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Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 5:25 AM ET

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Michael Klein

Named as an officer, director or promoter on SEC Form D filings · CT · Dec 14, 2010 → Sep 1, 2026

29deals (issuers)
$1.93Breported sold
254investors
45Form D filings
2010–2026years on file
Follow this personLook further ↓PDF

Data last updated Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 24, 2026, 3:02 AM ET · SEC enforcement last checked: covered by the index scan as of Oct 24, 2026, 2:50 AM ET

The short version

Michael Klein is listed as an executive officer, director, and promoter on 45 SEC Form D filings by 29 issuers between Sep 2009 and Sep 2026. Largest by amount reported sold: Littlejohn Fund IV, L.P. (Greenwich, CT — pooled investment fund — 2009–2010; $1.34B reported sold to 70 investors), LJSS Holdings, Inc. (Greenwich, CT — industry reported as "Other" — 2011; $123.2M reported sold to 13 investors), LJ/HAH Holdings Corp (Greenwich, CT — industry reported as "Other" — 2010; $117.7M reported sold to 13 investors), Littlejohn Opportunities Offshore Fund Ltd (Greenwich, CT — pooled investment fund — 2013–2018; $99.1M reported sold to 17 investors), Littlejohn Opportunities Fund LP (Greenwich, CT — pooled investment fund — 2011–2018; $91M reported sold to 92 investors) and 24 more (all listed below).

What this means That is a lot of deals — 29 separate companies raised money with this person listed as executive officer, director, and promoter, over about 17 years. Across those companies the filings report $1.93B sold in total.

Listed alongside Richard Maybaum (36 shared filings), Robert Davis (36 shared filings), Brian E. Ramsay (27 shared filings), Kenneth Warren (25 shared filings), Angus C. Littlejohn, Jr. (19 shared filings) and 28 others.

What this means These are the other officers, directors or promoters the companies named on the same forms — the team around Michael. Each name links to their own page.

The issuers belong to 2 sponsor groups: Littlejohn (28 issuers, $1.72B reported sold, 2009–2026) and Santa Clara Scf (2 issuers, $0 reported sold, 2018–2020).

What this means This person is listed across more than one sponsor team; each group page shows that team's full track record.

Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AZ, CA, DE, TX, WA) — 4 bankruptcy cases matching the name listed in Key records below.

What this means 4 records came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.

We compared 45 public filings for Michael Klein and found 12 differences, 2 worth asking the sponsor about: Investor count went down between filings; 6 paid sellers are listed without a CRD number; and more below.

What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.

What the community is saying

Community search for Michael Klein has not run yet — it is joining a line of 15,894 names; searches run around the clock at the hosts' allowed rate. Searched so far: 28 names.

Community comments are quoted as written by their authors. Sources searched: BiggerPockets forums (via DuckDuckGo, Brave, Bing and BiggerPockets search) and Reddit (search feed + public archive).

Key records

Five things investors ask first. Items still in human review are counted, not shown.

1. Lawsuits

None found in sources searched — federal courts (CourtListener / RECAP), checked Oct 24, 2026

What was searched

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts State courts: not covered (one-tap state court links under Look further). PACER: not searched. · Last checked Oct 24, 2026, 3:02 AM ET.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

None found in sources searched — SEC enforcement releases (index scan as of Oct 24, 2026, 2:50 AM ET) · state securities regulators: AZ, CA, DE, TX, WA (crawled Oct 23, 2026)

What was searched

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — Searched SEC litigation releases and administrative proceedings (1995→ / 2007→) (30,205 records as of Oct 24, 2026, 2:50 AM ET) — nothing matched Michael Klein..

State securities regulators searched: AZ (Corporation Commission Securities Division), CA (DFPI — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), DE (DOJ Investor Protection Unit), TX (State Securities Board), WA (DFI) — last crawled Oct 23, 2026, 9:57 PM ET. Other states are not covered.

3. Bankruptcies

4 cases: 4 closed (disposition not in docket feed)

Michael Klein closed
United States Bankruptcy Court, D. Connecticut · No. 10-30669 · Filed Mar 9, 2010 · Closed Sep 9, 2010
Role of Michael Klein: Debtor · Outcome: Case closed 2010-09-09 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 168 federal dockets); 12 people with this name in Form D filings; court in the person's filing state (CT)
Michael Klein and Michele D. Rousseau closed
United States Bankruptcy Court, D. Connecticut · No. 04-34183 · Filed Sep 7, 2004 · Closed Jan 29, 2007
Role of Michael Klein and Michele D. Rousseau: Debtor · Outcome: Case closed 2007-01-29 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 168 federal dockets); 12 people with this name in Form D filings; court in the person's filing state (CT)
Michael Klein and Michele D. Rousseau closed
United States Bankruptcy Court, D. Connecticut · No. 03-34358 · Filed Sep 2, 2003 · Closed May 11, 2004
Role of Michael Klein and Michele D. Rousseau: Debtor · Outcome: Case closed 2004-05-11 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 168 federal dockets); 12 people with this name in Form D filings; court in the person's filing state (CT)
Michael Klein closed
United States Bankruptcy Court, D. Connecticut · No. 00-34351 · Filed Oct 10, 2000 · Closed Feb 28, 2001
Role of Michael Klein: Debtor · Outcome: Case closed 2001-02-28 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 168 federal dockets); 12 people with this name in Form D filings; court in the person's filing state (CT)
What was searched

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not covered (one-tap state court links under Look further). PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 3:02 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

4. Differences between public sources

Comparisons cover issuers and sponsor groups — see the issuer pages under Deals

12 differences found between the filings for Michael Klein — 2 worth asking about (compared 45 filings on Oct 24, 2026)

Worth asking · Feb 28, 2017 – Feb 14, 2018

Investor count went down between filings — Littlejohn Opportunities Fund LP

The Feb 28, 2017 filing reports 92 investors; the Feb 14, 2018 Form D/A reports 60 investors.

What this means Investor counts normally only grow. A smaller number can mean investors left or were refunded, or a count was corrected. Ask the sponsor what happened.

Form D/A (earlier) · Feb 28, 2017 ↗Form D/A (later) · Feb 14, 2018 ↗Littlejohn Opportunities Fund LP — PartnerFacts page ↗
Sources
Worth asking · Jul 29, 2025

6 paid sellers are listed without a CRD number

Paid seller listed without a CRD number: Finex Hong Kong Limited — Littlejohn Fund VII-A, L.P. · Paid seller listed without a CRD number: GENCAP GLOBAL ADVISORS DMCC — Littlejohn Fund VII-A, L.P. · Paid seller listed without a CRD number: Allen Partners — Littlejohn Fund VII-A, L.P. · Paid seller listed without a CRD number: Finex Hong Kong Limited — Littlejohn Fund VII, L.P. · Paid seller listed without a CRD number: GENCAP GLOBAL ADVISORS DMCC — Littlejohn Fund VII, L.P. · and 1 more

What this means Without a CRD number we cannot look a seller up on BrokerCheck. Ask who they are and whether they are registered.

Form D · Jul 29, 2025 ↗BrokerCheck search: Finex Hong Kong Limited ↗Littlejohn Fund VII-A, L.P. — PartnerFacts page ↗BrokerCheck search: GENCAP GLOBAL ADVISORS DMCC ↗
Sources
Note · Dec 21, 2017 – Jan 9, 2018

Form D filed 19 days after the first sale — LJ SM Co-Invest, L.P.

The filing says the first sale was Dec 21, 2017. The Form D was filed Jan 9, 2018 — 19 days later. The rule: a Form D is generally due within 15 days after the first sale, so this one is 4 days past that.

What this means A late notice is common and carries no penalty by itself. It is worth asking the sponsor why the paperwork lagged.

Form D · Jan 9, 2018 ↗LJ SM Co-Invest, L.P. — PartnerFacts page ↗
Sources
Note · May 11, 2010 – Nov 3, 2010

Offering amount lowered between filings — Littlejohn Fund IV, L.P.

The May 11, 2010 filing says $1,350,000,000 offered; the Nov 3, 2010 Form D/A says $1,343,830,000.

What this means The target raise got smaller. That can mean the plan shrank or the sponsor stopped early. Ask what changed in the deal.

Form D/A (earlier) · May 11, 2010 ↗Form D/A (later) · Nov 3, 2010 ↗Littlejohn Fund IV, L.P. — PartnerFacts page ↗
Sources
Note · Dec 18, 2009 – May 11, 2010

Offering amount changed between filings — Littlejohn Fund IV, L.P.

The Dec 18, 2009 filing says $1,323,529,412 offered; the May 11, 2010 Form D/A says $1,350,000,000.

What this means The target raise changed. Raising the cap is common when a deal grows; ask whether the extra money has the same terms and use.

Form D/A (earlier) · Dec 18, 2009 ↗Form D/A (later) · May 11, 2010 ↗Littlejohn Fund IV, L.P. — PartnerFacts page ↗
Sources
Note · Jul 9, 2010 – Feb 14, 2018

4 offerings have no amendment in the last 12 months and may still be open

No amendment in the last 12 months on an offering that may still be open — Littlejohn Opportunities Offshore Fund Ltd (latest filing Feb 14, 2018) · No amendment in the last 12 months on an offering that may still be open — Littlejohn Opportunities Fund LP (latest filing Feb 14, 2018) · No amendment in the last 12 months on an offering that may still be open — LJSS Holdings, Inc. (latest filing Oct 27, 2011) · No amendment in the last 12 months on an offering that may still be open — Littlejohn Executive Fund IV, L.P. (latest filing Jul 21, 2010)

What this means SEC rules expect a yearly amendment while an offering is still going. Ask the sponsor which of these raises have closed.

Form D/A · Feb 14, 2018 ↗Littlejohn Opportunities Offshore Fund Ltd — PartnerFacts page ↗Form D/A · Feb 14, 2018 ↗Littlejohn Opportunities Fund LP — PartnerFacts page ↗
Sources
Note · Sep 14, 2009 – Dec 14, 2010

Michael Klein is written 2 different ways on the filings

listed as "Michael I. Klein" on 22 filings (from Sep 14, 2009), and "Michael Klein" on 23 filings (from Dec 14, 2010).

What this means Same person, written differently — a middle name or suffix left off, or spelled another way. It is normal, but check that the full legal name matches your subscription documents.

Form D · Sep 14, 2009 ↗Form D · Dec 14, 2010 ↗Michael Klein — PartnerFacts page ↗
Sources
Note · Oct 23, 2013 – Feb 3, 2026

Same name, different state: "Michael Klein" (NY) is a separate record

This page covers filings where the address state is CT. A separate record, "Michael Klein" with address state NY, is listed on 98 filings — most recently by AETOS CAPITAL MULTI-STRATEGY ARBITRAGE CAYMAN FUND (Oct 22, 2026). Both records have filings in the same period (Oct 23, 2013 to Feb 3, 2026).

What this means Two records with one name were active at the same time. That can be one person listing different company addresses, or two different people. We keep them apart until a filing ties them together. Check both pages before you decide.

Michael Klein (NY) — PartnerFacts page ↗Form D/A · Oct 22, 2026 ↗AETOS CAPITAL MULTI-STRATEGY ARBITRAGE CAYMAN FUND — PartnerFacts page ↗Michael Klein (CT) — this page ↗
Sources
Note · Jun 22, 2009 – Jan 18, 2024

Same name, different state: "Michael Klein" (CA) is a separate record

This page covers filings where the address state is CT. A separate record, "Michael Klein" with address state CA, is listed on 16 filings — most recently by Avenda Health, Inc. (Jan 18, 2024). Both records have filings in the same period (Dec 14, 2010 to Jan 18, 2024).

What this means Two records with one name were active at the same time. That can be one person listing different company addresses, or two different people. We keep them apart until a filing ties them together. Check both pages before you decide.

Michael Klein (CA) — PartnerFacts page ↗Form D/A · Jan 18, 2024 ↗Avenda Health, Inc. — PartnerFacts page ↗Michael Klein (CT) — this page ↗
Sources
Note · Mar 15, 2010 – Aug 25, 2014

Same name, different state: "Michael Klein" (MD) is a separate record

This page covers filings where the address state is CT. A separate record, "Michael Klein" with address state MD, is listed on 7 filings — most recently by KE HOLDCO LLC (Feb 15, 2018). Both records have filings in the same period (Dec 14, 2010 to Aug 25, 2014).

What this means Two records with one name were active at the same time. That can be one person listing different company addresses, or two different people. We keep them apart until a filing ties them together. Check both pages before you decide.

Michael Klein (MD) — PartnerFacts page ↗Form D/A · Feb 15, 2018 ↗KE HOLDCO LLC — PartnerFacts page ↗Michael Klein (CT) — this page ↗
Sources
Note · Feb 29, 2012

Same name, different state: "Michael Klein" (PA) is a separate record

This page covers filings where the address state is CT. A separate record, "Michael Klein" with address state PA, is listed on 1 filing — most recently by Keystone Automotive Holdings, Inc. (Feb 29, 2012). Both records have filings in the same period (Feb 29, 2012).

What this means Two records with one name were active at the same time. That can be one person listing different company addresses, or two different people. We keep them apart until a filing ties them together. Check both pages before you decide.

Michael Klein (PA) — PartnerFacts page ↗Form D · Feb 29, 2012 ↗Keystone Automotive Holdings, Inc. — PartnerFacts page ↗Michael Klein (CT) — this page ↗
Sources
Note · Apr 15, 2009 – Jul 23, 2010

Same name, different state: "Michael D. Klein" (TN) is a separate record

This page covers filings where the address state is CT. A separate record, "Michael D. Klein" with address state TN, is listed on 8 filings — most recently by RAI Care Centers of Sarasota, LLC (Jul 23, 2010). The two records do not overlap in time: this page runs Dec 14, 2010 to Sep 1, 2026; the other runs Apr 15, 2009 to Jul 23, 2010.

What this means Could be the same person who moved, or two people with the same name. We keep them apart until a filing ties them together. Check both pages before you decide.

Michael D. Klein (TN) — PartnerFacts page ↗Form D · Jul 23, 2010 ↗RAI Care Centers of Sarasota, LLC — PartnerFacts page ↗Michael Klein (CT) — this page ↗
Sources
What is compared

What is compared: every Form D and D/A we hold for this subject, side by side — filing dates vs. first-sale dates (the 15-day rule), amendment timing on open offerings (the yearly-amendment expectation), amounts sold, investor counts, offering amounts and minimums across amendments, industry and size bands, addresses, how each person's name and role is written, paid sellers' CRD numbers, and (for groups) where the member companies were formed and sit. Everything is as filed by the issuer; the SEC does not check it. Differences are common and usually have ordinary explanations — we show both values, the dates, and the source so you can ask. As of Oct 24, 2026.

5. Money to insiders

4 of 29 offerings report sales commissions totalling $9,905,205; 0 report finder's fees; 2 report proceeds to related persons totalling $115,660,553. (includes amounts the issuer reported as estimates)

Offering (latest filing)Sales commissionsFinder's feesTo insidersPaid to sell itSource
Sep 1, 2026 D
Littlejohn M Co-Invest Fund, L.P.
File 021-596069
$0 (est.)$0 (est.)$0 (est.)None listed on this filingEDGAR ↗
Apr 22, 2026 D
Littlejohn Altitude Feeder Fund (A), L.P.
File 021-581514
$0$0$0 (est.)
The management fees and performance-based distributions (if any) payable by the Issuer to the investment manager and the general partner, which are affiliates of the Issuer, are disclosed in the Issuer's confidential offering materials
Campbell Lutyens & Co. Inc. BrokerCheck CRD 133376 ↗
Harris Williams BrokerCheck CRD 113930 ↗		EDGAR ↗
Apr 22, 2026 D
Littlejohn Altitude Fund, L.P.
File 021-581513
$0$0$0 (est.)
The management fees and performance-based distributions (if any) payable by the Issuer to the investment manager and the general partner, which are affiliates of the Issuer, are disclosed in the Issuer's confidential offering materials
Campbell Lutyens & Co. Inc. BrokerCheck CRD 133376 ↗
Harris Williams BrokerCheck CRD 113930 ↗		EDGAR ↗
Mar 10, 2026 D
LJ Pareto Co-Invest, L.P.
File 021-576060
$0 (est.)$0 (est.)$0 (est.)None listed on this filingEDGAR ↗
Jul 29, 2025 D
Littlejohn Fund VII-A, L.P.
File 021-553028
$0$0$0 (est.)
The management fees and performance-based distributions (if any) payable by the Issuer to the investment manager and the general partner, which are affiliates of the Issuer, are disclosed in the Issuer's confidential offering materials.
Finex Hong Kong Limited no CRD number reported
GENCAP GLOBAL ADVISORS DMCC no CRD number reported
Raymond James & Associates, Inc. BrokerCheck CRD 705 ↗
Allen Partners no CRD number reported		EDGAR ↗
Jul 29, 2025 D
Littlejohn Fund VII, L.P.
File 021-553026
$0$0$0 (est.)
The management fees and performance-based distributions (if any) payable by the Issuer to the investment manager and the general partner, which are affiliates of the Issuer, are disclosed in the Issuer's confidential offering materials.
Finex Hong Kong Limited no CRD number reported
GENCAP GLOBAL ADVISORS DMCC no CRD number reported
Raymond James & Associates, Inc. BrokerCheck CRD 705 ↗
Allen Partners no CRD number reported		EDGAR ↗
Jun 6, 2025 D
LJ Ranger Co-Invest, L.P.
File 021-548331
$0 (est.)$0 (est.)$0 (est.)None listed on this filingEDGAR ↗
Jun 11, 2024 D
LJ Shield Co-Invest, L.P.
File 021-515704
$0 (est.)$0 (est.)$0 (est.)None listed on this filingEDGAR ↗
Jan 6, 2023 D
LJ Avalon Co-Invest, L.P.
File 021-469897
$0 (est.)$0 (est.)$0 (est.)None listed on this filingEDGAR ↗
Oct 25, 2022 D
LJ Perimeter Co-Invest, L.P.
File 021-462790
$0 (est.)$0 (est.)$0 (est.)None listed on this filingEDGAR ↗
Aug 6, 2020 D
Santa Clara SCF II, L.P.
File 021-372718
$0 (est.)$0 (est.)$0 (est.)None listed on this filingEDGAR ↗
Apr 26, 2019 D/A
Littlejohn Executive Fund VI, L.P.
File 021-311334
$0 (est.)$0 (est.)$0 (est.)None listed on this filingEDGAR ↗
Jun 19, 2018 D
Santa Clara SCF, L.P.
File 021-314903
$0 (est.)$0 (est.)$0 (est.)None listed on this filingEDGAR ↗
May 1, 2018 D
Littlejohn Fund VI-A, L.P.
File 021-311337
$0 (est.)$0 (est.)$0 (est.)
The management fees and performance-based distributions (if any) payable by the Issuer to the investment manager and the general partner, which are affiliates of the Issuer, are disclosed in the Issuer's confidential offering materials.
None listed on this filingEDGAR ↗
May 1, 2018 D
Littlejohn Fund VI, L.P.
File 021-311340
$0 (est.)$0 (est.)$0 (est.)
The management fees and performance-based distributions (if any) payable by the Issuer to the investment manager and the general partner, which are affiliates of the Issuer, are disclosed in the Issuer's confidential offering materials.
None listed on this filingEDGAR ↗
Feb 14, 2018 D/A
Littlejohn Opportunities Fund LP
File 021-153793
$0$0$0 (est.)
The management fees and performance-based distributions (if any) payable by the Issuer to the investment manager and the general partner of the master fund, which are affiliates of the Issuer, are disclosed in the Issuer's confidential offering materials.
None listed on this filingEDGAR ↗
Feb 14, 2018 D/A
Littlejohn Opportunities Offshore Fund Ltd
File 021-191568
$0$0$0 (est.)
The management fees and performance-based distributions (if any) payable by the Issuer to the investment manager and the general partner of the master fund, which are affiliates of the Issuer, are disclosed in the Issuer's confidential offering materials.
None listed on this filingEDGAR ↗
Jan 9, 2018 D
LJ SM Co-Invest, L.P.
File 021-302697
$0$0$0 (est.)None listed on this filingEDGAR ↗
Oct 27, 2016 D
Littlejohn Opportunities Fund II (Feeder), L.P.
File 021-273336
$0$0$0 (est.)None listed on this filingEDGAR ↗
Oct 27, 2016 D
Littlejohn Opportunities Fund II, L.P.
File 021-273335
$0$0$0 (est.)None listed on this filingEDGAR ↗
Jul 22, 2014 D
Littlejohn Executive Fund V, L.P.
File 021-221578
$0$0$0None listed on this filingEDGAR ↗
Apr 4, 2014 D
Littlejohn Fund V, L.P.
File 021-214919
$2,600,000 (est.)$0$0Not Applicable no CRD number reported
via Park Hill Group LLC (CRD 135898 ↗)
EDGAR ↗
Jan 15, 2014 D
LJ BRODER CO-INVEST, LLC
File 021-210183
$0$0$0None listed on this filingEDGAR ↗
Jun 7, 2013 D
Gulf Coast Shipyard Group, Inc.
File 021-197639
$4,134$0$0
The sales commission payable to Mensura Securities, LLC was paid out of proceeds received by Gulf Coast Shipyard Realty,LLC. See the Form D filed by Gulf Coast Shipyard Realty, LLC of even date herewith.
Mensura Securities, LLC BrokerCheck CRD 150064 ↗
via Alexander McCargo Graham (CRD 5657630 ↗)
EDGAR ↗
Jun 7, 2013 D
Gulf Coast Shipyard Realty, LLC
File 021-197665
$1,595,866$0$5,050,553
$3,450,553 to John Dane III to pay off shareholder loans and $1,600,000 to Mensura Securities, LLC for Success Fee, including Success Fee payable by Gulf Coast Shipyard Group, Inc. See Form D filed by Gulf Coast Shipyard Group, Inc. of even date herewith.
Mensura Securities, LLC BrokerCheck CRD 150064 ↗
via Alexander McCargo Graham (CRD 5657630 ↗)
EDGAR ↗
Oct 27, 2011 D
LJSS Holdings, Inc.
File 021-167927
$0$0$0None listed on this filingEDGAR ↗
Dec 14, 2010 D
LJ/HAH Holdings Corp
File 021-151843
$0$0$0None listed on this filingEDGAR ↗
Nov 3, 2010 D/A
Littlejohn Fund IV, L.P.
File 021-134413
$5,705,205 (est.)$0$110,610,000 (est.)Park Hill Group LLC BrokerCheck CRD 135898 ↗EDGAR ↗
Jul 21, 2010 D
Littlejohn Executive Fund IV, L.P.
File 021-145305
$0$0$0None listed on this filingEDGAR ↗
How this is counted

Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across every filing this person is listed on (latest filing per offering, per issuer).

Deals 29

Every issuer that named Michael Klein on a Form D, newest first. A Form D is the notice a company files after it starts selling a private investment.

LM
Pooled Investment Fund · group: Littlejohn

Littlejohn M Co-Invest Fund, L.P.

Greenwich, CT · Sep 1, 2026
  • Sep 1, 2026 · D · $0 sold of Indefinite · 0 investors · min. No minimum reported · role: Executive Officer EDGAR ↗

No sales reported yet as of the latest filing. Michael is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

LA
Pooled Investment Fund · group: Littlejohn

Littlejohn Altitude Feeder Fund (A), L.P.

Greenwich, CT · Apr 22, 2026
  • Apr 22, 2026 · D · $0 sold of Indefinite · 0 investors · min. No minimum reported · role: Executive Officer (Executive Officer of the GP of the GP) EDGAR ↗

No sales reported yet as of the latest filing. Michael is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

LA
Pooled Investment Fund · group: Littlejohn

Littlejohn Altitude Fund, L.P.

Greenwich, CT · Apr 22, 2026
  • Apr 22, 2026 · D · $0 sold of Indefinite · 0 investors · min. No minimum reported · role: Executive Officer (Executive Officer of the GP of the GP) EDGAR ↗

No sales reported yet as of the latest filing. Michael is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

LP
Pooled Investment Fund · group: Littlejohn

LJ Pareto Co-Invest, L.P.

Greenwich, CT · Mar 10, 2026
  • Mar 10, 2026 · D · $0 sold of Indefinite · 0 investors · min. No minimum reported · role: Executive Officer EDGAR ↗

No sales reported yet as of the latest filing. Michael is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

LF
Pooled Investment Fund · group: Littlejohn

Littlejohn Fund VII-A, L.P.

Greenwich, CT · Jul 29, 2025
  • Jul 29, 2025 · D · $0 sold of Indefinite · 0 investors · min. No minimum reported · role: Executive Officer (Executive Officer of the GP of the GP) EDGAR ↗

No sales reported yet as of the latest filing. Michael is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

LF
Pooled Investment Fund · group: Littlejohn

Littlejohn Fund VII, L.P.

Greenwich, CT · Jul 29, 2025
  • Jul 29, 2025 · D · $0 sold of Indefinite · 0 investors · min. No minimum reported · role: Executive Officer (Executive Officer of the GP of the GP) EDGAR ↗

No sales reported yet as of the latest filing. Michael is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

LR
Pooled Investment Fund · group: Littlejohn

LJ Ranger Co-Invest, L.P.

Greenwich, CT · Jun 6, 2025
  • Jun 6, 2025 · D · $0 sold of Indefinite · 0 investors · min. No minimum reported · role: Executive Officer EDGAR ↗

No sales reported yet as of the latest filing. Michael is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

LS
Pooled Investment Fund · group: Littlejohn

LJ Shield Co-Invest, L.P.

Greenwich, CT · Jun 11, 2024
  • Jun 11, 2024 · D · $0 sold of Indefinite · 0 investors · min. No minimum reported · role: Executive Officer EDGAR ↗

No sales reported yet as of the latest filing. Michael is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

LA
Pooled Investment Fund · group: Littlejohn

LJ Avalon Co-Invest, L.P.

Greenwich, CT · Jan 6, 2023
  • Jan 6, 2023 · D · $0 sold of Indefinite · 0 investors · min. No minimum reported · role: Executive Officer EDGAR ↗

No sales reported yet as of the latest filing. Michael is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

LP
Pooled Investment Fund · group: Littlejohn

LJ Perimeter Co-Invest, L.P.

Greenwich, CT · Oct 25, 2022
  • Oct 25, 2022 · D · $0 sold of Indefinite · 0 investors · min. No minimum reported · role: Executive Officer EDGAR ↗

No sales reported yet as of the latest filing. Michael is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

SC
Pooled Investment Fund · group: Santa Clara Scf

Santa Clara SCF II, L.P.

Greenwich, CT · Aug 6, 2020
  • Aug 6, 2020 · D · $0 sold of Indefinite · 0 investors · min. No minimum reported · role: Executive Officer (Executive Officer of the GP) EDGAR ↗

No sales reported yet as of the latest filing. Michael is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

LE
Pooled Investment Fund · group: Littlejohn

Littlejohn Executive Fund VI, L.P.

Greenwich, CT · May 1, 2018 → Apr 26, 2019 · 2 filings
  • Apr 26, 2019 · D/A · $0 sold of Indefinite · 0 investors · min. No minimum reported · role: Executive Officer (Executive Officer of the GP of the GP) EDGAR ↗
  • May 1, 2018 · D · $0 sold of Indefinite · 0 investors · min. No minimum reported · role: Executive Officer (Executive Officer of the GP of the GP) EDGAR ↗

No sales reported yet as of the latest filing. Michael is listed as executive officer on 2 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

SC
Pooled Investment Fund · group: Santa Clara Scf

Santa Clara SCF, L.P.

Greenwich, CT · Jun 19, 2018
  • Jun 19, 2018 · D · $0 sold of Indefinite · 0 investors · min. No minimum reported · role: Executive Officer (Executive Officer of the GP) EDGAR ↗

No sales reported yet as of the latest filing. Michael is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

LF
Pooled Investment Fund · group: Littlejohn

Littlejohn Fund VI, L.P.

Greenwich, CT · May 1, 2018
  • May 1, 2018 · D · $0 sold of Indefinite · 0 investors · min. No minimum reported · role: Executive Officer (Executive Officer of the GP of the GP) EDGAR ↗

No sales reported yet as of the latest filing. Michael is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

LF
Pooled Investment Fund · group: Littlejohn

Littlejohn Fund VI-A, L.P.

Greenwich, CT · May 1, 2018
  • May 1, 2018 · D · $0 sold of Indefinite · 0 investors · min. No minimum reported · role: Executive Officer (Executive Officer of the GP of the GP) EDGAR ↗

No sales reported yet as of the latest filing. Michael is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

LO
Pooled Investment Fund · group: Littlejohn

Littlejohn Opportunities Offshore Fund Ltd

Greenwich, CT · Feb 8, 2013 → Feb 14, 2018 · 6 filings
  • Feb 14, 2018 · D/A · $99,089,899 sold of Indefinite · 17 investors · min. $5,000,000 · role: Director (Director of the Issuer) EDGAR ↗
  • Feb 28, 2017 · D/A · $63,229,899 sold of Indefinite · 10 investors · min. $5,000,000 · role: Director EDGAR ↗
  • Feb 9, 2016 · D/A · $48,229,899 sold of Indefinite · 10 investors · min. $5,000,000 · role: Director EDGAR ↗
  • Feb 10, 2015 · D/A · $48,229,899 sold of Indefinite · 10 investors · min. $5,000,000 · role: Director EDGAR ↗
  • Feb 7, 2014 · D/A · $25,979,899 sold of Indefinite · 7 investors · min. $5,000,000 · role: Director EDGAR ↗
  • Feb 8, 2013 · D · $200,000 sold of Indefinite · 1 investors · min. $5,000,000 · role: Director EDGAR ↗

Raised $99.1M from 17 investors as of the latest filing. Michael is listed as director on 6 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

LO
Pooled Investment Fund · group: Littlejohn

Littlejohn Opportunities Fund LP

Greenwich, CT · Jan 14, 2011 → Feb 14, 2018 · 8 filings
  • Feb 14, 2018 · D/A · $91,038,000 sold of Indefinite · 60 investors · min. $5,000,000 · role: Executive Officer (Executive Officer of the General Partner of the Issuer) EDGAR ↗
  • Feb 28, 2017 · D/A · $89,028,000 sold of Indefinite · 92 investors · min. $5,000,000 · role: Executive Officer (CEO of Parent Company) EDGAR ↗
  • Jan 20, 2016 · D/A · $85,778,000 sold of Indefinite · 92 investors · min. $5,000,000 · role: Executive Officer (CEO of Parent Company) EDGAR ↗
  • Jan 16, 2015 · D/A · $62,798,000 sold of Indefinite · 53 investors · min. $5,000,000 · role: Executive Officer (President of Parent Company) EDGAR ↗
  • Jan 17, 2014 · D/A · $35,798,000 sold of Indefinite · 43 investors · min. $5,000,000 · role: Executive Officer (President of Parent Company) EDGAR ↗
  • Jan 18, 2013 · D/A · $24,185,000 sold of Indefinite · 33 investors · min. $5,000,000 · role: Executive Officer (President of Parent Company) EDGAR ↗
  • Jan 23, 2012 · D/A · $24,185,000 sold of Indefinite · 32 investors · min. $5,000,000 · role: Executive Officer (President of Parent Company) EDGAR ↗
  • Jan 14, 2011 · D · $16,055,000 sold of Indefinite · 12 investors · min. $5,000,000 · role: Executive Officer (President of Parent Company) EDGAR ↗

Raised $91M from 92 investors as of the latest filing. Michael is listed as executive officer on 8 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

LS
Pooled Investment Fund · group: Littlejohn

LJ SM Co-Invest, L.P.

Greenwich, CT · Jan 9, 2018
  • Jan 9, 2018 · D · $34,425,905 sold of $34,425,905 · 9 investors · min. No minimum reported · role: Executive Officer (Executive Officer of the General Partner) EDGAR ↗

Raised $34.4M from 9 investors (100% of the $34.4M target) as of the latest filing. Michael is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

LO
Pooled Investment Fund · group: Littlejohn

Littlejohn Opportunities Fund II (Feeder), L.P.

Greenwich, CT · Oct 27, 2016
  • Oct 27, 2016 · D · $0 sold of Indefinite · 0 investors · min. No minimum reported · role: Executive Officer (Executive Officer of the sole shareholder of the General Partner of issuer) EDGAR ↗

No sales reported yet as of the latest filing. Michael is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

LO
Pooled Investment Fund · group: Littlejohn

Littlejohn Opportunities Fund II, L.P.

Greenwich, CT · Oct 27, 2016
  • Oct 27, 2016 · D · $0 sold of Indefinite · 0 investors · min. No minimum reported · role: Executive Officer (Executive Officer of General Partner of issuer) EDGAR ↗

No sales reported yet as of the latest filing. Michael is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

LE
Pooled Investment Fund · group: Littlejohn

Littlejohn Executive Fund V, L.P.

Greenwich, CT · Jul 22, 2014
  • Jul 22, 2014 · D · $0 sold of Indefinite · 0 investors · min. No minimum reported · role: Executive Officer (Executive Officer of the General Partner) EDGAR ↗

No sales reported yet as of the latest filing. Michael is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

LF
Pooled Investment Fund · group: Littlejohn

Littlejohn Fund V, L.P.

Greenwich, CT · Apr 4, 2014
  • Apr 4, 2014 · D · $0 sold of Indefinite · 0 investors · min. No minimum reported · role: Executive Officer (Executive Officer of the General Partner) EDGAR ↗

No sales reported yet as of the latest filing. Michael is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

LB
Other · group: Littlejohn

LJ BRODER CO-INVEST, LLC

Greenwich, CT · Jan 15, 2014
  • Jan 15, 2014 · D · $73,200,000 sold of $73,200,000 · 9 investors · min. No minimum reported · role: Executive Officer (Michael I. Klein is a Manager of Littlejohn Associates IV, L.L.C., the Manager of the Issuer.) EDGAR ↗

Raised $73.2M from 9 investors (100% of the $73.2M target) as of the latest filing. Michael is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other / 506(b) (18,678 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

GC
Other Real Estate · group: Littlejohn

Gulf Coast Shipyard Realty, LLC

Gulfport, MS · Jun 7, 2013
  • Jun 7, 2013 · D · $38,600,634 sold of $38,600,634 · 0 investors · min. No minimum reported · role: Director (Manager) EDGAR ↗

Raised $38.6M (100% of the $38.6M target) as of the latest filing. Michael is listed as director.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

GC
Other · group: Littlejohn

Gulf Coast Shipyard Group, Inc.

Gulfport, MS · Jun 7, 2013
  • Jun 7, 2013 · D · $100,000 sold of $100,000 · 0 investors · min. No minimum reported · role: Director EDGAR ↗

Raised $100K (100% of the $100K target) as of the latest filing. Michael is listed as director.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

LH
Other

LJSS Holdings, Inc.

Greenwich, CT · Oct 27, 2011
  • Oct 27, 2011 · D · $123,195,607 sold of Indefinite · 13 investors · min. No minimum reported · role: Director EDGAR ↗

Raised $123.2M from 13 investors as of the latest filing. Michael is listed as director.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

LH
Other

LJ/HAH Holdings Corp

Greenwich, CT · Dec 14, 2010
  • Dec 14, 2010 · D · $117,694,200 sold of $117,694,200 · 13 investors · min. No minimum reported · role: Director EDGAR ↗

Raised $117.7M from 13 investors (100% of the $117.7M target) as of the latest filing. Michael is listed as director.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

LF
Pooled Investment Fund · group: Littlejohn

Littlejohn Fund IV, L.P.

Greenwich, CT · Sep 14, 2009 → Nov 3, 2010 · 4 filings
  • Nov 3, 2010 · D/A · $1,343,830,000 sold of $1,343,830,000 · 70 investors · min. No minimum reported · role: Executive Officer, Promoter EDGAR ↗
  • May 11, 2010 · D/A · $1,004,020,000 sold of $1,350,000,000 · 49 investors · min. No minimum reported · role: Executive Officer, Promoter EDGAR ↗
  • Dec 18, 2009 · D/A · $616,500,000 sold of $1,323,529,412 · 26 investors · min. No minimum reported · role: Executive Officer, Promoter EDGAR ↗
  • Sep 14, 2009 · D · $398,000,000 sold of $1,323,529,412 · 12 investors · min. No minimum reported · role: Executive Officer, Promoter EDGAR ↗

Raised $1.34B from 70 investors (100% of the $1.34B target) as of the latest filing. Michael is listed as executive officer, promoter on 4 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

LE
Pooled Investment Fund · group: Littlejohn

Littlejohn Executive Fund IV, L.P.

Greenwich, CT · Jul 21, 2010
  • Jul 21, 2010 · D · $9,695,000 sold of $12,500,000 · 31 investors · min. No minimum reported · role: Executive Officer, Promoter EDGAR ↗

Raised $9.7M from 31 investors (78% of the $12.5M target) as of the latest filing. Michael is listed as executive officer, promoter.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

Other pages with the same name (11)

Separate person records under the same name, not combined with this page. Each line says whether it shares an issuer with this record.

  • Michael Klein — NY, 9 issuers, Oct 23, 2013 → Feb 3, 2026 · no shared issuer
  • Michael D. Klein — TN, 8 issuers, Apr 15, 2009 → Jul 23, 2010 · no shared issuer
  • Michael Klein — CA, 5 issuers, Jun 22, 2009 → Jan 18, 2024 · no shared issuer
  • Michael Klein — MD, 5 issuers, Mar 15, 2010 → Aug 25, 2014 · no shared issuer
  • Michael P. Klein — WI, 5 issuers, Dec 29, 2015 → Sep 18, 2023 · no shared issuer
  • Michael R Klein — DC, 2 issuers, Mar 30, 2017 → Nov 6, 2017 · no shared issuer
  • Michael Klein — IL, 2 issuers, Apr 10, 2018 → Dec 6, 2019 · no shared issuer
  • Michael Klein — PA, 1 issuer, Feb 29, 2012 → Feb 29, 2012 · no shared issuer
  • Michael Klein — CO, 1 issuer, Aug 7, 2018 → Aug 7, 2018 · no shared issuer
  • Michael Klein — MI, 1 issuer, May 21, 2020 → Jul 30, 2026 · no shared issuer
  • Michael Klein — NH, 1 issuer, Jan 13, 2011 → Jan 11, 2012 · no shared issuer

People around Michael 33

Officers, directors, promoters and management entities named on the same filings, as of Oct 23, 2026, 5:45 PM ET.

LA
Management entity

Littlejohn Associates VI, L.P.

Promoter · 9 shared filings (8 issuers)

Littlejohn Associates VI, L.P. is on 8 issuers in total — a repeat sponsor. Their page lists every one.

LA
Management entity

Littlejohn Associates V, L.L.C.

Promoter · 3 shared filings (3 issuers)

Listed on the same filings as Michael Klein. Their page shows their other deals.

SC
Management entity

Santa Clara SCF GP, L.P.

Promoter · 2 shared filings (2 issuers)

Listed on the same filings as Michael Klein. Their page shows their other deals.

LA
Management entity

Littlejohn Associates VII, L.P.

Promoter · 2 shared filings (2 issuers)

Listed on the same filings as Michael Klein. Their page shows their other deals.

RD
No photo found yet (own website and image search run after this page is viewed)
Person

Robert Davis

Executive Officer, Promoter, Director · 36 shared filings (20 issuers) · also on 1 other issuer

Robert Davis is on 21 issuers in total — a repeat sponsor. Their page lists every one.

RM
No photo found yet (own website and image search run after this page is viewed)
Person

Richard Maybaum

Executive Officer, Promoter, Director · 36 shared filings (20 issuers)

Richard Maybaum is on 20 issuers in total — a repeat sponsor. Their page lists every one.

BR
No photo found yet (own website and image search run after this page is viewed)
Person

Brian E. Ramsay

Executive Officer, Promoter, Director · 27 shared filings (17 issuers) · also on 1 other issuer

Brian E. Ramsay is on 18 issuers in total — a repeat sponsor. Their page lists every one.

KW
No photo found yet (own website and image search run after this page is viewed)
Person

Kenneth Warren

Executive Officer, Promoter · 25 shared filings (21 issuers)

Kenneth Warren is on 21 issuers in total — a repeat sponsor. Their page lists every one.

AL
No photo found yet (own website and image search run after this page is viewed)
Person

Angus C. Littlejohn, Jr.

Executive Officer, Promoter, Director · 19 shared filings (6 issuers)

Angus C. Littlejohn, Jr. is on 6 issuers in total — a repeat sponsor. Their page lists every one.

EF
No photo found yet (own website and image search run after this page is viewed)
Person

Edmund J. Feeley

Executive Officer, Promoter, Director · 16 shared filings (6 issuers)

Edmund J. Feeley is on 6 issuers in total — a repeat sponsor. Their page lists every one.

SR
No photo found yet (own website and image search run after this page is viewed)
Person

Steven G. Raich

Executive Officer, Promoter · 15 shared filings (5 issuers) · also on 1 other issuer

Steven G. Raich is on 6 issuers in total — a repeat sponsor. Their page lists every one.

DS
No photo found yet (own website and image search run after this page is viewed)
Person

David Simon

Executive Officer, Promoter · 12 shared filings (2 issuers) · also on 1 other issuer

Listed on the same filings as Michael Klein. Their page shows their other deals.

BR
No photo found yet (own website and image search run after this page is viewed)
Person

Brian Ramsey

Executive Officer · 11 shared filings (11 issuers) · also on 1 other issuer

Brian Ramsey is on 12 issuers in total — a repeat sponsor. Their page lists every one.

AM
No photo found yet (own website and image search run after this page is viewed)
Person

Antonio Miranda

Director, Executive Officer · 10 shared filings (4 issuers)

Listed on the same filings as Michael Klein. Their page shows their other deals.

MK
No photo found yet (own website and image search run after this page is viewed)
Person

Michael Kaplan

Director, Executive Officer · 8 shared filings (2 issuers) · also on 1 other issuer

Listed on the same filings as Michael Klein. Their page shows their other deals.

JD
No photo found yet (own website and image search run after this page is viewed)
Person

John Dane III

Executive Officer, Director · 2 shared filings (2 issuers)

Listed on the same filings as Michael Klein. Their page shows their other deals.

SM
No photo found yet (own website and image search run after this page is viewed)
Person

Securities, LLC Mensura

Promoter · 2 shared filings (2 issuers)

Listed on the same filings as Michael Klein. Their page shows their other deals.

WK
No photo found yet (own website and image search run after this page is viewed)
Person

Warren Kenneth

Executive Officer · 2 shared filings (2 issuers)

Listed on the same filings as Michael Klein. Their page shows their other deals.

WS
No photo found yet (own website and image search run after this page is viewed)
Person

William S. Smith, III

Director · 2 shared filings (2 issuers)

Listed on the same filings as Michael Klein. Their page shows their other deals.

FH
No photo found yet (own website and image search run after this page is viewed)
Person

FRANK G. HAYES

Director · 1 shared filing (1 issuer) · also on 6 other issuers

FRANK G. HAYES is on 7 issuers in total — a repeat sponsor. Their page lists every one.

TT
No photo found yet (own website and image search run after this page is viewed)
Person

TERRY THEODORE

Director · 1 shared filing (1 issuer) · also on 15 other issuers

TERRY THEODORE is on 16 issuers in total — a repeat sponsor. Their page lists every one.

LW
No photo found yet (own website and image search run after this page is viewed)
Person

Lawrence Williams

Executive Officer · 1 shared filing (1 issuer)

Listed on the same filings as Michael Klein. Their page shows their other deals.

RD
No photo found yet (own website and image search run after this page is viewed)
Person

Robert DePierre

Executive Officer, Director · 1 shared filing (1 issuer)

Listed on the same filings as Michael Klein. Their page shows their other deals.

CF
No photo found yet (own website and image search run after this page is viewed)
Person

Charles Freeman

Executive Officer · 1 shared filing (1 issuer)

Listed on the same filings as Michael Klein. Their page shows their other deals.

DS
No photo found yet (own website and image search run after this page is viewed)
Person

David Sacher

Executive Officer, Director · 1 shared filing (1 issuer)

Listed on the same filings as Michael Klein. Their page shows their other deals.

JJ
No photo found yet (own website and image search run after this page is viewed)
Person

Justin Jacobi

Executive Officer, Director · 1 shared filing (1 issuer)

Listed on the same filings as Michael Klein. Their page shows their other deals.

BM
No photo found yet (own website and image search run after this page is viewed)
Person

Brian Michaud

Executive Officer · 1 shared filing (1 issuer) · also on 2 other issuers

Listed on the same filings as Michael Klein. Their page shows their other deals.

SM
No photo found yet (own website and image search run after this page is viewed)
Person

Shant Mardirossian

Executive Officer · 1 shared filing (1 issuer)

Listed on the same filings as Michael Klein. Their page shows their other deals.

DS
No photo found yet (own website and image search run after this page is viewed)
Person

David E. Simon

Executive Officer · 1 shared filing (1 issuer)

Listed on the same filings as Michael Klein. Their page shows their other deals.

The team behind the deals

L
Sponsor group

Littlejohn

28 issuers · 44 filings · $1.72B reported sold · 2009–2026

One team, 28 deal companies. Michael Klein is listed on 25 of them.

Sources

Issuers are grouped when their Form D filings share related persons, a management entity or a business address (automatic match from the filings). "Listed" marks the issuers that name Michael Klein.

SC
Sponsor group

Santa Clara Scf

2 issuers · 2 filings · $0 reported sold · 2018–2020

One team, 2 deal companies. Michael Klein is listed on 2 of them.

Sources

Issuers are grouped when their Form D filings share related persons, a management entity or a business address (automatic match from the filings). "Listed" marks the issuers that name Michael Klein.

Same business address

27 other issuers file from the same address

A shared address can mean the same team, a shared office building or a registered agent. It is a lead, not a conclusion.

Registrations and other filings

Adviser registration (Form ADV)

None of the 29 issuers this person is listed on appears in Form ADV (searched 24,962 advisers as of Oct 2, 2026). A person is never an adviser firm; Form ADV is checked for the issuers and the management companies they are listed with.

Other offering types (Regulation A and Regulation Crowdfunding)

Searched SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 (51,358 records as of Oct 23, 2026, 8:41 PM ET) — nothing matched this name.

Property records none — individuals are not matched

Property records are matched to companies only, never to individuals, so none are matched to Michael Klein by design. Searched property records in Hillsborough County FL (Clerk recorded-document index Oct 14, 2026 to Oct 15, 2026 + FL DOR 2026 ownership roll), Miami-Dade County FL (FL DOR 2026 ownership roll), Harris County TX (HCAD 2026 ownership roll), Dallas County TX (DCAD 2026 ownership roll), New York City ACRIS documents and PLUTO ownership rows already retrieved for other issuers, Cook County IL sale and ownership rows already retrieved for other issuers (814,874 records as of Oct 23, 2026, 8:59 PM ET) for the 29 issuers this person is listed on — nothing matched.

Public profiles and social

Websites and social links of the issuers Michael Klein is listed on: none on file. No website or social profile named in Littlejohn Fund IV, L.P.'s SEC filings (Form C, Reg A, Form ADV; checked Oct 24, 2026). Web search for this name: #358,640 of 374,652 in line (14 issuers searched so far). One-tap searches: Look further ↓

Look further

One-tap searches on sites we do not index ourselves, with the name pre-filled (Greenwich, CT). Each opens in a new tab; what you find there is not verified by PartnerFacts.

Social and web

LinkedIn people search ↗Instagram ↗X (Twitter) ↗Facebook ↗YouTube ↗Google ↗Google Images ↗Google News ↗Meta Ad Library ↗

Courts

CourtListener / RECAP (federal) ↗PACER case locator (federal, login) ↗Connecticut Judicial Branch case look-up ↗Mississippi state courts — find the court ↗

Securities regulators

SEC EDGAR full-text search ↗SEC action look-up ↗FINRA BrokerCheck ↗SEC IAPD adviser search ↗

Business registries

Connecticut Secretary of State business search ↗Mississippi Secretary of State business search ↗OpenCorporates ↗

Change history

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