
File 021-266597
$0$0$0None listed on this filingEDGAR ↗
Dec 4, 2015 D
DoubleLine Leveraged Fund LP
File 021-252453
$0$0$0None listed on this filingEDGAR ↗
Aug 25, 2015 D/A
Brandes Investment Partners Trust
File 021-223766
$0$0$0Guggenheim Funds Distributors, LLC BrokerCheck CRD 39805 ↗
via Guggenheim Funds Distributors, LLC (CRD 39805 ↗)

Guggenheim Funds Distributors, LLC BrokerCheck CRD 39805 ↗
via Guggenheim Funds Distributors, LLC (CRD 39805 ↗)
EDGAR ↗
Aug 5, 2015 D/A
Cardinal AlternativeFocus HBK Fund II L.P.
File 021-191674
$910,356 (est.)$0$0Barclays Capital Inc. BrokerCheck CRD 19714 ↗
via Barclays Capital Inc. (CRD 19714 ↗)

Guggenheim Funds Distributors, LLC BrokerCheck CRD 39805 ↗
via Guggenheim Funds Distributors, LLC (CRD 39805 ↗)
EDGAR ↗
Mar 9, 2015 D/A
Dirigo Ltd
File 021-102971
$0$0$0None listed on this filingEDGAR ↗
Mar 9, 2015 D/A
Dirigo Katahdin Ltd.
File 021-176163
$0$0$0None listed on this filingEDGAR ↗
Mar 5, 2015 D/A
SEIX CREDIT OPPORTUNITIES OFFSHORE FUND, LTD.
File 021-129051
$0$0$10,972,189 (est.)
No direct payments to any listed individuals; base and incentive fees paid to Manager.
Seix Investment Advisors LLC no CRD number reported
SunTrust Investment Services, Inc. BrokerCheck CRD 17499 ↗
SunTrust Bank (Personal Asset Management Division of Wealth and Investment Management) no CRD number reported
Harvest Oak Capital, LLC no CRD number reported
EFG Bank AG no CRD number reported		EDGAR ↗
Nov 18, 2014 D
Emso Saguaro US Ltd.
File 021-228557
$3,750 (est.)$0$0Merrill Lynch, Pierce, Fenner & Smith Incorporated BrokerCheck CRD 7691 ↗EDGAR ↗
Oct 24, 2014 D/A
Kirkoswald Emerging Markets Fund (US) Ltd
File 021-214376
$4,502,167 (est.)$0$0Citigroup Global Markets Inc. BrokerCheck CRD 7059 ↗
Morgan Stanley Smith Barney LLC BrokerCheck CRD 14977 ↗		EDGAR ↗
Oct 24, 2014 D/A
Kirkoswald Emerging Markets Fund Ltd
File 021-214373
$3,153,825 (est.)$0$0Citigroup Global Markets Inc. BrokerCheck CRD 7059 ↗
Morgan Stanley Smith Barney LLC BrokerCheck CRD 149777 ↗		EDGAR ↗
Oct 24, 2014 D/A
Emso Saguaro Ltd.
File 021-214371
$0$0$0None listed on this filingEDGAR ↗
Jul 31, 2014 D/A
West Road Master Fund, Ltd.
File 021-200565
$0$0$0None listed on this filingEDGAR ↗
Jan 8, 2014 D/A
Rocwood Capital Offshore Fund Ltd.
File 021-148712
$0$0$0
Management fees for Class A shareholders 0.5% (2.0% annually) of NAV applicable to each Series of Class A Shares and Class B shareholders 0.375% (1.5% annually) applicable to each Series of Class B Shares, exclive interim accural for Incentive Allocation.
N/A no CRD number reportedEDGAR ↗
Aug 15, 2013 D/A
CIVIC CAPITAL CURRENCY OFFSHORE FUND, LTD.
File 021-182269
$0 (est.)$0 (est.)$0 (est.)Park Hill Group LLC BrokerCheck CRD 135898 ↗EDGAR ↗
Apr 25, 2012 D
Binnacle Offshore Fund Ltd.
File 021-177222
$0$0$0None listed on this filingEDGAR ↗
How this is counted

Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across every filing this person is listed on (latest filing per offering, per issuer).

Deals 32

Every issuer that named Christopher LeBeau on a Form D, newest first. A Form D is the notice a company files after it starts selling a private investment.

AC
Pooled Investment Fund · group: Alight

Alight Capital Offshore Fund, Ltd.

Grand Cayman, Cayman Islands (as filed: E9) · Jan 19, 2016 → Jan 18, 2019 · 4 filings
  • Jan 18, 2019 · D/A · $70,768,973 sold of Indefinite · 9 investors · min. $100,000 · role: Director EDGAR ↗
  • Jan 19, 2018 · D/A · $37,498,973 sold of Indefinite · 7 investors · min. $100,000 · role: Director EDGAR ↗
  • Jan 19, 2017 · D/A · $9,973,973 sold of Indefinite · 4 investors · min. $100,000 · role: Director EDGAR ↗
  • Jan 19, 2016 · D/A · $9,773,973 sold of Indefinite · 4 investors · min. $100,000 · role: Director EDGAR ↗

Raised $220.2M from 33 investors as of the latest filing. Christopher is listed as director on 4 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

AB
Pooled Investment Fund · group: Ally Bridge Medalpha

Ally Bridge MedAlpha International Fund Ltd

Grand Cayman, Cayman Islands (as filed: E9) · Nov 20, 2017
  • Nov 20, 2017 · D · $0 sold of Indefinite · 0 investors · min. $100,000 · role: Director EDGAR ↗

Raised $5M from 1 investor as of the latest filing. Christopher is listed as director.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

1O
Pooled Investment Fund · group: 1sharpe Income Advantage

1Sharpe Opportunity Fund Ltd.

Piedmont, CA · Nov 14, 2017
  • Nov 14, 2017 · D · $0 sold of Indefinite · 0 investors · min. $1,000,000 · role: Director EDGAR ↗

Raised $2.14B from 17 investors as of the latest filing. Christopher is listed as director.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

DL
Pooled Investment Fund · group: Tcw

DoubleLine Leveraged Fund LP

Los Angeles, CA · Dec 4, 2015 → Nov 13, 2017 · 3 filings
  • Nov 13, 2017 · D · $0 sold of Indefinite · 0 investors · min. $500,000 · role: Director (Mr. Lebeau serves as a director only for DoubleLine Leveraged Fund Ltd.) EDGAR ↗
  • Nov 15, 2016 · D · $349,447,180 sold of Indefinite · 381 investors · min. $500,000 · role: Director (Mr. LeBeau serves as a director for only DoubleLine Leveraged Fund Ltd.) EDGAR ↗
  • Dec 4, 2015 · D · $370,939,951 sold of Indefinite · 425 investors · min. $500,000 · role: Director (Mr. LeBeau serves as a director for only DoubleLine Leveraged Fund Ltd.) EDGAR ↗

Raised $370.9M from 425 investors as of the latest filing. Christopher is listed as director on 3 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Logo
Pooled Investment Fund · group: Guggenheim

NZC GUGGENHEIM FUND LTD

Santa Monica, CA · Sep 11, 2014 → Oct 20, 2017 · 4 filings
  • Oct 20, 2017 · D/A · $400,216,116 sold of Indefinite · 65 investors · min. $100,000 · role: Director EDGAR ↗
  • Oct 21, 2016 · D/A · $348,262,883 sold of Indefinite · 52 investors · min. $100,000 · role: Director EDGAR ↗
  • Oct 23, 2015 · D/A · $294,336,586 sold of Indefinite · 49 investors · min. $100,000 · role: Director EDGAR ↗
  • Sep 11, 2014 · D/A · $277,071,593 sold of Indefinite · 40 investors · min. No minimum reported · role: Director EDGAR ↗

Raised $408M from 71 investors as of the latest filing. Christopher is listed as director on 4 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Logo
Pooled Investment Fund · group: Guggenheim

Guggenheim High-Yield Fund, Ltd.

Santa Monica, CA · Dec 23, 2015 → Oct 20, 2017 · 3 filings
  • Oct 20, 2017 · D/A · $16,582,927 sold of Indefinite · 1 investors · min. $100,000 · role: Director EDGAR ↗
  • Oct 21, 2016 · D/A · $16,582,927 sold of Indefinite · 1 investors · min. $100,000 · role: Director EDGAR ↗
  • Dec 23, 2015 · D · $16,673,385 sold of Indefinite · 1 investors · min. $100,000 · role: Director EDGAR ↗

Raised $16.7M from 1 investor as of the latest filing. Christopher is listed as director on 3 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

AC
Pooled Investment Fund · group: Ariose China

Ariose China Growth Offshore Fund

Hong Kong, Hong Kong (as filed: K3) · Jun 14, 2016 → Sep 28, 2017 · 3 filings
  • Sep 28, 2017 · D/A · $141,031,654 sold of Indefinite · 2 investors · min. $100,000 · role: Director EDGAR ↗
  • Oct 31, 2016 · D/A · $130,000,000 sold of Indefinite · 2 investors · min. $100,000 · role: Director EDGAR ↗
  • Jun 14, 2016 · D · $90,000,000 sold of Indefinite · 2 investors · min. $100,000 · role: Director EDGAR ↗

Raised $157.1M from 2 investors as of the latest filing. Christopher is listed as director on 3 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

AC
Pooled Investment Fund · group: Ariose China

Ariose China Growth Onshore Fund

Hong Kong, Hong Kong (as filed: K3) · Oct 30, 2015 → Sep 28, 2017 · 3 filings
  • Sep 28, 2017 · D/A · $11,719,658 sold of Indefinite · 5 investors · min. $100,000 · role: Director EDGAR ↗
  • Oct 31, 2016 · D/A · $9,417,800 sold of Indefinite · 4 investors · min. $100,000 · role: Director EDGAR ↗
  • Oct 30, 2015 · D · $750,000 sold of Indefinite · 1 investors · min. $100,000 · role: Director EDGAR ↗

Raised $11.7M from 5 investors as of the latest filing. Christopher is listed as director on 3 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

CA
Pooled Investment Fund · group: Cc Arb

CC ARB International Fund, Ltd.

George Town, Grand Cayman, Cayman Islands (as filed: E9) · Sep 11, 2012 → Sep 25, 2017 · 7 filings
  • Sep 25, 2017 · D/A · $39,587,887 sold of Indefinite · 12 investors · min. $1,000,000 · role: Director (Director of the Issuer) EDGAR ↗
  • Sep 14, 2017 · D/A · $39,587,887 sold of Indefinite · 12 investors · min. $1,000,000 · role: Director (Director of the Issuer) EDGAR ↗
  • Sep 14, 2016 · D/A · $39,587,887 sold of Indefinite · 12 investors · min. $1,000,000 · role: Director (Director of the Issuer) EDGAR ↗
  • Sep 14, 2015 · D/A · $39,091,840 sold of Indefinite · 11 investors · min. $1,000,000 · role: Director (Director of the Issuer) EDGAR ↗
  • Sep 12, 2014 · D/A · $39,091,840 sold of Indefinite · 11 investors · min. $1,000,000 · role: Director (Director of the Issuer) EDGAR ↗
  • Sep 12, 2013 · D/A · $35,091,840 sold of Indefinite · 11 investors · min. $1,000,000 · role: Director (Director of the Issuer) EDGAR ↗
  • Sep 11, 2012 · D/A · $29,591,840 sold of Indefinite · 9 investors · min. $1,000,000 · role: Director (Director of the Issuer) EDGAR ↗

Raised $40.6M from 13 investors as of the latest filing. Christopher is listed as director on 7 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

CA
Pooled Investment Fund · group: Cc Arb

CC ARB SIF I, Ltd.

George Town, Grand Cayman, Cayman Islands (as filed: E9) · Apr 24, 2012 → Sep 14, 2017 · 7 filings
  • Sep 14, 2017 · D/A · $57,369,800 sold of Indefinite · 6 investors · min. $100,000 · role: Director (Director of the Issuer) EDGAR ↗
  • Sep 14, 2016 · D/A · $57,369,800 sold of Indefinite · 6 investors · min. $100,000 · role: Director (Director of the Issuer) EDGAR ↗
  • Apr 21, 2016 · D/A · $444,529,112 sold of Indefinite · 6 investors · min. $100,000 · role: Director (Director of the Issuer) EDGAR ↗
  • Apr 21, 2015 · D/A · $55,769,800 sold of Indefinite · 6 investors · min. $100,000 · role: Director (Director of the Issuer) EDGAR ↗
  • Apr 21, 2014 · D/A · $31,462,800 sold of Indefinite · 2 investors · min. $100,000 · role: Director (Director of the Issuer) EDGAR ↗
  • Apr 24, 2013 · D/A · $24,780,154 sold of Indefinite · 4 investors · min. $100,000 · role: Director (Director of the Issuer) EDGAR ↗
  • Apr 24, 2012 · D/A · $24,780,154 sold of Indefinite · 4 investors · min. $100,000 · role: Director (Director of the Issuer) EDGAR ↗

Raised $444.5M from 6 investors as of the latest filing. Christopher is listed as director on 7 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Logo
Pooled Investment Fund · group: Guggenheim

Guggenheim Loan Fund, Ltd.

Santa Monica, CA · Sep 10, 2015 → Sep 8, 2017 · 3 filings
  • Sep 8, 2017 · D/A · $345,632,213 sold of Indefinite · 12 investors · min. $100,000 · role: Director EDGAR ↗
  • Sep 9, 2016 · D/A · $241,752,213 sold of Indefinite · 9 investors · min. $100,000 · role: Director EDGAR ↗
  • Sep 10, 2015 · D · $58,728,318 sold of Indefinite · 2 investors · min. $100,000 · role: Director EDGAR ↗

Raised $577.6M from 12 investors as of the latest filing. Christopher is listed as director on 3 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

GC
Pooled Investment Fund · group: Guggenheim

Guggenheim Core Plus Fund, Ltd.

Santa Monica, CA · Apr 14, 2016 → Sep 8, 2017 · 3 filings
  • Sep 8, 2017 · D/A · $39,000,000 sold of Indefinite · 2 investors · min. $100,000 · role: Director EDGAR ↗
  • Mar 15, 2017 · D/A · $39,000,000 sold of Indefinite · 2 investors · min. $100,000 · role: Director EDGAR ↗
  • Apr 14, 2016 · D · $13,000,000 sold of Indefinite · 1 investors · min. $100,000 · role: Director EDGAR ↗

Raised $62M from 2 investors as of the latest filing. Christopher is listed as director on 3 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

BI
Pooled Investment Fund

Brookfield Infrastructure Debt Fund I LP

Grand Cayman, Cayman Islands (as filed: E9) · Jun 22, 2016 → Jun 22, 2017 · 2 filings
  • Jun 22, 2017 · D/A · $283,500,000 sold of Indefinite · 5 investors · min. No minimum reported · role: Director (Director of BID I GP, LTD, the General Partner of the Issuer) EDGAR ↗
  • Jun 22, 2016 · D · $0 sold of Indefinite · 0 investors · min. No minimum reported · role: Director (Director of BID I GP, LTD, the General Partner of the Issuer) EDGAR ↗

Raised $283.5M from 5 investors as of the latest filing. Christopher is listed as director on 2 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

SI
Pooled Investment Fund · group: Sheffield

SHEFFIELD INTERNATIONAL PARTNERS LTD

Chicago, IL · Mar 11, 2013 → Mar 10, 2017 · 5 filings
  • Mar 10, 2017 · D/A · $535,153,143 sold of Indefinite · 107 investors · min. $50,000 · role: Director EDGAR ↗
  • Mar 11, 2016 · D/A · $534,153,143 sold of Indefinite · 107 investors · min. $50,000 · role: Director EDGAR ↗
  • Mar 11, 2015 · D/A · $531,053,143 sold of Indefinite · 107 investors · min. $50,000 · role: Director EDGAR ↗
  • Mar 11, 2014 · D/A · $502,070,800 sold of Indefinite · 102 investors · min. $50,000 · role: Director EDGAR ↗
  • Mar 11, 2013 · D/A · $290,685,800 sold of Indefinite · 65 investors · min. $1,000,000 · role: Director EDGAR ↗

Raised $535.2M from 107 investors as of the latest filing. Christopher is listed as director on 5 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

CO
Pooled Investment Fund · group: Cornwall Sidecar

Cornwall Offshore Ltd.

Grand Cayman, Cayman Islands (as filed: E9) · Feb 11, 2014 → Feb 10, 2017 · 4 filings
  • Feb 10, 2017 · D/A · $120,721,000 sold of Indefinite · 19 investors · min. $100,000 · role: Director EDGAR ↗
  • Feb 11, 2016 · D/A · $114,001,000 sold of Indefinite · 15 investors · min. $100,000 · role: Director EDGAR ↗
  • Feb 12, 2015 · D/A · $78,551,000 sold of Indefinite · 17 investors · min. $100,000 · role: Director EDGAR ↗
  • Feb 11, 2014 · D/A · $61,051,000 sold of Indefinite · 15 investors · min. $100,000 · role: Director EDGAR ↗

Raised $120.7M from 19 investors as of the latest filing. Christopher is listed as director on 4 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

MG
Pooled Investment Fund · group: Macquarie

Macquarie Global Alpha US Feeder Fund

Hong Kong, Hong Kong (as filed: K3) · Dec 2, 2016
  • Dec 2, 2016 · D · $0 sold of Indefinite · 7 investors · min. $1,000,000 · role: Director EDGAR ↗

7 investors reported; no amount sold yet as of the latest filing. Christopher is listed as director.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Logo
Pooled Investment Fund · group: Guggenheim

GUGGENHEIM HIGH-YIELD FUND, LLC

Santa Monica, CA · Oct 21, 2016
  • Oct 21, 2016 · D/A · $217,760,836 sold of Indefinite · 10 investors · min. No minimum reported · role: Director EDGAR ↗

Raised $267.8M from 11 investors as of the latest filing. Christopher is listed as director.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

ME
Pooled Investment Fund · group: Macquarie

Macquarie European Alpha US Feeder Fund

Hong Kong, Hong Kong (as filed: K3) · Jul 12, 2016
  • Jul 12, 2016 · D/A · $0 sold of Indefinite · 5 investors · min. $1,000,000 · role: Director EDGAR ↗

5 investors reported; no amount sold yet as of the latest filing. Christopher is listed as director.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

MA
Pooled Investment Fund · group: Macquarie

Macquarie Asian Alpha US Feeder Fund

Hong Kong, Hong Kong (as filed: K3) · Jul 8, 2016
  • Jul 8, 2016 · D · $0 sold of Indefinite · 25 investors · min. $1,000,000 · role: Director EDGAR ↗

25 investors reported; no amount sold yet as of the latest filing. Christopher is listed as director.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

BI
Pooled Investment Fund

Brandes Investment Partners Trust

San Diego, CA · Aug 25, 2015
  • Aug 25, 2015 · D/A · $9,162,657 sold of Indefinite · 2 investors · min. No minimum reported · role: Director EDGAR ↗

Raised $9.16M from 2 investors as of the latest filing. Christopher is listed as director.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(c) (8,096 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

CA
Pooled Investment Fund · group: Barclays Wealth Advisor

Cardinal AlternativeFocus HBK Fund II L.P.

New York, NY · Aug 5, 2015
  • Aug 5, 2015 · D/A · $69,509,908 sold of Indefinite · 121 investors · min. No minimum reported · role: Director EDGAR ↗

Raised $107.2M from 153 investors as of the latest filing. Christopher is listed as director.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

D
Pooled Investment Fund · group: Dirigo Katahdin

Dirigo Ltd

Camana Bay, Cayman Islands (as filed: E9) · Mar 8, 2013 → Mar 9, 2015 · 3 filings
  • Mar 9, 2015 · D/A · $321,911,387 sold of Indefinite · 43 investors · min. $1,000,000 · role: Director EDGAR ↗
  • Mar 7, 2014 · D/A · $320,661,387 sold of Indefinite · 43 investors · min. $1,000,000 · role: Director EDGAR ↗
  • Mar 8, 2013 · D/A · $316,431,387 sold of Indefinite · 42 investors · min. $1,000,000 · role: Director EDGAR ↗

Raised $321.9M from 43 investors as of the latest filing. Christopher is listed as director on 3 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

DK
Pooled Investment Fund · group: Dirigo Katahdin

Dirigo Katahdin Ltd.

Camana Bay, Cayman Islands (as filed: E9) · Apr 4, 2013 → Mar 9, 2015 · 3 filings
  • Mar 9, 2015 · D/A · $40,400,000 sold of Indefinite · 6 investors · min. $1,000,000 · role: Director EDGAR ↗
  • Mar 7, 2014 · D/A · $40,400,000 sold of Indefinite · 6 investors · min. $1,000,000 · role: Director EDGAR ↗
  • Apr 4, 2013 · D/A · $40,400,000 sold of Indefinite · 6 investors · min. $1,000,000 · role: Director EDGAR ↗

Raised $40.4M from 6 investors as of the latest filing. Christopher is listed as director on 3 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

SC
Pooled Investment Fund · group: Lightyear

SEIX CREDIT OPPORTUNITIES OFFSHORE FUND, LTD.

George Town, Cayman Islands (as filed: E9) · Mar 8, 2013 → Mar 5, 2015 · 3 filings
  • Mar 5, 2015 · D/A · $90,150,540 sold of Indefinite · 81 investors · min. $100,000 · role: Director EDGAR ↗
  • Mar 6, 2014 · D/A · $90,150,540 sold of Indefinite · 83 investors · min. $100,000 · role: Director EDGAR ↗
  • Mar 8, 2013 · D/A · $86,750,540 sold of Indefinite · 83 investors · min. $100,000 · role: Director EDGAR ↗

Raised $90.2M from 83 investors as of the latest filing. Christopher is listed as director on 3 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

ES
Pooled Investment Fund · group: Lyxor

Emso Saguaro US Ltd.

London, United Kingdom (as filed: X0) · Nov 18, 2014
  • Nov 18, 2014 · D · $500,000 sold of Indefinite · 1 investors · min. $100,000 · role: Director EDGAR ↗

Raised $36.2M from 111 investors as of the latest filing. Christopher is listed as director.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

ES
Pooled Investment Fund · group: Lyxor

Emso Saguaro Ltd.

London, United Kingdom (as filed: X0) · Oct 24, 2014
  • Oct 24, 2014 · D/A · $565,577,902 sold of Indefinite · 42 investors · min. $100,000 · role: Director EDGAR ↗

Raised $1.46B from 110 investors as of the latest filing. Christopher is listed as director.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

KE
Pooled Investment Fund · group: Lyxor

Kirkoswald Emerging Markets Fund Ltd

London, United Kingdom (as filed: X0) · Oct 24, 2014
  • Oct 24, 2014 · D/A · $1,520,769,617 sold of Indefinite · 260 investors · min. $50,000 · role: Director EDGAR ↗

Raised $1.53B from 266 investors as of the latest filing. Christopher is listed as director.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

KE
Pooled Investment Fund · group: Lyxor

Kirkoswald Emerging Markets Fund (US) Ltd

London, United Kingdom (as filed: X0) · Oct 24, 2014
  • Oct 24, 2014 · D/A · $435,752,847 sold of Indefinite · 423 investors · min. $50,000 · role: Director EDGAR ↗

Raised $446M from 440 investors as of the latest filing. Christopher is listed as director.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

WR
Pooled Investment Fund · group: West Road

West Road Master Fund, Ltd.

Grand Cayman, Cayman Islands (as filed: E9) · Jul 31, 2013 → Jul 31, 2014 · 2 filings
  • Jul 31, 2014 · D/A · $50,000,000 sold of Indefinite · 1 investors · min. $1,000,000 · role: Director EDGAR ↗
  • Jul 31, 2013 · D · $50,000,000 sold of Indefinite · 1 investors · min. $1,000,000 · role: Director EDGAR ↗

Raised $50M from 1 investor as of the latest filing. Christopher is listed as director on 2 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

RC
Pooled Investment Fund · group: Rocwood

Rocwood Capital Offshore Fund Ltd.

George Town Grand Cayman, Cayman Islands (as filed: E9) · Jan 8, 2014
  • Jan 8, 2014 · D/A · $119,199,000 sold of Indefinite · 1 investors · min. $5,000,000 · role: Director EDGAR ↗

Raised $119.2M from 2 investors as of the latest filing. Christopher is listed as director.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

CC
Pooled Investment Fund · group: Civic

CIVIC CAPITAL CURRENCY OFFSHORE FUND, LTD.

New York, NY · Aug 6, 2012 → Aug 15, 2013 · 2 filings
  • Aug 15, 2013 · D/A · $2,000,000 sold of Indefinite · 2 investors · min. No minimum reported · role: Director EDGAR ↗
  • Aug 6, 2012 · D · $1,000,000 sold of Indefinite · 1 investors · min. $100,000 · role: Director EDGAR ↗

Raised $2M from 2 investors as of the latest filing. Christopher is listed as director on 2 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

BO
Pooled Investment Fund · group: Binnacle

Binnacle Offshore Fund Ltd.

Grand Cayman, Cayman Islands (as filed: E9) · Apr 25, 2012
  • Apr 25, 2012 · D · $0 sold of Indefinite · 0 investors · min. No minimum reported · role: Director (Director of the Issuer) EDGAR ↗

No sales reported yet as of the latest filing. Christopher is listed as director.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

People around Christopher 40

Officers, directors, promoters and management entities named on the same filings, as of Oct 23, 2026, 5:45 PM ET. Showing the 40 with the most shared filings.

CC
Management entity

Castle Creek Arbitrage, LLC

Promoter, Executive Officer · 14 shared filings (2 issuers) · also on 4 other issuers

Castle Creek Arbitrage, LLC is on 6 issuers in total — a repeat sponsor. Their page lists every one.

SR
Management entity

Starwood Real Estate Securities, L.L.C.

Executive Officer, Promoter · 6 shared filings (2 issuers) · also on 3 other issuers

Starwood Real Estate Securities, L.L.C. is on 5 issuers in total — a repeat sponsor. Their page lists every one.

AC
Management entity

Ariose Capital Management

Director · 6 shared filings (2 issuers)

Listed on the same filings as Christopher LeBeau. Their page shows their other deals.

AC
Management entity

Ariose Capital Management Limited

Director · 6 shared filings (2 issuers)

Listed on the same filings as Christopher LeBeau. Their page shows their other deals.

SA
Management entity

Sheffield Asset Management, L.L.C.

Executive Officer · 5 shared filings (1 issuer) · also on 2 other issuers

Listed on the same filings as Christopher LeBeau. Their page shows their other deals.

RE
Management entity

Richard EMSO Partners Limited

Promoter · 4 shared filings (4 issuers) · also on 1 other issuer

Richard EMSO Partners Limited is on 5 issuers in total — a repeat sponsor. Their page lists every one.

AD
Management entity

Alight DP LLC

Executive Officer · 4 shared filings (1 issuer) · also on 1 other issuer

Listed on the same filings as Christopher LeBeau. Their page shows their other deals.

AC
Management entity

Alight Capital Management LP

Executive Officer, Promoter · 4 shared filings (1 issuer) · also on 1 other issuer

Listed on the same filings as Christopher LeBeau. Their page shows their other deals.

SI
Management entity

Seix Investment Advisors LLC

Promoter · 3 shared filings (1 issuer) · also on 2 other issuers

Listed on the same filings as Christopher LeBeau. Their page shows their other deals.

CC
Management entity

Cornwall Capital Management LP

Promoter · 3 shared filings (1 issuer) · also on 5 other issuers

Cornwall Capital Management LP is on 6 issuers in total — a repeat sponsor. Their page lists every one.

WR
Management entity

West Road Capital Management, L.P.

Promoter · 2 shared filings (1 issuer) · also on 1 other issuer

Listed on the same filings as Christopher LeBeau. Their page shows their other deals.

JW
Management entity

J. West Road Capital Group LLC

Executive Officer · 2 shared filings (1 issuer)

Listed on the same filings as Christopher LeBeau. Their page shows their other deals.

AB
Management entity

Ally Bridge Group (HK) Limited

Executive Officer · 1 shared filing (1 issuer) · also on 2 other issuers

Listed on the same filings as Christopher LeBeau. Their page shows their other deals.

AB
Management entity

Ally Bridge Group (NY) LLC

Executive Officer · 1 shared filing (1 issuer) · also on 2 other issuers

Listed on the same filings as Christopher LeBeau. Their page shows their other deals.

RC
Management entity

Rocwood Capital Management LP

Promoter · 1 shared filing (1 issuer) · also on 1 other issuer

Listed on the same filings as Christopher LeBeau. Their page shows their other deals.

BC
Management entity

Binnacle Capital Group LLC

Promoter · 1 shared filing (1 issuer) · also on 1 other issuer

Listed on the same filings as Christopher LeBeau. Their page shows their other deals.

GP
Management entity

Guggenheim Partners Investment Management, LLC

Executive Officer · 1 shared filing (1 issuer) · also on 31 other issuers

Guggenheim Partners Investment Management, LLC is on 32 issuers in total — a repeat sponsor. Their page lists every one.

AC
Management entity

Alight Capital Partners LLC

Promoter · 1 shared filing (1 issuer) · also on 1 other issuer

Listed on the same filings as Christopher LeBeau. Their page shows their other deals.

WS
No photo found yet (own website and image search run after this page is viewed)
Person

William Shaw

Director · 22 shared filings (9 issuers) · also on 74 other issuers

William Shaw is on 83 issuers in total — a repeat sponsor. Their page lists every one.

LS
No photo found yet (own website and image search run after this page is viewed)
Person

Letitia Solomon

Director · 16 shared filings (3 issuers) · also on 62 other issuers

Letitia Solomon is on 65 issuers in total — a repeat sponsor. Their page lists every one.

PJ
No photo found yet (own website and image search run after this page is viewed)
Person

Paul Janowitz

Executive Officer · 14 shared filings (2 issuers) · also on 2 other issuers

Listed on the same filings as Christopher LeBeau. Their page shows their other deals.

CP
No photo found yet (own website and image search run after this page is viewed)
Person

Chris Perz

Executive Officer · 14 shared filings (2 issuers) · also on 5 other issuers

Chris Perz is on 7 issuers in total — a repeat sponsor. Their page lists every one.

PF
No photo found yet (own website and image search run after this page is viewed)
Person

Peter C. Fletcher

Executive Officer · 14 shared filings (2 issuers) · also on 4 other issuers

Peter C. Fletcher is on 6 issuers in total — a repeat sponsor. Their page lists every one.

AW
No photo found yet (own website and image search run after this page is viewed)
Person

Allan D. Weine

Executive Officer, Director · 14 shared filings (2 issuers) · also on 5 other issuers

Allan D. Weine is on 7 issuers in total — a repeat sponsor. Their page lists every one.

BM
No photo found yet (own website and image search run after this page is viewed)
Person

B. Scott Minerd

Executive Officer · 12 shared filings (5 issuers) · also on 16 other issuers

B. Scott Minerd is on 21 issuers in total — a repeat sponsor. Their page lists every one.

TH
No photo found yet (own website and image search run after this page is viewed)
Person

Thomas Hauser

Executive Officer · 11 shared filings (4 issuers) · also on 9 other issuers

Thomas Hauser is on 13 issuers in total — a repeat sponsor. Their page lists every one.

ZW
No photo found yet (own website and image search run after this page is viewed)
Person

Zachary D. Warren

Executive Officer · 9 shared filings (5 issuers) · also on 13 other issuers

Zachary D. Warren is on 18 issuers in total — a repeat sponsor. Their page lists every one.

KG
No photo found yet (own website and image search run after this page is viewed)
Person

Kevin H. Gundersen

Executive Officer · 7 shared filings (3 issuers) · also on 15 other issuers

Kevin H. Gundersen is on 18 issuers in total — a repeat sponsor. Their page lists every one.

MB
No photo found yet (own website and image search run after this page is viewed)
Person

Matthew S. Bloom

Executive Officer · 7 shared filings (3 issuers) · also on 11 other issuers

Matthew S. Bloom is on 14 issuers in total — a repeat sponsor. Their page lists every one.

SD
No photo found yet (own website and image search run after this page is viewed)
Person

Sophia Dilbert

Director · 6 shared filings (2 issuers) · also on 102 other issuers

Sophia Dilbert is on 104 issuers in total — a repeat sponsor. Their page lists every one.

BB
No photo found yet (own website and image search run after this page is viewed)
Person

Brian Burkholder

Director · 6 shared filings (2 issuers) · also on 64 other issuers

Brian Burkholder is on 66 issuers in total — a repeat sponsor. Their page lists every one.

MG
No photo found yet (own website and image search run after this page is viewed)
Person

Matthew Gilman

Executive Officer, Director · 6 shared filings (2 issuers) · also on 3 other issuers

Matthew Gilman is on 5 issuers in total — a repeat sponsor. Their page lists every one.

BH
No photo found yet (own website and image search run after this page is viewed)
Person

Brian Hartung

Executive Officer · 6 shared filings (2 issuers) · also on 3 other issuers

Brian Hartung is on 5 issuers in total — a repeat sponsor. Their page lists every one.

SG
No photo found yet (own website and image search run after this page is viewed)
Person

Steven N. Gottschalk

Executive Officer, Director · 6 shared filings (2 issuers) · also on 3 other issuers

Steven N. Gottschalk is on 5 issuers in total — a repeat sponsor. Their page lists every one.

SC
No photo found yet (own website and image search run after this page is viewed)
Person

Stewart Cleveland

Director · 6 shared filings (2 issuers)

Listed on the same filings as Christopher LeBeau. Their page shows their other deals.

XY
No photo found yet (own website and image search run after this page is viewed)
Person

Xin Yi

Director · 6 shared filings (2 issuers)

Listed on the same filings as Christopher LeBeau. Their page shows their other deals.

AG
No photo found yet (own website and image search run after this page is viewed)
Person

Alexander Goulden

Director · 6 shared filings (2 issuers) · also on 12 other issuers

Alexander Goulden is on 14 issuers in total — a repeat sponsor. Their page lists every one.

CF
No photo found yet (own website and image search run after this page is viewed)
Person

Courtney Fong

Executive Officer · 6 shared filings (2 issuers) · also on 2 other issuers

Listed on the same filings as Christopher LeBeau. Their page shows their other deals.

TJ
No photo found yet (own website and image search run after this page is viewed)
Person

Tammy Jennissen

Director · 5 shared filings (5 issuers) · also on 137 other issuers

Tammy Jennissen is on 142 issuers in total — a repeat sponsor. Their page lists every one.

The team behind the deals

G
Sponsor group

Guggenheim

52 issuers · 233 filings · $13.85B reported sold · 2009–2026

One team, 52 deal companies. Christopher LeBeau is listed on 5 of them.

Sources

Issuers are grouped when their Form D filings share related persons, a management entity or a business address (automatic match from the filings). "Listed" marks the issuers that name Christopher LeBeau.

L
Sponsor group

Lyxor

55 issuers · 345 filings · $37.23B reported sold · 2009–2026

One team, 55 deal companies. Christopher LeBeau is listed on 4 of them.

Sources

Issuers are grouped when their Form D filings share related persons, a management entity or a business address (automatic match from the filings). "Listed" marks the issuers that name Christopher LeBeau.

M
Sponsor group

Macquarie

3 issuers · 4 filings · $0 reported sold · 2016–2016

One team, 3 deal companies. Christopher LeBeau is listed on 3 of them.

Sources

Issuers are grouped when their Form D filings share related persons, a management entity or a business address (automatic match from the filings). "Listed" marks the issuers that name Christopher LeBeau.

CA
Sponsor group

Cc Arb

7 issuers · 66 filings · $952.3M reported sold · 2009–2024

One team, 7 deal companies. Christopher LeBeau is listed on 2 of them.

Sources

Issuers are grouped when their Form D filings share related persons, a management entity or a business address (automatic match from the filings). "Listed" marks the issuers that name Christopher LeBeau.

AC
Sponsor group

Ariose China

2 issuers · 12 filings · $165.4M reported sold · 2015–2022

One team, 2 deal companies. Christopher LeBeau is listed on 2 of them.

Sources

Issuers are grouped when their Form D filings share related persons, a management entity or a business address (automatic match from the filings). "Listed" marks the issuers that name Christopher LeBeau.

Same business address

51 other issuers file from the same address (first 50 shown)

A shared address can mean the same team, a shared office building or a registered agent. It is a lead, not a conclusion.

Registrations and other filings

Business registration (state registry / Secretary of State)

Individuals are not matched to business registrations — registries list companies, and a name alone is not enough to tie a person to one. Officers and managers appear by name inside each matched company's record on the issuer pages. Registries searched: AL (Alabama Secretary of State — Business Entity Records (arc-sos.state.al.us), searched by issuer name, data as of Oct 24, 2026); CO (Colorado Secretary of State — Business Entities in Colorado (data.colorado.gov), data as of Oct 23, 2026); CT (Connecticut Secretary of the State — Business Registry (data.ct.gov), data as of Oct 24, 2026); FL (Florida Department of State, Division of Corporations — quarterly corporate data file (Sunbiz), data as of Oct 7, 2026); NY (New York Department of State — Corporations and Other Entities (data.ny.gov: All Filings + Active Corporations), data as of Oct 20, 2026); OR (Oregon Secretary of State — Active Businesses, All (data.oregon.gov), data as of Oct 20, 2026); PA (Pennsylvania Department of State — Registered Businesses, Current (data.pa.gov), data as of Oct 6, 2026); TX (Texas Comptroller — Active Franchise Taxpayers incl. Secretary of State file data (data.texas.gov), data as of Oct 24, 2026). Registries of other states have not been searched: many publish no bulk file and require a CAPTCHA or bot challenge on their search page, which we do not bypass (Delaware, for example, offers no public bulk file).

Adviser registration (Form ADV)

A person is never an adviser firm. 9 of the 32 issuers this person is listed on match a Form ADV adviser (searched 24,962 advisers as of Oct 2, 2026): NZC GUGGENHEIM FUND LTD, GUGGENHEIM HIGH-YIELD FUND, LLC, Alight Capital Offshore Fund, Ltd., Kirkoswald Emerging Markets Fund (US) Ltd, Ally Bridge MedAlpha International Fund Ltd, Cornwall Offshore Ltd., Ariose China Growth Onshore Fund, Ariose China Growth Offshore Fund, SHEFFIELD INTERNATIONAL PARTNERS LTD.

Other offering types (Regulation A and Regulation Crowdfunding)

Searched SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 (51,358 records as of Oct 23, 2026, 8:41 PM ET) — nothing matched this name.

Property records none — individuals are not matched

Property records are matched to companies only, never to individuals, so none are matched to Christopher LeBeau by design. Searched property records in Hillsborough County FL (Clerk recorded-document index Oct 14, 2026 to Oct 15, 2026 + FL DOR 2026 ownership roll), Miami-Dade County FL (FL DOR 2026 ownership roll), Harris County TX (HCAD 2026 ownership roll), Dallas County TX (DCAD 2026 ownership roll), New York City ACRIS documents and PLUTO ownership rows already retrieved for other issuers, Cook County IL sale and ownership rows already retrieved for other issuers (814,874 records as of Oct 23, 2026, 8:59 PM ET) for the 32 issuers this person is listed on — nothing matched.

Public profiles and social

Websites and social links of the issuers Christopher LeBeau is listed on, as found in their SEC filings (Form C, Reg A, Form ADV, EDGAR profile) or on the sponsor's own site; none belongs to the person unless the sponsor's site says so. Checked Oct 24, 2026.

Look further

One-tap searches on sites we do not index ourselves, with the name pre-filled (London, X0). Each opens in a new tab; what you find there is not verified by PartnerFacts.

Found on the sponsor's own site

tcw.com ↗ found on DoubleLine Leveraged Fund LP (tcw.com — same registered sponsor family (group "Tcw"); known from issuer CIK 1038400 (adv)) guggenheiminvestments.com ↗ found on NZC GUGGENHEIM FUND LTD (guggenheiminvestments.com — same registered sponsor family (group "Guggenheim Private", confidence 0.96); known from management entity Guggenheim Partners, LLC (Form ADV of GUGGENHEIM INVESTMENTS, CRD 105477))

Social and web

LinkedIn people search ↗Instagram ↗X (Twitter) ↗Facebook ↗YouTube ↗Google ↗Google Images ↗Google News ↗Meta Ad Library ↗

Courts

CourtListener / RECAP (federal) ↗PACER case locator (federal, login) ↗Cook County Clerk of Court case search ↗California — find the county court ↗Los Angeles Superior Court case search ↗New York WebCivil Supreme ↗

Securities regulators

SEC EDGAR full-text search ↗SEC action look-up ↗FINRA BrokerCheck ↗SEC IAPD adviser search ↗

Business registries

Illinois Secretary of State business search ↗California Secretary of State business search ↗New York Secretary of State business search ↗OpenCorporates ↗

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