PartnerFacts
Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 10:51 AM ET

Sponsor Check › Person

Michael Klein

Named as an officer, director or promoter on SEC Form D filings · NY · Oct 23, 2013 → Feb 3, 2026

9deals (issuers)
$993.4Mreported sold
431investors
98Form D filings
2013–2026years on file

Data last updated Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 24, 2026, 2:17 AM ET · SEC enforcement last checked: Oct 23, 2026, 11:07 PM ET

The short version

Michael Klein is listed as an executive officer and director on 98 SEC Form D filings by 9 issuers between Oct 2013 and Oct 2026. Largest by amount reported sold: AETOS CAPITAL LONG SHORT STRATEGIES CAYMAN FUND (New York, NY — pooled investment fund — 2013–2026; $487.8M reported sold to 122 investors), AETOS CAPITAL MULTI-STRATEGY ARBITRAGE CAYMAN FUND (New York, NY — pooled investment fund — 2013–2026; $241.9M reported sold to 111 investors), AETOS CAPITAL DISTRESSED INVESTMENT STRATEGIES CAYMAN FUND (New York, NY — pooled investment fund — 2013–2026; $132M reported sold to 111 investors), Aetos Special Situations Opportunity Fund, LP (New York, NY — pooled investment fund — 2018; $100M reported sold to 4 investors), AETOS CAPITAL LONG/SHORT STRATEGIES CAYMAN FUND II (New York, NY — pooled investment fund — 2013–2026; $9.1M reported sold to 23 investors) and 4 more (all listed below).

What this means A repeat sponsor — 9 separate companies raised money with this person listed as executive officer and director, over about 13 years. Across those companies the filings report $993.4M sold in total.

Listed alongside Harold Schaaff (76 shared filings), Rhea Elizabeth Anne Casscells (12 shared filings), Anne Casscells (7 shared filings), Brian Parisi (1 shared filing), David Baker (1 shared filing) and 3 others.

What this means These are the other officers, directors or promoters the companies named on the same forms — the team around Michael. Each name links to their own page.

7 of the issuers belong to the sponsor group Aetos (7 issuers, $882.3M reported sold, 2013–2026).

What this means A sponsor group is one team that sets up a new company for each deal. Aetos has 7 companies on file and $882.3M reported sold in total — the group page shows the whole track record in one place.

Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CO, CT, DC, DE, FINRA, FL, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VT, WA, WI, WV, WY) — 18 bankruptcy cases matching the name listed in Key records below.

What this means 18 records came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.

We compared the newest 50 of 98 public filings for Michael Klein and found 12 differences, 2 worth asking the sponsor about: Amount sold went down between filings; 5 offerings reported fewer investors on a later filing; and more below.

What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.

What the community is saying

39 comments on Reddit mentioning Michael Klein (searched Oct 24, 2026).

“It follows the tournament rules by Jens Meder and Michael Klein, has a built-in tutorial for the key rules, and is free, with no ads and no trackers.”

— ThrosProvoni, Reddit · Tri-D Chess 2.0 is out, and now on macOS as "Tri-D Chess: Warp Edition" (free) · Oct 11, 2026 · link ↗ · mentions “Michael Klein” and New in the same post

“…FC Voluntari 2 at FC Corvinul Hunedoara 1921 3 Match Info Competition/season: Superliga 26/27 Date: Fri, Oct 9, 2026 Kickoff: 6:00 PM GMT+3 Venue: Michael Klein Stadium, Hunedoara, Romania Status: Full-time Goals and Cards 26': Goal Cvek, Lovro, Gheorghe, Ion (VOL) 1-1 Goal!”

— scoreboard-app, Reddit · Match Thread: FC Corvinul Hunedoara 1921 vs SC FC Voluntari Live Score | Superliga 26/27 | Oct 9, 2026 · Oct 9, 2026 · link ↗ · mentions “Michael Klein” and New in the same post

“Band Members Thomas East Jordan Maddox Sam Purtee Michael Klein Aaron Randall Discography & Notable Venues Music Releases: They released their debut studio album, It All Tastes Like Purple , in September 2022, followed by a live recording project titled Live Vol.”

— ProgRockDan, Reddit · MooseTooth · Sep 25, 2026 · link ↗ · mentions “Michael Klein”

“Mențiune: Corvinul apare la Michael Klein în Hunedoara, stadionul lor de casă, deși în acest sezon joacă meciurile de acasă la Arad pentru că stadionul nu e licențiat pentru Liga 1.”

— shadowban90000, Reddit · Superliga 2026/2027 · Aug 8, 2026 · link ↗ · mentions “Michael Klein”

“"Playgirl Marjie Wallace Meets Playboy Michael Klein" — 1979 People Weekly feature on Miss World 1973 Marjorie Wallace and movie producer/millionaire heir Michael Klein before their 1982 divorce The Couple: Miss World 1973 Marjorie "Marjie" Wallace (then 25) and TV producer/millionaire heir…”

— Irarelylookback, Reddit · "Playgirl Marjie Wallace Meets Playboy Michael Klein" — 1979 People Weekly feature on Miss World 1973 Marjorie Wallace and movie producer/millionaire heir Michael Klein before their 1982 divorce · Jul 26, 2026 · link ↗ · mentions “Michael Klein”

“Polytune Mini Noir 3 Boss RV-6 Reverb Michael Klein Audio Compton VCA Compressor Meris Enzo Fjord Fuzz Frei (set to rotary and vibrato) Black Mass 1312 V3 Wren and Cuff Caprid (custom shop with creamy mod) Strymon El Capistan V1 Pedalboard 2: I spray painted this board glittery pink!”

— nickisnotarapper, Reddit · Triples is best. · Jul 21, 2026 · link ↗ · mentions “Michael Klein”

“Polytune Mini Noir 3 Boss RV-6 Reverb Michael Klein Audio Compton VCA Compressor Meris Enzo Fjord Fuzz Frei (set to rotary and vibrato) Black Mass 1312 V3 Wren and Cuff Caprid (custom shop with creamy mod) Strymon El Capistan V1 Pedalboard 2: I spray painted this board glittery pink!”

— nickisnotarapper, Reddit · Triples is best. · Jul 21, 2026 · link ↗ · mentions “Michael Klein”

“Agility Robotics to go public in $2.5B SPAC deal backed by Foxconn and Michael Klein ![]( https://static.cryptobriefing.com/wp-content/uploads/2026/06/24083016/agility-robotics-digit-800x420.jpeg ) Agility Robotics, the Oregon-based company building humanoid robots for warehouse and logistics…”

— rwatimes, Reddit · Agility Robotics to go public in $2.5B SPAC deal backed by Foxconn and Michael Klein · Jun 27, 2026 · link ↗ · mentions “Michael Klein”

“Michael Klein - Ponzu (Industrialyzer Remix) 6. Filip Nikolic - Unreleased 7. Regent - Finite Source 8. Biorc - Existencia 9. Confusion - Reflex 10.”

— moralisexmala, Reddit · CHAOSCAST 035 - Filip Nikolic (Exclusive Mix) · May 26, 2026 · link ↗ · mentions “Michael Klein”

“…controversy and litigation around iReady and screen time in schools, and a debrief of the recent Canvas/Instructure security incident with guest Michael Klein from the Institute for Security and Technology.”

— K12TechTalkPodcast, Reddit · Googlebook Announcement & Canvas Breach Update · May 17, 2026 · link ↗ · mentions “Michael Klein” and New in the same post

“IPO and Churchill Capital Corp X Merger On February 17, 2026, Infleqtion began trading on the New York Stock Exchange under the ticker "INFQ". The listing was the result of a business combination with Churchill Capital Corp X, a SPAC led by Michael Klein.”

— alwaysperculated, Reddit · INFQ Research Report 4/28/26 · Apr 29, 2026 · link ↗ · mentions “Michael Klein” and NEW YORK in the same post

“Michael Klein During a formal ceremony, UMFST-UMCH awarded Dr Michael Klein an honorary professorship in recognition of his outstanding contributions to medicine and teaching.”

— UMCHhamburg, Reddit · Honorary Professorship for Dr. Michael Klein · Apr 27, 2026 · link ↗ · mentions “Michael Klein”

“…Mark Keierleber from The 74 and cybersecurity expert Michael Klein from The Institute For Security and Technology discussed recent reporting, which reveals that school-installed Flock security cameras…”

— k12techpro, Reddit · The Real-World Privacy Risks of Cloud-Based School Cameras · Mar 3, 2026 · link ↗ · mentions “Michael Klein”

“Interview with cybersecurity expert Michael Klein to explain the impacts on schools, covering mass surveillance risks, audit logs, data-sharing practices, and the ways camera access can be shared beyond a district’s control. submitted by /u/K12TechTalkPodcast to r/k12sysadmin [link] [comments]”

— K12TechTalkPodcast, Reddit · Schools with Flock license-plate cameras? · Feb 23, 2026 · link ↗ · mentions “Michael Klein”

“Common / 45676K103 16,069,034 [sec.gov] 7.4% [sec.gov] — Feb 13, 2026 [sec.gov] 0001012975‑26‑000188 (primary_doc.xml) Feb 17, 2026 13D/A (Amend.) Churchill Sponsor X LLC (Michael Klein / M.”

— alwaysperculated, Reddit · Summary of Significant Institutional Ownership History of INFQ · Feb 19, 2026 · link ↗ · mentions “Michael Klein” and New in the same post

“BREAKING: Infleqtion To Go Public In SPAC Deal Valuing Quantum Computing Firm At $1.8 Billion 💰 Infleqtion , a quantum computing and sensing company, will go public through a merger with a SPAC led by Wall Street veteran Michael Klein , valuing the firm at $1.8 billion before new investment.”

— InterstellarKinetics, Reddit · BREAKING: Infleqtion To Go Public In SPAC Deal Valuing Quantum Computing Firm At $1.8 Billion 💰 · Feb 17, 2026 · link ↗ · mentions “Michael Klein” and New in the same post

“…an under-the-radar quantum computing and sensing company set to go public in the coming weeks via SPAC merger with well-known Wall Street dealmaker Michael Klein’s Churchill Capital Corp X (CCCX.NaE) .”

— LuckyLuckierLuckest, Reddit · Meet Infleqtion: The Sleeping Giant Quantum Stock Flying Under The Radar — For Now · Feb 6, 2026 · link ↗ · mentions “Michael Klein” and NEW YORK in the same post

“Along with collaborators including Martin Karplus, Michael Klein, Michele Parrinello, and David Callaway, Rahman revolutionized the field of computer simulations.”

— Positive_Hat_5414, Reddit · Pioneering Spirits: The Foundation of Physical Chemistry Research in India · Jan 31, 2026 · link ↗ · mentions “Michael Klein” and NEW YORK in the same post

“Honorees included: -Matt Barr and Sunny Singh (Weil) - Charles ("Chad") Dale (Proskauer) - Michael Klein (Cooley) - Benjamin Finestone (Quinn Emanuel) - Steven Serajeddini (Kirkland) Outstanding Young Restructuring Lawyers of 2025 - This list recognizes 12 top attorneys under the age of 40 and…”

— Look_Up_Here, Reddit · Congratulations to the 2025 Workouts & Turnarounds Award Winners · Jan 14, 2026 · link ↗ · mentions “Michael Klein” and New in the same post

“NPD: Finally got my hands on a Michael Klein Audio Spire. Now the new pedalboard feels complete. submitted by /u/GnarDude666 to r/guitarpedals [link] [comments]”

— GnarDude666, Reddit · NPD: Finally got my hands on a Michael Klein Audio Spire. Now the new pedalboard feels complete. · Jan 7, 2026 · link ↗ · mentions “Michael Klein” and New in the same post

“We had the incredible honor of getting to speak with the cast (Tracy Ryan, Jhene Erwin, and Joy Tanner as Nancy, Bess, and George) and the executive producer (Michael Klein) of the show in honor of the anniversary, and it’s live now as our first-ever video episode!”

— RegularNancyDrew, Reddit · Is anyone else a huge fan of the 1995 Nancy Drew TV show? We interviewed the cast and producer in honor of the 30th anniversary! · Jan 2, 2026 · link ↗ · mentions “Michael Klein”

“WTTF - Michael Klein pedals (MWK), maybe eae mother, or prismatic wall, plasma pedal, normal devices decay cascade, obne, lantern manufacturing pedals, synths like a dreadbox Artemis, Vongon Replay, Arturia Minifreak, oberheim, moog, teenage engineering, cash? submitted by /u/realmoron to…”

— realmoron, Reddit · WTT cba, eae, kma, fairfield, gci WTTF · Jan 1, 2026 · link ↗ · mentions “Michael Klein”

“In the 1990s, Jens Meder, together with Michael Klein and friends, created a rule set based on official FIDE chess regulations. Since there wasn’t an app for my iPad, I ended up building an iOS version myself (which sounds far easier than it actually was).”

— ThrosProvoni, Reddit · Everything I Need to Know About Life I Learned from Star Trek, except... · Dec 30, 2025 · link ↗ · mentions “Michael Klein”

“Michael Klein is making moves again with $CCCX .It’s currently trading near NAV ($10 floor), so the downside risk is minimal compared to the potential pop if a rumor drops.I broke down the valuation, the "Klein Premium," and realistic targets in this short video.”

— RegisterWest8932, Reddit · Churchill Capital is back with $CCCX. Are we ready for "The Klein Premium" round 2? · Dec 26, 2025 · link ↗ · mentions “Michael Klein”

“WTTF: Mattoverse inflection point Boss XS-1 Boss IR200 ⁠Michael Klein Audio stuff, particularly Spire prunes and custard? ⁠Rainger FX Minibar Disaster Area DMC or one control gecko, possibly open to a QConnect. latest gens please!”

— allpraisetocheezus, Reddit · WTT: Drop, Mind Killer, Bugera PS1, MORE, AC30 (CT) WTTF: Inflection Point, XS-1, IR200, See Post · Dec 23, 2025 · link ↗ · mentions “Michael Klein”

“WTT - cba, eae, fairfield, kma, gci WTTF - Michael Klein, dead air studios, lantern WTT - eae obstructures fuzz, kma geminus, cba lossy, cba thermae, cba gen loss mk II, fairfeild unpleasant surprise, gci (god city instruments) bjr, gci ogr, gci sbd, wayhuge pork and pickle, snk vh300 amp with…”

— realmoron, Reddit · WTT - cba, eae, fairfield, kma, gci WTTF - Michael Klein, dead air studios, lantern · Dec 17, 2025 · link ↗ · mentions “Michael Klein”

“Mattoverse inflection point ⁠Michael Klein Audio stuff, particularly Spire prunes and custard ⁠Rainger FX Minibar Disaster Area DMC gen 4 or one control gecko OFFERS These would probably work better as throw-ins or small make weights with trades - i probably don't want one or two of these items…”

— allpraisetocheezus, Reddit · WTT: Mind Killer, Airstrip, Octa-Psi, AC30 WTTF: Inflection Point, Minibar, see post · Dec 16, 2025 · link ↗ · mentions “Michael Klein”

“Klein and Company, led by Michael Klein, a highly experienced SPAC sponsor and former Citi executive. The company has not commenced operations or generated revenues as of September 30, 2025.”

— Infinite-Bird-5386, Reddit · Churchill Capital Corp XI Initial Public Offering Released - Here’s What You Should Know · Dec 11, 2025 · link ↗ · mentions “Michael Klein” and New in the same post

“I was watching a Sammy Duet rig rundown for Acid Bath, and one pedal managed to catch my attention, which is this Michael Klein Torture Rack, I thought it was cool and I saw that Safe Haven Music did a little demo of it on Instagram, it's a really cool chorus pedal.”

— PeterVore, Reddit · Any pedals similar in sound to this pedal? · Dec 11, 2025 · link ↗ · mentions “Michael Klein”

“WTT - cba, eae, fairfield, kma, gci WTTF - Michael Klein, eae, cba, dead air studios, lantern WTT - eae sending v2, eae obstructures fuzz, kma geminus, cba lossy, cba exp, cba brothers am - TRADED, fairfeild unpleasant surprise, gci (god city instruments) bjr, gci ogr, gci sbd, wayhuge pork and…”

— realmoron, Reddit · WTT - cba, eae, fairfield, kma, gci WTTF - Michael Klein, eae, cba, dead air studios, lantern · Dec 6, 2025 · link ↗ · mentions “Michael Klein”

“The sponsor (Churchill Sponsor XI LLC, led by Michael Klein) owns 11,500,000 Class B ordinary shares (of which up to 1,500,000 may be forfeited), representing a 25.9% post-offering stake.”

— Infinite-Bird-5386, Reddit · Churchill Capital Corp XI Initial Public Offering Released - Here’s What You Should Know · Nov 18, 2025 · link ↗ · mentions “Michael Klein”

“Cccx infleqtion metrics and Time Line sponsored by Michael Klein Target Infleqtion IncEx-ColdQuanta, quantum technology company (USA) Pre-money valuation ≈ 1.8 billion USDSource: Infleqtion press release Cash trust≈416 million USD Net amount available before redemptions PIPE / additional…”

— GabFromMars, Reddit · Cccx infleqtion metrics and Time Line · Nov 4, 2025 · link ↗ · mentions “Michael Klein”

“During his summer clinical internship and as part of his thesis, Aref was able to gain valuable practical experience at the hospital and work closely with Dr Michael Klein, Director of the Orthopaedics and Trauma Surgery Clinic.”

— UMCHhamburg, Reddit · Success Story: From university straight into specialist medical training · Oct 30, 2025 · link ↗ · mentions “Michael Klein”

“Michael Klein (the guy behind the Churchill SPACs, including CCCX) has a long Wall Street relationship with Schwarzman going back to when Klein helped advise Blackstone on how to go public.”

— Timeless-Growth10X, Reddit · QUANTUM Ties INFLEQTION CCCX · Oct 24, 2025 · link ↗ · mentions “Michael Klein”

“Schwarzman / Blackstone ⟷ Churchill Capital • Stephen Schwarzman is the billionaire cofounder/CEO of Blackstone. • Michael Klein (the guy behind the Churchill SPACs, including CCCX) has a long Wall Street relationship with Schwarzman going back to when Klein helped advise Blackstone on how to go…”

— Timeless-Growth10X, Reddit · INFLEQTION CCCX (Interesting Read) · Oct 24, 2025 · link ↗ · mentions “Michael Klein”

“Schwarzman / Blackstone ⟷ Churchill Capital • Stephen Schwarzman is the billionaire cofounder/CEO of Blackstone.  • Michael Klein (the guy behind the Churchill SPACs, including CCCX) has a long Wall Street relationship with Schwarzman going back to when Klein helped advise Blackstone on how to…”

— Timeless-Growth10X, Reddit · Interesting Read! CCCX Infleqtion · Oct 24, 2025 · link ↗ · mentions “Michael Klein”

“Churchill Capital, founded by Michael Klein, adds credibility with his investments; his firm has advised on over $100B in transactions. Churchill Capital co-founded and sponsored the SPAC that merged with , making it a key enabler of OKLO's public debut.”

— StockedUpOnSpace, Reddit · Reflecting on Infleqtion, A Deep Dive · Oct 20, 2025 · link ↗ · mentions “Michael Klein” and New in the same post

“🚀💎 CCCX: THE QUANTUM SHOT THAT'S ABOUT TO MAKE RETARDS RICH 💎🚀 Fellow Degenerates, Listen Up 📢 The Setup: SPAC Daddy Michael Klein Strikes Again 💰 $540+ million in gross proceeds heading to Infleqtion $416 million in trust cash (assuming no redemptions) $125+ million PIPE from institutional…”

— Pennywhale90, Reddit · 🚀💎 CCCX: THE QUANTUM SHOT THAT'S ABOUT TO MAKE RETARDS RICH 💎🚀 · Oct 9, 2025 · link ↗ · mentions “Michael Klein”

“If any of you dumbfucks remember, Churchill SPACs led by Michael Klein previously took Lucid Motors (LCID) public via CCIV — which hit $65 pre-merge — and backed Oklo , a nuclear fission startup co-founded with Sam Altman.”

— GrandOrdinary, Reddit · 💥 $50K YOLO into CCCX — Quantum Tech That’s Already in NASA’s Hands and Validated by Nvidia💥 · Oct 8, 2025 · link ↗ · mentions “Michael Klein”

Community comments are quoted as written by their authors. They are the commenters’ words, not ours; every quote links to the thread it came from. Sources searched: Bing (site:reddit.com / site:biggerpockets.com) and Reddit's own search, plus DuckDuckGo/Brave/BiggerPockets search when they are answering.

Key records

Five things investors ask first. Items still in human review are counted, not shown.

1. Lawsuits

None found in sources searched — federal courts (CourtListener / RECAP), checked Oct 24, 2026

What was searched

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts State courts: not covered (one-tap state court links under Look further). PACER: not searched. · Last checked Oct 24, 2026, 2:17 AM ET.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

None found in sources searched — SEC enforcement releases (checked Oct 23, 2026) · state securities regulators: 48 regulators (FINRA, NASAA, 37 states) — crawled Oct 24, 2026, 8:48 AM ET

What was searched

SEC enforcement searched: SEC litigation releases + SEC administrative proceedings (sec.gov index, 1995-09-19 → 2026-10-23) — last checked Oct 23, 2026, 11:07 PM ET.

State securities regulators: Securities regulators searched (64,910 actions): FINRA (38,350 actions, 1995–2026), NASAA (31 actions, 2000–2026; listing starts 1997), AK Division of Banking and Securities (273 actions, 1971–2025), AL Securities Commission (880 actions, 2001–2026), AR Securities Department (1,305 actions, 1998–2026), AZ Corporation Commission Securities Division (411 actions, 2017–2026), CA DFPI (25 actions, 2007–2024; listing starts 2002 — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), CO Division of Securities (731 actions, 2001–2026; older years from the Internet Archive (snapshot of 2026-05-02)), CT Department of Banking Securities Division (940 actions, 2006–2026; older years from the Internet Archive (snapshot of 2026-04-22)), DC DISB Securities Bureau (25 actions, 2012–2026), DE DOJ Investor Protection Unit (257 actions, 1987–2026), FL Office of Financial Regulation (49 actions, 2018–2026), GA Secretary of State Securities Division (65 actions, 2015–2026; listing starts 2012), HI DCCA Securities Enforcement Branch (26 actions, 2012–2026), ID Department of Finance Securities Bureau (663 actions, 1994–2026), IL Secretary of State Securities Department (4,122 actions, 2003–2023), KS Insurance Department Securities Division (58 actions), KY Department of Financial Institutions (342 actions, 2005–2026), LA Office of Financial Institutions Securities Division (13 actions, 2010–2025; listing starts 2008), MA Secretary of the Commonwealth Securities Division (125 actions, 2012–2025; live site blocks automated access — loaded from the Internet Archive snapshot of 2026-02-04), MD Attorney General Securities Division (1,054 actions, 2004–2026), ME Office of Securities (539 actions, 2000–2026), MI LARA Corporations, Securities & Commercial Licensing Bureau (201 actions), MO Secretary of State Securities Division (919 actions, 1998–2026), MS Secretary of State Securities Division (209 actions, 1995–2026), MT Commissioner of Securities and Insurance (597 actions, 2000–2026), NC Secretary of State Securities Division (265 actions, 2004–2024), ND Securities Department (711 actions, 1990–2026; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2026-01-06), NH Bureau of Securities Regulation (402 actions, 2002–2026), NM Regulation and Licensing Department Securities Division (90 actions, 2010–2025), NV Secretary of State Securities Division (118 actions, 2018–2026), NY Attorney General Investor Protection Bureau (44 actions, 2012–2026), OH Division of Securities (327 actions, 1993–2006), OK Department of Securities (2,531 actions, 1998–2026), OR Division of Financial Regulation (589 actions, 1988–2026), PA Department of Banking and Securities (1,448 actions, 2008–2024; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2024-08-09), RI DBR Securities Division (98 actions, 2005–2025), SC Attorney General Securities Division (540 actions, 2006–2026), SD Division of Insurance – Securities Regulation (106 actions, 2017–2026), TN Department of Commerce and Insurance Securities Division (405 actions, 1992–2026), TX State Securities Board (936 actions, 1999–2026), UT Division of Securities (772 actions, 2000–2026; older years from the Internet Archive (snapshot of 2010-05-27)), VT DFR Securities Division (137 actions, 2010–2026), WA DFI (2,039 actions, 2001–2026), WI DFI Division of Securities (1,072 actions, 1998–2026), WV Securities Commission (State Auditor) (64 actions), WY Secretary of State Compliance Division (6 actions, 2016–2024) — last crawled Oct 24, 2026, 8:48 AM ET. No machine-readable public listing today for IA, IN, MN, NE, NJ, VA (see docs/state-regulators.md).

3. Bankruptcies

18 cases: 18 closed (disposition not in docket feed)

Michael S. Klein and Susan Klein closed
United States Bankruptcy Court, E.D. New York · No. 8-12-74603 · Filed Jul 25, 2012 · Closed Jan 26, 2018
Role of Michael S. Klein and Susan Klein: Debtor · Outcome: Case closed 2018-01-26 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 168 federal dockets); 12 people with this name in Form D filings; court in the person's filing state (NY)
Michael J. Klein and Rose M. Klein closed
United States Bankruptcy Court, W.D. New York · No. 1-08-12580 · Filed Jun 12, 2008 · Closed Dec 3, 2014
Role of Michael J. Klein and Rose M. Klein: Debtor · Outcome: Case closed 2014-12-03 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 168 federal dockets); 12 people with this name in Form D filings; court in the person's filing state (NY)
Michael D. Klein and Elizabeth A. Klein closed
United States Bankruptcy Court, N.D. Ohio · No. 08-51137 · Filed Apr 8, 2008 · Closed Aug 3, 2009
Role of Michael D. Klein and Elizabeth A. Klein: Debtor · Outcome: Case closed 2009-08-03 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 168 federal dockets); 12 people with this name in Form D filings; court in the person's filing state (OH)
Michael Klein closed
United States Bankruptcy Court, E.D. New York · No. 1-07-45320 · Filed Sep 29, 2007 · Closed Jan 14, 2008
Role of Michael Klein: Debtor · Outcome: Case closed 2008-01-14 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 168 federal dockets); 12 people with this name in Form D filings; court in the person's filing state (NY)
Michael H. Klein closed
United States Bankruptcy Court, N.D. New York · No. 06-33275 · Filed Sep 1, 2005 · Closed May 14, 2007
Role of Michael H. Klein: Debtor · Outcome: Case closed 2007-05-14 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 168 federal dockets); 12 people with this name in Form D filings; court in the person's filing state (NY)
Michael P Klein and Donna M Klein closed
United States Bankruptcy Court, N.D. New York · No. 05-13392 · Filed May 12, 2005 · Closed Mar 28, 2011
Role of Michael P Klein and Donna M Klein: Debtor · Outcome: Case closed 2011-03-28 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 168 federal dockets); 12 people with this name in Form D filings; court in the person's filing state (NY)
Michael D. Klein closed
United States Bankruptcy Court, W.D. New York · No. 1-05-12223 · Filed Mar 24, 2005 · Closed Jul 27, 2005
Role of Michael D. Klein: Debtor · Outcome: Case closed 2005-07-27 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 168 federal dockets); 12 people with this name in Form D filings; court in the person's filing state (NY)
Michael T. Klein and Rebecca J. Klein closed
United States Bankruptcy Court, N.D. Ohio · No. 03-26321 · Filed Dec 11, 2003 · Closed Jun 8, 2005
Role of Michael T. Klein and Rebecca J. Klein: Debtor · Outcome: Case closed 2005-06-08 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 168 federal dockets); 12 people with this name in Form D filings; court in the person's filing state (OH)
Michael A Klein and Christine E Klein closed
United States Bankruptcy Court, S.D. Ohio · No. 2:02-bk-53859 · Filed Mar 27, 2002 · Closed Aug 1, 2002
Role of Michael A Klein and Christine E Klein: Debtor · Outcome: Case closed 2002-08-01 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 168 federal dockets); 12 people with this name in Form D filings; court in the person's filing state (OH)
Michael D Klein and Stacy P Klein closed
United States Bankruptcy Court, E.D. New York · No. 1-01-21571 · Filed Sep 5, 2001 · Closed Feb 1, 2002
Role of Michael D Klein and Stacy P Klein: Debtor · Outcome: Case closed 2002-02-01 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 168 federal dockets); 12 people with this name in Form D filings; court in the person's filing state (NY)
Michael C Klein and Kathleen M Klein closed
United States Bankruptcy Court, E.D. New York · No. 8-01-82179 · Filed Mar 23, 2001 · Closed Aug 16, 2001
Role of Michael C Klein and Kathleen M Klein: Debtor · Outcome: Case closed 2001-08-16 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 168 federal dockets); 12 people with this name in Form D filings; court in the person's filing state (NY)
Michael Klein and Nicole L. Klein closed
United States Bankruptcy Court, N.D. Ohio · No. 00-61765 · Filed May 30, 2000 · Closed Sep 25, 2000
Role of Michael Klein and Nicole L. Klein: Debtor · Outcome: Case closed 2000-09-25 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 168 federal dockets); 12 people with this name in Form D filings; court in the person's filing state (OH)
Michael I Klein closed
United States Bankruptcy Court, E.D. New York · No. 8-99-86006 · Filed Jul 8, 1999 · Closed Dec 8, 1999
Role of Michael I Klein: Debtor · Outcome: Case closed 1999-12-08 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 168 federal dockets); 12 people with this name in Form D filings; court in the person's filing state (NY)
Michael I Klein closed
United States Bankruptcy Court, E.D. New York · No. 8-98-80935 · Filed Jan 28, 1998 · Closed Jun 19, 1998
Role of Michael I Klein: Debtor · Outcome: Case closed 1998-06-19 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 168 federal dockets); 12 people with this name in Form D filings; court in the person's filing state (NY)
Michael F Klein closed
United States Bankruptcy Court, S.D. Ohio · No. 1:97-bk-12926 · Filed May 9, 1997 · Closed Oct 29, 1997
Role of Michael F Klein: Debtor · Outcome: Case closed 1997-10-29 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 168 federal dockets); 12 people with this name in Form D filings; court in the person's filing state (OH)
Michael L. Klein and Susan M. Klein closed
United States Bankruptcy Court, N.D. New York · No. 95-63794 · Filed Oct 23, 1995 · Closed Feb 14, 1996
Role of Michael L. Klein and Susan M. Klein: Debtor · Outcome: Case closed 1996-02-14 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 168 federal dockets); 12 people with this name in Form D filings; court in the person's filing state (NY)
Michael T. Klein closed
United States Bankruptcy Court, N.D. Ohio · No. 94-13339 · Filed Aug 9, 1994 · Closed Dec 7, 1994
Role of Michael T. Klein: Debtor · Outcome: Case closed 1994-12-07 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 168 federal dockets); 12 people with this name in Form D filings; court in the person's filing state (OH)
Michael Klein and Rose M. Klein closed
United States Bankruptcy Court, W.D. New York · No. 1-92-14306 · Filed Dec 30, 1992 · Closed May 18, 2009
Role of Michael Klein and Rose M. Klein: Debtor · Outcome: Case closed 2009-05-18 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 168 federal dockets); 12 people with this name in Form D filings; court in the person's filing state (NY)
What was searched

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not covered (one-tap state court links under Look further). PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 2:17 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

4. Differences between public sources

Comparisons cover issuers and sponsor groups — see the issuer pages under Deals

12 differences found between the filings for Michael Klein — 2 worth asking about (compared the newest 50 of 98 filings on Oct 24, 2026; older filings not covered)

Worth asking · Oct 20, 2022 – Oct 20, 2023

Amount sold went down between filings — AETOS CAPITAL MULTI-STRATEGY ARBITRAGE CAYMAN FUND II

The Oct 20, 2022 filing says $8,245,074 sold; the Oct 20, 2023 Form D/A says $4,873,895 sold — $3,371,179 less.

What this means Amounts sold normally only go up as a raise continues. A drop can mean investors were refunded, a figure was corrected, or an earlier number was wrong. Ask the sponsor which it was.

Sources
Worth asking · Oct 23, 2018 – Oct 22, 2026

5 offerings reported fewer investors on a later filing

Investor count went down between filings — AETOS CAPITAL LONG SHORT STRATEGIES CAYMAN FUND · Investor count went down between filings — AETOS CAPITAL DISTRESSED INVESTMENT STRATEGIES CAYMAN FUND · Investor count went down between filings — AETOS CAPITAL MULTI-STRATEGY ARBITRAGE CAYMAN FUND · Investor count went down between filings — AETOS CAPITAL LONG/SHORT STRATEGIES CAYMAN FUND II · Investor count went down between filings — AETOS CAPITAL LONG SHORT STRATEGIES CAYMAN FUND

What this means Investor counts normally only grow. Ask the sponsor what happened on each.

Sources
Note · Feb 19, 2026

A reddit post by "alwaysperculated" uses the words "sec"

On Feb 19, 2026 in the thread "Summary of Significant Institutional Ownership History of INFQ", user alwaysperculated wrote: "Common / 45676K103 16,069,034 [sec.gov] 7.4% [sec.gov] — Feb 13, 2026 [sec.gov] 0001012975‑26‑000188 (primary_doc.xml) Feb 17, 2026 13D/A (Amend.) Churchill Sponsor X LLC (Michael Klein / M.". These are the commenter's words, not ours or a regulator's.

What this means Someone posted a complaint-type comment online. It is one person's opinion, not a finding. We quote their words and who said them; read the thread yourself.

Sources
Note · Oct 23, 2013 – Oct 23, 2019

Michael Klein is written 2 different ways on the filings

listed as "Michael Klein" on 58 filings (from Oct 23, 2013), and "Michael F Klein" on 38 filings (from Oct 23, 2019).

What this means Same person, written differently — a middle name or suffix left off, or spelled another way. It is normal, but check that the full legal name matches your subscription documents.

Sources
Note · Oct 23, 2013 – Oct 23, 2024

4 issuers changed their reported size band between filings

Reported net asset value range changed between filings — AETOS CAPITAL DISTRESSED INVESTMENT STRATEGIES CAYMAN FUND · Reported net asset value range changed between filings — AETOS CAPITAL LONG/SHORT STRATEGIES CAYMAN FUND II · Reported net asset value range changed between filings — AETOS CAPITAL MULTI-STRATEGY ARBITRAGE CAYMAN FUND II · Reported net asset value range changed between filings — AETOS CAPITAL DISTRESSED INVESTMENT STRATEGIES CAYMAN FUND II

What this means The size band is self-reported. Ask for current numbers.

Sources
Note · Jun 22, 2009 – Jan 18, 2024

Same name, different state: "Michael Klein" (CA) is a separate record

This page covers filings where the address state is NY. A separate record, "Michael Klein" with address state CA, is listed on 16 filings — most recently by Avenda Health, Inc. (Jan 18, 2024). Both records have filings in the same period (Oct 23, 2013 to Jan 18, 2024).

What this means Two records with one name were active at the same time. That can be one person listing different company addresses, or two different people. We keep them apart until a filing ties them together. Check both pages before you decide.

Sources
Note · Dec 29, 2015 – Sep 18, 2023

Same name, different state: "Michael P. Klein" (WI) is a separate record

This page covers filings where the address state is NY. A separate record, "Michael P. Klein" with address state WI, is listed on 5 filings — most recently by 100 East HoldCo, LLC (Sep 18, 2023). Both records have filings in the same period (Dec 29, 2015 to Sep 18, 2023).

What this means Two records with one name were active at the same time. That can be one person listing different company addresses, or two different people. We keep them apart until a filing ties them together. Check both pages before you decide.

Sources
Note · Mar 15, 2010 – Aug 25, 2014

Same name, different state: "Michael Klein" (MD) is a separate record

This page covers filings where the address state is NY. A separate record, "Michael Klein" with address state MD, is listed on 7 filings — most recently by KE HOLDCO LLC (Feb 15, 2018). Both records have filings in the same period (Oct 23, 2013 to Aug 25, 2014).

What this means Two records with one name were active at the same time. That can be one person listing different company addresses, or two different people. We keep them apart until a filing ties them together. Check both pages before you decide.

Sources
Note · Feb 29, 2012

Same name, different state: "Michael Klein" (PA) is a separate record

This page covers filings where the address state is NY. A separate record, "Michael Klein" with address state PA, is listed on 1 filing — most recently by Keystone Automotive Holdings, Inc. (Feb 29, 2012). The two records do not overlap in time: this page runs Oct 23, 2013 to Feb 3, 2026; the other has one filing dated Feb 29, 2012.

What this means Could be the same person who moved, or two people with the same name. We keep them apart until a filing ties them together. Check both pages before you decide.

Sources
Note · Apr 15, 2009 – Jul 23, 2010

Same name, different state: "Michael D. Klein" (TN) is a separate record

This page covers filings where the address state is NY. A separate record, "Michael D. Klein" with address state TN, is listed on 8 filings — most recently by RAI Care Centers of Sarasota, LLC (Jul 23, 2010). The two records do not overlap in time: this page runs Oct 23, 2013 to Feb 3, 2026; the other runs Apr 15, 2009 to Jul 23, 2010.

What this means Could be the same person who moved, or two people with the same name. We keep them apart until a filing ties them together. Check both pages before you decide.

Sources
Note · Oct 23, 2024 – Oct 22, 2025

Address moved from New, NY to New York, NY — AETOS CAPITAL MULTI-STRATEGY ARBITRAGE CAYMAN FUND

The people listed on the Oct 23, 2024 filing give New, NY; on the Oct 22, 2025 filing they give New York, NY.

What this means Businesses move; this just shows the two places and dates. If you were told one city and the forms say another, ask which is current.

Sources
Note · Oct 20, 2023 – Oct 23, 2024

Address moved from New York, NY to New, NY — AETOS CAPITAL MULTI-STRATEGY ARBITRAGE CAYMAN FUND

The people listed on the Oct 20, 2023 filing give New York, NY; on the Oct 23, 2024 filing they give New, NY.

What this means Businesses move; this just shows the two places and dates. If you were told one city and the forms say another, ask which is current.

Sources
What is compared

What is compared: every Form D and D/A we hold for this subject, side by side — filing dates vs. first-sale dates (the 15-day rule), amendment timing on open offerings (the yearly-amendment expectation), amounts sold, investor counts, offering amounts and minimums across amendments, industry and size bands, addresses, how each person's name and role is written, paid sellers' CRD numbers, and (for groups) where the member companies were formed and sit. Everything is as filed by the issuer; the SEC does not check it. Differences are common and usually have ordinary explanations — we show both values, the dates, and the source so you can ask. We compared the newest 50 of 98 filings (work cap); older filings are not covered here. As of Oct 24, 2026.

5. Money to insiders

0 of 9 offerings report sales commissions; 0 report finder's fees; 1 reports proceeds to related persons totalling $225,000. (includes amounts the issuer reported as estimates)

Offering (latest filing)Sales commissionsFinder's feesTo insidersPaid to sell itSource
Oct 22, 2026 D/A
AETOS CAPITAL DISTRESSED INVESTMENT STRATEGIES CAYMAN FUND
File 021-205083
$0$0$0None listed on this filingEDGAR ↗
Oct 22, 2026 D/A
AETOS CAPITAL MULTI-STRATEGY ARBITRAGE CAYMAN FUND
File 021-205084
$0$0$0None listed on this filingEDGAR ↗
Oct 22, 2026 D/A
AETOS CAPITAL LONG SHORT STRATEGIES CAYMAN FUND
File 021-205088
$0$0$0None listed on this filingEDGAR ↗
Oct 22, 2026 D/A
AETOS CAPITAL DISTRESSED INVESTMENT STRATEGIES CAYMAN FUND II
File 021-205090
$0$0$0None listed on this filingEDGAR ↗
Oct 22, 2026 D/A
AETOS CAPITAL MULTI-STRATEGY ARBITRAGE CAYMAN FUND II
File 021-205091
$0$0$0None listed on this filingEDGAR ↗
Oct 22, 2026 D/A
AETOS CAPITAL LONG/SHORT STRATEGIES CAYMAN FUND II
File 021-205092
$0$0$0None listed on this filingEDGAR ↗
Feb 3, 2026 D/A
Aetos Sustainability Long/Short Fund, LP
File 021-388396
$0$0$0None listed on this filingEDGAR ↗
Jan 15, 2019 D
HOF Village, LLC
File 021-330539
$0$0$225,000 (est.)None listed on this filingEDGAR ↗
Oct 2, 2018 D
Aetos Special Situations Opportunity Fund, LP
File 021-322625
$0$0$0None no CRD number reportedEDGAR ↗
How this is counted

Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across every filing this person is listed on (latest filing per offering, per issuer).

Deals 9

Every issuer that named Michael Klein on a Form D, newest first. A Form D is the notice a company files after it starts selling a private investment.

Pooled Investment Fund · group: Aetos

AETOS CAPITAL MULTI-STRATEGY ARBITRAGE CAYMAN FUND

New York, NY · Oct 23, 2013 → Oct 22, 2026 · 14 filings
  • Oct 22, 2026 · D/A · $241,870,746 sold of Indefinite · 70 investors · min. $50,000 · role: Director EDGAR ↗
  • Oct 22, 2025 · D/A · $238,470,746 sold of Indefinite · 72 investors · min. $50,000 · role: Director EDGAR ↗
  • Oct 23, 2024 · D/A · $235,570,746 sold of Indefinite · 70 investors · min. $50,000 · role: Director EDGAR ↗
  • Oct 20, 2023 · D/A · $235,570,746 sold of Indefinite · 70 investors · min. $50,000 · role: Director EDGAR ↗
  • Oct 20, 2022 · D/A · $235,370,746 sold of Indefinite · 70 investors · min. $50,000 · role: Director EDGAR ↗
  • Oct 22, 2021 · D/A · $233,370,746 sold of Indefinite · 68 investors · min. $50,000 · role: Director EDGAR ↗
  • Oct 22, 2020 · D/A · $170,394,646 sold of Indefinite · 67 investors · min. $50,000 · role: Director EDGAR ↗
  • Oct 23, 2019 · D/A · $161,658,146 sold of Indefinite · 63 investors · min. $50,000 · role: Director EDGAR ↗
  • Oct 23, 2018 · D/A · $105,096,946 sold of Indefinite · 87 investors · min. $50,000 · role: Director EDGAR ↗
  • Oct 23, 2017 · D/A · $92,005,946 sold of Indefinite · 94 investors · min. $50,000 · role: Director EDGAR ↗
  • Oct 21, 2016 · D/A · $73,581,800 sold of Indefinite · 106 investors · min. $50,000 · role: Director EDGAR ↗
  • Oct 23, 2015 · D/A · $29,520,400 sold of Indefinite · 106 investors · min. $50,000 · role: Director EDGAR ↗
  • Oct 23, 2014 · D/A · $21,501,100 sold of Indefinite · 111 investors · min. $50,000 · role: Director EDGAR ↗
  • Oct 23, 2013 · D · $0 sold of Indefinite · 109 investors · min. $50,000 · role: Director EDGAR ↗

Raised $241.9M from 111 investors as of the latest filing. Michael is listed as director on 14 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Logo
Pooled Investment Fund · group: Aetos

AETOS CAPITAL DISTRESSED INVESTMENT STRATEGIES CAYMAN FUND

New York, NY · Oct 23, 2013 → Oct 22, 2026 · 14 filings
  • Oct 22, 2026 · D/A · $131,990,373 sold of Indefinite · 71 investors · min. $50,000 · role: Director EDGAR ↗
  • Oct 22, 2025 · D/A · $131,305,373 sold of Indefinite · 73 investors · min. $50,000 · role: Director EDGAR ↗
  • Oct 23, 2024 · D/A · $130,580,373 sold of Indefinite · 71 investors · min. $50,000 · role: Director EDGAR ↗
  • Oct 20, 2023 · D/A · $130,580,373 sold of Indefinite · 71 investors · min. $50,000 · role: Director EDGAR ↗
  • Oct 20, 2022 · D/A · $130,530,373 sold of Indefinite · 71 investors · min. $50,000 · role: Director EDGAR ↗
  • Oct 22, 2021 · D/A · $130,030,373 sold of Indefinite · 69 investors · min. $50,000 · role: Director EDGAR ↗
  • Oct 22, 2020 · D/A · $103,533,473 sold of Indefinite · 68 investors · min. $50,000 · role: Director EDGAR ↗
  • Oct 23, 2019 · D/A · $97,154,473 sold of Indefinite · 64 investors · min. $50,000 · role: Director EDGAR ↗
  • Oct 23, 2018 · D/A · $64,887,673 sold of Indefinite · 88 investors · min. $50,000 · role: Director EDGAR ↗
  • Oct 23, 2017 · D/A · $57,561,873 sold of Indefinite · 95 investors · min. $50,000 · role: Director EDGAR ↗
  • Oct 21, 2016 · D/A · $45,722,200 sold of Indefinite · 103 investors · min. $50,000 · role: Director EDGAR ↗
  • Oct 23, 2015 · D/A · $14,403,800 sold of Indefinite · 107 investors · min. $50,000 · role: Director EDGAR ↗
  • Oct 23, 2014 · D/A · $9,553,300 sold of Indefinite · 111 investors · min. $50,000 · role: Director EDGAR ↗
  • Oct 23, 2013 · D · $0 sold of Indefinite · 110 investors · min. $50,000 · role: Director EDGAR ↗

Raised $132M from 111 investors as of the latest filing. Michael is listed as director on 14 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Logo
Pooled Investment Fund · group: Aetos

AETOS CAPITAL LONG SHORT STRATEGIES CAYMAN FUND

New York, NY · Oct 23, 2013 → Oct 22, 2026 · 14 filings
  • Oct 22, 2026 · D/A · $487,848,406 sold of Indefinite · 71 investors · min. $50,000 · role: Director EDGAR ↗
  • Oct 22, 2025 · D/A · $484,348,406 sold of Indefinite · 73 investors · min. $50,000 · role: Director EDGAR ↗
  • Oct 23, 2024 · D/A · $480,723,406 sold of Indefinite · 71 investors · min. $50,000 · role: Director EDGAR ↗
  • Oct 20, 2023 · D/A · $480,723,406 sold of Indefinite · 71 investors · min. $50,000 · role: Director EDGAR ↗
  • Oct 20, 2022 · D/A · $480,473,406 sold of Indefinite · 71 investors · min. $50,000 · role: Director EDGAR ↗
  • Oct 22, 2021 · D/A · $477,973,406 sold of Indefinite · 69 investors · min. $50,000 · role: Director EDGAR ↗
  • Oct 22, 2020 · D/A · $409,006,406 sold of Indefinite · 68 investors · min. $50,000 · role: Director EDGAR ↗
  • Oct 23, 2019 · D/A · $394,981,906 sold of Indefinite · 64 investors · min. $50,000 · role: Director EDGAR ↗
  • Oct 23, 2018 · D/A · $314,040,306 sold of Indefinite · 95 investors · min. $50,000 · role: Director EDGAR ↗
  • Oct 23, 2017 · D/A · $304,260,906 sold of Indefinite · 101 investors · min. $50,000 · role: Director EDGAR ↗
  • Oct 21, 2016 · D/A · $275,219,860 sold of Indefinite · 122 investors · min. $50,000 · role: Director EDGAR ↗
  • Oct 23, 2015 · D/A · $28,021,460 sold of Indefinite · 112 investors · min. $50,000 · role: Director EDGAR ↗
  • Oct 23, 2014 · D/A · $221,559,600 sold of Indefinite · 117 investors · min. $50,000 · role: Director EDGAR ↗
  • Oct 23, 2013 · D · $0 sold of Indefinite · 115 investors · min. $50,000 · role: Director EDGAR ↗

Raised $487.8M from 122 investors as of the latest filing. Michael is listed as director on 14 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Logo
Pooled Investment Fund · group: Aetos

AETOS CAPITAL MULTI-STRATEGY ARBITRAGE CAYMAN FUND II

New York, NY · Oct 23, 2013 → Oct 22, 2026 · 16 filings
  • Oct 22, 2026 · D/A · $4,931,395 sold of Indefinite · 14 investors · min. $50,000 · role: Director EDGAR ↗
  • Oct 22, 2025 · D/A · $4,931,395 sold of Indefinite · 14 investors · min. $50,000 · role: Director EDGAR ↗
  • Oct 23, 2024 · D/A · $4,931,395 sold of Indefinite · 14 investors · min. $50,000 · role: Director EDGAR ↗
  • Oct 20, 2023 · D/A · $4,873,895 sold of Indefinite · 13 investors · min. $50,000 · role: Director EDGAR ↗
  • Oct 20, 2022 · D/A · $8,245,074 sold of Indefinite · 13 investors · min. $50,000 · role: Director EDGAR ↗
  • Oct 22, 2021 · D/A · $4,152,161 sold of Indefinite · 13 investors · min. $50,000 · role: Director EDGAR ↗
  • Oct 22, 2020 · D/A · $4,152,161 sold of Indefinite · 13 investors · min. $50,000 · role: Director EDGAR ↗
  • Oct 23, 2019 · D/A · $4,146,363 sold of Indefinite · 12 investors · min. $50,000 · role: Director EDGAR ↗
  • Oct 23, 2018 · D/A · $4,129,948 sold of Indefinite · 18 investors · min. $50,000 · role: Director EDGAR ↗
  • Oct 23, 2017 · D/A · $3,572,948 sold of Indefinite · 23 investors · min. $50,000 · role: Director EDGAR ↗
  • Oct 21, 2016 · D/A · $3,393,464 sold of Indefinite · 24 investors · min. $50,000 · role: Director EDGAR ↗
  • Mar 24, 2016 · D/A · $2,282,200 sold of Indefinite · 21 investors · min. $50,000 · role: Director EDGAR ↗
  • Mar 22, 2016 · D/A · $700,000 sold of Indefinite · 21 investors · min. $50,000 · role: Director EDGAR ↗
  • Oct 23, 2015 · D/A · $100,000 sold of Indefinite · 22 investors · min. $50,000 · role: Director EDGAR ↗
  • Oct 23, 2014 · D/A · $1,582,200 sold of Indefinite · 24 investors · min. $50,000 · role: Director EDGAR ↗
  • Oct 23, 2013 · D · $0 sold of Indefinite · 24 investors · min. $50,000 · role: Director EDGAR ↗

Raised $8.25M from 24 investors as of the latest filing. Michael is listed as director on 16 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

Logo
Pooled Investment Fund · group: Aetos

AETOS CAPITAL DISTRESSED INVESTMENT STRATEGIES CAYMAN FUND II

New York, NY · Oct 23, 2013 → Oct 22, 2026 · 16 filings
  • Oct 22, 2026 · D/A · $2,351,867 sold of Indefinite · 13 investors · min. $50,000 · role: Director EDGAR ↗
  • Oct 22, 2025 · D/A · $2,351,867 sold of Indefinite · 13 investors · min. $50,000 · role: Director EDGAR ↗
  • Oct 23, 2024 · D/A · $2,351,867 sold of Indefinite · 13 investors · min. $50,000 · role: Director EDGAR ↗
  • Oct 20, 2023 · D/A · $2,328,367 sold of Indefinite · 11 investors · min. $50,000 · role: Director EDGAR ↗
  • Oct 20, 2022 · D/A · $2,158,070 sold of Indefinite · 11 investors · min. $50,000 · role: Director EDGAR ↗
  • Oct 22, 2021 · D/A · $2,142,337 sold of Indefinite · 11 investors · min. $50,000 · role: Director EDGAR ↗
  • Oct 22, 2020 · D/A · $2,142,337 sold of Indefinite · 11 investors · min. $50,000 · role: Director EDGAR ↗
  • Oct 23, 2019 · D/A · $2,126,162 sold of Indefinite · 11 investors · min. $50,000 · role: Director EDGAR ↗
  • Oct 23, 2018 · D/A · $2,124,784 sold of Indefinite · 18 investors · min. $50,000 · role: Director EDGAR ↗
  • Oct 23, 2017 · D/A · $1,822,984 sold of Indefinite · 23 investors · min. $50,000 · role: Director EDGAR ↗
  • Oct 21, 2016 · D/A · $1,735,700 sold of Indefinite · 24 investors · min. $50,000 · role: Director EDGAR ↗
  • Mar 24, 2016 · D/A · $1,162,100 sold of Indefinite · 21 investors · min. $50,000 · role: Director EDGAR ↗
  • Mar 22, 2016 · D/A · $450,000 sold of Indefinite · 21 investors · min. $50,000 · role: Director EDGAR ↗
  • Oct 23, 2015 · D/A · $50,000 sold of Indefinite · 22 investors · min. $50,000 · role: Director EDGAR ↗
  • Oct 23, 2014 · D/A · $712,100 sold of Indefinite · 24 investors · min. $50,000 · role: Director EDGAR ↗
  • Oct 23, 2013 · D · $0 sold of Indefinite · 24 investors · min. $50,000 · role: Director EDGAR ↗

Raised $2.35M from 24 investors as of the latest filing. Michael is listed as director on 16 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

Pooled Investment Fund · group: Aetos

AETOS CAPITAL LONG/SHORT STRATEGIES CAYMAN FUND II

New York, NY · Oct 23, 2013 → Oct 22, 2026 · 16 filings
  • Oct 22, 2026 · D/A · $9,104,381 sold of Indefinite · 15 investors · min. $50,000 · role: Director EDGAR ↗
  • Oct 22, 2025 · D/A · $9,104,381 sold of Indefinite · 15 investors · min. $50,000 · role: Director EDGAR ↗
  • Oct 23, 2024 · D/A · $9,104,381 sold of Indefinite · 15 investors · min. $50,000 · role: Director EDGAR ↗
  • Oct 20, 2023 · D/A · $9,055,381 sold of Indefinite · 14 investors · min. $50,000 · role: Director EDGAR ↗
  • Oct 20, 2022 · D/A · $8,245,074 sold of Indefinite · 13 investors · min. $50,000 · role: Director EDGAR ↗
  • Oct 22, 2021 · D/A · $8,158,624 sold of Indefinite · 13 investors · min. $50,000 · role: Director EDGAR ↗
  • Oct 22, 2020 · D/A · $8,158,624 sold of Indefinite · 13 investors · min. $50,000 · role: Director EDGAR ↗
  • Oct 23, 2019 · D/A · $8,152,825 sold of Indefinite · 13 investors · min. $50,000 · role: Director EDGAR ↗
  • Oct 23, 2018 · D/A · $5,457,336 sold of Indefinite · 17 investors · min. $50,000 · role: Director EDGAR ↗
  • Oct 23, 2017 · D/A · $4,752,136 sold of Indefinite · 22 investors · min. $50,000 · role: Director EDGAR ↗
  • Oct 21, 2016 · D/A · $4,510,849 sold of Indefinite · 23 investors · min. $50,000 · role: Director EDGAR ↗
  • Mar 24, 2016 · D/A · $2,668,700 sold of Indefinite · 20 investors · min. $50,000 · role: Director EDGAR ↗
  • Mar 22, 2016 · D/A · $1,000,000 sold of Indefinite · 20 investors · min. $50,000 · role: Director EDGAR ↗
  • Oct 23, 2015 · D/A · $100,000 sold of Indefinite · 21 investors · min. $50,000 · role: Director EDGAR ↗
  • Oct 23, 2014 · D/A · $1,568,700 sold of Indefinite · 23 investors · min. $50,000 · role: Director EDGAR ↗
  • Oct 23, 2013 · D · $0 sold of Indefinite · 23 investors · min. $50,000 · role: Director EDGAR ↗

Raised $9.1M from 23 investors as of the latest filing. Michael is listed as director on 16 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

Pooled Investment Fund · group: Aetos

Aetos Sustainability Long/Short Fund, LP

New York, NY · Feb 4, 2021 → Feb 3, 2026 · 6 filings
  • Feb 3, 2026 · D/A · $4,234,500 sold of Indefinite · 3 investors · min. $50,000 · role: Executive Officer (Co-President of Aetos Alternatives Management, the Issuer's investment manager) EDGAR ↗
  • Feb 4, 2025 · D/A · $4,234,500 sold of Indefinite · 3 investors · min. $50,000 · role: Executive Officer (Co-President of Aetos Alternatives Management, the Issuer's investment manager) EDGAR ↗
  • Feb 1, 2024 · D/A · $4,234,500 sold of Indefinite · 3 investors · min. $50,000 · role: Executive Officer (Co-President of Aetos Alternatives Management, the Issuer's investment manager) EDGAR ↗
  • Feb 2, 2023 · D/A · $4,148,500 sold of Indefinite · 3 investors · min. $50,000 · role: Executive Officer (Co-President of Aetos Alternatives Management, the Issuer's investment manager) EDGAR ↗
  • Feb 2, 2022 · D/A · $4,021,000 sold of Indefinite · 3 investors · min. $50,000 · role: Executive Officer (Co-President of Aetos Alternatives Management, the Issuer's investment manager) EDGAR ↗
  • Feb 4, 2021 · D · $4,000,000 sold of Indefinite · 2 investors · min. $50,000 · role: Executive Officer (Co-President of Aetos Alternatives Management, the Issuer's investment manager) EDGAR ↗

Raised $4.23M from 3 investors as of the latest filing. Michael is listed as executive officer on 6 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Other

HOF Village, LLC

Canton, OH · Jan 15, 2019
  • Jan 15, 2019 · D · $7,750,000 sold of Indefinite · 9 investors · min. $500,000 · role: Director EDGAR ↗

Raised $7.75M from 9 investors as of the latest filing. Michael is listed as director.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other / 506(b) (18,678 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund

Aetos Special Situations Opportunity Fund, LP

New York, NY · Oct 2, 2018
  • Oct 2, 2018 · D · $100,001,000 sold of $400,000,000 · 4 investors · min. $5,000,000 · role: Executive Officer (Co-President, Aetos Special Situations GP, LLC, general partner) EDGAR ↗

Raised $100M from 4 investors (25% of the $400M target) as of the latest filing. Michael is listed as executive officer.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Other pages with the same name (11)

Separate person records under the same name, not combined with this page. Each line says whether it shares an issuer with this record.

  • Michael Klein — CT, 29 issuers, Dec 14, 2010 → Sep 1, 2026 · no shared issuer
  • Michael D. Klein — TN, 8 issuers, Apr 15, 2009 → Jul 23, 2010 · no shared issuer
  • Michael Klein — CA, 5 issuers, Jun 22, 2009 → Jan 18, 2024 · no shared issuer
  • Michael Klein — MD, 5 issuers, Mar 15, 2010 → Aug 25, 2014 · no shared issuer
  • Michael P. Klein — WI, 5 issuers, Dec 29, 2015 → Sep 18, 2023 · no shared issuer
  • Michael R Klein — DC, 2 issuers, Mar 30, 2017 → Nov 6, 2017 · no shared issuer
  • Michael Klein — IL, 2 issuers, Apr 10, 2018 → Dec 6, 2019 · no shared issuer
  • Michael Klein — PA, 1 issuer, Feb 29, 2012 → Feb 29, 2012 · no shared issuer
  • Michael Klein — CO, 1 issuer, Aug 7, 2018 → Aug 7, 2018 · no shared issuer
  • Michael Klein — MI, 1 issuer, May 21, 2020 → Jul 30, 2026 · no shared issuer
  • Michael Klein — NH, 1 issuer, Jan 13, 2011 → Jan 11, 2012 · no shared issuer

People around Michael 8

Officers, directors, promoters and management entities named on the same filings, as of Oct 23, 2026, 5:45 PM ET.

HS
No photo found (searched own website, image search on Oct 24, 2026)
Person

Harold Schaaff

Director, Executive Officer · 76 shared filings (7 issuers)

Harold Schaaff is on 7 issuers in total — a repeat sponsor. Their page lists every one.

RC
No photo found (searched own website, image search on Oct 24, 2026)
Person

Rhea Elizabeth Anne Casscells

Director · 12 shared filings (6 issuers)

Rhea Elizabeth Anne Casscells is on 6 issuers in total — a repeat sponsor. Their page lists every one.

BP
No photo found yet (own website and image search run after this page is viewed)
Person

Brian Parisi

Executive Officer · 1 shared filing (1 issuer)

Listed on the same filings as Michael Klein. Their page shows their other deals.

MC
No photo found yet (own website and image search run after this page is viewed)
Person

Michael Crawford

Director · 1 shared filing (1 issuer) · also on 1 other issuer

Listed on the same filings as Michael Klein. Their page shows their other deals.

DB
No photo found yet (own website and image search run after this page is viewed)
Person

David Baker

Director · 1 shared filing (1 issuer)

Listed on the same filings as Michael Klein. Their page shows their other deals.

SL
No photo found yet (own website and image search run after this page is viewed)
Person

Stu Lichter

Director · 1 shared filing (1 issuer)

Listed on the same filings as Michael Klein. Their page shows their other deals.

JC
No photo found yet (own website and image search run after this page is viewed)
Person

Jim Connelly

Executive Officer · 1 shared filing (1 issuer)

Listed on the same filings as Michael Klein. Their page shows their other deals.

The team behind the deals

Sponsor group

Aetos

7 issuers · 96 filings · $882.3M reported sold · 2013–2026

One team, 7 deal companies. Michael Klein is listed on 7 of them.

Sources

Issuers are grouped when their Form D filings share related persons, a management entity or a business address (automatic match from the filings). "Listed" marks the issuers that name Michael Klein.

Registrations and other filings

Business registration (state registry / Secretary of State)

Individuals are not matched to business registrations — registries list companies, and a name alone is not enough to tie a person to one. Officers and managers appear by name inside each matched company's record on the issuer pages. Registries searched: AL (Alabama Secretary of State — Business Entity Records (arc-sos.state.al.us), searched by issuer name, data as of Oct 24, 2026); CO (Colorado Secretary of State — Business Entities in Colorado (data.colorado.gov), data as of Oct 23, 2026); CT (Connecticut Secretary of the State — Business Registry (data.ct.gov), data as of Oct 24, 2026); FL (Florida Department of State, Division of Corporations — quarterly corporate data file (Sunbiz), data as of Oct 7, 2026); KY (Kentucky Secretary of State — Business Entity Search (sosbes.sos.ky.gov), searched by issuer name, data as of Oct 24, 2026); NY (New York Department of State — Corporations and Other Entities (data.ny.gov: All Filings + Active Corporations), data as of Oct 20, 2026); OR (Oregon Secretary of State — Active Businesses, All (data.oregon.gov), data as of Oct 20, 2026); PA (Pennsylvania Department of State — Registered Businesses, Current (data.pa.gov), data as of Oct 6, 2026); TX (Texas Comptroller — Active Franchise Taxpayers incl. Secretary of State file data (data.texas.gov), data as of Oct 24, 2026). Registries of other states have not been searched: many publish no bulk file and require a CAPTCHA or bot challenge on their search page, which we do not bypass (Delaware, for example, offers no public bulk file).

Adviser registration (Form ADV)

None of the 9 issuers this person is listed on appears in Form ADV (searched 24,962 advisers as of Oct 2, 2026). A person is never an adviser firm; Form ADV is checked for the issuers and the management companies they are listed with.

Other offering types (Regulation A and Regulation Crowdfunding)

Searched SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 (51,358 records as of Oct 23, 2026, 8:41 PM ET) — nothing matched this name.

Property records none — individuals are not matched

Property records are matched to companies only, never to individuals, so none are matched to Michael Klein by design. Searched property records in Hillsborough County FL (Clerk recorded-document index Oct 14, 2026 to Oct 15, 2026 + FL DOR 2026 ownership roll), Miami-Dade County FL (FL DOR 2026 ownership roll), Harris County TX (HCAD 2026 ownership roll), Dallas County TX (DCAD 2026 ownership roll), New York City ACRIS documents and PLUTO ownership rows already retrieved for other issuers, Cook County IL sale and ownership rows already retrieved for other issuers (814,874 records as of Oct 23, 2026, 8:59 PM ET) for the 9 issuers this person is listed on — nothing matched.

Public profiles and social

Websites and social links of the issuers Michael Klein is listed on, as found in their SEC filings (Form C, Reg A, Form ADV, EDGAR profile) or on the sponsor's own site; none belongs to the person unless the sponsor's site says so. Checked Oct 24, 2026.

Look further

One-tap searches on sites we do not index ourselves, with the name pre-filled (New York, NY). Each opens in a new tab; what you find there is not verified by PartnerFacts.

Found on the sponsor's own site

aetos.com ↗ found on AETOS CAPITAL MULTI-STRATEGY ARBITRAGE CAYMAN FUND (aetos.com — same registered sponsor family (group "Aetos"); known from issuer CIK 1589363 (probe))

Change history

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