PartnerFacts
Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 9:30 AM ET

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Mark Wan

Named as an officer, director or promoter on SEC Form D filings · CA, MA · Apr 10, 2009 → Sep 15, 2025

11deals (issuers)
$469.5Mreported sold
367investors
31Form D filings
2009–2025years on file

Data last updated Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 24, 2026, 2:18 AM ET · SEC enforcement last checked: covered by the index scan as of Oct 24, 2026, 2:50 AM ET

The short version

Mark Wan is listed as an executive officer and director on 31 SEC Form D filings by 11 issuers between Apr 2009 and Sep 2025. Largest by amount reported sold: Causeway Media Partners II, L.P. (Cambridge, MA — pooled investment fund — 2017; $207.3M reported sold to 71 investors), Causeway Media Partners, L.P. (Cambridge, MA — pooled investment fund — 2013–2014; $125.6M reported sold to 55 investors), Causeway Partners III, L.P. (Cambridge, MA — pooled investment fund — 2024; $43.6M reported sold to 28 investors), TALPHERA, INC. (San Mateo, CA — pharmaceuticals — 2009–2025; $20.8M reported sold to 32 investors), VOYAGE MEDICAL INC (Redwood City, CA — other health care — 2012; $20.6M reported sold to 7 investors) and 6 more (all listed below).

What this means That is a lot of deals — 11 separate companies raised money with this person listed as executive officer and director, over about 16 years. Across those companies the filings report $469.5M sold in total.

Listed alongside Stephen J. Hoffman (9 shared filings), Pamela P. Palmer (8 shared filings), Adrian Adams (6 shared filings), Amar Sawhney (6 shared filings), Farhad Khosravi (6 shared filings) and 66 others.

What this means These are the other officers, directors or promoters the companies named on the same forms — the team around Mark. Each name links to their own page.

3 of the issuers belong to the sponsor group Causeway Media (3 issuers, $376.5M reported sold, 2013–2024).

What this means A sponsor group is one team that sets up a new company for each deal. Causeway Media has 3 companies on file and $376.5M reported sold in total — the group page shows the whole track record in one place.

Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CO, CT, DC, DE, FINRA, FL, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VT, WA, WI, WV, WY) — none found.

What this means Nothing turned up where we looked (3 sources). That does not prove there is nothing — it means none was found in those sources on that date.

We compared 31 public filings for Mark Wan and found 14 differences, 2 worth asking the sponsor about: Paid seller listed without a CRD number: Trinity Group Limited; and more below.

What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.

What the community is saying

Community search for Mark Wan has not run yet — it is joining a line of 34,442 names; searches run around the clock at the hosts' allowed rate. Searched so far: 638 names.

Community comments are quoted as written by their authors. Sources searched: Bing (site:reddit.com / site:biggerpockets.com) and Reddit's own search, plus DuckDuckGo/Brave/BiggerPockets search when they are answering.

Key records

Five things investors ask first. Items still in human review are counted, not shown.

1. Lawsuits

None found in sources searched — federal courts (CourtListener / RECAP), checked Oct 24, 2026

What was searched

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts State courts: not covered (one-tap state court links under Look further). PACER: not searched. · Last checked Oct 24, 2026, 2:18 AM ET.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

None found in sources searched — SEC enforcement releases (index scan as of Oct 24, 2026, 2:50 AM ET) · state securities regulators: 48 regulators (FINRA, NASAA, 37 states) — crawled Oct 24, 2026, 8:48 AM ET

What was searched

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — Searched SEC litigation releases and administrative proceedings (1995→ / 2007→) (30,205 records as of Oct 24, 2026, 2:50 AM ET) — nothing matched Mark Wan..

State securities regulators: Securities regulators searched (64,910 actions): FINRA (38,350 actions, 1995–2026), NASAA (31 actions, 2000–2026; listing starts 1997), AK Division of Banking and Securities (273 actions, 1971–2025), AL Securities Commission (880 actions, 2001–2026), AR Securities Department (1,305 actions, 1998–2026), AZ Corporation Commission Securities Division (411 actions, 2017–2026), CA DFPI (25 actions, 2007–2024; listing starts 2002 — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), CO Division of Securities (731 actions, 2001–2026; older years from the Internet Archive (snapshot of 2026-05-02)), CT Department of Banking Securities Division (940 actions, 2006–2026; older years from the Internet Archive (snapshot of 2026-04-22)), DC DISB Securities Bureau (25 actions, 2012–2026), DE DOJ Investor Protection Unit (257 actions, 1987–2026), FL Office of Financial Regulation (49 actions, 2018–2026), GA Secretary of State Securities Division (65 actions, 2015–2026; listing starts 2012), HI DCCA Securities Enforcement Branch (26 actions, 2012–2026), ID Department of Finance Securities Bureau (663 actions, 1994–2026), IL Secretary of State Securities Department (4,122 actions, 2003–2023), KS Insurance Department Securities Division (58 actions), KY Department of Financial Institutions (342 actions, 2005–2026), LA Office of Financial Institutions Securities Division (13 actions, 2010–2025; listing starts 2008), MA Secretary of the Commonwealth Securities Division (125 actions, 2012–2025; live site blocks automated access — loaded from the Internet Archive snapshot of 2026-02-04), MD Attorney General Securities Division (1,054 actions, 2004–2026), ME Office of Securities (539 actions, 2000–2026), MI LARA Corporations, Securities & Commercial Licensing Bureau (201 actions), MO Secretary of State Securities Division (919 actions, 1998–2026), MS Secretary of State Securities Division (209 actions, 1995–2026), MT Commissioner of Securities and Insurance (597 actions, 2000–2026), NC Secretary of State Securities Division (265 actions, 2004–2024), ND Securities Department (711 actions, 1990–2026; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2026-01-06), NH Bureau of Securities Regulation (402 actions, 2002–2026), NM Regulation and Licensing Department Securities Division (90 actions, 2010–2025), NV Secretary of State Securities Division (118 actions, 2018–2026), NY Attorney General Investor Protection Bureau (44 actions, 2012–2026), OH Division of Securities (327 actions, 1993–2006), OK Department of Securities (2,531 actions, 1998–2026), OR Division of Financial Regulation (589 actions, 1988–2026), PA Department of Banking and Securities (1,448 actions, 2008–2024; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2024-08-09), RI DBR Securities Division (98 actions, 2005–2025), SC Attorney General Securities Division (540 actions, 2006–2026), SD Division of Insurance – Securities Regulation (106 actions, 2017–2026), TN Department of Commerce and Insurance Securities Division (405 actions, 1992–2026), TX State Securities Board (936 actions, 1999–2026), UT Division of Securities (772 actions, 2000–2026; older years from the Internet Archive (snapshot of 2010-05-27)), VT DFR Securities Division (137 actions, 2010–2026), WA DFI (2,039 actions, 2001–2026), WI DFI Division of Securities (1,072 actions, 1998–2026), WV Securities Commission (State Auditor) (64 actions), WY Secretary of State Compliance Division (6 actions, 2016–2024) — last crawled Oct 24, 2026, 8:48 AM ET. No machine-readable public listing today for IA, IN, MN, NE, NJ, VA (see docs/state-regulators.md).

3. Bankruptcies

None found in sources searched — federal bankruptcy courts (CourtListener / RECAP), checked Oct 24, 2026

What was searched

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not covered (one-tap state court links under Look further). PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 2:18 AM ET.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

4. Differences between public sources

Comparisons cover issuers and sponsor groups — see the issuer pages under Deals

14 differences found between the filings for Mark Wan — 2 worth asking about (compared 31 filings on Oct 24, 2026)

Note · Mar 7, 1990 – Sep 12, 2025

10 bankruptcy cases name the subject or team members

Bankruptcy case: Onramp Funds, Inc v. Khosravi — filed Sep 12, 2025 · Bankruptcy case: Raffi Asadorian — filed Feb 21, 2020 · Bankruptcy case: Screen Capital International Corp., derivatively o v. Saadat — filed Feb 21, 2013 · Bankruptcy case: Saadat v. KeyBank USA, National Association — filed Aug 15, 2012 · Bankruptcy case: Discover Bank, Issuer of the Discover Card v. Saadat — filed May 13, 2011 · and 5 more

What this means A bankruptcy filing was found. Many are old or personal and have nothing to do with the deal — but ask what it was and when it closed.

Sources
Note · May 25, 2022

Mark Wan appears on 1 deal that stopped filing before reaching its target

CareConnectMD, Inc. (last filing May 25, 2022; $10,000,000 sold of $27,000,000). Each has no filing in more than two years and reported under half its target sold.

What this means An issuer whose last filing is more than two years old and reported under half its target sold. The raise may have closed early or quietly stopped. Ask what happened to each.

Sources
Worth asking · Jan 17, 2017 – Jun 2, 2017

Paid seller listed without a CRD number: Trinity Group Limited — Causeway Media Partners II, L.P.

Trinity Group Limited is listed as receiving sales compensation on 2 filings (Jan 17, 2017 to Jun 2, 2017) with no FINRA CRD number given.

What this means People paid to sell securities normally hold a FINRA registration with a CRD number. Without one we cannot look them up on BrokerCheck. Ask who they are and whether they are registered.

Sources
Worth asking · Oct 15, 2014

Paid seller listed without a CRD number: Trinity Group Limited — Causeway Media Partners, L.P.

Trinity Group Limited is listed as receiving sales compensation on 1 filing (Oct 15, 2014) with no FINRA CRD number given.

What this means People paid to sell securities normally hold a FINRA registration with a CRD number. Without one we cannot look them up on BrokerCheck. Ask who they are and whether they are registered.

Sources
Note · Mar 24, 2009 – Jan 24, 2022

4 Form Ds were filed more than 15 days after the first sale

Form D filed 17 days after the first sale — TALPHERA, INC. · Form D filed 17 days after the first sale — Street League, Inc. · Form D filed 18 days after the first sale — VOYAGE MEDICAL INC · Form D filed 17 days after the first sale — SQUAREONE, INC.

What this means Late notices are common and carry no penalty by themselves. A pattern of late paperwork is worth asking the sponsor about.

Sources
Note · Nov 5, 2009 – Sep 15, 2025

11 offerings have no amendment in the last 12 months and may still be open

No amendment in the last 12 months on an offering that may still be open — TALPHERA, INC. (latest filing Sep 15, 2025) · No amendment in the last 12 months on an offering that may still be open — TALPHERA, INC. (latest filing Apr 17, 2025) · No amendment in the last 12 months on an offering that may still be open — Causeway Partners III, L.P. (latest filing Nov 4, 2024) · No amendment in the last 12 months on an offering that may still be open — CareConnectMD, Inc. (latest filing May 25, 2022) · No amendment in the last 12 months on an offering that may still be open — TALPHERA, INC. (latest filing Jan 24, 2022) · and 6 more

What this means SEC rules expect a yearly amendment while an offering is still going. Ask the sponsor which of these raises have closed.

Sources
Note · Apr 10, 2009 – Jun 2, 2017

7 offerings changed their target amount between filings

Offering amount changed between filings — Causeway Media Partners II, L.P. · Offering amount changed between filings — Causeway Media Partners, L.P. · Offering amount changed between filings — ACCESS CLOSURE, INC. · Offering amount changed between filings — SQUAREONE, INC. · Offering amount changed between filings — SQUAREONE, INC. · and 2 more

What this means Targets change as deals grow or shrink. Ask whether later money has the same terms.

Sources
Note · Nov 25, 2009 – Jun 7, 2012

Industry group changed between filings — TALPHERA, INC.

"Pharmaceuticals" (Nov 25, 2009 to Sep 21, 2010); then "Biotechnology" (Jul 13, 2011); then "Pharmaceuticals" (Jun 7, 2012 to Sep 15, 2025).

What this means The issuer described its business differently on different forms. Often it is just a different box ticked; sometimes the deal itself changed. Ask which business your money is in.

Sources
Note · Sep 4, 2014 – Jul 12, 2019

Same name, different state: "Mark Wan" (TX) is a separate record

This page covers filings where the address state is CA or MA. A separate record, "Mark Wan" with address state TX, is listed on 3 filings — most recently by FloSports, Inc. (Jul 12, 2019). Both records have filings in the same period (Sep 4, 2014 to Jul 12, 2019).

What this means Two records with one name were active at the same time. That can be one person listing different company addresses, or two different people. We keep them apart until a filing ties them together. Check both pages before you decide.

Sources
Note · Jan 18, 2018

Same name, different state: "MARK WAN" (NC) is a separate record

This page covers filings where the address state is CA or MA. A separate record, "MARK WAN" with address state NC, is listed on 1 filing — most recently by QuintEvents, LLC (Jan 18, 2018). Both records have filings in the same period (Jan 18, 2018).

What this means Two records with one name were active at the same time. That can be one person listing different company addresses, or two different people. We keep them apart until a filing ties them together. Check both pages before you decide.

Sources
Note · Jan 11, 2017

Same name, different state: "Mark Wan" (WY) is a separate record

This page covers filings where the address state is CA or MA. A separate record, "Mark Wan" with address state WY, is listed on 1 filing — most recently by Project One Nutrition Inc. (Jan 11, 2017). Both records have filings in the same period (Jan 11, 2017).

What this means Two records with one name were active at the same time. That can be one person listing different company addresses, or two different people. We keep them apart until a filing ties them together. Check both pages before you decide.

Sources
Note · Dec 30, 2009 – Jul 19, 2010

Same name, different state: "MARK WAN" (NH) is a separate record

This page covers filings where the address state is CA or MA. A separate record, "MARK WAN" with address state NH, is listed on 3 filings — most recently by ELEME MEDICAL INC (Jul 19, 2010). Both records have filings in the same period (Dec 30, 2009 to Jul 19, 2010).

What this means Two records with one name were active at the same time. That can be one person listing different company addresses, or two different people. We keep them apart until a filing ties them together. Check both pages before you decide.

Sources
Note · Jun 7, 2012 – Jan 29, 2024

4 address changes between filings

Address moved from Hayward, CA to San Mateo, CA — TALPHERA, INC. · Address moved from Huntington Beach, CA to Costa Mesa, CA — CareConnectMD, Inc. · Address moved from Redwood City, CA to Hayward, CA — TALPHERA, INC. · Address moved from Boston, MA to Cambridge, MA — Causeway Media Partners, L.P.

What this means Businesses move. If you were told one city and the forms say another, ask which is current.

Sources
Note · Apr 10, 2009 – Sep 15, 2025

Mark Wan is listed with 2 different address states: CA, MA

CA on 28 filings (Apr 10, 2009 to Sep 15, 2025); MA on 3 filings (Jun 6, 2013 to Nov 4, 2024).

What this means The address on a Form D is usually the company's, not the person's home, so this often just reflects different companies. It can also mean a move. Nothing wrong by itself.

Sources
What is compared

What is compared: every Form D and D/A we hold for this subject, side by side — filing dates vs. first-sale dates (the 15-day rule), amendment timing on open offerings (the yearly-amendment expectation), amounts sold, investor counts, offering amounts and minimums across amendments, industry and size bands, addresses, how each person's name and role is written, paid sellers' CRD numbers, and (for groups) where the member companies were formed and sit. Everything is as filed by the issuer; the SEC does not check it. Differences are common and usually have ordinary explanations — we show both values, the dates, and the source so you can ask. As of Oct 24, 2026.

5. Money to insiders

4 of 23 offerings report sales commissions totalling $5,192,501; 2 report finder's fees totalling $1,087,169; 0 report proceeds to related persons. (includes amounts the issuer reported as estimates)

Offering (latest filing)Sales commissionsFinder's feesTo insidersPaid to sell itSource
Sep 15, 2025 D
TALPHERA, INC.
File 021-557521
$0$0$0None listed on this filingEDGAR ↗
Apr 17, 2025 D
TALPHERA, INC.
File 021-543987
$1,050,000 (est.)$0$0BTIG, LLC BrokerCheck CRD 122225 ↗
A.G.P./Alliance Global Partners BrokerCheck CRD 8361 ↗
EDGAR ↗
Nov 4, 2024 D/A
Causeway Partners III, L.P.
File 021-505130
$0$0$0J.P. Morgan Securities LLC BrokerCheck CRD 79 ↗EDGAR ↗
Jan 29, 2024 D
TALPHERA, INC.
File 021-503772
$0 (est.)$0 (est.)$0 (est.)None listed on this filingEDGAR ↗
Jul 28, 2023 D
TALPHERA, INC.
File 021-488204
$625,001$0$0 (est.)H.C. Wainwright & Co., LLC BrokerCheck CRD 375 ↗EDGAR ↗
Aug 17, 2022 D
TALPHERA, INC.
File 021-456153
$0 (est.)$0 (est.)$0 (est.)None listed on this filingEDGAR ↗
May 25, 2022 D
CareConnectMD, Inc.
File 021-446971
$1,350,000$0$0 (est.)B.C. Ziegler and Company BrokerCheck CRD 61 ↗EDGAR ↗
Jan 24, 2022 D
TALPHERA, INC.
File 021-430590
$0$0$0None listed on this filingEDGAR ↗
May 3, 2019 D
CareConnectMD, Inc.
File 021-338761
$0$0$0 (est.)None listed on this filingEDGAR ↗
Jul 12, 2018 D/A
CareConnectMD, Inc.
File 021-316751
$0$0$0 (est.)None listed on this filingEDGAR ↗
Jun 2, 2017 D/A
Causeway Media Partners II, L.P.
File 021-278599
$2,167,500 (est.)$0$0J.P. Morgan Securities LLC BrokerCheck CRD 79 ↗
Trinity Group Limited no CRD number reported
EDGAR ↗
Oct 15, 2014 D/A
Causeway Media Partners, L.P.
File 021-197553
$0$462,169$0Robert McDonald Hofeditz BrokerCheck CRD 2467599 ↗
via W.R. Hambrecht + Co., LLC (CRD 45040 ↗)

Trinity Group Limited no CRD number reported
EDGAR ↗
Jun 4, 2014 D/A
Street League, Inc.
File 021-215911
$0$0$0None listed on this filingEDGAR ↗
Aug 14, 2012 D
VOYAGE MEDICAL INC
File 021-182665
$0$0$0None listed on this filingEDGAR ↗
Jun 7, 2012 D
TALPHERA, INC.
File 021-179390
$0$625,000 (est.)$0
The proceeds will be used for general corporate purposes.
None listed on this filingEDGAR ↗
Jul 13, 2011 D
TALPHERA, INC.
File 021-162776
$0$0$0
Proceeds will be used for the ARX-01 Phase 3 clinical trial in addition to the general business purposes.
None listed on this filingEDGAR ↗
Oct 21, 2010 D
TRIREME MEDICAL INC
File 021-149379
$0$0$0None listed on this filingEDGAR ↗
Sep 21, 2010 D
TALPHERA, INC.
File 021-147977
$0$0$0
The proceeds will be used for general corporate purposes.
None listed on this filingEDGAR ↗
Jul 1, 2010 D
INGENUITY SYSTEMS INC
File 021-144293
$0$0$0
Proceeds will be used for general corporate purposes including regular salaries for executive officers.
None listed on this filingEDGAR ↗
Nov 25, 2009 D
TALPHERA, INC.
File 021-115115
$0$0$0
The proceeds will be used for general corporate purposes.
None listed on this filingEDGAR ↗
Nov 16, 2009 D
TRIREME MEDICAL INC
File 021-81977
$0$0$0None listed on this filingEDGAR ↗
Jun 19, 2009 D/A
SQUAREONE, INC.
File 021-81781
$0$0$0None listed on this filingEDGAR ↗
May 20, 2009 D/A
ACCESS CLOSURE, INC.
File 021-51229
$0$0$0
There are no proceeds in this offering. The options are being granted in connection with the Issuer's employee benefit plan.
None listed on this filingEDGAR ↗
How this is counted

Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across every filing this person is listed on (latest filing per offering, per issuer).

Deals 11

Every issuer that named Mark Wan on a Form D, newest first. A Form D is the notice a company files after it starts selling a private investment.

Pharmaceuticals

TALPHERA, INC.

San Mateo, CA · Nov 25, 2009 → Sep 15, 2025 · 10 filings
  • Sep 15, 2025 · D · $16,984,999 sold of $28,969,997 · 13 investors · min. No minimum reported · role: Director EDGAR ↗
  • Apr 17, 2025 · D · $4,920,000 sold of $15,000,000 · 11 investors · min. No minimum reported · role: Director EDGAR ↗
  • Jan 29, 2024 · D · $6,000,000 sold of $6,000,000 · 6 investors · min. No minimum reported · role: Director EDGAR ↗
  • Jul 28, 2023 · D · $10,000,008 sold of $10,000,008 · 10 investors · min. No minimum reported · role: Director EDGAR ↗
  • Aug 17, 2022 · D · $629,958 sold of $629,958 · 1 investors · min. No minimum reported · role: Director EDGAR ↗
  • Jan 24, 2022 · D · $5,160,997 sold of $5,960,979 · 32 investors · min. No minimum reported · role: Director EDGAR ↗
  • Jun 7, 2012 · D · $10,000,002 sold of $10,000,002 · 10 investors · min. No minimum reported · role: Director EDGAR ↗
  • Jul 13, 2011 · D · $20,839,994 sold of $20,839,994 · 2 investors · min. No minimum reported · role: Director EDGAR ↗
  • Sep 21, 2010 · D · $8,000,800 sold of $12,001,200 · 8 investors · min. No minimum reported · role: Director EDGAR ↗
  • Nov 25, 2009 · D · $14,814,106 sold of $30,000,000 · 8 investors · min. No minimum reported · role: Director EDGAR ↗

Raised $20.8M from 32 investors (72% of the $29M target) as of the latest filing. Mark is listed as director on 10 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pharmaceuticals / 506(b) (800 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund · group: Causeway Media

Causeway Partners III, L.P.

Cambridge, MA · Feb 13, 2024 → Nov 4, 2024 · 2 filings
  • Nov 4, 2024 · D/A · $43,625,000 sold of $100,000,000 · 28 investors · min. No minimum reported · role: Executive Officer (Managing Member of the General Partner) EDGAR ↗
  • Feb 13, 2024 · D · $0 sold of $100,000,000 · 0 investors · min. No minimum reported · role: Executive Officer (Managing Member of the General Partner) EDGAR ↗

Raised $43.6M from 28 investors (44% of the $100M target) as of the latest filing. Mark is listed as executive officer on 2 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Hospitals and Physicians

CareConnectMD, Inc.

Costa Mesa, CA · Jul 12, 2018 → May 25, 2022 · 3 filings
  • May 25, 2022 · D · $10,000,000 sold of $27,000,000 · 2 investors · min. No minimum reported · role: Director EDGAR ↗
  • May 3, 2019 · D · $0 sold of $5,000,000 · 0 investors · min. $25,000 · role: Director EDGAR ↗
  • Jul 12, 2018 · D/A · $1,225,000 sold of $1,300,000 · 24 investors · min. $10,000 · role: Director EDGAR ↗

Raised $10M from 24 investors (37% of the $27M target) as of the latest filing. Mark is listed as director on 3 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Hospitals and Physicians / 506(b) (147 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund · group: Causeway Media

Causeway Media Partners II, L.P.

Cambridge, MA · Jan 17, 2017 → Jun 2, 2017 · 2 filings
  • Jun 2, 2017 · D/A · $207,275,000 sold of $207,275,000 · 71 investors · min. No minimum reported · role: Executive Officer EDGAR ↗
  • Jan 17, 2017 · D · $0 sold of $175,000,000 · 0 investors · min. No minimum reported · role: Executive Officer EDGAR ↗

Raised $207.3M from 71 investors (100% of the $207.3M target) as of the latest filing. Mark is listed as executive officer on 2 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund · group: Causeway Media

Causeway Media Partners, L.P.

Cambridge, MA · Jun 6, 2013 → Oct 15, 2014 · 2 filings
  • Oct 15, 2014 · D/A · $125,555,555 sold of $125,555,555 · 55 investors · min. No minimum reported · role: Executive Officer EDGAR ↗
  • Jun 6, 2013 · D · $73,484,848 sold of $125,000,000 · 31 investors · min. No minimum reported · role: Executive Officer EDGAR ↗

Raised $125.6M from 55 investors (100% of the $125.6M target) as of the latest filing. Mark is listed as executive officer on 2 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Other

Street League, Inc.

Studio City, CA · Apr 21, 2014 → Jun 4, 2014 · 2 filings
  • Jun 4, 2014 · D/A · $4,600,008 sold of $4,600,008 · 4 investors · min. No minimum reported · role: Director EDGAR ↗
  • Apr 21, 2014 · D · $2,049,988 sold of $4,600,008 · 3 investors · min. No minimum reported · role: Director EDGAR ↗

Raised $4.6M from 4 investors (100% of the $4.6M target) as of the latest filing. Mark is listed as director on 2 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other / 506(b) (18,678 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Other Health Care

VOYAGE MEDICAL INC

Redwood City, CA · Aug 14, 2012
  • Aug 14, 2012 · D · $375,000 sold of $7,200,000 · 4 investors · min. No minimum reported · role: Director EDGAR ↗

Raised $20.6M from 7 investors (100% of the $7.2M target) as of the latest filing. Mark is listed as director.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

Other Health Care

TRIREME MEDICAL INC

Pleasanton, CA · Nov 16, 2009 → Oct 21, 2010 · 2 filings
  • Oct 21, 2010 · D · $7,599,999 sold of $11,700,000 · 5 investors · min. $1 · role: Director EDGAR ↗
  • Nov 16, 2009 · D · $7,054,997 sold of $13,999,999 · 5 investors · min. $1 · role: Director EDGAR ↗

Raised $7.6M from 5 investors (65% of the $11.7M target) as of the latest filing. Mark is listed as director on 2 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

Other Technology

INGENUITY SYSTEMS INC

Redwood City, CA · Jul 1, 2010
  • Jul 1, 2010 · D · $15,399,233 sold of $15,399,233 · 27 investors · min. No minimum reported · role: Director EDGAR ↗

Raised $15.4M from 27 investors (100% of the $15.4M target) as of the latest filing. Mark is listed as director.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

Other Health Care

SQUAREONE, INC.

Mountain View, CA · Apr 10, 2009 → Jun 19, 2009 · 5 filings
  • Jun 19, 2009 · D/A · $4,040,262 sold of $4,040,262 · 45 investors · min. No minimum reported · role: Director EDGAR ↗
  • May 6, 2009 · D/A · $3,427,549 sold of $3,427,549 · 40 investors · min. No minimum reported · role: Director EDGAR ↗
  • Apr 27, 2009 · D/A · $3,391,715 sold of $3,391,715 · 38 investors · min. No minimum reported · role: Director EDGAR ↗
  • Apr 21, 2009 · D/A · $2,817,613 sold of $2,817,613 · 34 investors · min. No minimum reported · role: Director EDGAR ↗
  • Apr 10, 2009 · D · $2,250,648 sold of $2,250,648 · 7 investors · min. No minimum reported · role: Director EDGAR ↗

Raised $4.04M from 45 investors (100% of the $4.04M target) as of the latest filing. Mark is listed as director on 5 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

Other

ACCESS CLOSURE, INC.

Mountain View, CA · May 20, 2009
  • May 20, 2009 · D/A · $4,902,550 sold of Indefinite · 10 investors · min. No minimum reported · role: Director EDGAR ↗

Raised $10M from 69 investors as of the latest filing. Mark is listed as director.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

Other pages with the same name (4)

Separate person records under the same name, not combined with this page. Each line says whether it shares an issuer with this record.

  • MARK WAN — NH, 1 issuer, Dec 30, 2009 → Jul 19, 2010 · no shared issuer
  • Mark Wan — TX, 1 issuer, Sep 4, 2014 → Jul 12, 2019 · no shared issuer
  • Mark Wan — WY, 1 issuer, Jan 11, 2017 → Jan 11, 2017 · no shared issuer
  • MARK WAN — NC, 1 issuer, Jan 18, 2018 → Jan 18, 2018 · no shared issuer

People around Mark 40

Officers, directors, promoters and management entities named on the same filings, as of Oct 23, 2026, 5:45 PM ET. Showing the 40 with the most shared filings.

Management entity

Causeway GP III, LLC

Executive Officer · 2 shared filings (1 issuer)

Listed on the same filings as Mark Wan. Their page shows their other deals.

SH
No photo found yet (own website and image search run after this page is viewed)
Person

Stephen J. Hoffman

Director · 9 shared filings (1 issuer)

Listed on the same filings as Mark Wan. Their page shows their other deals.

PP
No photo found yet (own website and image search run after this page is viewed)
Person

Pamela P. Palmer

Executive Officer, Director · 8 shared filings (1 issuer)

Listed on the same filings as Mark Wan. Their page shows their other deals.

RH
No photo found yet (own website and image search run after this page is viewed)
Person

Robert Higgins

Executive Officer · 6 shared filings (3 issuers) · also on 8 other issuers

Robert Higgins is on 11 issuers in total — a repeat sponsor. Their page lists every one.

FK
No photo found yet (own website and image search run after this page is viewed)
Person

Farhad Khosravi

Executive Officer, Director · 6 shared filings (2 issuers) · also on 13 other issuers

Farhad Khosravi is on 15 issuers in total — a repeat sponsor. Their page lists every one.

RK
No photo found yet (own website and image search run after this page is viewed)
Person

Rob Kuhling

Director · 6 shared filings (2 issuers) · also on 2 other issuers

Listed on the same filings as Mark Wan. Their page shows their other deals.

AS
No photo found yet (own website and image search run after this page is viewed)
Person

Amar Sawhney

Director · 6 shared filings (2 issuers) · also on 3 other issuers

Amar Sawhney is on 5 issuers in total — a repeat sponsor. Their page lists every one.

VA
No photo found yet (own website and image search run after this page is viewed)
Person

Vincent J. Angotti

Executive Officer, Director · 6 shared filings (1 issuer) · also on 1 other issuer

Listed on the same filings as Mark Wan. Their page shows their other deals.

WG
No photo found yet (own website and image search run after this page is viewed)
Person

Wycliffe Grousbeck

Executive Officer · 6 shared filings (3 issuers)

Listed on the same filings as Mark Wan. Their page shows their other deals.

RA
No photo found yet (own website and image search run after this page is viewed)
Person

RAFFI ASADORIAN

Executive Officer · 6 shared filings (1 issuer) · also on 1 other issuer

Listed on the same filings as Mark Wan. Their page shows their other deals.

JB
No photo found yet (own website and image search run after this page is viewed)
Person

Jill Broadfoot

Director · 6 shared filings (1 issuer) · also on 2 other issuers

Listed on the same filings as Mark Wan. Their page shows their other deals.

MB
No photo found yet (own website and image search run after this page is viewed)
Person

Marina Bozilenko

Director · 6 shared filings (1 issuer) · also on 1 other issuer

Listed on the same filings as Mark Wan. Their page shows their other deals.

AA
No photo found yet (own website and image search run after this page is viewed)
Person

Adrian Adams

Director · 6 shared filings (1 issuer)

Listed on the same filings as Mark Wan. Their page shows their other deals.

JD
No photo found yet (own website and image search run after this page is viewed)
Person

James Howard Dreher

Executive Officer, Director · 5 shared filings (1 issuer) · also on 1 other issuer

Listed on the same filings as Mark Wan. Their page shows their other deals.

JB
No photo found yet (own website and image search run after this page is viewed)
Person

Jonathan Bohane

Executive Officer · 5 shared filings (1 issuer)

Listed on the same filings as Mark Wan. Their page shows their other deals.

SP
No photo found yet (own website and image search run after this page is viewed)
Person

Suresh Pai

Executive Officer, Director · 5 shared filings (1 issuer) · also on 2 other issuers

Listed on the same filings as Mark Wan. Their page shows their other deals.

HR
No photo found yet (own website and image search run after this page is viewed)
Person

Howard B. Rosen

Director · 5 shared filings (1 issuer) · also on 3 other issuers

Listed on the same filings as Mark Wan. Their page shows their other deals.

LS
No photo found yet (own website and image search run after this page is viewed)
Person

Louis Soto

Executive Officer · 5 shared filings (1 issuer) · also on 1 other issuer

Listed on the same filings as Mark Wan. Their page shows their other deals.

GN
No photo found yet (own website and image search run after this page is viewed)
Person

Guy Nohra

Director · 4 shared filings (1 issuer) · also on 6 other issuers

Guy Nohra is on 7 issuers in total — a repeat sponsor. Their page lists every one.

TS
No photo found yet (own website and image search run after this page is viewed)
Person

Thomas Schreck

Executive Officer, Director · 4 shared filings (1 issuer) · also on 1 other issuer

Listed on the same filings as Mark Wan. Their page shows their other deals.

RA
No photo found yet (own website and image search run after this page is viewed)
Person

Richard Afable

Director · 4 shared filings (1 issuer) · also on 1 other issuer

Listed on the same filings as Mark Wan. Their page shows their other deals.

HR
No photo found yet (own website and image search run after this page is viewed)
Person

Howie Rosen

Director · 3 shared filings (1 issuer)

Listed on the same filings as Mark Wan. Their page shows their other deals.

AD
No photo found yet (own website and image search run after this page is viewed)
Person

Anil Dasu

Executive Officer · 3 shared filings (1 issuer)

Listed on the same filings as Mark Wan. Their page shows their other deals.

LH
No photo found yet (own website and image search run after this page is viewed)
Person

Larry Hamel

Executive Officer · 3 shared filings (1 issuer)

Listed on the same filings as Mark Wan. Their page shows their other deals.

DS
No photo found yet (own website and image search run after this page is viewed)
Person

David Steffy

Director · 3 shared filings (1 issuer) · also on 1 other issuer

Listed on the same filings as Mark Wan. Their page shows their other deals.

RK
No photo found yet (own website and image search run after this page is viewed)
Person

Richard King

Executive Officer, Director · 3 shared filings (1 issuer) · also on 1 other issuer

Listed on the same filings as Mark Wan. Their page shows their other deals.

KP
No photo found yet (own website and image search run after this page is viewed)
Person

Kim Phan

Executive Officer, Director · 3 shared filings (1 issuer) · also on 1 other issuer

Listed on the same filings as Mark Wan. Their page shows their other deals.

AJ
No photo found yet (own website and image search run after this page is viewed)
Person

Abhinav Jain

Director · 3 shared filings (1 issuer)

Listed on the same filings as Mark Wan. Their page shows their other deals.

BD
No photo found yet (own website and image search run after this page is viewed)
Person

Badri Dasu

Executive Officer · 3 shared filings (1 issuer)

Listed on the same filings as Mark Wan. Their page shows their other deals.

ML
No photo found yet (own website and image search run after this page is viewed)
Person

Michael Lynn

Director · 2 shared filings (1 issuer) · also on 1 other issuer

Listed on the same filings as Mark Wan. Their page shows their other deals.

JW
No photo found yet (own website and image search run after this page is viewed)
Person

James H. Welch

Executive Officer · 2 shared filings (1 issuer) · also on 2 other issuers

Listed on the same filings as Mark Wan. Their page shows their other deals.

AB
No photo found yet (own website and image search run after this page is viewed)
Person

Amir Belson

Director · 2 shared filings (1 issuer) · also on 5 other issuers

Amir Belson is on 6 issuers in total — a repeat sponsor. Their page lists every one.

CK
No photo found yet (own website and image search run after this page is viewed)
Person

Carter King

Executive Officer · 2 shared filings (1 issuer)

Listed on the same filings as Mark Wan. Their page shows their other deals.

LJ
No photo found yet (own website and image search run after this page is viewed)
Person

Linda Judge

Executive Officer · 2 shared filings (1 issuer)

Listed on the same filings as Mark Wan. Their page shows their other deals.

EK
No photo found yet (own website and image search run after this page is viewed)
Person

Eitan Konstantino

Executive Officer, Director · 2 shared filings (1 issuer)

Listed on the same filings as Mark Wan. Their page shows their other deals.

BD
No photo found yet (own website and image search run after this page is viewed)
Person

Badri P Dasu

Executive Officer · 2 shared filings (1 issuer)

Listed on the same filings as Mark Wan. Their page shows their other deals.

BA
No photo found yet (own website and image search run after this page is viewed)
Person

Brian Atlas

Executive Officer, Director · 2 shared filings (1 issuer)

Listed on the same filings as Mark Wan. Their page shows their other deals.

GT
No photo found yet (own website and image search run after this page is viewed)
Person

Geoffrey Taylor

Executive Officer · 2 shared filings (1 issuer)

Listed on the same filings as Mark Wan. Their page shows their other deals.

RD
No photo found yet (own website and image search run after this page is viewed)
Person

Rob Dyrdek

Director · 2 shared filings (1 issuer) · also on 3 other issuers

Listed on the same filings as Mark Wan. Their page shows their other deals.

GF
No photo found yet (own website and image search run after this page is viewed)
Person

George Fields

Executive Officer, Director · 2 shared filings (1 issuer)

Listed on the same filings as Mark Wan. Their page shows their other deals.

The team behind the deals

Sponsor group

Causeway Media

3 issuers · 6 filings · $376.5M reported sold · 2013–2024

One team, 3 deal companies. Mark Wan is listed on 3 of them.

Sources

Issuers are grouped when their Form D filings share related persons, a management entity or a business address (automatic match from the filings). "Listed" marks the issuers that name Mark Wan.

Same business address

10 other issuers file from the same address

A shared address can mean the same team, a shared office building or a registered agent. It is a lead, not a conclusion.

Registrations and other filings

Business registration (state registry / Secretary of State)

Individuals are not matched to business registrations — registries list companies, and a name alone is not enough to tie a person to one. Officers and managers appear by name inside each matched company's record on the issuer pages. Registries searched: AL (Alabama Secretary of State — Business Entity Records (arc-sos.state.al.us), searched by issuer name, data as of Oct 24, 2026); CO (Colorado Secretary of State — Business Entities in Colorado (data.colorado.gov), data as of Oct 23, 2026); CT (Connecticut Secretary of the State — Business Registry (data.ct.gov), data as of Oct 24, 2026); FL (Florida Department of State, Division of Corporations — quarterly corporate data file (Sunbiz), data as of Oct 7, 2026); NY (New York Department of State — Corporations and Other Entities (data.ny.gov: All Filings + Active Corporations), data as of Oct 20, 2026); OR (Oregon Secretary of State — Active Businesses, All (data.oregon.gov), data as of Oct 20, 2026); PA (Pennsylvania Department of State — Registered Businesses, Current (data.pa.gov), data as of Oct 6, 2026); TX (Texas Comptroller — Active Franchise Taxpayers incl. Secretary of State file data (data.texas.gov), data as of Oct 24, 2026). Registries of other states have not been searched: many publish no bulk file and require a CAPTCHA or bot challenge on their search page, which we do not bypass (Delaware, for example, offers no public bulk file).

Adviser registration (Form ADV)

A person is never an adviser firm. 1 of the 11 issuers this person is listed on matches a Form ADV adviser (searched 24,962 advisers as of Oct 2, 2026): Causeway Media Partners, L.P..

Other offering types (Regulation A and Regulation Crowdfunding)

Searched SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 (51,358 records as of Oct 23, 2026, 8:41 PM ET) — nothing matched this name.

Property records none — individuals are not matched

Property records are matched to companies only, never to individuals, so none are matched to Mark Wan by design. Searched property records in Hillsborough County FL (Clerk recorded-document index Oct 14, 2026 to Oct 15, 2026 + FL DOR 2026 ownership roll), Miami-Dade County FL (FL DOR 2026 ownership roll), Harris County TX (HCAD 2026 ownership roll), Dallas County TX (DCAD 2026 ownership roll), New York City ACRIS documents and PLUTO ownership rows already retrieved for other issuers, Cook County IL sale and ownership rows already retrieved for other issuers (814,874 records as of Oct 23, 2026, 8:59 PM ET) for the 11 issuers this person is listed on — nothing matched.

Public profiles and social

Websites and social links of the issuers Mark Wan is listed on: none on file. No website or social profile named in Causeway Media Partners, L.P.'s SEC filings (Form C, Reg A, Form ADV; checked Oct 24, 2026). Web search for this name: #311,580 of 374,652 in line (1,386 issuers searched so far). One-tap searches: Look further ↓

Look further

One-tap searches on sites we do not index ourselves, with the name pre-filled (Cambridge, MA). Each opens in a new tab; what you find there is not verified by PartnerFacts.

Change history

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