Sponsor Check › Person
Named as an officer, director or promoter on SEC Form D filings · CT · Sep 14, 2009 → Apr 22, 2026
Data last updated Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 24, 2026, 2:19 AM ET · SEC enforcement last checked: covered by the index scan as of Oct 24, 2026, 2:50 AM ET
Kenneth Warren is listed as an executive officer and promoter on 25 SEC Form D filings by 21 issuers between Sep 2009 and Apr 2026. Largest by amount reported sold: Littlejohn Fund IV, L.P. (Greenwich, CT — pooled investment fund — 2009–2010; $1.34B reported sold to 70 investors), Littlejohn Opportunities Fund LP (Greenwich, CT — pooled investment fund — 2018; $91M reported sold to 92 investors), LJ BRODER CO-INVEST, LLC (Greenwich, CT — industry reported as "Other" — 2014; $73.2M reported sold to 9 investors), LJ SM Co-Invest, L.P. (Greenwich, CT — pooled investment fund — 2018; $34.4M reported sold to 9 investors), Littlejohn Executive Fund IV, L.P. (Greenwich, CT — pooled investment fund — 2010; $9.7M reported sold to 31 investors) and 16 more (all listed below).
What this means That is a lot of deals — 21 separate companies raised money with this person listed as executive officer and promoter, over about 17 years. Across those companies the filings report $1.55B sold in total.
Listed alongside Michael Klein (25 shared filings), Richard Maybaum (21 shared filings), Robert Davis (21 shared filings), Brian E. Ramsay (14 shared filings), Brian Ramsey (11 shared filings) and 13 others.
What this means These are the other officers, directors or promoters the companies named on the same forms — the team around Kenneth. Each name links to their own page.
The issuers belong to 2 sponsor groups: Littlejohn (28 issuers, $1.72B reported sold, 2009–2026) and Santa Clara Scf (2 issuers, $0 reported sold, 2018–2020).
What this means This person is listed across more than one sponsor team; each group page shows that team's full track record.
Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CT, DE, FINRA, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, OK, OR, PA, RI, SC, SD, TN, TX, VT, WA, WI, WV, WY) — none found.
What this means Nothing turned up where we looked (3 sources). That does not prove there is nothing — it means none was found in those sources on that date.
We compared 25 public filings for Kenneth Warren and found 8 differences, 2 worth asking the sponsor about: Regulator action naming a team member: Robert S. "Lute" Davis, Jr. (Jan 27, 2020); Investor count went down between filings; and more below.
What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.
Community search for Kenneth Warren has not run yet — it is #22,954 of 29,606 in line; searches run around the clock at the hosts' allowed rate. Searched so far: 638 names.
Community comments are quoted as written by their authors. Sources searched: BiggerPockets forums (via DuckDuckGo, Brave, Bing and BiggerPockets search) and Reddit (search feed + public archive).
Five things investors ask first. Items still in human review are counted, not shown.
None found in sources searched — federal courts (CourtListener / RECAP), checked Oct 24, 2026
Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts State courts: not covered (one-tap state court links under Look further). PACER: not searched. · Last checked Oct 24, 2026, 2:19 AM ET.
State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.
None found in sources searched — SEC enforcement releases (index scan as of Oct 24, 2026, 2:50 AM ET) · state securities regulators: VA (crawled Oct 23, 2026)
SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — Searched SEC litigation releases and administrative proceedings (1995→ / 2007→) (30,205 records as of Oct 24, 2026, 2:50 AM ET) — nothing matched Kenneth Warren..
State securities regulators: Securities regulators searched (3,318 actions): AZ Corporation Commission Securities Division (411 actions, 2017–2026), CA DFPI (25 actions, 2007–2024; listing starts 2002 — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), DE DOJ Investor Protection Unit (257 actions, 1987–2026), TX State Securities Board (586 actions, 2006–2026), WA DFI (2,039 actions, 2001–2026) — last crawled Oct 23, 2026, 9:57 PM ET. No machine-readable public listing today for CO, FL, IA, IN, MN, NE, NJ, NY, OH, UT, VA (see docs/state-regulators.md).
None found in sources searched — federal bankruptcy courts (CourtListener / RECAP), checked Oct 24, 2026
Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not covered (one-tap state court links under Look further). PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 2:19 AM ET.
State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.
Comparisons cover issuers and sponsor groups — see the issuer pages under Deals
8 differences found between the filings for Kenneth Warren — 2 worth asking about (compared 25 filings on Oct 24, 2026)
A ap release dated Jan 27, 2020 names Robert Davis (listed on the same filings). Our match estimate: 70%. The release is the source; we do not summarize its outcome here.
What this means A regulator filed or announced an action naming this person or company (or someone on the same filings). Read the release; ask the sponsor what it was and how it ended.
The Feb 28, 2017 filing reports 92 investors; the Feb 14, 2018 Form D/A reports 60 investors.
What this means Investor counts normally only grow. A smaller number can mean investors left or were refunded, or a count was corrected. Ask the sponsor what happened.
The filing says the first sale was Dec 21, 2017. The Form D was filed Jan 9, 2018 — 19 days later. The rule: a Form D is generally due within 15 days after the first sale, so this one is 4 days past that.
What this means A late notice is common and carries no penalty by itself. It is worth asking the sponsor why the paperwork lagged.
The latest filing for this offering is dated Feb 14, 2018 (first sale Jan 1, 2011). It reports $91,038,000 sold of an indefinite amount offered. No later amendment is in our index as of Oct 24, 2026.
What this means SEC rules expect a yearly amendment while an offering is still going. The raise may simply have ended — a Form D does not say when it closed. Ask the sponsor whether the offering closed, when, and at what amount.
The latest filing for this offering is dated Jul 21, 2010 (first sale Jul 9, 2010). It reports $9,695,000 sold of $12,500,000 offered. No later amendment is in our index as of Oct 24, 2026.
What this means SEC rules expect a yearly amendment while an offering is still going. The raise may simply have ended — a Form D does not say when it closed. Ask the sponsor whether the offering closed, when, and at what amount.
The May 11, 2010 filing says $1,350,000,000 offered; the Nov 3, 2010 Form D/A says $1,343,830,000.
What this means The target raise got smaller. That can mean the plan shrank or the sponsor stopped early. Ask what changed in the deal.
The Dec 18, 2009 filing says $1,323,529,412 offered; the May 11, 2010 Form D/A says $1,350,000,000.
What this means The target raise changed. Raising the cap is common when a deal grows; ask whether the extra money has the same terms and use.
This page covers filings where the address state is CT. A separate record, "Kenneth Galen Warren" with address state VA, is listed on 7 filings — most recently by SNL Financial LC (Oct 21, 2014). Both records have filings in the same period (Jul 28, 2011 to Oct 21, 2014).
What this means Two records with one name were active at the same time. That can be one person listing different company addresses, or two different people. We keep them apart until a filing ties them together. Check both pages before you decide.
What is compared: every Form D and D/A we hold for this subject, side by side — filing dates vs. first-sale dates (the 15-day rule), amendment timing on open offerings (the yearly-amendment expectation), amounts sold, investor counts, offering amounts and minimums across amendments, industry and size bands, addresses, how each person's name and role is written, paid sellers' CRD numbers, and (for groups) where the member companies were formed and sit. Everything is as filed by the issuer; the SEC does not check it. Differences are common and usually have ordinary explanations — we show both values, the dates, and the source so you can ask. As of Oct 24, 2026.
2 of 21 offerings report sales commissions totalling $8,305,205; 0 report finder's fees; 1 reports proceeds to related persons totalling $110,610,000. (includes amounts the issuer reported as estimates)
| Offering (latest filing) | Sales commissions | Finder's fees | To insiders | Paid to sell it | Source |
|---|---|---|---|---|---|
| Apr 22, 2026 D Littlejohn Altitude Feeder Fund (A), L.P. File 021-581514 | $0 | $0 | $0 (est.) The management fees and performance-based distributions (if any) payable by the Issuer to the investment manager and the general partner, which are affiliates of the Issuer, are disclosed in the Issuer's confidential offering materials | Campbell Lutyens & Co. Inc. BrokerCheck CRD 133376 ↗ Harris Williams BrokerCheck CRD 113930 ↗ | EDGAR ↗ |
| Apr 22, 2026 D Littlejohn Altitude Fund, L.P. File 021-581513 | $0 | $0 | $0 (est.) The management fees and performance-based distributions (if any) payable by the Issuer to the investment manager and the general partner, which are affiliates of the Issuer, are disclosed in the Issuer's confidential offering materials | Campbell Lutyens & Co. Inc. BrokerCheck CRD 133376 ↗ Harris Williams BrokerCheck CRD 113930 ↗ | EDGAR ↗ |
| Mar 10, 2026 D LJ Pareto Co-Invest, L.P. File 021-576060 | $0 (est.) | $0 (est.) | $0 (est.) | None listed on this filing | EDGAR ↗ |
| Jun 6, 2025 D LJ Ranger Co-Invest, L.P. File 021-548331 | $0 (est.) | $0 (est.) | $0 (est.) | None listed on this filing | EDGAR ↗ |
| Jun 11, 2024 D LJ Shield Co-Invest, L.P. File 021-515704 | $0 (est.) | $0 (est.) | $0 (est.) | None listed on this filing | EDGAR ↗ |
| Jan 6, 2023 D LJ Avalon Co-Invest, L.P. File 021-469897 | $0 (est.) | $0 (est.) | $0 (est.) | None listed on this filing | EDGAR ↗ |
| Oct 25, 2022 D LJ Perimeter Co-Invest, L.P. File 021-462790 | $0 (est.) | $0 (est.) | $0 (est.) | None listed on this filing | EDGAR ↗ |
| Aug 6, 2020 D Santa Clara SCF II, L.P. File 021-372718 | $0 (est.) | $0 (est.) | $0 (est.) | None listed on this filing | EDGAR ↗ |
| Apr 26, 2019 D/A Littlejohn Executive Fund VI, L.P. File 021-311334 | $0 (est.) | $0 (est.) | $0 (est.) | None listed on this filing | EDGAR ↗ |
| Jun 19, 2018 D Santa Clara SCF, L.P. File 021-314903 | $0 (est.) | $0 (est.) | $0 (est.) | None listed on this filing | EDGAR ↗ |
| May 1, 2018 D Littlejohn Fund VI-A, L.P. File 021-311337 | $0 (est.) | $0 (est.) | $0 (est.) The management fees and performance-based distributions (if any) payable by the Issuer to the investment manager and the general partner, which are affiliates of the Issuer, are disclosed in the Issuer's confidential offering materials. | None listed on this filing | EDGAR ↗ |
| May 1, 2018 D Littlejohn Fund VI, L.P. File 021-311340 | $0 (est.) | $0 (est.) | $0 (est.) The management fees and performance-based distributions (if any) payable by the Issuer to the investment manager and the general partner, which are affiliates of the Issuer, are disclosed in the Issuer's confidential offering materials. | None listed on this filing | EDGAR ↗ |
| Feb 14, 2018 D/A Littlejohn Opportunities Fund LP File 021-153793 | $0 | $0 | $0 (est.) The management fees and performance-based distributions (if any) payable by the Issuer to the investment manager and the general partner of the master fund, which are affiliates of the Issuer, are disclosed in the Issuer's confidential offering materials. | None listed on this filing | EDGAR ↗ |
| Jan 9, 2018 D LJ SM Co-Invest, L.P. File 021-302697 | $0 | $0 | $0 (est.) | None listed on this filing | EDGAR ↗ |
| Oct 27, 2016 D Littlejohn Opportunities Fund II (Feeder), L.P. File 021-273336 | $0 | $0 | $0 (est.) | None listed on this filing | EDGAR ↗ |
| Oct 27, 2016 D Littlejohn Opportunities Fund II, L.P. File 021-273335 | $0 | $0 | $0 (est.) | None listed on this filing | EDGAR ↗ |
| Jul 22, 2014 D Littlejohn Executive Fund V, L.P. File 021-221578 | $0 | $0 | $0 | None listed on this filing | EDGAR ↗ |
| Apr 4, 2014 D Littlejohn Fund V, L.P. File 021-214919 | $2,600,000 (est.) | $0 | $0 | Not Applicable no CRD number reported via Park Hill Group LLC (CRD 135898 ↗) | EDGAR ↗ |
| Jan 15, 2014 D LJ BRODER CO-INVEST, LLC File 021-210183 | $0 | $0 | $0 | None listed on this filing | EDGAR ↗ |
| Nov 3, 2010 D/A Littlejohn Fund IV, L.P. File 021-134413 | $5,705,205 (est.) | $0 | $110,610,000 (est.) | Park Hill Group LLC BrokerCheck CRD 135898 ↗ | EDGAR ↗ |
| Jul 21, 2010 D Littlejohn Executive Fund IV, L.P. File 021-145305 | $0 | $0 | $0 | None listed on this filing | EDGAR ↗ |
Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.
Counted across every filing this person is listed on (latest filing per offering, per issuer).
Every issuer that named Kenneth Warren on a Form D, newest first. A Form D is the notice a company files after it starts selling a private investment.
No sales reported yet as of the latest filing. Kenneth is listed as executive officer.
Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.
No sales reported yet as of the latest filing. Kenneth is listed as executive officer.
Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.
No sales reported yet as of the latest filing. Kenneth is listed as executive officer.
Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.
No sales reported yet as of the latest filing. Kenneth is listed as executive officer.
Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.
No sales reported yet as of the latest filing. Kenneth is listed as executive officer.
Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.
No sales reported yet as of the latest filing. Kenneth is listed as executive officer.
Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.
No sales reported yet as of the latest filing. Kenneth is listed as executive officer.
Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.
No sales reported yet as of the latest filing. Kenneth is listed as executive officer.
Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.
No sales reported yet as of the latest filing. Kenneth is listed as executive officer on 2 filings for this deal.
Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.
No sales reported yet as of the latest filing. Kenneth is listed as executive officer.
Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.
No sales reported yet as of the latest filing. Kenneth is listed as executive officer.
Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.
No sales reported yet as of the latest filing. Kenneth is listed as executive officer.
Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.
Raised $91M from 92 investors as of the latest filing. Kenneth is listed as executive officer.
Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.
Raised $34.4M from 9 investors (100% of the $34.4M target) as of the latest filing. Kenneth is listed as executive officer.
Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.
No sales reported yet as of the latest filing. Kenneth is listed as executive officer.
Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.
No sales reported yet as of the latest filing. Kenneth is listed as executive officer.
Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.
No sales reported yet as of the latest filing. Kenneth is listed as executive officer.
Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.
No sales reported yet as of the latest filing. Kenneth is listed as executive officer.
Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.
Raised $73.2M from 9 investors (100% of the $73.2M target) as of the latest filing. Kenneth is listed as executive officer.
Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other / 506(b) (18,678 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.
Raised $1.34B from 70 investors (100% of the $1.34B target) as of the latest filing. Kenneth is listed as executive officer, promoter on 4 filings for this deal.
Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.
Raised $9.7M from 31 investors (78% of the $12.5M target) as of the latest filing. Kenneth is listed as executive officer, promoter.
Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.
Separate person records under the same name, not combined with this page. Each line says whether it shares an issuer with this record.
Officers, directors, promoters and management entities named on the same filings, as of Oct 23, 2026, 5:45 PM ET.
Littlejohn Associates VI, L.P. is on 8 issuers in total — a repeat sponsor. Their page lists every one.
Listed on the same filings as Kenneth Warren. Their page shows their other deals.
Listed on the same filings as Kenneth Warren. Their page shows their other deals.
Listed on the same filings as Kenneth Warren. Their page shows their other deals.
Listed on the same filings as Kenneth Warren. Their page shows their other deals.
Listed on the same filings as Kenneth Warren. Their page shows their other deals.
Michael Klein is on 29 issuers in total — a repeat sponsor. Their page lists every one.
Robert Davis is on 21 issuers in total — a repeat sponsor. Their page lists every one.
Richard Maybaum is on 20 issuers in total — a repeat sponsor. Their page lists every one.
Brian E. Ramsay is on 18 issuers in total — a repeat sponsor. Their page lists every one.
Brian Ramsey is on 12 issuers in total — a repeat sponsor. Their page lists every one.
Edmund J. Feeley is on 6 issuers in total — a repeat sponsor. Their page lists every one.
Steven G. Raich is on 6 issuers in total — a repeat sponsor. Their page lists every one.
Angus C. Littlejohn, Jr. is on 6 issuers in total — a repeat sponsor. Their page lists every one.
Listed on the same filings as Kenneth Warren. Their page shows their other deals.
Listed on the same filings as Kenneth Warren. Their page shows their other deals.
Listed on the same filings as Kenneth Warren. Their page shows their other deals.
One team, 28 deal companies. Kenneth Warren is listed on 19 of them.
Issuers are grouped when their Form D filings share related persons, a management entity or a business address (automatic match from the filings). "Listed" marks the issuers that name Kenneth Warren.
One team, 2 deal companies. Kenneth Warren is listed on 2 of them.
Issuers are grouped when their Form D filings share related persons, a management entity or a business address (automatic match from the filings). "Listed" marks the issuers that name Kenneth Warren.
A shared address can mean the same team, a shared office building or a registered agent. It is a lead, not a conclusion.
None of the 21 issuers this person is listed on appears in Form ADV (searched 24,962 advisers as of Oct 2, 2026). A person is never an adviser firm; Form ADV is checked for the issuers and the management companies they are listed with.
Searched SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 (51,358 records as of Oct 23, 2026, 8:41 PM ET) — nothing matched this name.
Property records are matched to companies only, never to individuals, so none are matched to Kenneth Warren by design. Searched property records in Hillsborough County FL (Clerk recorded-document index Oct 14, 2026 to Oct 15, 2026 + FL DOR 2026 ownership roll), Miami-Dade County FL (FL DOR 2026 ownership roll), Harris County TX (HCAD 2026 ownership roll), Dallas County TX (DCAD 2026 ownership roll), New York City ACRIS documents and PLUTO ownership rows already retrieved for other issuers, Cook County IL sale and ownership rows already retrieved for other issuers (814,874 records as of Oct 23, 2026, 8:59 PM ET) for the 21 issuers this person is listed on — nothing matched.
Websites and social links of the issuers Kenneth Warren is listed on: none on file. No website or social profile named in Littlejohn Fund IV, L.P.'s SEC filings (Form C, Reg A, Form ADV; checked Oct 24, 2026). Web search for this name: #357,290 of 374,652 in line (1,383 issuers searched so far). One-tap searches: Look further ↓
One-tap searches on sites we do not index ourselves, with the name pre-filled (Greenwich, CT). Each opens in a new tab; what you find there is not verified by PartnerFacts.
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