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Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 9:23 AM ET

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Michael Duffy

Named as an officer, director or promoter on SEC Form D filings · VA · Mar 16, 2009 → Mar 13, 2015

14deals (issuers)
$10.44Breported sold
252investors
88Form D filings
2009–2015years on file
Follow this personLook further ↓PDF

Data last updated Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 24, 2026, 2:17 AM ET · SEC enforcement last checked: covered by the index scan as of Oct 24, 2026, 2:50 AM ET

The short version

Michael Duffy is listed as an executive officer on 88 SEC Form D filings by 14 issuers between Mar 2009 and Mar 2015. Largest by amount reported sold: Strategic Portfolios (Restricted) Ltd SPC (George Town, Grand Cayman, Cayman Islands (as filed: E9) — pooled investment fund — 2009–2015; $2.85B reported sold to 13 investors), Strategic Funds SPC (George Town, Grand Cayman, Cayman Islands (as filed: E9) — pooled investment fund — 2009–2015; $2.26B reported sold to 30 investors), Strategic US Equity Trust (Arlington, VA — pooled investment fund — 2009–2015; $2.02B reported sold to 35 investors), Strategic Developed Markets Ex-U.S. Equity Trust (Arlington, VA — pooled investment fund — 2009–2015; $1.25B reported sold to 37 investors), Strategic Active Credit Trust (Arlington, VA — pooled investment fund — 2009–2015; $496.9M reported sold to 28 investors) and 9 more (all listed below).

What this means That is a lot of deals — 14 separate companies raised money with this person listed as executive officer, over about 6 years. Across those companies the filings report $10.44B sold in total.

Listed alongside Carol Grefenstette (88 shared filings), Hilda Ochoa-Brillembourg (88 shared filings), Mary Choksi (88 shared filings), Eric Andersen (21 shared filings), Kenneth Grossfield (13 shared filings) and 3 others.

What this means These are the other officers, directors or promoters the companies named on the same forms — the team around Michael. Each name links to their own page.

The issuers belong to 2 sponsor groups: Svs (27 issuers, $13.81B reported sold, 2009–2026) and Group linked by Carol Grefenstette (2 issuers, $156.1M reported sold, 2009–2014).

What this means This person is listed across more than one sponsor team; each group page shows that team's full track record.

Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CO, CT, DC, DE, FINRA, FL, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VT, WA, WI, WV, WY) — 2 bankruptcy cases matching the name listed in Key records below.

What this means 2 records came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.

We compared the newest 50 of 88 public filings for Michael Duffy and found 10 differences, 4 worth asking the sponsor about: 13 offerings reported less sold on a later filing than an earlier one; 8 offerings reported fewer investors on a later filing; and more below.

What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.

What the community is saying

Community search for Michael Duffy has not run yet — it is joining a line of 32,142 names; searches run around the clock at the hosts' allowed rate. Searched so far: 638 names.

Community comments are quoted as written by their authors. Sources searched: Bing (site:reddit.com / site:biggerpockets.com) and Reddit's own search, plus DuckDuckGo/Brave/BiggerPockets search when they are answering.

Key records

Five things investors ask first. Items still in human review are counted, not shown.

1. Lawsuits

None found in sources searched — federal courts (CourtListener / RECAP), checked Oct 24, 2026

What was searched

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts State courts: not covered (one-tap state court links under Look further). PACER: not searched. · Last checked Oct 24, 2026, 2:17 AM ET.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

None found in sources searched — SEC enforcement releases (index scan as of Oct 24, 2026, 2:50 AM ET) · state securities regulators: 48 regulators (FINRA, NASAA, 37 states) — crawled Oct 24, 2026, 8:48 AM ET

What was searched

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — Searched SEC litigation releases and administrative proceedings (1995→ / 2007→) (30,205 records as of Oct 24, 2026, 2:50 AM ET) — nothing matched Michael Duffy..

State securities regulators: Securities regulators searched (64,910 actions): FINRA (38,350 actions, 1995–2026), NASAA (31 actions, 2000–2026; listing starts 1997), AK Division of Banking and Securities (273 actions, 1971–2025), AL Securities Commission (880 actions, 2001–2026), AR Securities Department (1,305 actions, 1998–2026), AZ Corporation Commission Securities Division (411 actions, 2017–2026), CA DFPI (25 actions, 2007–2024; listing starts 2002 — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), CO Division of Securities (731 actions, 2001–2026; older years from the Internet Archive (snapshot of 2026-05-02)), CT Department of Banking Securities Division (940 actions, 2006–2026; older years from the Internet Archive (snapshot of 2026-04-22)), DC DISB Securities Bureau (25 actions, 2012–2026), DE DOJ Investor Protection Unit (257 actions, 1987–2026), FL Office of Financial Regulation (49 actions, 2018–2026), GA Secretary of State Securities Division (65 actions, 2015–2026; listing starts 2012), HI DCCA Securities Enforcement Branch (26 actions, 2012–2026), ID Department of Finance Securities Bureau (663 actions, 1994–2026), IL Secretary of State Securities Department (4,122 actions, 2003–2023), KS Insurance Department Securities Division (58 actions), KY Department of Financial Institutions (342 actions, 2005–2026), LA Office of Financial Institutions Securities Division (13 actions, 2010–2025; listing starts 2008), MA Secretary of the Commonwealth Securities Division (125 actions, 2012–2025; live site blocks automated access — loaded from the Internet Archive snapshot of 2026-02-04), MD Attorney General Securities Division (1,054 actions, 2004–2026), ME Office of Securities (539 actions, 2000–2026), MI LARA Corporations, Securities & Commercial Licensing Bureau (201 actions), MO Secretary of State Securities Division (919 actions, 1998–2026), MS Secretary of State Securities Division (209 actions, 1995–2026), MT Commissioner of Securities and Insurance (597 actions, 2000–2026), NC Secretary of State Securities Division (265 actions, 2004–2024), ND Securities Department (711 actions, 1990–2026; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2026-01-06), NH Bureau of Securities Regulation (402 actions, 2002–2026), NM Regulation and Licensing Department Securities Division (90 actions, 2010–2025), NV Secretary of State Securities Division (118 actions, 2018–2026), NY Attorney General Investor Protection Bureau (44 actions, 2012–2026), OH Division of Securities (327 actions, 1993–2006), OK Department of Securities (2,531 actions, 1998–2026), OR Division of Financial Regulation (589 actions, 1988–2026), PA Department of Banking and Securities (1,448 actions, 2008–2024; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2024-08-09), RI DBR Securities Division (98 actions, 2005–2025), SC Attorney General Securities Division (540 actions, 2006–2026), SD Division of Insurance – Securities Regulation (106 actions, 2017–2026), TN Department of Commerce and Insurance Securities Division (405 actions, 1992–2026), TX State Securities Board (936 actions, 1999–2026), UT Division of Securities (772 actions, 2000–2026; older years from the Internet Archive (snapshot of 2010-05-27)), VT DFR Securities Division (137 actions, 2010–2026), WA DFI (2,039 actions, 2001–2026), WI DFI Division of Securities (1,072 actions, 1998–2026), WV Securities Commission (State Auditor) (64 actions), WY Secretary of State Compliance Division (6 actions, 2016–2024) — last crawled Oct 24, 2026, 8:48 AM ET. No machine-readable public listing today for IA, IN, MN, NE, NJ, VA (see docs/state-regulators.md).

3. Bankruptcies

2 cases: 2 closed (disposition not in docket feed)

Michael E Duffy and Patricia D Duffy closed
United States Bankruptcy Court, W.D. Virginia · No. 08-50919 · Filed Sep 8, 2008 · Closed Dec 16, 2008
Role of Michael E Duffy and Patricia D Duffy: Debtor · Outcome: Case closed 2008-12-16 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 191 federal dockets); 8 people with this name in Form D filings; court in the person's filing state (VA)
Michael D. Duffy closed
United States Bankruptcy Court, E.D. Virginia · No. 98-16467 · Filed Sep 1, 1998 · Closed Jan 13, 1999
Role of Michael D. Duffy: Debtor · Outcome: Case closed 1999-01-13 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 191 federal dockets); 8 people with this name in Form D filings; court in the person's filing state (VA)
What was searched

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not covered (one-tap state court links under Look further). PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 2:17 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

4. Differences between public sources

Comparisons cover issuers and sponsor groups — see the issuer pages under Deals

10 differences found between the filings for Michael Duffy — 4 worth asking about (compared the newest 50 of 88 filings on Oct 24, 2026; older filings not covered)

Worth asking · Mar 14, 2011 – Mar 14, 2016

13 offerings reported less sold on a later filing than an earlier one

Amount sold went down between filings — Strategic Global Balanced Trust · Amount sold went down between filings — Strategic Portfolios (Restricted) Ltd SPC · Amount sold went down between filings — Strategic US Equity Trust · Amount sold went down between filings — FOUNDRY FUND LLC · Amount sold went down between filings — STRATEGIC INSTITUTIONAL FUNDS SPC · and 8 more

What this means Amounts sold normally only go up. Ask the sponsor what happened on each.

Form D/A (earlier) · Mar 13, 2015 ↗Form D/A (later) · Mar 14, 2016 ↗Strategic Global Balanced Trust — PartnerFacts page ↗Form D/A (earlier) · Mar 13, 2015 ↗
Sources
Worth asking · Mar 14, 2011 – Mar 14, 2016

8 offerings reported fewer investors on a later filing

Investor count went down between filings — STRATEGIC INSTITUTIONAL FUNDS SPC · Investor count went down between filings — Strategic Developed Markets Ex-U.S. Equity Trust · Investor count went down between filings — Strategic Active Credit Trust · Investor count went down between filings — Strategic Global Balanced Trust · Investor count went down between filings — Strategic Portfolios (Restricted) Ltd SPC · and 3 more

What this means Investor counts normally only grow. Ask the sponsor what happened on each.

Form D/A (earlier) · Mar 13, 2015 ↗Form D/A (later) · Mar 14, 2016 ↗STRATEGIC INSTITUTIONAL FUNDS SPC — PartnerFacts page ↗Form D/A (earlier) · Mar 13, 2015 ↗
Sources
Worth asking · Oct 3, 1994 – Mar 14, 2014

11 Form Ds were filed more than 15 days after the first sale

Form D filed 7,101 days after the first sale — Strategic Developed Markets Ex-U.S. Equity Trust · Form D filed 7,101 days after the first sale — Strategic Hedge Fund Onshore Trust · Form D filed 2,205 days after the first sale — Strategic Global Balanced Institutional Trust I · Form D filed 6,738 days after the first sale — Strategic Global Balanced Trust · Form D filed 7,102 days after the first sale — Strategic Active Credit Trust · and 6 more

What this means Late notices are common and carry no penalty by themselves. A pattern of late paperwork is worth asking the sponsor about.

Form D · Mar 14, 2014 ↗Strategic Developed Markets Ex-U.S. Equity Trust — PartnerFacts page ↗Form D · Mar 14, 2014 ↗Strategic Hedge Fund Onshore Trust — PartnerFacts page ↗
Sources
Note · Oct 3, 1994 – Mar 14, 2014

12 offerings have no amendment in the last 12 months and may still be open

No amendment in the last 12 months on an offering that may still be open — Strategic Private Equity Fund IV, L.P. (latest filing Mar 14, 2014) · No amendment in the last 12 months on an offering that may still be open — Strategic Portfolios (Restricted) Ltd SPC (latest filing Mar 15, 2013) · No amendment in the last 12 months on an offering that may still be open — Strategic Private Equity Fund IV, L.P. (latest filing Mar 15, 2013) · No amendment in the last 12 months on an offering that may still be open — FOUNDRY FUND LLC (latest filing Mar 15, 2013) · No amendment in the last 12 months on an offering that may still be open — Strategic Funds SPC (latest filing Mar 15, 2013) · and 7 more

What this means SEC rules expect a yearly amendment while an offering is still going. Ask the sponsor which of these raises have closed.

Form D · Mar 14, 2014 ↗Strategic Private Equity Fund IV, L.P. — PartnerFacts page ↗Form D/A · Mar 15, 2013 ↗Strategic Portfolios (Restricted) Ltd SPC — PartnerFacts page ↗
Sources
Worth asking · Mar 13, 2015 – Mar 14, 2016

12 people are no longer listed on a later amendment

Michael Duffy is no longer listed on the Mar 14, 2016 amendment — Strategic Global Balanced Trust · Michael Duffy is no longer listed on the Mar 14, 2016 amendment — Strategic Global Balanced Institutional Trust I · Michael Duffy is no longer listed on the Mar 14, 2016 amendment — Strategic Portfolios (Restricted) Ltd SPC · Michael Duffy is no longer listed on the Mar 14, 2016 amendment — Strategic US Equity Trust · Michael Duffy is no longer listed on the Mar 14, 2016 amendment — Strategic Funds SPC · and 7 more

What this means People leave; the issuer lists only current officers, directors and promoters. Ask why and who replaced them.

Form D/A · Mar 13, 2015 ↗Form D/A · Mar 14, 2016 ↗Michael Duffy — PartnerFacts page ↗Strategic Global Balanced Trust — PartnerFacts page ↗
Sources
Note · Nov 20, 2014 – Aug 8, 2024

Same name, different state: "Michael Duffy" (MA) is a separate record

This page covers filings where the address state is VA. A separate record, "Michael Duffy" with address state MA, is listed on 5 filings — most recently by NewBold Holdings Group, LLC (Aug 8, 2024). Both records have filings in the same period (Nov 20, 2014 to Mar 13, 2015).

What this means Two records with one name were active at the same time. That can be one person listing different company addresses, or two different people. We keep them apart until a filing ties them together. Check both pages before you decide.

Michael Duffy (MA) — PartnerFacts page ↗Form D · Aug 8, 2024 ↗NewBold Holdings Group, LLC — PartnerFacts page ↗Michael Duffy (VA) — this page ↗
Sources
Note · Jul 6, 2016 – May 15, 2024

Same name, different state: "Michael Duffy" (IL) is a separate record

This page covers filings where the address state is VA. A separate record, "Michael Duffy" with address state IL, is listed on 6 filings — most recently by CHICAGO MODEL 1, LLC (May 15, 2024). The two records do not overlap in time: this page runs Mar 16, 2009 to Mar 13, 2015; the other runs Jul 6, 2016 to May 15, 2024.

What this means Could be the same person who moved, or two people with the same name. We keep them apart until a filing ties them together. Check both pages before you decide.

Michael Duffy (IL) — PartnerFacts page ↗Form D · May 15, 2024 ↗CHICAGO MODEL 1, LLC — PartnerFacts page ↗Michael Duffy (VA) — this page ↗
Sources
Note · Jul 22, 2013 – Jan 17, 2020

Same name, different state: "Michael Duffy" (NY) is a separate record

This page covers filings where the address state is VA. A separate record, "Michael Duffy" with address state NY, is listed on 2 filings — most recently by Acurx Pharmaceuticals, Inc. (Jan 17, 2020). Both records have filings in the same period (Jul 22, 2013 to Mar 13, 2015).

What this means Two records with one name were active at the same time. That can be one person listing different company addresses, or two different people. We keep them apart until a filing ties them together. Check both pages before you decide.

Michael Duffy (NY) — PartnerFacts page ↗Form D · Jan 17, 2020 ↗Acurx Pharmaceuticals, Inc. — PartnerFacts page ↗Michael Duffy (VA) — this page ↗
Sources
Note · Nov 16, 2015

Same name, different state: "Michael F. Duffy" (TX) is a separate record

This page covers filings where the address state is VA. A separate record, "Michael F. Duffy" with address state TX, is listed on 1 filing — most recently by Afferent Provider Solutions, LLC (Nov 16, 2015). The two records do not overlap in time: this page runs Mar 16, 2009 to Mar 13, 2015; the other has one filing dated Nov 16, 2015.

What this means Could be the same person who moved, or two people with the same name. We keep them apart until a filing ties them together. Check both pages before you decide.

Michael F. Duffy (TX) — PartnerFacts page ↗Form D · Nov 16, 2015 ↗Afferent Provider Solutions, LLC — PartnerFacts page ↗Michael Duffy (VA) — this page ↗
Sources
Note · Mar 26, 2013

Same name, different state: "Michael Duffy" (MD) is a separate record

This page covers filings where the address state is VA. A separate record, "Michael Duffy" with address state MD, is listed on 1 filing — most recently by HSP International, Inc. (Mar 26, 2013). Both records have filings in the same period (Mar 26, 2013).

What this means Two records with one name were active at the same time. That can be one person listing different company addresses, or two different people. We keep them apart until a filing ties them together. Check both pages before you decide.

Michael Duffy (MD) — PartnerFacts page ↗Form D · Mar 26, 2013 ↗HSP International, Inc. — PartnerFacts page ↗Michael Duffy (VA) — this page ↗
Sources
What is compared

What is compared: every Form D and D/A we hold for this subject, side by side — filing dates vs. first-sale dates (the 15-day rule), amendment timing on open offerings (the yearly-amendment expectation), amounts sold, investor counts, offering amounts and minimums across amendments, industry and size bands, addresses, how each person's name and role is written, paid sellers' CRD numbers, and (for groups) where the member companies were formed and sit. Everything is as filed by the issuer; the SEC does not check it. Differences are common and usually have ordinary explanations — we show both values, the dates, and the source so you can ask. We compared the newest 50 of 88 filings (work cap); older filings are not covered here. As of Oct 24, 2026.

5. Money to insiders

None reported on 25 offerings — no sales commissions, finder's fees or proceeds to insiders

Per-offering detail
Offering (latest filing)Sales commissionsFinder's feesTo insidersPaid to sell itSource
Mar 13, 2015 D/A
Strategic Global Balanced Institutional Trust II
File 021-106182
$0$0$0None listed on this filingEDGAR ↗
Mar 13, 2015 D/A
STRATEGIC INSTITUTIONAL FUNDS SPC
File 021-213642
$0$0$0None listed on this filingEDGAR ↗
Mar 13, 2015 D/A
Strategic Funds SPC
File 021-213643
$0$0$0None listed on this filingEDGAR ↗
Mar 13, 2015 D/A
FOUNDRY FUND LLC
File 021-213646
$0$0$0None listed on this filingEDGAR ↗
Mar 13, 2015 D/A
Strategic Portfolios (Restricted) Ltd SPC
File 021-213649
$0$0$0None listed on this filingEDGAR ↗
Mar 13, 2015 D/A
Strategic US Equity Trust
File 021-213652
$0$0$0None listed on this filingEDGAR ↗
Mar 13, 2015 D/A
Strategic Active Credit Trust
File 021-213655
$0$0$0None listed on this filingEDGAR ↗
Mar 13, 2015 D/A
Strategic Global Balanced Trust
File 021-213657
$0$0$0None listed on this filingEDGAR ↗
Mar 13, 2015 D/A
Strategic Global Balanced Institutional Trust I
File 021-213658
$0$0$0None listed on this filingEDGAR ↗
Mar 13, 2015 D/A
Strategic Hedge Fund Onshore Trust
File 021-213659
$0$0$0None listed on this filingEDGAR ↗
Mar 13, 2015 D/A
Strategic Developed Markets Ex-U.S. Equity Trust
File 021-213662
$0$0$0None listed on this filingEDGAR ↗
Mar 13, 2015 D/A
Strategic Non-Core Emerging Markets Equity Trust
File 021-222397
$0$0$0None listed on this filingEDGAR ↗
Mar 14, 2014 D
Strategic Private Equity Fund IV, L.P.
File 021-213647
$0$0$0None listed on this filingEDGAR ↗
Mar 15, 2013 D/A
FOUNDRY FUND LLC
File 021-50983
$0$0$0None listed on this filingEDGAR ↗
Mar 15, 2013 D/A
Strategic Funds SPC
File 021-69008
$0$0$0None listed on this filingEDGAR ↗
Mar 15, 2013 D/A
Strategic Developed Markets Ex-U.S. Equity Trust
File 021-93231-9P
$0$0$0None listed on this filingEDGAR ↗
Mar 15, 2013 D/A
Strategic Global Balanced Institutional Trust I
File 021-106171
$0$0$0None listed on this filingEDGAR ↗
Mar 15, 2013 D/A
STRATEGIC INSTITUTIONAL FUNDS SPC
File 021-115107
$0$0$0None listed on this filingEDGAR ↗
Mar 15, 2013 D/A
Strategic US Equity Trust
File 021-93224-4P
$0$0$0None listed on this filingEDGAR ↗
Mar 15, 2013 D/A
Strategic Hedge Fund Onshore Trust
File 021-93232-8P
$0$0$0None listed on this filingEDGAR ↗
Mar 15, 2013 D/A
Strategic Portfolios (Restricted) Ltd SPC
File 021-128019
$0$0$0None listed on this filingEDGAR ↗
Mar 15, 2013 D/A
Strategic Global Balanced Trust
File 021-106334
$0$0$0None listed on this filingEDGAR ↗
Mar 15, 2013 D/A
Strategic Active Credit Trust
File 021-93224-3P
$0$0$0None listed on this filingEDGAR ↗
Mar 15, 2013 D/A
Strategic Private Equity Fund IV, L.P.
File 021-185156
$0$0$0None listed on this filingEDGAR ↗
Mar 16, 2009 D
STRATEGIC PRIVATE EQUITY FUND III LP
File 021-112933
$0$0$0None listed on this filingEDGAR ↗

Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across every filing this person is listed on (latest filing per offering, per issuer).

Deals 14

Every issuer that named Michael Duffy on a Form D, newest first. A Form D is the notice a company files after it starts selling a private investment.

SA
Pooled Investment Fund · group: Svs

Strategic Active Credit Trust

Arlington, VA · Mar 16, 2009 → Mar 13, 2015 · 7 filings
  • Mar 13, 2015 · D/A · $88,808,062 sold of Indefinite · 14 investors · min. $20,000 · role: Executive Officer (Executive Officer of Investment Manager) EDGAR ↗
  • Mar 14, 2014 · D · $80,892,202 sold of Indefinite · 14 investors · min. $20,000 · role: Executive Officer (Executive Officer of Investment Manager) EDGAR ↗
  • Mar 15, 2013 · D/A · $78,538,383 sold of Indefinite · 14 investors · min. $20,000 · role: Executive Officer (Executive Officer of Investment Manager) EDGAR ↗
  • Mar 15, 2012 · D/A · $54,822,729 sold of Indefinite · 11 investors · min. $20,000 · role: Executive Officer (Executive Officer of Investment Manager) EDGAR ↗
  • Mar 14, 2011 · D/A · $48,502,245 sold of Indefinite · 10 investors · min. $20,000 · role: Executive Officer (Executive Officer of Investment Manager) EDGAR ↗
  • Mar 12, 2010 · D · $44,799,861 sold of Indefinite · 11 investors · min. $20,000 · role: Executive Officer (Executive Officer of Investment Manager) EDGAR ↗
  • Mar 16, 2009 · D · $93,997,444 sold of Indefinite · 16 investors · min. $100,000 · role: Executive Officer (Executive Officer of Investment Manager) EDGAR ↗

Raised $496.9M from 28 investors as of the latest filing. Michael is listed as executive officer on 7 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

SG
Pooled Investment Fund · group: Svs

Strategic Global Balanced Trust

Arlington, VA · Mar 16, 2009 → Mar 13, 2015 · 7 filings
  • Mar 13, 2015 · D/A · $136,762,047 sold of Indefinite · 28 investors · min. $20,000 · role: Executive Officer (Executive Officer of Investment Manager) EDGAR ↗
  • Mar 14, 2014 · D · $149,437,882 sold of Indefinite · 29 investors · min. $20,000 · role: Executive Officer (Executive Officer of Investment Manager) EDGAR ↗
  • Mar 15, 2013 · D/A · $57,579,339 sold of Indefinite · 17 investors · min. $20,000 · role: Executive Officer (Executive Officer of Investment Manager) EDGAR ↗
  • Mar 15, 2012 · D/A · $33,220,942 sold of Indefinite · 15 investors · min. $20,000 · role: Executive Officer (Executive Officer of Investment Manager) EDGAR ↗
  • Mar 14, 2011 · D/A · $34,845,818 sold of Indefinite · 16 investors · min. $20,000 · role: Executive Officer (Executive Officer of Investment Manager) EDGAR ↗
  • Mar 12, 2010 · D · $41,020,492 sold of Indefinite · 18 investors · min. $20,000 · role: Executive Officer (Executive Officer of Investment Manager) EDGAR ↗
  • Mar 16, 2009 · D · $37,116,367 sold of Indefinite · 20 investors · min. $100,000 · role: Executive Officer (Executive Officer of Investment Manager) EDGAR ↗

Raised $149.4M from 29 investors as of the latest filing. Michael is listed as executive officer on 7 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

SG
Pooled Investment Fund · group: Svs

Strategic Global Balanced Institutional Trust I

Arlington, VA · Mar 16, 2009 → Mar 13, 2015 · 8 filings
  • Mar 13, 2015 · D/A · $251,008,577 sold of Indefinite · 5 investors · min. $20,000 · role: Executive Officer (Executive Officer of Investment Manager) EDGAR ↗
  • Mar 14, 2014 · D · $148,695,527 sold of Indefinite · 2 investors · min. $20,000 · role: Executive Officer (Executive Officer of Investment Manager) EDGAR ↗
  • Mar 15, 2013 · D/A · $141,386,374 sold of Indefinite · 3 investors · min. $20,000 · role: Executive Officer (Executive Officer of Investment Manager) EDGAR ↗
  • Mar 15, 2012 · D/A · $117,003,416 sold of Indefinite · 2 investors · min. $20,000 · role: Executive Officer (Executive Officer of Investment Manager) EDGAR ↗
  • Mar 14, 2011 · D/A · $119,314,639 sold of Indefinite · 2 investors · min. $20,000 · role: Executive Officer (Executive Officer of Investment Manager) EDGAR ↗
  • Mar 12, 2010 · D · $110,946,527 sold of Indefinite · 2 investors · min. $20,000 · role: Executive Officer (Executive Officer of Investment Manager) EDGAR ↗
  • Mar 17, 2009 · D/A · $84,485,313 sold of Indefinite · 2 investors · min. $100,000 · role: Executive Officer (Executive Officer of Investment Manager) EDGAR ↗
  • Mar 16, 2009 · D · $84,485,313 sold of Indefinite · 2 investors · min. $100,000 · role: Executive Officer (Executive Officer of Investment Manager) EDGAR ↗

Raised $329.5M from 11 investors as of the latest filing. Michael is listed as executive officer on 8 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

SP
Pooled Investment Fund · group: Svs

Strategic Portfolios (Restricted) Ltd SPC

George Town, Grand Cayman, Cayman Islands (as filed: E9) · Mar 16, 2009 → Mar 13, 2015 · 7 filings
  • Mar 13, 2015 · D/A · $754,305,162 sold of Indefinite · 6 investors · min. $100,000 · role: Executive Officer (Executive Officer of Investment Manager) EDGAR ↗
  • Mar 14, 2014 · D · $735,680,370 sold of Indefinite · 7 investors · min. $100,000 · role: Executive Officer (Executive Officer of Investment Manager) EDGAR ↗
  • Mar 15, 2013 · D/A · $585,424,334 sold of Indefinite · 6 investors · min. $100,000 · role: Executive Officer (Executive Officer of Investment Manager) EDGAR ↗
  • Mar 15, 2012 · D/A · $467,330,071 sold of Indefinite · 5 investors · min. $100,000 · role: Executive Officer (Executive Officer of Investment Manager) EDGAR ↗
  • Mar 14, 2011 · D/A · $312,758,561 sold of Indefinite · 4 investors · min. $100,000 · role: Executive Officer (Executive Officer of Investment Manager) EDGAR ↗
  • Mar 12, 2010 · D · $274,169,823 sold of Indefinite · 3 investors · min. $100,000 · role: Executive Officer (Executive Officer of Investment Manager) EDGAR ↗
  • Mar 16, 2009 · D · $212,366,934 sold of Indefinite · 1 investors · min. $100,000 · role: Executive Officer (Executive Officer of Investment Manager) EDGAR ↗

Raised $2.85B from 13 investors as of the latest filing. Michael is listed as executive officer on 7 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

SU
Pooled Investment Fund · group: Svs

Strategic US Equity Trust

Arlington, VA · Mar 16, 2009 → Mar 13, 2015 · 7 filings
  • Mar 13, 2015 · D/A · $191,530,263 sold of Indefinite · 13 investors · min. $20,000 · role: Executive Officer (Executive Officer of Investment Manager) EDGAR ↗
  • Mar 14, 2014 · D · $158,873,530 sold of Indefinite · 12 investors · min. $20,000 · role: Executive Officer (Executive Officer of Investment Manager) EDGAR ↗
  • Mar 15, 2013 · D/A · $104,111,394 sold of Indefinite · 11 investors · min. $20,000 · role: Executive Officer (Executive Officer of Investment Manager) EDGAR ↗
  • Mar 15, 2012 · D/A · $84,703,555 sold of Indefinite · 9 investors · min. $20,000 · role: Executive Officer (Executive Officer of Investment Manager) EDGAR ↗
  • Mar 14, 2011 · D/A · $63,677,893 sold of Indefinite · 8 investors · min. $20,000 · role: Executive Officer (Executive Officer of Investment Manager) EDGAR ↗
  • Mar 12, 2010 · D · $58,325,377 sold of Indefinite · 7 investors · min. $20,000 · role: Executive Officer (Executive Officer of Investment Manager) EDGAR ↗
  • Mar 16, 2009 · D · $60,932,751 sold of Indefinite · 11 investors · min. $100,000 · role: Executive Officer (Executive Officer of Investment Manager) EDGAR ↗

Raised $2.02B from 35 investors as of the latest filing. Michael is listed as executive officer on 7 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

SF
Pooled Investment Fund · group: Svs

Strategic Funds SPC

George Town, Grand Cayman, Cayman Islands (as filed: E9) · Mar 16, 2009 → Mar 13, 2015 · 8 filings
  • Mar 13, 2015 · D/A · $180,768,752 sold of Indefinite · 7 investors · min. $100,000 · role: Executive Officer (Executive Officer of Investment Manager) EDGAR ↗
  • Mar 14, 2014 · D · $133,957,737 sold of Indefinite · 6 investors · min. $100,000 · role: Executive Officer (Executive Officer of Investment Manager) EDGAR ↗
  • Mar 15, 2013 · D/A · $108,813,042 sold of Indefinite · 6 investors · min. $100,000 · role: Executive Officer (Executive Officer of Investment Manager) EDGAR ↗
  • Mar 15, 2012 · D/A · $62,171,076 sold of Indefinite · 6 investors · min. $100,000 · role: Executive Officer (Executive Officer of Investment Manager) EDGAR ↗
  • Mar 14, 2011 · D/A · $58,408,270 sold of Indefinite · 5 investors · min. $100,000 · role: Executive Officer (Executive Officer of Investment Manager) EDGAR ↗
  • Mar 12, 2010 · D · $37,938,574 sold of Indefinite · 10 investors · min. $100,000 · role: Executive Officer (Executive Officer of Investment Manager) EDGAR ↗
  • Mar 16, 2009 · D/A · $197,873,173 sold of Indefinite · 10 investors · min. $100,000 · role: Executive Officer (Executive Officer of Investment Manager) EDGAR ↗
  • Mar 16, 2009 · D · $197,873,173 sold of Indefinite · 10 investors · min. $100,000 · role: Executive Officer (Executive Officer of Investment Manager) EDGAR ↗

Raised $2.26B from 30 investors as of the latest filing. Michael is listed as executive officer on 8 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

FF
Pooled Investment Fund · group: Svs

FOUNDRY FUND LLC

Arlington, VA · Mar 16, 2009 → Mar 13, 2015 · 8 filings
  • Mar 13, 2015 · D/A · $18,522,580 sold of Indefinite · 12 investors · min. $20,000 · role: Executive Officer (Executive Officer of Investment Manager) EDGAR ↗
  • Mar 14, 2014 · D · $16,570,840 sold of Indefinite · 12 investors · min. $20,000 · role: Executive Officer (Executive Officer of Investment Manager) EDGAR ↗
  • Mar 15, 2013 · D/A · $9,766,001 sold of Indefinite · 11 investors · min. $20,000 · role: Executive Officer (Executive Officer of Investment Manager) EDGAR ↗
  • Mar 15, 2012 · D/A · $19,810,140 sold of Indefinite · 11 investors · min. $20,000 · role: Executive Officer (Executive Officer of Investment Manager) EDGAR ↗
  • Mar 14, 2011 · D/A · $17,311,941 sold of Indefinite · 11 investors · min. $20,000 · role: Executive Officer (Executive Officer of Investment Manager) EDGAR ↗
  • Mar 12, 2010 · D · $16,116,000 sold of Indefinite · 11 investors · min. $20,000 · role: Executive Officer (Executive Officer of Investment Manager) EDGAR ↗
  • Mar 16, 2009 · D/A · $9,264,886 sold of Indefinite · 11 investors · min. $20,000 · role: Executive Officer (Executive Officer of Investment Manager) EDGAR ↗
  • Mar 16, 2009 · D · $9,264,886 sold of Indefinite · 11 investors · min. $20,000 · role: Executive Officer (Executive Officer of Investment Manager) EDGAR ↗

Raised $19.8M from 12 investors as of the latest filing. Michael is listed as executive officer on 8 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

SI
Pooled Investment Fund · group: Svs

STRATEGIC INSTITUTIONAL FUNDS SPC

George Town, Grand Cayman, Cayman Islands (as filed: E9) · Mar 16, 2009 → Mar 13, 2015 · 8 filings
  • Mar 13, 2015 · D/A · $28,477,369 sold of Indefinite · 1 investors · min. $100,000 · role: Executive Officer (Executive Officer of Investment Manager) EDGAR ↗
  • Mar 14, 2014 · D · $27,637,835 sold of Indefinite · 1 investors · min. $100,000 · role: Executive Officer (Executive Officer of Investment Manager) EDGAR ↗
  • Mar 15, 2013 · D/A · $25,931,491 sold of Indefinite · 1 investors · min. $100,000 · role: Executive Officer (Executive Officer of Investment Manager) EDGAR ↗
  • Mar 15, 2012 · D/A · $23,497,370 sold of Indefinite · 1 investors · min. $100,000 · role: Executive Officer (Executive Officer of Investment Manager) EDGAR ↗
  • Mar 15, 2011 · D/A · $23,676,228 sold of Indefinite · 1 investors · min. $100,000 · role: Executive Officer (Executive Officer of Investment Manager) EDGAR ↗
  • Mar 12, 2010 · D · $23,663,744 sold of Indefinite · 1 investors · min. $100,000 · role: Executive Officer (Executive Officer of Investment Manager) EDGAR ↗
  • Mar 17, 2009 · D/A · $70,867,431 sold of Indefinite · 2 investors · min. $100,000 · role: Executive Officer (Executive Officer of Investment Manager) EDGAR ↗
  • Mar 16, 2009 · D · $70,867,431 sold of Indefinite · 2 investors · min. $100,000 · role: Executive Officer (Executive Officer of Investment Manager) EDGAR ↗

Raised $307.3M from 3 investors as of the latest filing. Michael is listed as executive officer on 8 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

SG
Pooled Investment Fund · group: Svs

Strategic Global Balanced Institutional Trust II

Arlington, VA · Mar 16, 2009 → Mar 13, 2015 · 7 filings
  • Mar 13, 2015 · D/A · $0 sold of Indefinite · 0 investors · min. $20,000 · role: Executive Officer (Executive Officer of Investment Manager) EDGAR ↗
  • Mar 13, 2014 · D/A · $0 sold of Indefinite · 0 investors · min. $20,000 · role: Executive Officer (Executive Officer of Investment Manager) EDGAR ↗
  • Mar 15, 2013 · D/A · $0 sold of Indefinite · 0 investors · min. $20,000 · role: Executive Officer (Executive Officer of Investment Manager) EDGAR ↗
  • Mar 15, 2012 · D/A · $0 sold of Indefinite · 0 investors · min. $20,000 · role: Executive Officer (Executive Officer of Investment Manager) EDGAR ↗
  • Mar 14, 2011 · D/A · $0 sold of Indefinite · 0 investors · min. $20,000 · role: Executive Officer (Executive Officer of Investment Manager) EDGAR ↗
  • Mar 12, 2010 · D · $0 sold of Indefinite · 0 investors · min. $20,000 · role: Executive Officer (Executive Officer of Investment Manager) EDGAR ↗
  • Mar 16, 2009 · D · $0 sold of Indefinite · 0 investors · min. $100,000 · role: Executive Officer (Executive Officer of Investment Manager) EDGAR ↗

No sales reported yet as of the latest filing. Michael is listed as executive officer on 7 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

SD
Pooled Investment Fund · group: Svs

Strategic Developed Markets Ex-U.S. Equity Trust

Arlington, VA · Mar 16, 2009 → Mar 13, 2015 · 8 filings
  • Mar 13, 2015 · D/A · $302,510,184 sold of Indefinite · 14 investors · min. $20,000 · role: Executive Officer (Executive Officer of Investment Manager) EDGAR ↗
  • Mar 14, 2014 · D · $255,278,051 sold of Indefinite · 15 investors · min. $20,000 · role: Executive Officer (Executive Officer of Investment Manager) EDGAR ↗
  • Mar 15, 2013 · D/A · $198,575,712 sold of Indefinite · 13 investors · min. $20,000 · role: Executive Officer (Executive Officer of Investment Manager) EDGAR ↗
  • Mar 15, 2012 · D/A · $151,806,444 sold of Indefinite · 12 investors · min. $20,000 · role: Executive Officer (Executive Officer of Investment Manager) EDGAR ↗
  • Mar 14, 2011 · D/A · $139,287,901 sold of Indefinite · 11 investors · min. $20,000 · role: Executive Officer (Executive Officer of Investment Manager) EDGAR ↗
  • Mar 12, 2010 · D · $132,758,414 sold of Indefinite · 14 investors · min. $20,000 · role: Executive Officer (Executive Officer of Investment Manager) EDGAR ↗
  • Mar 17, 2009 · D/A · $122,817,985 sold of Indefinite · 22 investors · min. $100,000 · role: Executive Officer (Executive Officer of Investment Manager) EDGAR ↗
  • Mar 16, 2009 · D · $122,817,985 sold of Indefinite · 22 investors · min. $100,000 · role: Executive Officer (Executive Officer of Investment Manager) EDGAR ↗

Raised $1.25B from 37 investors as of the latest filing. Michael is listed as executive officer on 8 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

SN
Pooled Investment Fund · group: Svs

Strategic Non-Core Emerging Markets Equity Trust

Arlington, VA · Aug 6, 2014 → Mar 13, 2015 · 2 filings
  • Mar 13, 2015 · D/A · $68,468,312 sold of Indefinite · 11 investors · min. $20,000 · role: Executive Officer (Executive Officer of Investment Manager) EDGAR ↗
  • Aug 6, 2014 · D · $0 sold of Indefinite · 0 investors · min. $20,000 · role: Executive Officer (Executive Officer of Investment Manager) EDGAR ↗

Raised $295.8M from 15 investors as of the latest filing. Michael is listed as executive officer on 2 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

SH
Pooled Investment Fund · group: Svs

Strategic Hedge Fund Onshore Trust

Arlington, VA · Mar 16, 2009 → Mar 13, 2015 · 7 filings
  • Mar 13, 2015 · D/A · $160,856,798 sold of Indefinite · 12 investors · min. $20,000 · role: Executive Officer (Executive Officer of Investment Manager) EDGAR ↗
  • Mar 14, 2014 · D · $139,734,899 sold of Indefinite · 10 investors · min. $20,000 · role: Executive Officer (Executive Officer of Investment Manager) EDGAR ↗
  • Mar 15, 2013 · D/A · $118,305,288 sold of Indefinite · 24 investors · min. $20,000 · role: Executive Officer (Executive Officer of Investment Manager) EDGAR ↗
  • Mar 15, 2012 · D/A · $110,131,564 sold of Indefinite · 13 investors · min. $20,000 · role: Executive Officer (Executive Officer of Investment Manager) EDGAR ↗
  • Mar 14, 2011 · D/A · $116,825,777 sold of Indefinite · 14 investors · min. $20,000 · role: Executive Officer (Executive Officer of Investment Manager) EDGAR ↗
  • Mar 12, 2010 · D · $104,547,700 sold of Indefinite · 15 investors · min. $20,000 · role: Executive Officer (Executive Officer of Investment Manager) EDGAR ↗
  • Mar 16, 2009 · D · $272,464,374 sold of Indefinite · 26 investors · min. $100,000 · role: Executive Officer (Executive Officer of Investment Manager) EDGAR ↗

Raised $308.4M from 26 investors as of the latest filing. Michael is listed as executive officer on 7 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

SP
Pooled Investment Fund · group: Group linked by Carol Grefenstette

Strategic Private Equity Fund IV, L.P.

Arlington, VA · Oct 9, 2012 → Mar 14, 2014 · 3 filings
  • Mar 14, 2014 · D · $150,000,000 sold of $250,000,000 · 1 investors · min. $20,000 · role: Executive Officer (Executive Officer of Investment Manager) EDGAR ↗
  • Mar 15, 2013 · D/A · $150,000,000 sold of $250,000,000 · 1 investors · min. $20,000 · role: Executive Officer (Executive Officer of Investment Manager) EDGAR ↗
  • Oct 9, 2012 · D · $0 sold of $250,000,000 · 0 investors · min. $20,000 · role: Executive Officer (Executive Officer of Investment Manager) EDGAR ↗

Raised $150M from 1 investor (60% of the $250M target) as of the latest filing. Michael is listed as executive officer on 3 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

SP
Pooled Investment Fund · group: Group linked by Carol Grefenstette

STRATEGIC PRIVATE EQUITY FUND III LP

Arlington, VA · Mar 16, 2009
  • Mar 16, 2009 · D · $6,125,696 sold of Indefinite · 12 investors · min. $100,000 · role: Executive Officer (Executive Officer of Investment Manager) EDGAR ↗

Raised $6.13M from 12 investors as of the latest filing. Michael is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

Other pages with the same name (7)

Separate person records under the same name, not combined with this page. Each line says whether it shares an issuer with this record.

  • Michael Duffy — NY, 2 issuers, Jul 22, 2013 → Jan 17, 2020 · no shared issuer
  • Michael Duffy — MA, 2 issuers, Nov 20, 2014 → Aug 8, 2024 · no shared issuer
  • Michael Duffy — IL, 2 issuers, Jul 6, 2016 → May 15, 2024 · no shared issuer
  • Michael Duffy — MD, 1 issuer, Mar 26, 2013 → Mar 26, 2013 · no shared issuer
  • Michael F. Duffy — TX, 1 issuer, Nov 16, 2015 → Nov 16, 2015 · no shared issuer
  • Michael Duffy — MO, 1 issuer, Apr 16, 2018 → Apr 16, 2018 · no shared issuer
  • Michael Duffy — CA, 1 issuer, Feb 12, 2024 → Feb 12, 2024 · no shared issuer

People around Michael 8

Officers, directors, promoters and management entities named on the same filings, as of Oct 23, 2026, 5:45 PM ET.

CG
No photo found yet (own website and image search run after this page is viewed)
Person

Carol Grefenstette

Executive Officer, Director · 88 shared filings (14 issuers)

Carol Grefenstette is on 14 issuers in total — a repeat sponsor. Their page lists every one.

MC
No photo found yet (own website and image search run after this page is viewed)
Person

Mary Choksi

Executive Officer · 88 shared filings (14 issuers)

Mary Choksi is on 14 issuers in total — a repeat sponsor. Their page lists every one.

HB
No photo found yet (own website and image search run after this page is viewed)
Person

Hilda Ochoa-Brillembourg

Executive Officer · 88 shared filings (14 issuers)

Hilda Ochoa-Brillembourg is on 14 issuers in total — a repeat sponsor. Their page lists every one.

EA
No photo found yet (own website and image search run after this page is viewed)
Person

Eric Andersen

Director · 21 shared filings (3 issuers) · also on 13 other issuers

Eric Andersen is on 16 issuers in total — a repeat sponsor. Their page lists every one.

KG
No photo found yet (own website and image search run after this page is viewed)
Person

Kenneth Grossfield

Executive Officer · 13 shared filings (12 issuers) · also on 13 other issuers

Kenneth Grossfield is on 25 issuers in total — a repeat sponsor. Their page lists every one.

BM
No photo found yet (own website and image search run after this page is viewed)
Person

Brian Murdock

Executive Officer · 12 shared filings (12 issuers) · also on 5 other issuers

Brian Murdock is on 17 issuers in total — a repeat sponsor. Their page lists every one.

SM
No photo found yet (own website and image search run after this page is viewed)
Person

Stephen Mandella

Executive Officer · 12 shared filings (12 issuers) · also on 3 other issuers

Stephen Mandella is on 15 issuers in total — a repeat sponsor. Their page lists every one.

MN
No photo found yet (own website and image search run after this page is viewed)
Person

Moises Naim

Director · 2 shared filings (1 issuer)

Listed on the same filings as Michael Duffy. Their page shows their other deals.

The team behind the deals

S
Sponsor group

Svs

27 issuers · 249 filings · $13.81B reported sold · 2009–2026

One team, 27 deal companies. Michael Duffy is listed on 12 of them.

Sources

Issuers are grouped when their Form D filings share related persons, a management entity or a business address (automatic match from the filings). "Listed" marks the issuers that name Michael Duffy.

GL
Sponsor group

Group linked by Carol Grefenstette

2 issuers · 4 filings · $156.1M reported sold · 2009–2014

One team, 2 deal companies. Michael Duffy is listed on 2 of them.

Sources

Issuers are grouped when their Form D filings share related persons, a management entity or a business address (automatic match from the filings). "Listed" marks the issuers that name Michael Duffy.

Same business address

38 other issuers file from the same address

A shared address can mean the same team, a shared office building or a registered agent. It is a lead, not a conclusion.

Registrations and other filings

Business registration (state registry / Secretary of State)

Individuals are not matched to business registrations — registries list companies, and a name alone is not enough to tie a person to one. Officers and managers appear by name inside each matched company's record on the issuer pages. Registries searched: AL (Alabama Secretary of State — Business Entity Records (arc-sos.state.al.us), searched by issuer name, data as of Oct 24, 2026); CO (Colorado Secretary of State — Business Entities in Colorado (data.colorado.gov), data as of Oct 23, 2026); CT (Connecticut Secretary of the State — Business Registry (data.ct.gov), data as of Oct 24, 2026); FL (Florida Department of State, Division of Corporations — quarterly corporate data file (Sunbiz), data as of Oct 7, 2026); NY (New York Department of State — Corporations and Other Entities (data.ny.gov: All Filings + Active Corporations), data as of Oct 20, 2026); OR (Oregon Secretary of State — Active Businesses, All (data.oregon.gov), data as of Oct 20, 2026); PA (Pennsylvania Department of State — Registered Businesses, Current (data.pa.gov), data as of Oct 6, 2026); TX (Texas Comptroller — Active Franchise Taxpayers incl. Secretary of State file data (data.texas.gov), data as of Oct 24, 2026). Registries of other states have not been searched: many publish no bulk file and require a CAPTCHA or bot challenge on their search page, which we do not bypass (Delaware, for example, offers no public bulk file).

Adviser registration (Form ADV)

None of the 14 issuers this person is listed on appears in Form ADV (searched 24,962 advisers as of Oct 2, 2026). A person is never an adviser firm; Form ADV is checked for the issuers and the management companies they are listed with.

Other offering types (Regulation A and Regulation Crowdfunding)

Searched SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 (51,358 records as of Oct 23, 2026, 8:41 PM ET) — nothing matched this name.

Property records none — individuals are not matched

Property records are matched to companies only, never to individuals, so none are matched to Michael Duffy by design. Searched property records in Hillsborough County FL (Clerk recorded-document index Oct 14, 2026 to Oct 15, 2026 + FL DOR 2026 ownership roll), Miami-Dade County FL (FL DOR 2026 ownership roll), Harris County TX (HCAD 2026 ownership roll), Dallas County TX (DCAD 2026 ownership roll), New York City ACRIS documents and PLUTO ownership rows already retrieved for other issuers, Cook County IL sale and ownership rows already retrieved for other issuers (814,874 records as of Oct 23, 2026, 8:59 PM ET) for the 14 issuers this person is listed on — nothing matched.

Public profiles and social

Websites and social links of the issuers Michael Duffy is listed on: none on file. No website or social profile named in Strategic Hedge Fund Onshore Trust's SEC filings (Form C, Reg A, Form ADV; checked Oct 24, 2026). Web search for this name: #38,704 of 374,652 in line (1,386 issuers searched so far). One-tap searches: Look further ↓

Look further

One-tap searches on sites we do not index ourselves, with the name pre-filled (Arlington, VA). Each opens in a new tab; what you find there is not verified by PartnerFacts.

Social and web

LinkedIn people search ↗Instagram ↗X (Twitter) ↗Facebook ↗YouTube ↗Google ↗Google Images ↗Google News ↗Meta Ad Library ↗

Courts

CourtListener / RECAP (federal) ↗PACER case locator (federal, login) ↗Virginia state courts — find the court ↗

Securities regulators

SEC EDGAR full-text search ↗SEC action look-up ↗FINRA BrokerCheck ↗SEC IAPD adviser search ↗

Business registries

Virginia Secretary of State business search ↗OpenCorporates ↗

Change history

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