PartnerFacts
Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 5:14 AM ET

Sponsor Check › Person

JN
No photo found yet (own website and image search run after this page is viewed)

John Nelligan

Named as an officer, director or promoter on SEC Form D filings · CA, NY, FL · Jan 8, 2019 → Jul 30, 2021

8deals (issuers)
$132.8Mreported sold
79investors
15Form D filings
2019–2021years on file
Follow this personLook further ↓PDF

Data last updated Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 24, 2026, 2:43 AM ET · SEC enforcement last checked: covered by the index scan as of Oct 24, 2026, 2:50 AM ET

The short version

John Nelligan is listed as an executive officer, director, and promoter on 15 SEC Form D filings by 8 issuers between Oct 2015 and Feb 2026. Largest by amount reported sold: Waterfall Sentinel Fund I LP (New York, NY — pooled investment fund — 2019–2021; $53.1M reported sold to 60 investors), Waterfall Sentinel Fund I (UB), LP (New York, NY — pooled investment fund — 2019–2021; $30M reported sold to 1 investors), Waterfall Sentinel Fund I (Cayman I) LP (Camana Bay, Grand Cayman, Cayman Islands (as filed: E9) — pooled investment fund — 2019–2021; $20M reported sold to 3 investors), SHARB Investors LP (New York, NY — pooled investment fund — 2021; $15M reported sold to 5 investors), Sabal Capital Group, LLC (Newport Beach, CA — other banking and financial services — 2015; $11.1M reported sold to 8 investors) and 3 more (all listed below).

What this means A repeat sponsor — 8 separate companies raised money with this person listed as executive officer, director, and promoter, over about 11 years. Across those companies the filings report $132.8M sold in total.

Listed alongside Alain Toto (14 shared filings), Jack Ross (13 shared filings), Kenneth Nick (13 shared filings), Waterfall Asset Management, LLC (13 shared filings, management entity), Waterfall Sentinel GP, LLC (13 shared filings, management entity) and 13 others.

What this means These are the other officers, directors or promoters the companies named on the same forms — the team around John. Each name links to their own page.

The issuers belong to 2 sponsor groups: Waterfall (76 issuers, $15.38B reported sold, 2009–2026) and Sih (17 issuers, $1.63B reported sold, 2015–2026).

What this means This person is listed across more than one sponsor team; each group page shows that team's full track record.

Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AZ, CA, DE, TX, WA) — 3 bankruptcy cases matching the name listed in Key records below.

What this means 3 records came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.

We compared 15 public filings for John Nelligan and found 5 differences, 1 worth asking the sponsor about: Form D filed 125 days after the first sale; and more below.

What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.

What the community is saying

Community search for John Nelligan has not run yet — it is joining a line of 10,421 names; searches run around the clock at the hosts' allowed rate. Searched so far: 27 names.

Community comments are quoted as written by their authors. Sources searched: BiggerPockets forums (via DuckDuckGo, Brave, Bing and BiggerPockets search) and Reddit (search feed + public archive).

Key records

Five things investors ask first. Items still in human review are counted, not shown.

1. Lawsuits

None found in sources searched — federal courts (CourtListener / RECAP), checked Oct 24, 2026

What was searched

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts State courts: not covered (one-tap state court links under Look further). PACER: not searched. · Last checked Oct 24, 2026, 2:43 AM ET.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

None found in sources searched — SEC enforcement releases (index scan as of Oct 24, 2026, 2:50 AM ET) · state securities regulators: AZ, CA, DE, TX, WA (crawled Oct 23, 2026)

What was searched

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — Searched SEC litigation releases and administrative proceedings (1995→ / 2007→) (30,205 records as of Oct 24, 2026, 2:50 AM ET) — nothing matched John Nelligan..

State securities regulators searched: AZ (Corporation Commission Securities Division), CA (DFPI — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), DE (DOJ Investor Protection Unit), TX (State Securities Board), WA (DFI) — last crawled Oct 23, 2026, 9:57 PM ET. Other states are not covered.

3. Bankruptcies

3 cases: 3 closed (disposition not in docket feed)

John R. Nelligan closed
United States Bankruptcy Court, E.D. Michigan · No. 11-52830 · Filed May 3, 2011 · Closed Aug 5, 2011
Role of John R. Nelligan: Debtor · Outcome: Case closed 2011-08-05 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 5 federal dockets); 3 people with this name in Form D filings; court in MI (not a filing state)
John K. Nelligan and Julie B. Nelligan closed
United States Bankruptcy Court, W.D. New York · No. 1-04-16087 · Filed Aug 16, 2004 · Closed Jan 5, 2005
Role of John K. Nelligan and Julie B. Nelligan: Debtor · Outcome: Case closed 2005-01-05 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 5 federal dockets); 3 people with this name in Form D filings; court in the person's filing state (NY)
John R. Nelligan closed
United States Bankruptcy Court, E.D. Michigan · No. 96-53733 · Filed Oct 16, 1996 · Closed Feb 19, 1997
Role of John R. Nelligan: Debtor · Outcome: Case closed 1997-02-19 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 5 federal dockets); 3 people with this name in Form D filings; court in MI (not a filing state)
What was searched

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not covered (one-tap state court links under Look further). PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 2:43 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

4. Differences between public sources

Comparisons cover issuers and sponsor groups — see the issuer pages under Deals

5 differences found between the filings for John Nelligan — 1 worth asking about (compared 15 filings on Oct 24, 2026)

Worth asking · Nov 24, 2020 – Mar 29, 2021

Form D filed 125 days after the first sale — SHARB Investors LP

The filing says the first sale was Nov 24, 2020. The Form D was filed Mar 29, 2021 — 125 days later. The rule: a Form D is generally due within 15 days after the first sale, so this one is 110 days past that.

What this means A late notice is common and carries no penalty by itself. It is worth asking the sponsor why the paperwork lagged.

Form D · Mar 29, 2021 ↗SHARB Investors LP — PartnerFacts page ↗
Sources
Note · Sep 17, 2015 – Jul 30, 2021

7 offerings have no amendment in the last 12 months and may still be open

No amendment in the last 12 months on an offering that may still be open — WSMF I AV LP (latest filing Jul 30, 2021) · No amendment in the last 12 months on an offering that may still be open — SHARB Investors LP (latest filing Mar 29, 2021) · No amendment in the last 12 months on an offering that may still be open — Waterfall Sentinel Fund I (UB), LP (latest filing Jan 8, 2021) · No amendment in the last 12 months on an offering that may still be open — Waterfall Sentinel Fund I LP (latest filing Jan 8, 2021) · No amendment in the last 12 months on an offering that may still be open — Waterfall Sentinel Fund I (Cayman I) LP (latest filing Jan 8, 2021) · and 2 more

What this means SEC rules expect a yearly amendment while an offering is still going. Ask the sponsor which of these raises have closed.

Form D · Jul 30, 2021 ↗WSMF I AV LP — PartnerFacts page ↗Form D · Mar 29, 2021 ↗SHARB Investors LP — PartnerFacts page ↗
Sources
Note · Jul 14, 2022 – Jun 3, 2026

Same name, different state: "John Nelligan" (MI) is a separate record

This page covers filings where the address state is CA or NY or FL. A separate record, "John Nelligan" with address state MI, is listed on 3 filings — most recently by Milestone Capital Partners, Inc. (Jun 3, 2026). The two records do not overlap in time: this page runs Jan 8, 2019 to Jul 30, 2021; the other runs Jul 14, 2022 to Jun 3, 2026.

What this means Could be the same person who moved, or two people with the same name. We keep them apart until a filing ties them together. Check both pages before you decide.

John Nelligan (MI) — PartnerFacts page ↗Form D · Jun 3, 2026 ↗Milestone Capital Partners, Inc. — PartnerFacts page ↗John Nelligan (CA,NY,FL) — this page ↗
Sources
Note · Jan 13, 2021

Same name, different state: "John Nelligan" (PA) is a separate record

This page covers filings where the address state is CA or NY or FL. A separate record, "John Nelligan" with address state PA, is listed on 1 filing — most recently by EdgeCo Holdings, L.P. (Jan 13, 2021). Both records have filings in the same period (Jan 13, 2021).

What this means Two records with one name were active at the same time. That can be one person listing different company addresses, or two different people. We keep them apart until a filing ties them together. Check both pages before you decide.

John Nelligan (PA) — PartnerFacts page ↗Form D · Jan 13, 2021 ↗EdgeCo Holdings, L.P. — PartnerFacts page ↗John Nelligan (CA,NY,FL) — this page ↗
Sources
Note · Oct 1, 2015 – Feb 25, 2026

John Nelligan is listed with 3 different address states: CA, NY, FL

CA on 1 filing (Oct 1, 2015); NY on 13 filings (Jan 8, 2019 to Jul 30, 2021); FL on 1 filing (Feb 25, 2026).

What this means The address on a Form D is usually the company's, not the person's home, so this often just reflects different companies. It can also mean a move. Nothing wrong by itself.

Form D · Oct 1, 2015 ↗Form D · Jan 8, 2019 ↗Form D · Feb 25, 2026 ↗
Sources
What is compared

What is compared: every Form D and D/A we hold for this subject, side by side — filing dates vs. first-sale dates (the 15-day rule), amendment timing on open offerings (the yearly-amendment expectation), amounts sold, investor counts, offering amounts and minimums across amendments, industry and size bands, addresses, how each person's name and role is written, paid sellers' CRD numbers, and (for groups) where the member companies were formed and sit. Everything is as filed by the issuer; the SEC does not check it. Differences are common and usually have ordinary explanations — we show both values, the dates, and the source so you can ask. As of Oct 24, 2026.

5. Money to insiders

4 of 8 offerings report sales commissions totalling $302,177; 0 report finder's fees; 0 report proceeds to related persons. (includes amounts the issuer reported as estimates)

Offering (latest filing)Sales commissionsFinder's feesTo insidersPaid to sell itSource
Feb 25, 2026 D
NewMile Claw SPV LLC
File 021-574613
$0$0$0None listed on this filingEDGAR ↗
Jul 30, 2021 D
WSMF I AV LP
File 021-408364
$0$0$0None listed on this filingEDGAR ↗
Mar 29, 2021 D
SHARB Investors LP
File 021-393923
$0$0$0None listed on this filingEDGAR ↗
Jan 8, 2021 D/A
Waterfall Sentinel Fund I (Cayman I) LP
File 021-329980
$25,651 (est.)$0$0Mercury Capital Advisors, LLC BrokerCheck CRD 152338 ↗
Amherst Pierpont Securities LLC BrokerCheck CRD 150696 ↗		EDGAR ↗
Jan 8, 2021 D/A
Waterfall Sentinel Fund I LP
File 021-329971
$225,651 (est.)$0$0Mercury Capital Advisors, LLC BrokerCheck CRD 152338 ↗
Amherst Pierpont Securities LLC BrokerCheck CRD 150696 ↗		EDGAR ↗
Jan 8, 2021 D/A
Waterfall Sentinel Fund I (UB), LP
File 021-330964
$25,651 (est.)$0$0Mercury Capital Advisors, LLC BrokerCheck CRD 152338 ↗
Amherst Pierpont Securities LLC BrokerCheck CRD 150696 ↗		EDGAR ↗
Jan 8, 2020 D/A
Waterfall Sentinel Fund I (Cayman II) LP
File 021-329985
$25,224 (est.)$0$0Mercury Capital Advisors, LLC BrokerCheck CRD 152338 ↗EDGAR ↗
Oct 1, 2015 D
Sabal Capital Group, LLC
File 021-248624
$0$0$0None listed on this filingEDGAR ↗
How this is counted

Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across every filing this person is listed on (latest filing per offering, per issuer).

Deals 8

Every issuer that named John Nelligan on a Form D, newest first. A Form D is the notice a company files after it starts selling a private investment.

NC
Pooled Investment Fund · group: Waterfall

NewMile Claw SPV LLC

Miami Beach, FL · Feb 25, 2026
  • Feb 25, 2026 · D · $0 sold of Indefinite · 0 investors · min. $1 · role: Executive Officer, Promoter (MANAGING MEMBER OF ISSUER'S MANAGER) EDGAR ↗

No sales reported yet as of the latest filing. John is listed as executive officer, promoter.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

WI
Pooled Investment Fund · group: Waterfall

WSMF I AV LP

New York, NY · Jul 30, 2021
  • Jul 30, 2021 · D · $3,500,000 sold of Indefinite · 2 investors · min. $1,000,000 · role: Executive Officer EDGAR ↗

Raised $3.5M from 2 investors as of the latest filing. John is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

SI
Pooled Investment Fund · group: Waterfall

SHARB Investors LP

New York, NY · Mar 29, 2021
  • Mar 29, 2021 · D · $15,000,000 sold of Indefinite · 5 investors · min. $1,000,000 · role: Executive Officer EDGAR ↗

Raised $15M from 5 investors as of the latest filing. John is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

WS
Pooled Investment Fund · group: Waterfall

Waterfall Sentinel Fund I LP

New York, NY · Jan 8, 2019 → Jan 8, 2021 · 3 filings
  • Jan 8, 2021 · D/A · $53,150,000 sold of $300,000,000 · 60 investors · min. $5,000,000 · role: Executive Officer EDGAR ↗
  • Jan 8, 2020 · D/A · $40,100,000 sold of $300,000,000 · 53 investors · min. $5,000,000 · role: Executive Officer EDGAR ↗
  • Jan 8, 2019 · D · $0 sold of $300,000,000 · 0 investors · min. $5,000,000 · role: Executive Officer EDGAR ↗

Raised $53.1M from 60 investors (18% of the $300M target) as of the latest filing. John is listed as executive officer on 3 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

WS
Pooled Investment Fund · group: Waterfall

Waterfall Sentinel Fund I (UB), LP

New York, NY · Jan 18, 2019 → Jan 8, 2021 · 3 filings
  • Jan 8, 2021 · D/A · $30,000,000 sold of $300,000,000 · 1 investors · min. $5,000,000 · role: Executive Officer EDGAR ↗
  • Jan 8, 2020 · D/A · $30,000,000 sold of $300,000,000 · 1 investors · min. $5,000,000 · role: Executive Officer EDGAR ↗
  • Jan 18, 2019 · D · $0 sold of $300,000,000 · 0 investors · min. $5,000,000 · role: Executive Officer EDGAR ↗

Raised $30M from 1 investor (10% of the $300M target) as of the latest filing. John is listed as executive officer on 3 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

WS
Pooled Investment Fund · group: Waterfall

Waterfall Sentinel Fund I (Cayman I) LP

Camana Bay, Grand Cayman, Cayman Islands (as filed: E9) · Jan 8, 2019 → Jan 8, 2021 · 3 filings
  • Jan 8, 2021 · D/A · $20,000,000 sold of $300,000,000 · 3 investors · min. $5,000,000 · role: Executive Officer EDGAR ↗
  • Jan 8, 2020 · D/A · $10,000,000 sold of $300,000,000 · 2 investors · min. $5,000,000 · role: Executive Officer EDGAR ↗
  • Jan 8, 2019 · D · $0 sold of $300,000,000 · 0 investors · min. $5,000,000 · role: Executive Officer EDGAR ↗

Raised $20M from 3 investors (7% of the $300M target) as of the latest filing. John is listed as executive officer on 3 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

WS
Pooled Investment Fund · group: Waterfall

Waterfall Sentinel Fund I (Cayman II) LP

Grand Cayman, Cayman Islands (as filed: E9) · Jan 8, 2019 → Jan 8, 2020 · 2 filings
  • Jan 8, 2020 · D/A · $0 sold of $300,000,000 · 0 investors · min. $5,000,000 · role: Executive Officer EDGAR ↗
  • Jan 8, 2019 · D · $0 sold of $300,000,000 · 0 investors · min. $5,000,000 · role: Executive Officer EDGAR ↗

No sales reported yet as of the latest filing. John is listed as executive officer on 2 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

SC
Other Banking and Financial Services · group: Sih

Sabal Capital Group, LLC

Newport Beach, CA · Oct 1, 2015
  • Oct 1, 2015 · D · $11,125,000 sold of Indefinite · 8 investors · min. No minimum reported · role: Director EDGAR ↗

Raised $11.1M from 8 investors as of the latest filing. John is listed as director.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other Banking and Financial Services / 506(b) (1,630 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Other pages with the same name (2)

Separate person records under the same name, not combined with this page. Each line says whether it shares an issuer with this record.

  • John Nelligan — MI, 2 issuers, Jul 14, 2022 → Jun 3, 2026 · no shared issuer
  • John Nelligan — PA, 1 issuer, Jan 13, 2021 → Jan 13, 2021 · no shared issuer

People around John 18

Officers, directors, promoters and management entities named on the same filings, as of Oct 23, 2026, 5:45 PM ET.

WA
Management entity

Waterfall Asset Management, LLC

Executive Officer · 13 shared filings (6 issuers) · also on 34 other issuers

Waterfall Asset Management, LLC is on 40 issuers in total — a repeat sponsor. Their page lists every one.

WS
Management entity

Waterfall Sentinel GP, LLC

Promoter · 13 shared filings (6 issuers)

Waterfall Sentinel GP, LLC is on 6 issuers in total — a repeat sponsor. Their page lists every one.

ES
Management entity

E. Sabal Financial Group, L.P.

Promoter · 1 shared filing (1 issuer)

Listed on the same filings as John Nelligan. Their page shows their other deals.

AT
No photo found yet (own website and image search run after this page is viewed)
Person

Alain Toto

Executive Officer, Promoter · 14 shared filings (7 issuers)

Alain Toto is on 7 issuers in total — a repeat sponsor. Their page lists every one.

JR
No photo found yet (own website and image search run after this page is viewed)
Person

Jack Ross

Executive Officer, Director · 13 shared filings (6 issuers) · also on 36 other issuers

Jack Ross is on 42 issuers in total — a repeat sponsor. Their page lists every one.

KN
No photo found yet (own website and image search run after this page is viewed)
Person

Kenneth Nick

Executive Officer · 13 shared filings (6 issuers) · also on 30 other issuers

Kenneth Nick is on 36 issuers in total — a repeat sponsor. Their page lists every one.

GW
No photo found yet (own website and image search run after this page is viewed)
Person

Gene Weil

Executive Officer · 11 shared filings (6 issuers) · also on 1 other issuer

Gene Weil is on 7 issuers in total — a repeat sponsor. Their page lists every one.

TB
No photo found yet (own website and image search run after this page is viewed)
Person

Tom Buttacavoli

Executive Officer · 11 shared filings (6 issuers) · also on 9 other issuers

Tom Buttacavoli is on 15 issuers in total — a repeat sponsor. Their page lists every one.

TC
No photo found yet (own website and image search run after this page is viewed)
Person

Tom Capasse

Executive Officer · 11 shared filings (6 issuers) · also on 10 other issuers

Tom Capasse is on 16 issuers in total — a repeat sponsor. Their page lists every one.

EW
No photo found yet (own website and image search run after this page is viewed)
Person

Eugene Weil

Director, Executive Officer · 3 shared filings (2 issuers)

Listed on the same filings as John Nelligan. Their page shows their other deals.

TC
No photo found yet (own website and image search run after this page is viewed)
Person

Thomas Capasse

Executive Officer · 2 shared filings (1 issuer) · also on 29 other issuers

Thomas Capasse is on 30 issuers in total — a repeat sponsor. Their page lists every one.

TB
No photo found yet (own website and image search run after this page is viewed)
Person

Thomas Buttacavoli

Executive Officer · 2 shared filings (1 issuer) · also on 1 other issuer

Listed on the same filings as John Nelligan. Their page shows their other deals.

DL
No photo found yet (own website and image search run after this page is viewed)
Person

Daniel Levin

Director · 1 shared filing (1 issuer) · also on 222 other issuers

Daniel Levin is on 223 issuers in total — a repeat sponsor. Their page lists every one.

JB
No photo found yet (own website and image search run after this page is viewed)
Person

John Bogler

Executive Officer, Director · 1 shared filing (1 issuer) · also on 2 other issuers

Listed on the same filings as John Nelligan. Their page shows their other deals.

RJ
No photo found yet (own website and image search run after this page is viewed)
Person

R. Patterson Jackson

Executive Officer, Director · 1 shared filing (1 issuer) · also on 17 other issuers

R. Patterson Jackson is on 18 issuers in total — a repeat sponsor. Their page lists every one.

MC
No photo found yet (own website and image search run after this page is viewed)
Person

Mark Carlin

Director · 1 shared filing (1 issuer)

Listed on the same filings as John Nelligan. Their page shows their other deals.

EB
No photo found yet (own website and image search run after this page is viewed)
Person

ERIC BAIL

Executive Officer, Promoter · 1 shared filing (1 issuer)

Listed on the same filings as John Nelligan. Their page shows their other deals.

MF
No photo found yet (own website and image search run after this page is viewed)
Person

Mark E. Foster

Executive Officer · 1 shared filing (1 issuer)

Listed on the same filings as John Nelligan. Their page shows their other deals.

The team behind the deals

W
Sponsor group

Waterfall

76 issuers · 278 filings · $15.38B reported sold · 2009–2026

One team, 76 deal companies. John Nelligan is listed on 7 of them.

Sources

Issuers are grouped when their Form D filings share related persons, a management entity or a business address (automatic match from the filings). "Listed" marks the issuers that name John Nelligan.

S
Sponsor group

Sih

17 issuers · 28 filings · $1.63B reported sold · 2015–2026

One team, 17 deal companies. John Nelligan is listed on 1 of them.

Sources

Issuers are grouped when their Form D filings share related persons, a management entity or a business address (automatic match from the filings). "Listed" marks the issuers that name John Nelligan.

Same business address

51 other issuers file from the same address (first 50 shown)

A shared address can mean the same team, a shared office building or a registered agent. It is a lead, not a conclusion.

Registrations and other filings

Adviser registration (Form ADV)

A person is never an adviser firm. 6 of the 8 issuers this person is listed on match a Form ADV adviser (searched 24,962 advisers as of Oct 2, 2026): WSMF I AV LP, SHARB Investors LP, Waterfall Sentinel Fund I (UB), LP, Waterfall Sentinel Fund I (Cayman I) LP, Waterfall Sentinel Fund I LP, Waterfall Sentinel Fund I (Cayman II) LP.

Other offering types (Regulation A and Regulation Crowdfunding)

Searched SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 (51,358 records as of Oct 23, 2026, 8:41 PM ET) — nothing matched this name.

Property records none — individuals are not matched

Property records are matched to companies only, never to individuals, so none are matched to John Nelligan by design. Searched property records in Hillsborough County FL (Clerk recorded-document index Oct 14, 2026 to Oct 15, 2026 + FL DOR 2026 ownership roll), Miami-Dade County FL (FL DOR 2026 ownership roll), Harris County TX (HCAD 2026 ownership roll), Dallas County TX (DCAD 2026 ownership roll), New York City ACRIS documents and PLUTO ownership rows already retrieved for other issuers, Cook County IL sale and ownership rows already retrieved for other issuers (814,874 records as of Oct 23, 2026, 8:59 PM ET) for the 8 issuers this person is listed on — nothing matched.

Public profiles and social

Websites and social links of the issuers John Nelligan is listed on: none on file. No website or social profile named in SHARB Investors LP's SEC filings (Form C, Reg A, Form ADV; checked Oct 24, 2026). Web search for this name: #196,588 of 374,652 in line (14 issuers searched so far). One-tap searches: Look further ↓

Look further

One-tap searches on sites we do not index ourselves, with the name pre-filled (New York, NY). Each opens in a new tab; what you find there is not verified by PartnerFacts.

Social and web

LinkedIn people search ↗Instagram ↗X (Twitter) ↗Facebook ↗YouTube ↗Google ↗Google Images ↗Google News ↗Meta Ad Library ↗

Courts

CourtListener / RECAP (federal) ↗PACER case locator (federal, login) ↗California — find the county court ↗Los Angeles Superior Court case search ↗New York WebCivil Supreme ↗Hillsborough County FL Clerk (HOVER) ↗Miami-Dade Clerk online case search ↗

Securities regulators

SEC EDGAR full-text search ↗SEC action look-up ↗FINRA BrokerCheck ↗SEC IAPD adviser search ↗

Business registries

California Secretary of State business search ↗New York Secretary of State business search ↗Florida Secretary of State business search ↗OpenCorporates ↗

Change history

No corrections have been requested for this page.

Every fact links to its public-record source. Plain-English notes next to a fact are our reading of that fact, not a rating. Request a correction · Facts policy

Request a correction

Free. Logged with status: received → under review → fixed / confirmed with source.

Add a response

If this is you or your firm, add a sourced explanation next to any fact. Reviewed before publishing.

Monitor this person

Members get an email when John Nelligan appears on a new Form D, or when a court case or SEC action is matched to them. See plans →