PartnerFacts
Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 9:42 AM ET

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Mark Foley

Named as an officer, director or promoter on SEC Form D filings · CA, TN · Apr 1, 2009 → Mar 3, 2022

6deals (issuers)
$152.5Mreported sold
105investors
16Form D filings
2009–2022years on file
Follow this personLook further ↓PDF

Data last updated Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 24, 2026, 2:19 AM ET · SEC enforcement last checked: covered by the index scan as of Oct 24, 2026, 2:50 AM ET

The short version

Mark Foley is listed as an executive officer, director, and promoter on 16 SEC Form D filings by 6 issuers between Apr 2009 and Oct 2022. Largest by amount reported sold: uLab Systems, Inc. (Memphis, TN — biotechnology — 2021–2022; $90.9M reported sold to 35 investors), SONITUS MEDICAL INC (San Mateo, CA — other technology — 2009–2012; $25M reported sold to 21 investors), AMALFI SEMICONDUCTOR INC (Los Gatos, CA — manufacturing — 2011–2012; $19.8M reported sold to 10 investors), Hint Inc \ DE (Pleasanton, CA — other health care — 2018; $10M reported sold to 18 investors), SONITUS TECHNOLOGIES INC. (San Mateo, CA — industry reported as "Other" — 2011–2012; $6.77M reported sold to 21 investors) and 1 more (all listed below).

What this means A repeat sponsor — 6 separate companies raised money with this person listed as executive officer, director, and promoter, over about 13 years. Across those companies the filings report $152.5M sold in total.

Listed alongside Amir Abolfathi (10 shared filings), AmirAli Talasaz (5 shared filings), Arman Pahlavan (5 shared filings), Huafeng Wen (5 shared filings), Rita O'Connor (5 shared filings) and 35 others.

What this means These are the other officers, directors or promoters the companies named on the same forms — the team around Mark. Each name links to their own page.

Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CO, CT, DC, DE, FINRA, FL, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VT, WA, WI, WV, WY) — 19 bankruptcy cases matching the name listed in Key records below.

What this means 19 records came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.

We compared 16 public filings for Mark Foley and found 12 differences, 1 worth asking the sponsor about: 6 bankruptcy cases name the subject or team members; and more below.

What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.

What the community is saying

Community search for Mark Foley has not run yet — it is joining a line of 38,894 names; searches run around the clock at the hosts' allowed rate. Searched so far: 641 names.

Community comments are quoted as written by their authors. Sources searched: Bing (site:reddit.com / site:biggerpockets.com) and Reddit's own search, plus DuckDuckGo/Brave/BiggerPockets search when they are answering.

Key records

Five things investors ask first. Items still in human review are counted, not shown.

1. Lawsuits

None found in sources searched — federal courts (CourtListener / RECAP), checked Oct 24, 2026

What was searched

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts State courts: not covered (one-tap state court links under Look further). PACER: not searched. · Last checked Oct 24, 2026, 2:19 AM ET.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

None found in sources searched — SEC enforcement releases (index scan as of Oct 24, 2026, 2:50 AM ET) · state securities regulators: 48 regulators (FINRA, NASAA, 37 states) — crawled Oct 24, 2026, 8:48 AM ET

What was searched

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — Searched SEC litigation releases and administrative proceedings (1995→ / 2007→) (30,205 records as of Oct 24, 2026, 2:50 AM ET) — nothing matched Mark Foley..

State securities regulators: Securities regulators searched (64,910 actions): FINRA (38,350 actions, 1995–2026), NASAA (31 actions, 2000–2026; listing starts 1997), AK Division of Banking and Securities (273 actions, 1971–2025), AL Securities Commission (880 actions, 2001–2026), AR Securities Department (1,305 actions, 1998–2026), AZ Corporation Commission Securities Division (411 actions, 2017–2026), CA DFPI (25 actions, 2007–2024; listing starts 2002 — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), CO Division of Securities (731 actions, 2001–2026; older years from the Internet Archive (snapshot of 2026-05-02)), CT Department of Banking Securities Division (940 actions, 2006–2026; older years from the Internet Archive (snapshot of 2026-04-22)), DC DISB Securities Bureau (25 actions, 2012–2026), DE DOJ Investor Protection Unit (257 actions, 1987–2026), FL Office of Financial Regulation (49 actions, 2018–2026), GA Secretary of State Securities Division (65 actions, 2015–2026; listing starts 2012), HI DCCA Securities Enforcement Branch (26 actions, 2012–2026), ID Department of Finance Securities Bureau (663 actions, 1994–2026), IL Secretary of State Securities Department (4,122 actions, 2003–2023), KS Insurance Department Securities Division (58 actions), KY Department of Financial Institutions (342 actions, 2005–2026), LA Office of Financial Institutions Securities Division (13 actions, 2010–2025; listing starts 2008), MA Secretary of the Commonwealth Securities Division (125 actions, 2012–2025; live site blocks automated access — loaded from the Internet Archive snapshot of 2026-02-04), MD Attorney General Securities Division (1,054 actions, 2004–2026), ME Office of Securities (539 actions, 2000–2026), MI LARA Corporations, Securities & Commercial Licensing Bureau (201 actions), MO Secretary of State Securities Division (919 actions, 1998–2026), MS Secretary of State Securities Division (209 actions, 1995–2026), MT Commissioner of Securities and Insurance (597 actions, 2000–2026), NC Secretary of State Securities Division (265 actions, 2004–2024), ND Securities Department (711 actions, 1990–2026; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2026-01-06), NH Bureau of Securities Regulation (402 actions, 2002–2026), NM Regulation and Licensing Department Securities Division (90 actions, 2010–2025), NV Secretary of State Securities Division (118 actions, 2018–2026), NY Attorney General Investor Protection Bureau (44 actions, 2012–2026), OH Division of Securities (327 actions, 1993–2006), OK Department of Securities (2,531 actions, 1998–2026), OR Division of Financial Regulation (589 actions, 1988–2026), PA Department of Banking and Securities (1,448 actions, 2008–2024; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2024-08-09), RI DBR Securities Division (98 actions, 2005–2025), SC Attorney General Securities Division (540 actions, 2006–2026), SD Division of Insurance – Securities Regulation (106 actions, 2017–2026), TN Department of Commerce and Insurance Securities Division (405 actions, 1992–2026), TX State Securities Board (936 actions, 1999–2026), UT Division of Securities (772 actions, 2000–2026; older years from the Internet Archive (snapshot of 2010-05-27)), VT DFR Securities Division (137 actions, 2010–2026), WA DFI (2,039 actions, 2001–2026), WI DFI Division of Securities (1,072 actions, 1998–2026), WV Securities Commission (State Auditor) (64 actions), WY Secretary of State Compliance Division (6 actions, 2016–2024) — last crawled Oct 24, 2026, 8:48 AM ET. No machine-readable public listing today for IA, IN, MN, NE, NJ, VA (see docs/state-regulators.md).

3. Bankruptcies

19 cases: 19 closed (disposition not in docket feed)

Mark A. Foley and Janice Marie Foley closed
United States Bankruptcy Court, E.D. Kentucky · No. 20-50029 · Filed Jan 10, 2020 · Closed May 19, 2020
Role of Mark A. Foley and Janice Marie Foley: Debtor · Outcome: Case closed 2020-05-19 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 30 federal dockets); 3 people with this name in Form D filings; court in KY (not a filing state)
Mark E. Foley and Danielle E. Foley closed
United States Bankruptcy Court, W.D. Michigan · No. 19-03858 · Filed Sep 11, 2019 · Closed Apr 8, 2021
Role of Mark E. Foley and Danielle E. Foley: Debtor · Outcome: Case closed 2021-04-08 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 30 federal dockets); 3 people with this name in Form D filings; court in MI (not a filing state)
Mark J. Foley closed
United States Bankruptcy Court, S.D. New York · No. 17-35225 · Filed Feb 15, 2017 · Closed May 10, 2017
Role of Mark J. Foley: Debtor · Outcome: Case closed 2017-05-10 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 30 federal dockets); 3 people with this name in Form D filings; court in NY (not a filing state)
Mark N. Foley closed
United States Bankruptcy Court, D. Connecticut · No. 17-20031 · Filed Jan 12, 2017 · Closed May 3, 2017
Role of Mark N. Foley: Debtor · Outcome: Case closed 2017-05-03 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 30 federal dockets); 3 people with this name in Form D filings; court in CT (not a filing state)
Mark J. Foley closed
United States Bankruptcy Court, S.D. New York · No. 13-37667 · Filed Dec 8, 2013 · Closed Nov 21, 2016
Role of Mark J. Foley: Debtor · Outcome: Case closed 2016-11-21 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 30 federal dockets); 3 people with this name in Form D filings; court in NY (not a filing state)
Mark D. Foley and Nilda L. Irizarry closed
United States Bankruptcy Court, N.D. Illinois · No. 12-47887 · Filed Dec 5, 2012 · Closed Apr 1, 2013
Role of Mark D. Foley and Nilda L. Irizarry: Debtor · Outcome: Case closed 2013-04-01 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 30 federal dockets); 3 people with this name in Form D filings; court in IL (not a filing state)
Mark J Foley and Cynthia L Foley closed
United States Bankruptcy Court, N.D. California · No. 12-42381 · Filed Mar 16, 2012 · Closed Jun 27, 2017
Role of Mark J Foley and Cynthia L Foley: Debtor · Outcome: Case closed 2017-06-27 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 30 federal dockets); 3 people with this name in Form D filings; court in the person's filing state (CA)
Mark P Foley and Barbara S Foley closed
United States Bankruptcy Court, E.D. New York · No. 8-11-71822 · Filed Mar 23, 2011 · Closed Jun 22, 2011
Role of Mark P Foley and Barbara S Foley: Debtor · Outcome: Case closed 2011-06-22 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 30 federal dockets); 3 people with this name in Form D filings; court in NY (not a filing state)
Mark S. Foley closed
United States Bankruptcy Court, D. New Jersey · No. 10-41781 · Filed Oct 13, 2010 · Closed Jul 7, 2011
Role of Mark S. Foley: Debtor · Outcome: Case closed 2011-07-07 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 30 federal dockets); 3 people with this name in Form D filings; court in NJ (not a filing state)
Mark A. Foley and Christina Lynn Foley closed
United States Bankruptcy Court, W.D. Pennsylvania · No. 08-21208 · Filed Feb 28, 2008 · Closed Apr 5, 2019
Role of Mark A. Foley and Christina Lynn Foley: Debtor · Outcome: Case closed 2019-04-05 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 30 federal dockets); 3 people with this name in Form D filings; court in PA (not a filing state)
Mark Foley closed
United States Bankruptcy Court, N.D. California · No. 05-35302 · Filed Oct 16, 2005 · Closed Mar 23, 2006
Role of Mark Foley: Debtor · Outcome: Case closed 2006-03-23 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 30 federal dockets); 3 people with this name in Form D filings; court in the person's filing state (CA)
Mark E. Foley closed
United States Bankruptcy Court, D. New Jersey · No. 05-17701 · Filed Mar 14, 2005 · Closed Jul 14, 2005
Role of Mark E. Foley: Debtor · Outcome: Case closed 2005-07-14 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 30 federal dockets); 3 people with this name in Form D filings; court in NJ (not a filing state)
Mark R. Foley and Diane K. Foley closed
United States Bankruptcy Court, N.D. Texas · No. 98-44869 · Filed Aug 11, 1998 · Closed Dec 17, 1998
Role of Mark R. Foley and Diane K. Foley: Debtor · Outcome: Case closed 1998-12-17 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 30 federal dockets); 3 people with this name in Form D filings; court in TX (not a filing state)
Mark D. Foley closed
United States Bankruptcy Court, D. Massachusetts · No. 97-44022 · Filed Jun 9, 1997 · Closed Sep 26, 1997
Role of Mark D. Foley: Debtor · Outcome: Case closed 1997-09-26 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 30 federal dockets); 3 people with this name in Form D filings; court in MA (not a filing state)
Mark Foley and Susan Foley closed
United States Bankruptcy Court, C.D. California · No. 8:96-bk-13108 · Filed Mar 20, 1996 · Closed Aug 5, 1996
Role of Mark Foley and Susan Foley: Debtor · Outcome: Case closed 1996-08-05 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 30 federal dockets); 3 people with this name in Form D filings; court in the person's filing state (CA)
Mark P. Foley closed
United States Bankruptcy Court, D. Connecticut · No. 96-20554 · Filed Feb 21, 1996 · Closed Jun 26, 1996
Role of Mark P. Foley: Debtor · Outcome: Case closed 1996-06-26 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 30 federal dockets); 3 people with this name in Form D filings; court in CT (not a filing state)
Mark Foley closed
United States Bankruptcy Court, D. Rhode Island · No. 1:92-bk-10193 · Filed Jan 27, 1992 · Closed May 4, 1992
Role of Mark Foley: Debtor · Outcome: Case closed 1992-05-04 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 30 federal dockets); 3 people with this name in Form D filings; court in RI (not a filing state)
Mark S. Foley and Vickie Kaye Foley closed
United States Bankruptcy Court, E.D. Wisconsin · No. 91-26951 · Filed Oct 28, 1991 · Closed Sep 17, 1992
Role of Mark S. Foley and Vickie Kaye Foley: Debtor · Outcome: Case closed 1992-09-17 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 30 federal dockets); 3 people with this name in Form D filings; court in WI (not a filing state)
Mark S. Foley and Vicki K. Foley closed
United States Bankruptcy Court, E.D. Wisconsin · No. 90-20717 · Filed Feb 15, 1990 · Closed Sep 19, 1990
Role of Mark S. Foley and Vicki K. Foley: Debtor · Outcome: Case closed 1990-09-19 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 30 federal dockets); 3 people with this name in Form D filings; court in WI (not a filing state)
What was searched

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not covered (one-tap state court links under Look further). PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 2:19 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

4. Differences between public sources

Comparisons cover issuers and sponsor groups — see the issuer pages under Deals

12 differences found between the filings for Mark Foley — 1 worth asking about (compared 16 filings on Oct 24, 2026)

Worth asking · Mar 20, 1996 – Aug 26, 2022

6 bankruptcy cases name the subject or team members

Bankruptcy case: Mark J Foley and Cynthia L Foley — filed Mar 16, 2012 · Bankruptcy case: Mark Foley — filed Oct 16, 2005 · Bankruptcy case: Mark Foley and Susan Foley — filed Mar 20, 1996 · Bankruptcy case: DuMore Inc — filed May 17, 2022 · Bankruptcy case: Sandra L Bendon Ch 7 Trustee v. Vicenti Lloyd & Stutzman Llp — filed Mar 23, 2004 · and 1 more

What this means A bankruptcy filing was found. Many are old or personal and have nothing to do with the deal — but ask what it was and when it closed.

Docket · United States Bankruptcy Court, N.D. California ↗Docket · United States Bankruptcy Court, N.D. California ↗Docket · United States Bankruptcy Court, C.D. California ↗Docket · United States Bankruptcy Court, E.D. California ↗
Sources
Note · Jan 5, 2018

Mark Foley appears on 1 deal that stopped filing before reaching its target

SONITUS TECHNOLOGIES INC. (last filing Jan 5, 2018; $6,773,293 sold of $21,773,293). Each has no filing in more than two years and reported under half its target sold.

What this means An issuer whose last filing is more than two years old and reported under half its target sold. The raise may have closed early or quietly stopped. Ask what happened to each.

SONITUS TECHNOLOGIES INC. — PartnerFacts page ↗
Sources
Note · Nov 4, 2011 – Nov 21, 2011

Form D filed 17 days after the first sale — AMALFI SEMICONDUCTOR INC

The filing says the first sale was Nov 4, 2011. The Form D was filed Nov 21, 2011 — 17 days later. The rule: a Form D is generally due within 15 days after the first sale, so this one is 2 days past that.

What this means A late notice is common and carries no penalty by itself. It is worth asking the sponsor why the paperwork lagged.

Form D · Nov 21, 2011 ↗AMALFI SEMICONDUCTOR INC — PartnerFacts page ↗
Sources
Note · Mar 28, 2011 – Apr 13, 2011

Form D filed 16 days after the first sale — SONITUS TECHNOLOGIES INC.

The filing says the first sale was Mar 28, 2011. The Form D was filed Apr 13, 2011 — 16 days later. The rule: a Form D is generally due within 15 days after the first sale, so this one is 1 days past that.

What this means A late notice is common and carries no penalty by itself. It is worth asking the sponsor why the paperwork lagged.

Form D · Apr 13, 2011 ↗SONITUS TECHNOLOGIES INC. — PartnerFacts page ↗
Sources
Note · Mar 28, 2011 – Oct 4, 2022

7 offerings have no amendment in the last 12 months and may still be open

No amendment in the last 12 months on an offering that may still be open — uLab Systems, Inc. (latest filing Oct 4, 2022) · No amendment in the last 12 months on an offering that may still be open — Hint Inc \ DE (latest filing Feb 8, 2018) · No amendment in the last 12 months on an offering that may still be open — AMALFI SEMICONDUCTOR INC (latest filing Apr 26, 2012) · No amendment in the last 12 months on an offering that may still be open — AMALFI SEMICONDUCTOR INC (latest filing Feb 7, 2012) · No amendment in the last 12 months on an offering that may still be open — AMALFI SEMICONDUCTOR INC (latest filing Nov 21, 2011) · and 2 more

What this means SEC rules expect a yearly amendment while an offering is still going. Ask the sponsor which of these raises have closed.

Form D/A · Oct 4, 2022 ↗uLab Systems, Inc. — PartnerFacts page ↗Form D · Feb 8, 2018 ↗Hint Inc \ DE — PartnerFacts page ↗
Sources
Note · Jun 10, 2021 – Sep 13, 2022

Offering amount changed between filings — uLab Systems, Inc.

The Jun 10, 2021 filing says $55,000,000 offered; the Sep 13, 2022 Form D/A says $109,567,800.

What this means The target raise changed. Raising the cap is common when a deal grows; ask whether the extra money has the same terms and use.

Form D/A (earlier) · Jun 10, 2021 ↗Form D/A (later) · Sep 13, 2022 ↗uLab Systems, Inc. — PartnerFacts page ↗
Sources
Note · Apr 16, 2021 – Jun 10, 2021

Offering amount changed between filings — uLab Systems, Inc.

The Apr 16, 2021 filing says $50,000,001 offered; the Jun 10, 2021 Form D/A says $55,000,000.

What this means The target raise changed. Raising the cap is common when a deal grows; ask whether the extra money has the same terms and use.

Form D (earlier) · Apr 16, 2021 ↗Form D/A (later) · Jun 10, 2021 ↗uLab Systems, Inc. — PartnerFacts page ↗
Sources
Note · Apr 1, 2009 – Apr 11, 2011

Industry group changed between filings — SONITUS MEDICAL INC

"Other Health Care" (Apr 1, 2009); then "Other Technology" (Apr 11, 2011 to May 23, 2012).

What this means The issuer described its business differently on different forms. Often it is just a different box ticked; sometimes the deal itself changed. Ask which business your money is in.

Form D · Apr 1, 2009 ↗Form D · Apr 11, 2011 ↗SONITUS MEDICAL INC — PartnerFacts page ↗
Sources
Note · Nov 13, 2015

Same name, different state: "Mark Foley" (OR) is a separate record

This page covers filings where the address state is CA or TN. A separate record, "Mark Foley" with address state OR, is listed on 1 filing — most recently by Hackett Hospitality Group, LLC (Nov 13, 2015). Both records have filings in the same period (Nov 13, 2015).

What this means Two records with one name were active at the same time. That can be one person listing different company addresses, or two different people. We keep them apart until a filing ties them together. Check both pages before you decide.

Mark Foley (OR) — PartnerFacts page ↗Form D · Nov 13, 2015 ↗Hackett Hospitality Group, LLC — PartnerFacts page ↗Mark Foley (CA,TN) — this page ↗
Sources
Note · Jul 1, 2013 – Nov 7, 2014

Same name, different state: "Mark Foley" (TX) is a separate record

This page covers filings where the address state is CA or TN. A separate record, "Mark Foley" with address state TX, is listed on 4 filings — most recently by Ambiq Micro, Inc. (May 29, 2015). Both records have filings in the same period (Jul 1, 2013 to Nov 7, 2014).

What this means Two records with one name were active at the same time. That can be one person listing different company addresses, or two different people. We keep them apart until a filing ties them together. Check both pages before you decide.

Mark Foley (TX) — PartnerFacts page ↗Form D · May 29, 2015 ↗Ambiq Micro, Inc. — PartnerFacts page ↗Mark Foley (CA,TN) — this page ↗
Sources
Note · Mar 3, 2022 – Sep 13, 2022

Address moved from San Mateo, CA to Memphis, TN — uLab Systems, Inc.

The people listed on the Mar 3, 2022 filing give San Mateo, CA; on the Sep 13, 2022 filing they give Memphis, TN.

What this means Businesses move; this just shows the two places and dates. If you were told one city and the forms say another, ask which is current.

Form D · Mar 3, 2022 ↗Form D/A · Sep 13, 2022 ↗uLab Systems, Inc. — PartnerFacts page ↗
Sources
Note · Apr 1, 2009 – Oct 4, 2022

Mark Foley is listed with 2 different address states: CA, TN

CA on 14 filings (Apr 1, 2009 to Mar 3, 2022); TN on 2 filings (Sep 13, 2022 to Oct 4, 2022).

What this means The address on a Form D is usually the company's, not the person's home, so this often just reflects different companies. It can also mean a move. Nothing wrong by itself.

Form D · Apr 1, 2009 ↗Form D/A · Sep 13, 2022 ↗
Sources
What is compared

What is compared: every Form D and D/A we hold for this subject, side by side — filing dates vs. first-sale dates (the 15-day rule), amendment timing on open offerings (the yearly-amendment expectation), amounts sold, investor counts, offering amounts and minimums across amendments, industry and size bands, addresses, how each person's name and role is written, paid sellers' CRD numbers, and (for groups) where the member companies were formed and sit. Everything is as filed by the issuer; the SEC does not check it. Differences are common and usually have ordinary explanations — we show both values, the dates, and the source so you can ask. As of Oct 24, 2026.

5. Money to insiders

None reported on 13 offerings — no sales commissions, finder's fees or proceeds to insiders

Per-offering detail
Offering (latest filing)Sales commissionsFinder's feesTo insidersPaid to sell itSource
Oct 4, 2022 D/A
uLab Systems, Inc.
File 021-396179
$0$0$0None listed on this filingEDGAR ↗
Mar 3, 2022 D
uLab Systems, Inc.
File 021-435761
$0$0$0None listed on this filingEDGAR ↗
Dec 24, 2018 D
Hint Inc \ DE
File 021-328855
$0$0$0None listed on this filingEDGAR ↗
Feb 8, 2018 D
Hint Inc \ DE
File 021-305166
$0$0$0None listed on this filingEDGAR ↗
May 23, 2012 D
SONITUS MEDICAL INC
File 021-178691
$0$0$0None listed on this filingEDGAR ↗
May 23, 2012 D
SONITUS TECHNOLOGIES INC.
File 021-178689
$0$0$0None listed on this filingEDGAR ↗
Apr 26, 2012 D
AMALFI SEMICONDUCTOR INC
File 021-177265
$0$0$0None listed on this filingEDGAR ↗
Feb 7, 2012 D
AMALFI SEMICONDUCTOR INC
File 021-173004
$0$0$0
Funds to be used for working capital.
None listed on this filingEDGAR ↗
Nov 21, 2011 D
AMALFI SEMICONDUCTOR INC
File 021-169003
$0$0$0
Funds to be used for working capital.
None listed on this filingEDGAR ↗
Apr 13, 2011 D
SONITUS TECHNOLOGIES INC.
File 021-158319
$0$0$0None listed on this filingEDGAR ↗
Apr 11, 2011 D
SONITUS MEDICAL INC
File 021-158116
$0$0$0None listed on this filingEDGAR ↗
Jun 8, 2010 D
Great Rock Capital - VMI Targeted Fund I, L.P.
File 021-143137
$0$0$0None listed on this filingEDGAR ↗
Apr 1, 2009 D
SONITUS MEDICAL INC
File 021-94866
$0$0$0None listed on this filingEDGAR ↗

Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across every filing this person is listed on (latest filing per offering, per issuer).

Deals 6

Every issuer that named Mark Foley on a Form D, newest first. A Form D is the notice a company files after it starts selling a private investment.

US
Biotechnology

uLab Systems, Inc.

Memphis, TN · Apr 16, 2021 → Oct 4, 2022 · 5 filings
  • Oct 4, 2022 · D/A · $90,941,221 sold of $109,567,800 · 35 investors · min. No minimum reported · role: Director EDGAR ↗
  • Sep 13, 2022 · D/A · $89,281,697 sold of $109,567,800 · 32 investors · min. No minimum reported · role: Director EDGAR ↗
  • Mar 3, 2022 · D · $20,000 sold of $20,000 · 2 investors · min. No minimum reported · role: Director EDGAR ↗
  • Jun 10, 2021 · D/A · $49,918,228 sold of $55,000,000 · 29 investors · min. No minimum reported · role: Director EDGAR ↗
  • Apr 16, 2021 · D · $40,999,996 sold of $50,000,001 · 5 investors · min. No minimum reported · role: Director EDGAR ↗

Raised $90.9M from 35 investors (83% of the $109.6M target) as of the latest filing. Mark is listed as director on 5 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Biotechnology / 506(b) (3,253 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

HD
Other Health Care

Hint Inc \ DE

Pleasanton, CA · Feb 8, 2018 → Dec 24, 2018 · 2 filings
  • Dec 24, 2018 · D · $10,000,000 sold of $10,000,000 · 1 investors · min. No minimum reported · role: Director EDGAR ↗
  • Feb 8, 2018 · D · $979,977 sold of $19,999,930 · 18 investors · min. No minimum reported · role: Director EDGAR ↗

Raised $10M from 18 investors (100% of the $10M target) as of the latest filing. Mark is listed as director on 2 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other Health Care / 506(b) (4,189 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

SM
Other Technology

SONITUS MEDICAL INC

San Mateo, CA · Apr 1, 2009 → May 23, 2012 · 3 filings
  • May 23, 2012 · D · $25,000,000 sold of $25,000,000 · 10 investors · min. $25,000 · role: Director EDGAR ↗
  • Apr 11, 2011 · D · $21,988,993 sold of $31,462,900 · 21 investors · min. $10,000 · role: Director EDGAR ↗
  • Apr 1, 2009 · D · $437,500 sold of $437,500 · 1 investors · min. $437,500 · role: Director EDGAR ↗

Raised $25M from 21 investors (100% of the $25M target) as of the latest filing. Mark is listed as director on 3 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

ST
Other Technology

SONITUS TECHNOLOGIES INC.

San Mateo, CA · Apr 13, 2011 → May 23, 2012 · 2 filings
  • May 23, 2012 · D · $34,397 sold of $34,397 · 10 investors · min. $34 · role: Director EDGAR ↗
  • Apr 13, 2011 · D · $35,024 sold of $49,000 · 21 investors · min. $10,000 · role: Director EDGAR ↗

Raised $6.77M from 21 investors (100% of the $34K target) as of the latest filing. Mark is listed as director on 2 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

AS
Manufacturing

AMALFI SEMICONDUCTOR INC

Los Gatos, CA · Nov 21, 2011 → Apr 26, 2012 · 3 filings
  • Apr 26, 2012 · D · $19,802,172 sold of $22,535,237 · 10 investors · min. No minimum reported · role: Executive Officer EDGAR ↗
  • Feb 7, 2012 · D · $7,926,292 sold of $12,000,000 · 10 investors · min. No minimum reported · role: Executive Officer EDGAR ↗
  • Nov 21, 2011 · D · $9,219,254 sold of $12,000,000 · 10 investors · min. No minimum reported · role: Executive Officer EDGAR ↗

Raised $19.8M from 10 investors (88% of the $22.5M target) as of the latest filing. Mark is listed as executive officer on 3 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

GR
Pooled Investment Fund

Great Rock Capital - VMI Targeted Fund I, L.P.

Campbell, CA · Jun 8, 2010
  • Jun 8, 2010 · D · $0 sold of Indefinite · 0 investors · min. No minimum reported · role: Promoter EDGAR ↗

No sales reported yet as of the latest filing. Mark is listed as promoter.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

Other pages with the same name (2)

Separate person records under the same name, not combined with this page. Each line says whether it shares an issuer with this record.

  • Mark Foley — TX, 1 issuer, Jul 1, 2013 → Nov 7, 2014 · no shared issuer
  • Mark Foley — OR, 1 issuer, Nov 13, 2015 → Nov 13, 2015 · no shared issuer

People around Mark 40

Officers, directors, promoters and management entities named on the same filings, as of Oct 23, 2026, 5:45 PM ET. Showing the 40 with the most shared filings.

AA
No photo found yet (own website and image search run after this page is viewed)
Person

Amir Abolfathi

Executive Officer, Director · 10 shared filings (3 issuers) · also on 6 other issuers

Amir Abolfathi is on 9 issuers in total — a repeat sponsor. Their page lists every one.

SH
No photo found yet (own website and image search run after this page is viewed)
Person

Sami Hamade

Director · 5 shared filings (2 issuers) · also on 7 other issuers

Sami Hamade is on 9 issuers in total — a repeat sponsor. Their page lists every one.

AP
No photo found yet (own website and image search run after this page is viewed)
Person

Arman Pahlavan

Executive Officer · 5 shared filings (2 issuers) · also on 11 other issuers

Arman Pahlavan is on 13 issuers in total — a repeat sponsor. Their page lists every one.

AT
No photo found yet (own website and image search run after this page is viewed)
Person

AmirAli Talasaz

Director · 5 shared filings (1 issuer) · also on 1 other issuer

Listed on the same filings as Mark Foley. Their page shows their other deals.

HW
No photo found yet (own website and image search run after this page is viewed)
Person

Huafeng Wen

Executive Officer, Director · 5 shared filings (1 issuer)

Listed on the same filings as Mark Foley. Their page shows their other deals.

RC
No photo found yet (own website and image search run after this page is viewed)
Person

Rita O'Connor

Director · 5 shared filings (1 issuer)

Listed on the same filings as Mark Foley. Their page shows their other deals.

JG
No photo found yet (own website and image search run after this page is viewed)
Person

Jan Garfinkle

Director, Executive Officer · 4 shared filings (2 issuers) · also on 13 other issuers

Jan Garfinkle is on 15 issuers in total — a repeat sponsor. Their page lists every one.

SW
No photo found yet (own website and image search run after this page is viewed)
Person

Steven Weinstein

Director · 4 shared filings (2 issuers) · also on 3 other issuers

Steven Weinstein is on 5 issuers in total — a repeat sponsor. Their page lists every one.

TD
No photo found yet (own website and image search run after this page is viewed)
Person

Tim Dumore

Director · 4 shared filings (1 issuer)

Listed on the same filings as Mark Foley. Their page shows their other deals.

PM
No photo found yet (own website and image search run after this page is viewed)
Person

Peter Moran

Director · 3 shared filings (1 issuer) · also on 5 other issuers

Peter Moran is on 6 issuers in total — a repeat sponsor. Their page lists every one.

BS
No photo found yet (own website and image search run after this page is viewed)
Person

Barry Schiffman

Director · 3 shared filings (1 issuer) · also on 1 other issuer

Listed on the same filings as Mark Foley. Their page shows their other deals.

PR
No photo found yet (own website and image search run after this page is viewed)
Person

Peter Riepenhausen

Director · 3 shared filings (1 issuer)

Listed on the same filings as Mark Foley. Their page shows their other deals.

RV
No photo found yet (own website and image search run after this page is viewed)
Person

Richard Vicenti

Executive Officer · 3 shared filings (2 issuers)

Listed on the same filings as Mark Foley. Their page shows their other deals.

DB
No photo found yet (own website and image search run after this page is viewed)
Person

Derek Best

Executive Officer · 3 shared filings (1 issuer)

Listed on the same filings as Mark Foley. Their page shows their other deals.

BW
No photo found yet (own website and image search run after this page is viewed)
Person

Bruce Weyer

Executive Officer · 3 shared filings (1 issuer)

Listed on the same filings as Mark Foley. Their page shows their other deals.

GH
No photo found yet (own website and image search run after this page is viewed)
Person

Greg Hildebrand

Executive Officer · 3 shared filings (1 issuer)

Listed on the same filings as Mark Foley. Their page shows their other deals.

KL
No photo found yet (own website and image search run after this page is viewed)
Person

Kenneth Lawler

Director · 3 shared filings (1 issuer)

Listed on the same filings as Mark Foley. Their page shows their other deals.

BS
No photo found yet (own website and image search run after this page is viewed)
Person

Baker Scott

Executive Officer · 3 shared filings (1 issuer)

Listed on the same filings as Mark Foley. Their page shows their other deals.

RB
No photo found yet (own website and image search run after this page is viewed)
Person

Robin Bienfait

Director · 3 shared filings (1 issuer)

Listed on the same filings as Mark Foley. Their page shows their other deals.

ND
No photo found yet (own website and image search run after this page is viewed)
Person

Nicola Downes

Executive Officer · 2 shared filings (1 issuer) · also on 1 other issuer

Listed on the same filings as Mark Foley. Their page shows their other deals.

MD
No photo found yet (own website and image search run after this page is viewed)
Person

M. Jennifer Derebery

Director · 2 shared filings (1 issuer)

Listed on the same filings as Mark Foley. Their page shows their other deals.

DW
No photo found yet (own website and image search run after this page is viewed)
Person

Daniel Wark

Executive Officer · 2 shared filings (1 issuer)

Listed on the same filings as Mark Foley. Their page shows their other deals.

AS
No photo found yet (own website and image search run after this page is viewed)
Person

Ali Shirvani

Executive Officer · 2 shared filings (1 issuer)

Listed on the same filings as Mark Foley. Their page shows their other deals.

DM
No photo found yet (own website and image search run after this page is viewed)
Person

David Mayer

Director · 2 shared filings (2 issuers) · also on 1 other issuer

Listed on the same filings as Mark Foley. Their page shows their other deals.

AR
No photo found yet (own website and image search run after this page is viewed)
Person

Aubrey Rankin

Executive Officer, Director · 2 shared filings (1 issuer) · also on 1 other issuer

Listed on the same filings as Mark Foley. Their page shows their other deals.

HB
No photo found yet (own website and image search run after this page is viewed)
Person

Hal Beckham

Executive Officer · 2 shared filings (1 issuer)

Listed on the same filings as Mark Foley. Their page shows their other deals.

MF
No photo found yet (own website and image search run after this page is viewed)
Person

Mic Falkel

Executive Officer · 2 shared filings (1 issuer)

Listed on the same filings as Mark Foley. Their page shows their other deals.

RD
No photo found yet (own website and image search run after this page is viewed)
Person

Robert Doty

Executive Officer · 2 shared filings (1 issuer)

Listed on the same filings as Mark Foley. Their page shows their other deals.

RM
No photo found yet (own website and image search run after this page is viewed)
Person

Robin McCord

Executive Officer · 2 shared filings (1 issuer)

Listed on the same filings as Mark Foley. Their page shows their other deals.

DT
No photo found yet (own website and image search run after this page is viewed)
Person

David Thrower

Executive Officer · 2 shared filings (1 issuer)

Listed on the same filings as Mark Foley. Their page shows their other deals.

DG
No photo found yet (own website and image search run after this page is viewed)
Person

Daniel Gorback

Executive Officer · 2 shared filings (1 issuer)

Listed on the same filings as Mark Foley. Their page shows their other deals.

SR
No photo found yet (own website and image search run after this page is viewed)
Person

Scott Rader

Director · 1 shared filing (1 issuer)

Listed on the same filings as Mark Foley. Their page shows their other deals.

SW
No photo found yet (own website and image search run after this page is viewed)
Person

Steve Weinstein

Director · 1 shared filing (1 issuer) · also on 1 other issuer

Listed on the same filings as Mark Foley. Their page shows their other deals.

JD
No photo found yet (own website and image search run after this page is viewed)
Person

Jennifer Derebery

Director · 1 shared filing (1 issuer)

Listed on the same filings as Mark Foley. Their page shows their other deals.

WB
No photo found yet (own website and image search run after this page is viewed)
Person

WILLIAM BAUMEL

Promoter · 1 shared filing (1 issuer) · also on 1 other issuer

Listed on the same filings as Mark Foley. Their page shows their other deals.

AS
No photo found yet (own website and image search run after this page is viewed)
Person

Alireza Shirvani

Executive Officer · 1 shared filing (1 issuer)

Listed on the same filings as Mark Foley. Their page shows their other deals.

GG
No photo found yet (own website and image search run after this page is viewed)
Person

Greg Garfield

Director · 1 shared filing (1 issuer) · also on 10 other issuers

Greg Garfield is on 11 issuers in total — a repeat sponsor. Their page lists every one.

VK
No photo found yet (own website and image search run after this page is viewed)
Person

Vijin Kos

Executive Officer, Director · 1 shared filing (1 issuer)

Listed on the same filings as Mark Foley. Their page shows their other deals.

VK
No photo found yet (own website and image search run after this page is viewed)
Person

Vojin Kos

Executive Officer, Director · 1 shared filing (1 issuer) · also on 1 other issuer

Listed on the same filings as Mark Foley. Their page shows their other deals.

TD
No photo found yet (own website and image search run after this page is viewed)
Person

Tim Dunmore

Director · 1 shared filing (1 issuer)

Listed on the same filings as Mark Foley. Their page shows their other deals.

The team behind the deals

Same business address

21 other issuers file from the same address

A shared address can mean the same team, a shared office building or a registered agent. It is a lead, not a conclusion.

Registrations and other filings

Business registration (state registry / Secretary of State)

Individuals are not matched to business registrations — registries list companies, and a name alone is not enough to tie a person to one. Officers and managers appear by name inside each matched company's record on the issuer pages. Registries searched: AL (Alabama Secretary of State — Business Entity Records (arc-sos.state.al.us), searched by issuer name, data as of Oct 24, 2026); CO (Colorado Secretary of State — Business Entities in Colorado (data.colorado.gov), data as of Oct 23, 2026); CT (Connecticut Secretary of the State — Business Registry (data.ct.gov), data as of Oct 24, 2026); FL (Florida Department of State, Division of Corporations — quarterly corporate data file (Sunbiz), data as of Oct 7, 2026); NY (New York Department of State — Corporations and Other Entities (data.ny.gov: All Filings + Active Corporations), data as of Oct 20, 2026); OR (Oregon Secretary of State — Active Businesses, All (data.oregon.gov), data as of Oct 20, 2026); PA (Pennsylvania Department of State — Registered Businesses, Current (data.pa.gov), data as of Oct 6, 2026); TX (Texas Comptroller — Active Franchise Taxpayers incl. Secretary of State file data (data.texas.gov), data as of Oct 24, 2026). Registries of other states have not been searched: many publish no bulk file and require a CAPTCHA or bot challenge on their search page, which we do not bypass (Delaware, for example, offers no public bulk file).

Adviser registration (Form ADV)

None of the 6 issuers this person is listed on appears in Form ADV (searched 24,962 advisers as of Oct 2, 2026). A person is never an adviser firm; Form ADV is checked for the issuers and the management companies they are listed with.

Other offering types (Regulation A and Regulation Crowdfunding)

Searched SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 (51,358 records as of Oct 23, 2026, 8:41 PM ET) — nothing matched this name.

Property records none — individuals are not matched

Property records are matched to companies only, never to individuals, so none are matched to Mark Foley by design. Searched property records in Hillsborough County FL (Clerk recorded-document index Oct 14, 2026 to Oct 15, 2026 + FL DOR 2026 ownership roll), Miami-Dade County FL (FL DOR 2026 ownership roll), Harris County TX (HCAD 2026 ownership roll), Dallas County TX (DCAD 2026 ownership roll), New York City ACRIS documents and PLUTO ownership rows already retrieved for other issuers, Cook County IL sale and ownership rows already retrieved for other issuers (814,874 records as of Oct 23, 2026, 8:59 PM ET) for the 6 issuers this person is listed on — nothing matched.

Public profiles and social

Websites and social links of the issuers Mark Foley is listed on: none on file. No website or social profile named in uLab Systems, Inc.'s SEC filings (Form C, Reg A, Form ADV; checked Oct 24, 2026). Web search for this name: #143,235 of 374,652 in line (1,386 issuers searched so far). One-tap searches: Look further ↓

Look further

One-tap searches on sites we do not index ourselves, with the name pre-filled (Memphis, TN). Each opens in a new tab; what you find there is not verified by PartnerFacts.

Social and web

LinkedIn people search ↗Instagram ↗X (Twitter) ↗Facebook ↗YouTube ↗Google ↗Google Images ↗Google News ↗Meta Ad Library ↗

Courts

CourtListener / RECAP (federal) ↗PACER case locator (federal, login) ↗California — find the county court ↗Los Angeles Superior Court case search ↗Davidson County TN Circuit Court Clerk case search ↗

Securities regulators

SEC EDGAR full-text search ↗SEC action look-up ↗FINRA BrokerCheck ↗SEC IAPD adviser search ↗

Business registries

California Secretary of State business search ↗Tennessee Secretary of State business search ↗OpenCorporates ↗

Change history

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