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Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 10:09 AM ET

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Michael Duffy

Named as an officer, director or promoter on SEC Form D filings · NY · Jul 22, 2013 → Jan 17, 2020

2deals (issuers)
$26Mreported sold
239investors
2Form D filings
2013–2020years on file
Follow this personLook further ↓PDF

Data last updated Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 24, 2026, 2:29 AM ET · SEC enforcement last checked: covered by the index scan as of Oct 24, 2026, 2:50 AM ET

The short version

Michael Duffy is listed as a director on 2 SEC Form D filings by 2 issuers between Jul 2013 and Jan 2020: PLx Pharma Inc. (Sparta, NJ — pharmaceuticals — 2013; $18.2M reported sold to 37 investors) and Acurx Pharmaceuticals, Inc. (Staten Island, NY — pharmaceuticals — 2020; $7.84M reported sold to 202 investors).

What this means 2 separate companies raised money with this person listed as director, over about 7 years. Across those companies the filings report $26M sold in total.

Listed alongside David P. Luci (2 shared filings), John Terrana (2 shared filings), Robert J. DeLuccia (2 shared filings), Anthony Jadhon (1 shared filing), Carl Sailer (1 shared filing) and 10 others.

What this means These are the other officers, directors or promoters the companies named on the same forms — the team around Michael. Each name links to their own page.

1 of the issuers belongs to the sponsor group Plx Pharma (4 issuers, $26.2M reported sold, 2009–2025).

What this means A sponsor group is one team that sets up a new company for each deal. Plx Pharma has 4 companies on file and $26.2M reported sold in total — the group page shows the whole track record in one place.

Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CO, CT, DC, DE, FINRA, FL, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VT, WA, WI, WV, WY) — 29 bankruptcy cases matching the name listed in Key records below.

What this means 29 records came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.

We compared 2 public filings for Michael Duffy and found 9 differences: Bankruptcy case: Deluccia Scaffold Erectors, Inc; Bankruptcy case: Miron Lumber Co., Inc. v. Deluccia; and more below.

What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.

What the community is saying

Community search for Michael Duffy has not run yet — it is joining a line of 47,909 names; searches run around the clock at the hosts' allowed rate. Searched so far: 641 names.

Community comments are quoted as written by their authors. Sources searched: Bing (site:reddit.com / site:biggerpockets.com) and Reddit's own search, plus DuckDuckGo/Brave/BiggerPockets search when they are answering.

Key records

Five things investors ask first. Items still in human review are counted, not shown.

1. Lawsuits

None found in sources searched — federal courts (CourtListener / RECAP), checked Oct 24, 2026

What was searched

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts State courts: not covered (one-tap state court links under Look further). PACER: not searched. · Last checked Oct 24, 2026, 2:29 AM ET.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

None found in sources searched — SEC enforcement releases (index scan as of Oct 24, 2026, 2:50 AM ET) · state securities regulators: 48 regulators (FINRA, NASAA, 37 states) — crawled Oct 24, 2026, 8:48 AM ET

What was searched

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — Searched SEC litigation releases and administrative proceedings (1995→ / 2007→) (30,205 records as of Oct 24, 2026, 2:50 AM ET) — nothing matched Michael Duffy..

State securities regulators: Securities regulators searched (64,910 actions): FINRA (38,350 actions, 1995–2026), NASAA (31 actions, 2000–2026; listing starts 1997), AK Division of Banking and Securities (273 actions, 1971–2025), AL Securities Commission (880 actions, 2001–2026), AR Securities Department (1,305 actions, 1998–2026), AZ Corporation Commission Securities Division (411 actions, 2017–2026), CA DFPI (25 actions, 2007–2024; listing starts 2002 — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), CO Division of Securities (731 actions, 2001–2026; older years from the Internet Archive (snapshot of 2026-05-02)), CT Department of Banking Securities Division (940 actions, 2006–2026; older years from the Internet Archive (snapshot of 2026-04-22)), DC DISB Securities Bureau (25 actions, 2012–2026), DE DOJ Investor Protection Unit (257 actions, 1987–2026), FL Office of Financial Regulation (49 actions, 2018–2026), GA Secretary of State Securities Division (65 actions, 2015–2026; listing starts 2012), HI DCCA Securities Enforcement Branch (26 actions, 2012–2026), ID Department of Finance Securities Bureau (663 actions, 1994–2026), IL Secretary of State Securities Department (4,122 actions, 2003–2023), KS Insurance Department Securities Division (58 actions), KY Department of Financial Institutions (342 actions, 2005–2026), LA Office of Financial Institutions Securities Division (13 actions, 2010–2025; listing starts 2008), MA Secretary of the Commonwealth Securities Division (125 actions, 2012–2025; live site blocks automated access — loaded from the Internet Archive snapshot of 2026-02-04), MD Attorney General Securities Division (1,054 actions, 2004–2026), ME Office of Securities (539 actions, 2000–2026), MI LARA Corporations, Securities & Commercial Licensing Bureau (201 actions), MO Secretary of State Securities Division (919 actions, 1998–2026), MS Secretary of State Securities Division (209 actions, 1995–2026), MT Commissioner of Securities and Insurance (597 actions, 2000–2026), NC Secretary of State Securities Division (265 actions, 2004–2024), ND Securities Department (711 actions, 1990–2026; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2026-01-06), NH Bureau of Securities Regulation (402 actions, 2002–2026), NM Regulation and Licensing Department Securities Division (90 actions, 2010–2025), NV Secretary of State Securities Division (118 actions, 2018–2026), NY Attorney General Investor Protection Bureau (44 actions, 2012–2026), OH Division of Securities (327 actions, 1993–2006), OK Department of Securities (2,531 actions, 1998–2026), OR Division of Financial Regulation (589 actions, 1988–2026), PA Department of Banking and Securities (1,448 actions, 2008–2024; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2024-08-09), RI DBR Securities Division (98 actions, 2005–2025), SC Attorney General Securities Division (540 actions, 2006–2026), SD Division of Insurance – Securities Regulation (106 actions, 2017–2026), TN Department of Commerce and Insurance Securities Division (405 actions, 1992–2026), TX State Securities Board (936 actions, 1999–2026), UT Division of Securities (772 actions, 2000–2026; older years from the Internet Archive (snapshot of 2010-05-27)), VT DFR Securities Division (137 actions, 2010–2026), WA DFI (2,039 actions, 2001–2026), WI DFI Division of Securities (1,072 actions, 1998–2026), WV Securities Commission (State Auditor) (64 actions), WY Secretary of State Compliance Division (6 actions, 2016–2024) — last crawled Oct 24, 2026, 8:48 AM ET. No machine-readable public listing today for IA, IN, MN, NE, NJ, VA (see docs/state-regulators.md).

3. Bankruptcies

29 cases: 2 open, 27 closed (disposition not in docket feed)

Michael Duffy open
United States Bankruptcy Court, S.D. New York · No. 25-35321 · Filed Mar 28, 2025
Role of Michael Duffy: Debtor · Outcome: Open — no termination date on the docket (bulk snapshot 2026-09-30) Docket on CourtListener ↗
same full name (a name found in 191 federal dockets); 8 people with this name in Form D filings; court in the person's filing state (NY)
Michael Duffy closed
United States Bankruptcy Court, S.D. New York · No. 23-36028 · Filed Dec 14, 2023 · Closed Feb 27, 2025
Role of Michael Duffy: Debtor · Outcome: Case closed 2025-02-27 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 191 federal dockets); 8 people with this name in Form D filings; court in the person's filing state (NY)
Michael P. Duffy and Jennifer R. Duffy closed
United States Bankruptcy Court, N.D. New York · No. 21-30676 · Filed Aug 26, 2021 · Closed Dec 21, 2021
Role of Michael P. Duffy and Jennifer R. Duffy: Debtor · Outcome: Case closed 2021-12-21 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 191 federal dockets); 8 people with this name in Form D filings; court in the person's filing state (NY)
Michael O Duffy closed
United States Bankruptcy Court, E.D. New York · No. 8-18-77917 · Filed Nov 26, 2018 · Closed Mar 25, 2019
Role of Michael O Duffy: Debtor · Outcome: Case closed 2019-03-25 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 191 federal dockets); 8 people with this name in Form D filings; court in the person's filing state (NY)
Michael Duffy and Dawn Duffy open
United States Bankruptcy Court, D. New Jersey · No. 18-25338 · Filed Jul 31, 2018
Role of Michael Duffy and Dawn Duffy: Debtor · Outcome: Open — no termination date on the docket (bulk snapshot 2026-09-30) Docket on CourtListener ↗
same full name (a name found in 191 federal dockets); 8 people with this name in Form D filings; court in the person's filing state (NJ)
Kathleen E. Duffy and Michael J Duffy, Sr. closed
United States Bankruptcy Court, D. New Jersey · No. 18-16569 · Filed Apr 3, 2018 · Closed Jul 9, 2018
Role of Michael J Duffy, Sr.: Debtor · Outcome: Case closed 2018-07-09 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 191 federal dockets); 8 people with this name in Form D filings; court in the person's filing state (NJ)
Michael P Duffy and Colleen M Duffy closed
United States Bankruptcy Court, D. New Jersey · No. 14-30570 · Filed Oct 8, 2014 · Closed Feb 11, 2015
Role of Michael P Duffy and Colleen M Duffy: Debtor · Outcome: Case closed 2015-02-11 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 191 federal dockets); 8 people with this name in Form D filings; court in the person's filing state (NJ)
Michael J. Duffy closed
United States Bankruptcy Court, E.D. New York · No. 8-14-70482 · Filed Feb 10, 2014 · Closed May 13, 2014
Role of Michael J. Duffy: Debtor · Outcome: Case closed 2014-05-13 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 191 federal dockets); 8 people with this name in Form D filings; court in the person's filing state (NY)
Michael J Duffy and Jennifer A Duffy closed
United States Bankruptcy Court, D. New Jersey · No. 13-25894 · Filed Jul 22, 2013 · Closed Oct 22, 2013
Role of Michael J Duffy and Jennifer A Duffy: Debtor · Outcome: Case closed 2013-10-22 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 191 federal dockets); 8 people with this name in Form D filings; court in the person's filing state (NJ)
Michael Duffy and Christine Duffy closed
United States Bankruptcy Court, S.D. New York · No. 13-36403 · Filed Jun 13, 2013 · Closed Jan 9, 2015
Role of Michael Duffy and Christine Duffy: Debtor · Outcome: Case closed 2015-01-09 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 191 federal dockets); 8 people with this name in Form D filings; court in the person's filing state (NY)
Michael S Duffy and Joddie A. Duffy closed
United States Bankruptcy Court, N.D. New York · No. 11-10716 · Filed Mar 15, 2011 · Closed Jul 25, 2011
Role of Michael S Duffy and Joddie A. Duffy: Debtor · Outcome: Case closed 2011-07-25 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 191 federal dockets); 8 people with this name in Form D filings; court in the person's filing state (NY)
Michael G O'Duffy and Tobi M. O'Duffy closed
United States Bankruptcy Court, W.D. New York · No. 2-11-20246 · Filed Feb 15, 2011 · Closed Jun 3, 2011
Role of Michael G O'Duffy and Tobi M. O'Duffy: Debtor · Outcome: Case closed 2011-06-03 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 191 federal dockets); 8 people with this name in Form D filings; court in the person's filing state (NY)
Michael B. Duffy closed
United States Bankruptcy Court, D. New Jersey · No. 09-19684 · Filed Apr 17, 2009 · Closed Jan 4, 2011
Role of Michael B. Duffy: Debtor · Outcome: Case closed 2011-01-04 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 191 federal dockets); 8 people with this name in Form D filings; court in the person's filing state (NJ)
Michael L. Duffy closed
United States Bankruptcy Court, W.D. New York · No. 1-05-92261 · Filed Oct 14, 2005 · Closed Sep 17, 2009
Role of Michael L. Duffy: Debtor · Outcome: Case closed 2009-09-17 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 191 federal dockets); 8 people with this name in Form D filings; court in the person's filing state (NY)
Michael P. Duffy closed
United States Bankruptcy Court, W.D. New York · No. 1-03-13522 · Filed May 12, 2003 · Closed Oct 21, 2003
Role of Michael P. Duffy: Debtor · Outcome: Case closed 2003-10-21 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 191 federal dockets); 8 people with this name in Form D filings; court in the person's filing state (NY)
Michael H. Duffy and Lisa S. Duffy closed
United States Bankruptcy Court, N.D. New York · No. 01-64905 · Filed Aug 10, 2001 · Closed Dec 13, 2001
Role of Michael H. Duffy and Lisa S. Duffy: Debtor · Outcome: Case closed 2001-12-13 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 191 federal dockets); 8 people with this name in Form D filings; court in the person's filing state (NY)
Michael Duffy closed
United States Bankruptcy Court, D. New Jersey · No. 01-33874 · Filed Apr 4, 2001 · Closed Aug 3, 2001
Role of Michael Duffy: Debtor · Outcome: Case closed 2001-08-03 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 191 federal dockets); 8 people with this name in Form D filings; court in the person's filing state (NJ)
Michael P Duffy closed
United States Bankruptcy Court, E.D. New York · No. 8-01-81967 · Filed Mar 19, 2001 · Closed Nov 6, 2001
Role of Michael P Duffy: Debtor · Outcome: Case closed 2001-11-06 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 191 federal dockets); 8 people with this name in Form D filings; court in the person's filing state (NY)
Michael G. Duffy and Suzanne G. Duffy closed
United States Bankruptcy Court, W.D. New York · No. 2-01-20354 · Filed Feb 5, 2001 · Closed Feb 10, 2006
Role of Michael G. Duffy and Suzanne G. Duffy: Debtor · Outcome: Case closed 2006-02-10 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 191 federal dockets); 8 people with this name in Form D filings; court in the person's filing state (NY)
Michael B.P. Duffy and Ida L. Duffy closed
United States Bankruptcy Court, D. New Jersey · No. 01-10090 · Filed Jan 3, 2001 · Closed Dec 11, 2003
Role of Michael B.P. Duffy and Ida L. Duffy: Debtor · Outcome: Case closed 2003-12-11 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 191 federal dockets); 8 people with this name in Form D filings; court in the person's filing state (NJ)
Michael A. Duffy closed
United States Bankruptcy Court, D. New Jersey · No. 00-61550 · Filed Nov 13, 2000 · Closed Apr 12, 2001
Role of Michael A. Duffy: Debtor · Outcome: Case closed 2001-04-12 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 191 federal dockets); 8 people with this name in Form D filings; court in the person's filing state (NJ)
Michael B.P. Duffy and Ida L. Duffy closed
United States Bankruptcy Court, D. New Jersey · No. 99-11833 · Filed Feb 26, 1999 · Closed Mar 29, 2001
Role of Michael B.P. Duffy and Ida L. Duffy: Debtor · Outcome: Case closed 2001-03-29 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 191 federal dockets); 8 people with this name in Form D filings; court in the person's filing state (NJ)
Michael P Duffy closed
United States Bankruptcy Court, E.D. New York · No. 1-98-18447 · Filed Jun 19, 1998 · Closed Jan 27, 1999
Role of Michael P Duffy: Debtor · Outcome: Case closed 1999-01-27 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 191 federal dockets); 8 people with this name in Form D filings; court in the person's filing state (NY)
Kellyann Duffy and Michael Duffy closed
United States Bankruptcy Court, E.D. New York · No. 1-98-11390 · Filed Feb 5, 1998 · Closed May 18, 1998
Role of Michael Duffy: Debtor · Outcome: Case closed 1998-05-18 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 191 federal dockets); 8 people with this name in Form D filings; court in the person's filing state (NY)
Michael Duffy and Patricia Duffy closed
United States Bankruptcy Court, E.D. New York · No. 8-98-80811 · Filed Jan 22, 1998 · Closed May 19, 1998
Role of Michael Duffy and Patricia Duffy: Debtor · Outcome: Case closed 1998-05-19 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 191 federal dockets); 8 people with this name in Form D filings; court in the person's filing state (NY)
Michael E. Duffy and Susan L. Duffy closed
United States Bankruptcy Court, D. New Jersey · No. 96-18763 · Filed Nov 15, 1996 · Closed Apr 10, 1997
Role of Michael E. Duffy and Susan L. Duffy: Debtor · Outcome: Case closed 1997-04-10 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 191 federal dockets); 8 people with this name in Form D filings; court in the person's filing state (NJ)
S.K. Shabatura and Michael J. Duffy closed
United States Bankruptcy Court, N.D. New York · No. 92-62931 · Filed Sep 22, 1992 · Closed Apr 21, 1994
Role of S.K. Shabatura and Michael J. Duffy: Debtor · Outcome: Case closed 1994-04-21 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 191 federal dockets); 8 people with this name in Form D filings; court in the person's filing state (NY)
Michael J. Duffy and Patricia M. Duffy closed
United States Bankruptcy Court, D. New Jersey · No. 91-36476 · Filed Nov 13, 1991 · Closed Apr 6, 1992
Role of Michael J. Duffy and Patricia M. Duffy: Debtor · Outcome: Case closed 1992-04-06 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 191 federal dockets); 8 people with this name in Form D filings; court in the person's filing state (NJ)
Michael Duffy and Carole Duffy closed
United States Bankruptcy Court, D. New Jersey · No. 89-30705 · Filed Dec 28, 1989 · Closed Apr 20, 1994
Role of Michael Duffy and Carole Duffy: Debtor · Outcome: Case closed 1994-04-20 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 191 federal dockets); 8 people with this name in Form D filings; court in the person's filing state (NJ)
What was searched

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not covered (one-tap state court links under Look further). PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 2:29 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

4. Differences between public sources

Comparisons cover issuers and sponsor groups — see the issuer pages under Deals

9 differences found between the filings for Michael Duffy (compared 2 filings on Oct 24, 2026)

Note · Feb 20, 1996 – Nov 15, 1996

Bankruptcy case: Deluccia Scaffold Erectors, Inc. — filed Feb 20, 1996

United States Bankruptcy Court, D. New Jersey docket "Deluccia Scaffold Erectors, Inc." filed Feb 20, 1996, closed Nov 15, 1996. Robert J. DeLuccia (listed on the same filings) is listed as Debtor ("Deluccia Scaffold Erectors, Inc."). Our match estimate: 70%.

What this means A bankruptcy filing was found. Many are old or personal and have nothing to do with the deal — but ask what it was and when it closed.

Docket · United States Bankruptcy Court, D. New Jersey ↗Robert J. DeLuccia — PartnerFacts page ↗
Sources
Note · Sep 21, 1995 – Jul 31, 1996

Bankruptcy case: Miron Lumber Co., Inc. v. Deluccia — filed Sep 21, 1995

United States Bankruptcy Court, D. New Jersey docket "Miron Lumber Co., Inc. v. Deluccia" filed Sep 21, 1995, closed Jul 31, 1996. Robert J. DeLuccia (listed on the same filings) is listed as Defendant ("Deluccia"). Our match estimate: 70%.

What this means A bankruptcy filing was found. Many are old or personal and have nothing to do with the deal — but ask what it was and when it closed.

Docket · United States Bankruptcy Court, D. New Jersey ↗Robert J. DeLuccia — PartnerFacts page ↗
Sources
Note · Jan 6, 2020 – Jan 17, 2020

No amendment in the last 12 months on an offering that may still be open — Acurx Pharmaceuticals, Inc. (latest filing Jan 17, 2020)

The latest filing for this offering is dated Jan 17, 2020 (first sale Jan 6, 2020). It reports $455,000 sold of $6,000,000 offered. No later amendment is in our index as of Oct 24, 2026.

What this means SEC rules expect a yearly amendment while an offering is still going. The raise may simply have ended — a Form D does not say when it closed. Ask the sponsor whether the offering closed, when, and at what amount.

Form D · Jan 17, 2020 ↗Acurx Pharmaceuticals, Inc. — PartnerFacts page ↗
Sources
Note · Jul 12, 2013 – Jul 22, 2013

No amendment in the last 12 months on an offering that may still be open — PLx Pharma Inc. (latest filing Jul 22, 2013)

The latest filing for this offering is dated Jul 22, 2013 (first sale Jul 12, 2013). It reports $2,750,000 sold of $5,500,000 offered. No later amendment is in our index as of Oct 24, 2026.

What this means SEC rules expect a yearly amendment while an offering is still going. The raise may simply have ended — a Form D does not say when it closed. Ask the sponsor whether the offering closed, when, and at what amount.

Form D · Jul 22, 2013 ↗PLx Pharma Inc. — PartnerFacts page ↗
Sources
Note · Nov 20, 2014 – Aug 8, 2024

Same name, different state: "Michael Duffy" (MA) is a separate record

This page covers filings where the address state is NY. A separate record, "Michael Duffy" with address state MA, is listed on 5 filings — most recently by NewBold Holdings Group, LLC (Aug 8, 2024). Both records have filings in the same period (Nov 20, 2014 to Jan 17, 2020).

What this means Two records with one name were active at the same time. That can be one person listing different company addresses, or two different people. We keep them apart until a filing ties them together. Check both pages before you decide.

Michael Duffy (MA) — PartnerFacts page ↗Form D · Aug 8, 2024 ↗NewBold Holdings Group, LLC — PartnerFacts page ↗Michael Duffy (NY) — this page ↗
Sources
Note · Jul 6, 2016 – May 15, 2024

Same name, different state: "Michael Duffy" (IL) is a separate record

This page covers filings where the address state is NY. A separate record, "Michael Duffy" with address state IL, is listed on 6 filings — most recently by CHICAGO MODEL 1, LLC (May 15, 2024). Both records have filings in the same period (Jul 6, 2016 to Jan 17, 2020).

What this means Two records with one name were active at the same time. That can be one person listing different company addresses, or two different people. We keep them apart until a filing ties them together. Check both pages before you decide.

Michael Duffy (IL) — PartnerFacts page ↗Form D · May 15, 2024 ↗CHICAGO MODEL 1, LLC — PartnerFacts page ↗Michael Duffy (NY) — this page ↗
Sources
Note · Nov 16, 2015

Same name, different state: "Michael F. Duffy" (TX) is a separate record

This page covers filings where the address state is NY. A separate record, "Michael F. Duffy" with address state TX, is listed on 1 filing — most recently by Afferent Provider Solutions, LLC (Nov 16, 2015). Both records have filings in the same period (Nov 16, 2015).

What this means Two records with one name were active at the same time. That can be one person listing different company addresses, or two different people. We keep them apart until a filing ties them together. Check both pages before you decide.

Michael F. Duffy (TX) — PartnerFacts page ↗Form D · Nov 16, 2015 ↗Afferent Provider Solutions, LLC — PartnerFacts page ↗Michael Duffy (NY) — this page ↗
Sources
Note · Mar 16, 2009 – Mar 13, 2015

Same name, different state: "Michael Duffy" (VA) is a separate record

This page covers filings where the address state is NY. A separate record, "Michael Duffy" with address state VA, is listed on 88 filings — most recently by Strategic Active Credit Trust (Mar 13, 2015). Both records have filings in the same period (Jul 22, 2013 to Mar 13, 2015).

What this means Two records with one name were active at the same time. That can be one person listing different company addresses, or two different people. We keep them apart until a filing ties them together. Check both pages before you decide.

Michael Duffy (VA) — PartnerFacts page ↗Form D/A · Mar 13, 2015 ↗Strategic Active Credit Trust — PartnerFacts page ↗Michael Duffy (NY) — this page ↗
Sources
Note · Mar 26, 2013

Same name, different state: "Michael Duffy" (MD) is a separate record

This page covers filings where the address state is NY. A separate record, "Michael Duffy" with address state MD, is listed on 1 filing — most recently by HSP International, Inc. (Mar 26, 2013). The two records do not overlap in time: this page runs Jul 22, 2013 to Jan 17, 2020; the other has one filing dated Mar 26, 2013.

What this means Could be the same person who moved, or two people with the same name. We keep them apart until a filing ties them together. Check both pages before you decide.

Michael Duffy (MD) — PartnerFacts page ↗Form D · Mar 26, 2013 ↗HSP International, Inc. — PartnerFacts page ↗Michael Duffy (NY) — this page ↗
Sources
What is compared

What is compared: every Form D and D/A we hold for this subject, side by side — filing dates vs. first-sale dates (the 15-day rule), amendment timing on open offerings (the yearly-amendment expectation), amounts sold, investor counts, offering amounts and minimums across amendments, industry and size bands, addresses, how each person's name and role is written, paid sellers' CRD numbers, and (for groups) where the member companies were formed and sit. Everything is as filed by the issuer; the SEC does not check it. Differences are common and usually have ordinary explanations — we show both values, the dates, and the source so you can ask. As of Oct 24, 2026.

5. Money to insiders

None reported on 2 offerings — no sales commissions, finder's fees or proceeds to insiders

Per-offering detail
Offering (latest filing)Sales commissionsFinder's feesTo insidersPaid to sell itSource
Jan 17, 2020 D
Acurx Pharmaceuticals, Inc.
File 021-358483
$0$0$0None listed on this filingEDGAR ↗
Jul 22, 2013 D
PLx Pharma Inc.
File 021-200029
$0$0$0 (est.)None listed on this filingEDGAR ↗

Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across every filing this person is listed on (latest filing per offering, per issuer).

Deals 2

Every issuer that named Michael Duffy on a Form D, newest first. A Form D is the notice a company files after it starts selling a private investment.

AP
Biotechnology

Acurx Pharmaceuticals, Inc.

Staten Island, NY · Jan 17, 2020
  • Jan 17, 2020 · D · $455,000 sold of $6,000,000 · 21 investors · min. No minimum reported · role: Director EDGAR ↗

Raised $7.84M from 202 investors (100% of the $6M target) as of the latest filing. Michael is listed as director.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Biotechnology / 506(b) (3,253 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

PP
Pharmaceuticals · group: Plx Pharma

PLx Pharma Inc.

Sparta, NJ · Jul 22, 2013
  • Jul 22, 2013 · D · $2,750,000 sold of $5,500,000 · 28 investors · min. $25,000 · role: Director EDGAR ↗

Raised $18.2M from 37 investors (100% of the $5.5M target) as of the latest filing. Michael is listed as director.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

Other pages with the same name (7)

Separate person records under the same name, not combined with this page. Each line says whether it shares an issuer with this record.

  • Michael Duffy — VA, 14 issuers, Mar 16, 2009 → Mar 13, 2015 · no shared issuer
  • Michael Duffy — MA, 2 issuers, Nov 20, 2014 → Aug 8, 2024 · no shared issuer
  • Michael Duffy — IL, 2 issuers, Jul 6, 2016 → May 15, 2024 · no shared issuer
  • Michael Duffy — MD, 1 issuer, Mar 26, 2013 → Mar 26, 2013 · no shared issuer
  • Michael F. Duffy — TX, 1 issuer, Nov 16, 2015 → Nov 16, 2015 · no shared issuer
  • Michael Duffy — MO, 1 issuer, Apr 16, 2018 → Apr 16, 2018 · no shared issuer
  • Michael Duffy — CA, 1 issuer, Feb 12, 2024 → Feb 12, 2024 · no shared issuer

People around Michael 15

Officers, directors, promoters and management entities named on the same filings, as of Oct 23, 2026, 5:45 PM ET.

RD
No photo found yet (own website and image search run after this page is viewed)
Person

Robert J. DeLuccia

Executive Officer, Director, Promoter · 2 shared filings (2 issuers)

Listed on the same filings as Michael Duffy. Their page shows their other deals.

DL
No photo found yet (own website and image search run after this page is viewed)
Person

David P. Luci

Executive Officer, Director, Promoter · 2 shared filings (2 issuers) · also on 3 other issuers

David P. Luci is on 5 issuers in total — a repeat sponsor. Their page lists every one.

JT
No photo found yet (own website and image search run after this page is viewed)
Person

John Terrana

Director · 2 shared filings (2 issuers)

Listed on the same filings as Michael Duffy. Their page shows their other deals.

SH
No photo found yet (own website and image search run after this page is viewed)
Person

Steven Hurd

Director · 1 shared filing (1 issuer)

Listed on the same filings as Michael Duffy. Their page shows their other deals.

JD
No photo found yet (own website and image search run after this page is viewed)
Person

Jack H. Dean

Director · 1 shared filing (1 issuer) · also on 1 other issuer

Listed on the same filings as Michael Duffy. Their page shows their other deals.

WM
No photo found yet (own website and image search run after this page is viewed)
Person

William McSherry, Jr.

Director · 1 shared filing (1 issuer)

Listed on the same filings as Michael Duffy. Their page shows their other deals.

CC
No photo found yet (own website and image search run after this page is viewed)
Person

Christopher Coughlin

Director · 1 shared filing (1 issuer)

Listed on the same filings as Michael Duffy. Their page shows their other deals.

JL
No photo found yet (own website and image search run after this page is viewed)
Person

John Leone

Director · 1 shared filing (1 issuer) · also on 2 other issuers

Listed on the same filings as Michael Duffy. Their page shows their other deals.

EZ
No photo found yet (own website and image search run after this page is viewed)
Person

Ellen Zaroff

Director · 1 shared filing (1 issuer)

Listed on the same filings as Michael Duffy. Their page shows their other deals.

RS
No photo found yet (own website and image search run after this page is viewed)
Person

Robert G. Shawah

Executive Officer · 1 shared filing (1 issuer) · also on 1 other issuer

Listed on the same filings as Michael Duffy. Their page shows their other deals.

CS
No photo found yet (own website and image search run after this page is viewed)
Person

Carl Sailer

Director · 1 shared filing (1 issuer)

Listed on the same filings as Michael Duffy. Their page shows their other deals.

AJ
No photo found yet (own website and image search run after this page is viewed)
Person

Anthony Jadhon

Director · 1 shared filing (1 issuer)

Listed on the same filings as Michael Duffy. Their page shows their other deals.

PB
No photo found yet (own website and image search run after this page is viewed)
Person

Paul Baehr

Director · 1 shared filing (1 issuer)

Listed on the same filings as Michael Duffy. Their page shows their other deals.

MR
No photo found yet (own website and image search run after this page is viewed)
Person

Mark Rathjen

Director · 1 shared filing (1 issuer)

Listed on the same filings as Michael Duffy. Their page shows their other deals.

KJ
No photo found yet (own website and image search run after this page is viewed)
Person

Katie Jadhon

Director · 1 shared filing (1 issuer)

Listed on the same filings as Michael Duffy. Their page shows their other deals.

The team behind the deals

PP
Sponsor group

Plx Pharma

4 issuers · 41 filings · $26.2M reported sold · 2009–2025

One team, 4 deal companies. Michael Duffy is listed on 1 of them.

Sources

Issuers are grouped when their Form D filings share related persons, a management entity or a business address (automatic match from the filings). "Listed" marks the issuers that name Michael Duffy.

Registrations and other filings

Business registration (state registry / Secretary of State)

Individuals are not matched to business registrations — registries list companies, and a name alone is not enough to tie a person to one. Officers and managers appear by name inside each matched company's record on the issuer pages. Registries searched: AL (Alabama Secretary of State — Business Entity Records (arc-sos.state.al.us), searched by issuer name, data as of Oct 24, 2026); CO (Colorado Secretary of State — Business Entities in Colorado (data.colorado.gov), data as of Oct 23, 2026); CT (Connecticut Secretary of the State — Business Registry (data.ct.gov), data as of Oct 24, 2026); FL (Florida Department of State, Division of Corporations — quarterly corporate data file (Sunbiz), data as of Oct 7, 2026); NY (New York Department of State — Corporations and Other Entities (data.ny.gov: All Filings + Active Corporations), data as of Oct 20, 2026); OR (Oregon Secretary of State — Active Businesses, All (data.oregon.gov), data as of Oct 20, 2026); PA (Pennsylvania Department of State — Registered Businesses, Current (data.pa.gov), data as of Oct 6, 2026); TX (Texas Comptroller — Active Franchise Taxpayers incl. Secretary of State file data (data.texas.gov), data as of Oct 24, 2026). Registries of other states have not been searched: many publish no bulk file and require a CAPTCHA or bot challenge on their search page, which we do not bypass (Delaware, for example, offers no public bulk file).

Adviser registration (Form ADV)

None of the 2 issuers this person is listed on appears in Form ADV (searched 24,962 advisers as of Oct 2, 2026). A person is never an adviser firm; Form ADV is checked for the issuers and the management companies they are listed with.

Other offering types (Regulation A and Regulation Crowdfunding)

Searched SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 (51,358 records as of Oct 23, 2026, 8:41 PM ET) — nothing matched this name.

Property records none — individuals are not matched

Property records are matched to companies only, never to individuals, so none are matched to Michael Duffy by design. Searched property records in Hillsborough County FL (Clerk recorded-document index Oct 14, 2026 to Oct 15, 2026 + FL DOR 2026 ownership roll), Miami-Dade County FL (FL DOR 2026 ownership roll), Harris County TX (HCAD 2026 ownership roll), Dallas County TX (DCAD 2026 ownership roll), New York City ACRIS documents and PLUTO ownership rows already retrieved for other issuers, Cook County IL sale and ownership rows already retrieved for other issuers (814,874 records as of Oct 23, 2026, 8:59 PM ET) for the 2 issuers this person is listed on — nothing matched.

Public profiles and social

Websites and social links of the issuers Michael Duffy is listed on: none on file. No website or social profile named in PLx Pharma Inc.'s SEC filings (Form C, Reg A, Form ADV; checked Oct 24, 2026). Web search for this name: #204,690 of 374,652 in line (1,386 issuers searched so far). One-tap searches: Look further ↓

Look further

One-tap searches on sites we do not index ourselves, with the name pre-filled (Sparta, NJ). Each opens in a new tab; what you find there is not verified by PartnerFacts.

Social and web

LinkedIn people search ↗Instagram ↗X (Twitter) ↗Facebook ↗YouTube ↗Google ↗Google Images ↗Google News ↗Meta Ad Library ↗

Courts

CourtListener / RECAP (federal) ↗PACER case locator (federal, login) ↗New York WebCivil Supreme ↗New Jersey state courts — find the court ↗

Securities regulators

SEC EDGAR full-text search ↗SEC action look-up ↗FINRA BrokerCheck ↗SEC IAPD adviser search ↗

Business registries

New York Secretary of State business search ↗New Jersey Secretary of State business search ↗OpenCorporates ↗

Change history

No corrections have been requested for this page.

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