Sponsor Check › Person
Named as an officer, director or promoter on SEC Form D filings · CA, CO · Apr 6, 2012 → Nov 22, 2023
Data last updated Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 24, 2026, 2:25 AM ET · SEC enforcement last checked: covered by the index scan as of Oct 24, 2026, 2:50 AM ET
Greg Garfield is listed as an executive officer and director on 30 SEC Form D filings by 11 issuers between Apr 2012 and Nov 2023. Largest by amount reported sold: RefleXion Medical, Inc. (Hayward, CA — other health care — 2016–2023; $106.7M reported sold to 43 investors), Earlens Corp (Menlo Park, CA — other health care — 2018–2022; $72.1M reported sold to 147 investors), NeuroPace Inc (Mountain View, CA — other health care — 2017–2020; $72M reported sold to 26 investors), Intuity Medical, Inc. (Fremont, CA — other health care — 2017; $55M reported sold to 19 investors), Aerin Medical Inc. (Mountain View, CA — other health care — 2014–2016; $49.7M reported sold to 23 investors) and 6 more (all listed below).
What this means That is a lot of deals — 11 separate companies raised money with this person listed as executive officer and director, over about 11 years. Across those companies the filings report $463.9M sold in total.
Listed alongside Nael Kassar (13 shared filings), Amir Abolfathi (6 shared filings), FRANK T. WATKINS (6 shared filings), PETER GARCIA-MEZA (6 shared filings), RICK WILLIAMS (6 shared filings) and 98 others.
What this means These are the other officers, directors or promoters the companies named on the same forms — the team around Greg. Each name links to their own page.
Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CO, CT, DC, DE, FINRA, FL, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VT, WA, WI, WV, WY) — none found.
What this means Nothing turned up where we looked (3 sources). That does not prove there is nothing — it means none was found in those sources on that date.
We compared 30 public filings for Greg Garfield and found 12 differences, 1 worth asking the sponsor about: 7 Form Ds were filed more than 15 days after the first sale; and more below.
What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.
Community search for Greg Garfield has not run yet — it is joining a line of 47,049 names; searches run around the clock at the hosts' allowed rate. Searched so far: 641 names.
Community comments are quoted as written by their authors. Sources searched: Bing (site:reddit.com / site:biggerpockets.com) and Reddit's own search, plus DuckDuckGo/Brave/BiggerPockets search when they are answering.
Five things investors ask first. Items still in human review are counted, not shown.
None found in sources searched — federal courts (CourtListener / RECAP), checked Oct 24, 2026
Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts State courts: not covered (one-tap state court links under Look further). PACER: not searched. · Last checked Oct 24, 2026, 2:25 AM ET.
State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.
None found in sources searched — SEC enforcement releases (index scan as of Oct 24, 2026, 2:50 AM ET) · state securities regulators: 48 regulators (FINRA, NASAA, 37 states) — crawled Oct 24, 2026, 8:48 AM ET
SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — Searched SEC litigation releases and administrative proceedings (1995→ / 2007→) (30,205 records as of Oct 24, 2026, 2:50 AM ET) — nothing matched Greg Garfield..
State securities regulators: Securities regulators searched (64,910 actions): FINRA (38,350 actions, 1995–2026), NASAA (31 actions, 2000–2026; listing starts 1997), AK Division of Banking and Securities (273 actions, 1971–2025), AL Securities Commission (880 actions, 2001–2026), AR Securities Department (1,305 actions, 1998–2026), AZ Corporation Commission Securities Division (411 actions, 2017–2026), CA DFPI (25 actions, 2007–2024; listing starts 2002 — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), CO Division of Securities (731 actions, 2001–2026; older years from the Internet Archive (snapshot of 2026-05-02)), CT Department of Banking Securities Division (940 actions, 2006–2026; older years from the Internet Archive (snapshot of 2026-04-22)), DC DISB Securities Bureau (25 actions, 2012–2026), DE DOJ Investor Protection Unit (257 actions, 1987–2026), FL Office of Financial Regulation (49 actions, 2018–2026), GA Secretary of State Securities Division (65 actions, 2015–2026; listing starts 2012), HI DCCA Securities Enforcement Branch (26 actions, 2012–2026), ID Department of Finance Securities Bureau (663 actions, 1994–2026), IL Secretary of State Securities Department (4,122 actions, 2003–2023), KS Insurance Department Securities Division (58 actions), KY Department of Financial Institutions (342 actions, 2005–2026), LA Office of Financial Institutions Securities Division (13 actions, 2010–2025; listing starts 2008), MA Secretary of the Commonwealth Securities Division (125 actions, 2012–2025; live site blocks automated access — loaded from the Internet Archive snapshot of 2026-02-04), MD Attorney General Securities Division (1,054 actions, 2004–2026), ME Office of Securities (539 actions, 2000–2026), MI LARA Corporations, Securities & Commercial Licensing Bureau (201 actions), MO Secretary of State Securities Division (919 actions, 1998–2026), MS Secretary of State Securities Division (209 actions, 1995–2026), MT Commissioner of Securities and Insurance (597 actions, 2000–2026), NC Secretary of State Securities Division (265 actions, 2004–2024), ND Securities Department (711 actions, 1990–2026; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2026-01-06), NH Bureau of Securities Regulation (402 actions, 2002–2026), NM Regulation and Licensing Department Securities Division (90 actions, 2010–2025), NV Secretary of State Securities Division (118 actions, 2018–2026), NY Attorney General Investor Protection Bureau (44 actions, 2012–2026), OH Division of Securities (327 actions, 1993–2006), OK Department of Securities (2,531 actions, 1998–2026), OR Division of Financial Regulation (589 actions, 1988–2026), PA Department of Banking and Securities (1,448 actions, 2008–2024; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2024-08-09), RI DBR Securities Division (98 actions, 2005–2025), SC Attorney General Securities Division (540 actions, 2006–2026), SD Division of Insurance – Securities Regulation (106 actions, 2017–2026), TN Department of Commerce and Insurance Securities Division (405 actions, 1992–2026), TX State Securities Board (936 actions, 1999–2026), UT Division of Securities (772 actions, 2000–2026; older years from the Internet Archive (snapshot of 2010-05-27)), VT DFR Securities Division (137 actions, 2010–2026), WA DFI (2,039 actions, 2001–2026), WI DFI Division of Securities (1,072 actions, 1998–2026), WV Securities Commission (State Auditor) (64 actions), WY Secretary of State Compliance Division (6 actions, 2016–2024) — last crawled Oct 24, 2026, 8:48 AM ET. No machine-readable public listing today for IA, IN, MN, NE, NJ, VA (see docs/state-regulators.md).
None found in sources searched — federal bankruptcy courts (CourtListener / RECAP), checked Oct 24, 2026
Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not covered (one-tap state court links under Look further). PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 2:25 AM ET.
State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.
Comparisons cover issuers and sponsor groups — see the issuer pages under Deals
12 differences found between the filings for Greg Garfield — 1 worth asking about (compared 30 filings on Oct 24, 2026)
United States Bankruptcy Court, S.D. California docket "Suel v. Capital Management Services LP" filed Feb 5, 2007, closed Sep 7, 2007. Patrick Suel (listed on the same filings) is listed as Plaintiff ("Suel"). Our match estimate: 70%.
What this means A bankruptcy filing was found. Many are old or personal and have nothing to do with the deal — but ask what it was and when it closed.
United States Bankruptcy Court, E.D. California docket "Universal Bank (South Dakota) v. Hamade" filed Jun 7, 2000, closed Oct 31, 2000. Sami Hamade (listed on the same filings) is listed as Defendant ("Hamade"). Our match estimate: 70%.
What this means A bankruptcy filing was found. Many are old or personal and have nothing to do with the deal — but ask what it was and when it closed.
United States Bankruptcy Court, N.D. California docket "First USA Bank, N.A. v. Seidenberg" filed Nov 18, 1999, closed Feb 14, 2000. Beth Seidenberg (listed on the same filings) is listed as Defendant ("Seidenberg"). Our match estimate: 70%.
What this means A bankruptcy filing was found. Many are old or personal and have nothing to do with the deal — but ask what it was and when it closed.
SONITUS TECHNOLOGIES INC. (last filing Jan 5, 2018; $6,773,293 sold of $21,773,293). Each has no filing in more than two years and reported under half its target sold.
What this means An issuer whose last filing is more than two years old and reported under half its target sold. The raise may have closed early or quietly stopped. Ask what happened to each.
Form D filed 110 days after the first sale — NeuroPace Inc · Form D filed 102 days after the first sale — Rodo Medical, Inc. · Form D filed 493 days after the first sale — C2 Therapeutics Inc · Form D filed 17 days after the first sale — Earlens Corp · Form D filed 17 days after the first sale — CERAPEDICS INC · and 2 more
What this means Late notices are common and carry no penalty by themselves. A pattern of late paperwork is worth asking the sponsor about.
No amendment in the last 12 months on an offering that may still be open — RefleXion Medical, Inc. (latest filing Nov 22, 2023) · No amendment in the last 12 months on an offering that may still be open — Earlens Corp (latest filing Apr 25, 2022) · No amendment in the last 12 months on an offering that may still be open — RefleXion Medical, Inc. (latest filing Mar 16, 2022) · No amendment in the last 12 months on an offering that may still be open — Earlens Corp (latest filing Aug 27, 2021) · No amendment in the last 12 months on an offering that may still be open — Earlens Corp (latest filing Jan 7, 2021) · and 15 more
What this means SEC rules expect a yearly amendment while an offering is still going. Ask the sponsor which of these raises have closed.
Offering amount changed between filings — NeuroPace Inc · Offering amount changed between filings — Intuity Medical, Inc. · Offering amount changed between filings — C2 Therapeutics Inc · Offering amount changed between filings — C2 Therapeutics Inc
What this means Targets change as deals grow or shrink. Ask whether later money has the same terms.
This page covers filings where the address state is CA or CO. A separate record, "Greg Garfield" with address state MN, is listed on 2 filings — most recently by Sonex Health, Inc. (May 31, 2023). Both records have filings in the same period (Jan 26, 2022 to May 31, 2023).
What this means Two records with one name were active at the same time. That can be one person listing different company addresses, or two different people. We keep them apart until a filing ties them together. Check both pages before you decide.
This page covers filings where the address state is CA or CO. A separate record, "GREG GARFIELD" with address state L2, is listed on 1 filing — most recently by Mainstay Medical Holdings plc (Feb 23, 2021). Both records have filings in the same period (Feb 23, 2021).
What this means Two records with one name were active at the same time. That can be one person listing different company addresses, or two different people. We keep them apart until a filing ties them together. Check both pages before you decide.
This page covers filings where the address state is CA or CO. A separate record, "Greg S. Garfield" with address state OR, is listed on 1 filing — most recently by Semler Scientific, Inc. (Mar 11, 2015). Both records have filings in the same period (Mar 11, 2015).
What this means Two records with one name were active at the same time. That can be one person listing different company addresses, or two different people. We keep them apart until a filing ties them together. Check both pages before you decide.
The people listed on the Feb 14, 2014 filing give Santa Clara, CA; on the Mar 22, 2016 filing they give Sunnyvale, CA.
What this means Businesses move; this just shows the two places and dates. If you were told one city and the forms say another, ask which is current.
CA on 29 filings (Apr 6, 2012 to Nov 22, 2023); CO on 1 filing (Mar 7, 2022).
What this means The address on a Form D is usually the company's, not the person's home, so this often just reflects different companies. It can also mean a move. Nothing wrong by itself.
What is compared: every Form D and D/A we hold for this subject, side by side — filing dates vs. first-sale dates (the 15-day rule), amendment timing on open offerings (the yearly-amendment expectation), amounts sold, investor counts, offering amounts and minimums across amendments, industry and size bands, addresses, how each person's name and role is written, paid sellers' CRD numbers, and (for groups) where the member companies were formed and sit. Everything is as filed by the issuer; the SEC does not check it. Differences are common and usually have ordinary explanations — we show both values, the dates, and the source so you can ask. As of Oct 24, 2026.
1 of 27 offerings reports sales commissions totalling $2,000,000; 2 report finder's fees totalling $863,428; 0 report proceeds to related persons. (includes amounts the issuer reported as estimates)
| Offering (latest filing) | Sales commissions | Finder's fees | To insiders | Paid to sell it | Source |
|---|---|---|---|---|---|
| Nov 22, 2023 D RefleXion Medical, Inc. File 021-498008 | $0 | $0 | $0 | None listed on this filing | EDGAR ↗ |
| Apr 25, 2022 D Earlens Corp File 021-443277 | $0 | $200,000 (est.) | $0 | Carofin, LLC BrokerCheck CRD 298717 ↗ Carolina Financial Securities, LLC BrokerCheck CRD 41970 ↗ | EDGAR ↗ |
| Mar 16, 2022 D RefleXion Medical, Inc. File 021-437588 | $0 | $0 | $0 | None listed on this filing | EDGAR ↗ |
| Mar 7, 2022 D CERAPEDICS INC File 021-436158 | $0 | $0 | $0 | None listed on this filing | EDGAR ↗ |
| Aug 27, 2021 D Earlens Corp File 021-411540 | $0 | $0 | $0 | None listed on this filing | EDGAR ↗ |
| Jan 7, 2021 D Earlens Corp File 021-385540 | $0 | $0 | $0 | None listed on this filing | EDGAR ↗ |
| Aug 31, 2020 D NeuroPace Inc File 021-374490 | $0 | $663,428 | $0 (est.) Proceeds will be used for general corporate purposes including, but not limited to, executive salaries | None listed on this filing | EDGAR ↗ |
| Apr 17, 2020 D RefleXion Medical, Inc. File 021-365306 | $2,000,000 (est.) | $0 | $0 | BofA Securities, Inc. BrokerCheck CRD 283942 ↗ Morgan Stanley & Co. LLC BrokerCheck CRD 8209 ↗ | EDGAR ↗ |
| Apr 8, 2020 D Earlens Corp File 021-364560 | $0 | $0 | $0 | None listed on this filing | EDGAR ↗ |
| Oct 25, 2018 D Earlens Corp File 021-324337 | $0 | $0 | $0 | None listed on this filing | EDGAR ↗ |
| Apr 2, 2018 D RefleXion Medical, Inc. File 021-309122 | $0 | $0 | $0 | None listed on this filing | EDGAR ↗ |
| Jan 5, 2018 D SONITUS TECHNOLOGIES INC. File 021-302444 | $0 | $0 | $0 | None listed on this filing | EDGAR ↗ |
| Aug 8, 2017 D/A NeuroPace Inc File 021-277965 | $0 | $0 | $0 (est.) Proceeds will be used for general corporate purposes including, but not limited to, executive salaries | None listed on this filing | EDGAR ↗ |
| Jan 20, 2017 D SONITUS TECHNOLOGIES INC. File 021-278915 | $0 | $0 | $0 | None listed on this filing | EDGAR ↗ |
| Jan 9, 2017 D/A Intuity Medical, Inc. File 021-274184 | $0 | $0 | $0 (est.) | None listed on this filing | EDGAR ↗ |
| Dec 7, 2016 D/A C2 Therapeutics Inc File 021-242058 | $0 | $0 | $0 | None listed on this filing | EDGAR ↗ |
| Apr 19, 2016 D RefleXion Medical, Inc. File 021-261633 | $0 | $0 | $0 | None listed on this filing | EDGAR ↗ |
| Mar 22, 2016 D Aerin Medical Inc. File 021-259719 | $0 | $0 | $0 | None listed on this filing | EDGAR ↗ |
| Mar 21, 2016 D SONITUS TECHNOLOGIES INC. File 021-259663 | $0 | $0 | $0 | None listed on this filing | EDGAR ↗ |
| Oct 31, 2014 D Rodo Medical, Inc. File 021-227520 | $0 | $0 | $0 | None listed on this filing | EDGAR ↗ |
| Oct 8, 2014 D C2 Therapeutics Inc File 021-226040 | $0 | $0 | $0 | None listed on this filing | EDGAR ↗ |
| Sep 22, 2014 D C2 Therapeutics Inc File 021-225126 | $0 | $0 | $0 | None listed on this filing | EDGAR ↗ |
| Apr 28, 2014 D SONITUS MEDICAL INC File 021-216376 | $0 | $0 | $0 | None listed on this filing | EDGAR ↗ |
| Feb 14, 2014 D Aerin Medical Inc. File 021-211934 | $0 | $0 | $0 | None listed on this filing | EDGAR ↗ |
| Jun 4, 2012 D Progyny, Inc. File 021-179221 | $0 | $0 | $0 Proceeds will be used for general corporate purposes including, but not limited to, executive salaries. | None listed on this filing | EDGAR ↗ |
| May 23, 2012 D SONITUS MEDICAL INC File 021-178691 | $0 | $0 | $0 | None listed on this filing | EDGAR ↗ |
| Apr 6, 2012 D C2 Therapeutics Inc File 021-176302 | $0 | $0 | $0 | None listed on this filing | EDGAR ↗ |
Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.
Counted across every filing this person is listed on (latest filing per offering, per issuer).
Every issuer that named Greg Garfield on a Form D, newest first. A Form D is the notice a company files after it starts selling a private investment.
Raised $106.7M from 43 investors (53% of the $201.4M target) as of the latest filing. Greg is listed as director on 5 filings for this deal.
Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other Health Care / 506(b) (4,189 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.
Raised $72.1M from 147 investors (100% of the $30M target) as of the latest filing. Greg is listed as director on 5 filings for this deal.
Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other Health Care / 506(b) (4,189 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.
Raised $25M from 8 investors (100% of the $25M target) as of the latest filing. Greg is listed as director.
Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Biotechnology / 506(b) (3,253 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.
Raised $72M from 26 investors (75% of the $96.4M target) as of the latest filing. Greg is listed as director on 3 filings for this deal.
Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other Health Care / 506(b) (4,189 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.
Raised $6.77M from 21 investors (100% of the $1.03M target) as of the latest filing. Greg is listed as director on 3 filings for this deal.
Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other / 506(b) (18,678 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.
Raised $55M from 19 investors (100% of the $55M target) as of the latest filing. Greg is listed as director.
Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other Health Care / 506(b) (4,189 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.
Raised $11.6M from 44 investors (100% of the $6.3M target) as of the latest filing. Greg is listed as director on 6 filings for this deal.
Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other Health Care / 506(b) (4,189 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.
Raised $49.7M from 23 investors (100% of the $10.6M target) as of the latest filing. Greg is listed as director on 2 filings for this deal.
Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other Health Care / 506(b) (4,189 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.
Raised $5.55M from 58 investors (100% of the $5.55M target) as of the latest filing. Greg is listed as director.
Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other Technology / 506(b) (17,390 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.
Raised $25M from 21 investors (100% of the $11.1M target) as of the latest filing. Greg is listed as director on 2 filings for this deal.
Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other Technology / 506(b) (17,390 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.
Raised $34.3M from 29 investors (100% of the $18M target) as of the latest filing. Greg is listed as executive officer.
Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.
Separate person records under the same name, not combined with this page. Each line says whether it shares an issuer with this record.
Officers, directors, promoters and management entities named on the same filings, as of Oct 23, 2026, 5:45 PM ET. Showing the 40 with the most shared filings.
Nael Kassar is on 9 issuers in total — a repeat sponsor. Their page lists every one.
Amir Abolfathi is on 9 issuers in total — a repeat sponsor. Their page lists every one.
Listed on the same filings as Greg Garfield. Their page shows their other deals.
Listed on the same filings as Greg Garfield. Their page shows their other deals.
Jay Watkins is on 22 issuers in total — a repeat sponsor. Their page lists every one.
Listed on the same filings as Greg Garfield. Their page shows their other deals.
Sami Hamade is on 9 issuers in total — a repeat sponsor. Their page lists every one.
Listed on the same filings as Greg Garfield. Their page shows their other deals.
William Facteau is on 5 issuers in total — a repeat sponsor. Their page lists every one.
Renee Ryan is on 10 issuers in total — a repeat sponsor. Their page lists every one.
Listed on the same filings as Greg Garfield. Their page shows their other deals.
Antoine Papiernik is on 8 issuers in total — a repeat sponsor. Their page lists every one.
Joseph Lacob is on 5 issuers in total — a repeat sponsor. Their page lists every one.
Listed on the same filings as Greg Garfield. Their page shows their other deals.
Listed on the same filings as Greg Garfield. Their page shows their other deals.
Listed on the same filings as Greg Garfield. Their page shows their other deals.
Frank Fischer is on 8 issuers in total — a repeat sponsor. Their page lists every one.
Patrick Suel is on 5 issuers in total — a repeat sponsor. Their page lists every one.
Listed on the same filings as Greg Garfield. Their page shows their other deals.
Arman Pahlavan is on 13 issuers in total — a repeat sponsor. Their page lists every one.
Jan Garfinkle is on 15 issuers in total — a repeat sponsor. Their page lists every one.
Steven Weinstein is on 5 issuers in total — a repeat sponsor. Their page lists every one.
Listed on the same filings as Greg Garfield. Their page shows their other deals.
Listed on the same filings as Greg Garfield. Their page shows their other deals.
Listed on the same filings as Greg Garfield. Their page shows their other deals.
A shared address can mean the same team, a shared office building or a registered agent. It is a lead, not a conclusion.
Individuals are not matched to business registrations — registries list companies, and a name alone is not enough to tie a person to one. Officers and managers appear by name inside each matched company's record on the issuer pages. Registries searched: AL (Alabama Secretary of State — Business Entity Records (arc-sos.state.al.us), searched by issuer name, data as of Oct 24, 2026); CO (Colorado Secretary of State — Business Entities in Colorado (data.colorado.gov), data as of Oct 23, 2026); CT (Connecticut Secretary of the State — Business Registry (data.ct.gov), data as of Oct 24, 2026); FL (Florida Department of State, Division of Corporations — quarterly corporate data file (Sunbiz), data as of Oct 7, 2026); NY (New York Department of State — Corporations and Other Entities (data.ny.gov: All Filings + Active Corporations), data as of Oct 20, 2026); OR (Oregon Secretary of State — Active Businesses, All (data.oregon.gov), data as of Oct 20, 2026); PA (Pennsylvania Department of State — Registered Businesses, Current (data.pa.gov), data as of Oct 6, 2026); TX (Texas Comptroller — Active Franchise Taxpayers incl. Secretary of State file data (data.texas.gov), data as of Oct 24, 2026). Registries of other states have not been searched: many publish no bulk file and require a CAPTCHA or bot challenge on their search page, which we do not bypass (Delaware, for example, offers no public bulk file).
None of the 11 issuers this person is listed on appears in Form ADV (searched 24,962 advisers as of Oct 2, 2026). A person is never an adviser firm; Form ADV is checked for the issuers and the management companies they are listed with.
Searched SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 (51,358 records as of Oct 23, 2026, 8:41 PM ET) — nothing matched this name.
Property records are matched to companies only, never to individuals, so none are matched to Greg Garfield by design. Searched property records in Hillsborough County FL (Clerk recorded-document index Oct 14, 2026 to Oct 15, 2026 + FL DOR 2026 ownership roll), Miami-Dade County FL (FL DOR 2026 ownership roll), Harris County TX (HCAD 2026 ownership roll), Dallas County TX (DCAD 2026 ownership roll), New York City ACRIS documents and PLUTO ownership rows already retrieved for other issuers, Cook County IL sale and ownership rows already retrieved for other issuers (814,874 records as of Oct 23, 2026, 8:59 PM ET) for the 11 issuers this person is listed on — nothing matched.
Websites and social links of the issuers Greg Garfield is listed on: none on file. No website or social profile named in Earlens Corp's SEC filings (Form C, Reg A, Form ADV; checked Oct 24, 2026). Web search for this name: #76,541 of 374,652 in line (1,386 issuers searched so far). One-tap searches: Look further ↓
One-tap searches on sites we do not index ourselves, with the name pre-filled (Menlo Park, CA). Each opens in a new tab; what you find there is not verified by PartnerFacts.
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