Tim Dumore is listed as a director on 4 SEC Form D filings by 1 issuer between Apr 2021 and Oct 2022: uLab Systems, Inc. (Memphis, TN — biotechnology — 2021–2022; $90.9M reported sold to 35 investors).
What this means One deal on file with the SEC. A Form D is the notice a company files after it starts selling a private investment — it is a notice, not an approval.
Listed alongside Amir Abolfathi (4 shared filings), AmirAli Talasaz (4 shared filings), Huafeng Wen (4 shared filings), Mark Foley (4 shared filings), Rita O'Connor (4 shared filings) and 8 others.
What this means These are the other officers, directors or promoters the companies named on the same forms — the team around Tim. Each name links to their own page.
Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CT, DE, FINRA, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, OK, OR, PA, RI, SC, SD, TN, TX, VT, WA, WI, WV, WY) — 1 court case matching the name, 3 bankruptcy cases matching the name listed in Key records below.
What this means 4 records came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.
We compared 4 public filings for Tim Dumore and found 8 differences, 1 worth asking the sponsor about: Bankruptcy case: DuMore Inc; and more below.
What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.