PartnerFacts
Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 10:21 AM ET

Sponsor Check › Person

TB
No photo found yet (own website and image search run after this page is viewed)

Thomas Buttacavoli

Named as an officer, director or promoter on SEC Form D filings · NY · Jan 25, 2018 → Jan 8, 2020

2deals (issuers)
$30.1Mreported sold
126investors
3Form D filings
2018–2020years on file
Follow this personLook further ↓PDF

Data last updated Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 24, 2026, 2:41 AM ET · SEC enforcement last checked: covered by the index scan as of Oct 24, 2026, 2:50 AM ET

The short version

Thomas Buttacavoli is listed as an executive officer on 3 SEC Form D filings by 2 issuers between Jan 2018 and Jan 2020: Waterfall Sentinel Fund I (UB), LP (New York, NY — pooled investment fund — 2019–2020; $30M reported sold to 1 investors) and Ready Capital Subsidiary REIT I, LLC (New York, NY — reits and finance — 2018; $125K reported sold to 125 investors).

What this means 2 separate companies raised money with this person listed as executive officer, over about 2 years. Across those companies the filings report $30.1M sold in total.

Listed alongside Jack Ross (3 shared filings), Thomas Capasse (3 shared filings), Alain Toto (2 shared filings), Eugene Weil (2 shared filings), John Nelligan (2 shared filings) and 5 others.

What this means These are the other officers, directors or promoters the companies named on the same forms — the team around Thomas. Each name links to their own page.

All 2 issuers belong to the sponsor group Waterfall (76 issuers, $15.38B reported sold, 2009–2026).

What this means A sponsor group is one team that sets up a new company for each deal. Waterfall has 76 companies on file and $15.38B reported sold in total — the group page shows the whole track record in one place.

Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CO, CT, DC, DE, FINRA, FL, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VT, WA, WI, WV, WY) — 3 court cases matching the name, 5 bankruptcy cases matching the name listed in Key records below.

What this means 8 records came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.

We compared 3 public filings for Thomas Buttacavoli and found 4 differences, 2 worth asking the sponsor about: 5 bankruptcy cases name the subject or team members; Thomas Buttacavoli is no longer listed on the Jan 8, 2021 amendment; and more below.

What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.

What the community is saying

Community search for Thomas Buttacavoli has not run yet — it is joining a line of 52,282 names; searches run around the clock at the hosts' allowed rate. Searched so far: 641 names.

Community comments are quoted as written by their authors. Sources searched: Bing (site:reddit.com / site:biggerpockets.com) and Reddit's own search, plus DuckDuckGo/Brave/BiggerPockets search when they are answering.

Key records

Five things investors ask first. Items still in human review are counted, not shown.

1. Lawsuits

3 cases: 2 closed (disposition not in docket feed), 1 dismissed

Buttacavoli v. Worth Ross Management Company Incorporated closed
District Court, D. Colorado · No. 1:22-cv-01001 · Filed Apr 25, 2022 · Closed Aug 12, 2022 · Nature of suit: 290 Real Property: Other · Cause: 28:1332 Diversity-Contract Dispute
Role of Buttacavoli: Plaintiff · Outcome: Terminated 2022-08-12 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (2 people in Form D filings, 8 federal dockets); surname only in the caption; court in CO (not a filing state)
Buttacavoli v. Worth Ross Management Company Incorporated closed
District Court, D. Arizona · No. 2:21-cv-00979 · Filed Jun 4, 2021 · Closed Apr 25, 2022 · Nature of suit: Real Property: Other · Cause: 28:1332 Diversity-Contract Dispute
Role of Buttacavoli: Plaintiff · Outcome: Terminated 2022-04-25 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (2 people in Form D filings, 8 federal dockets); surname only in the caption; court in AZ (not a filing state)
Buttacavoli Industries, Inc. v. International Fidelity Insurance Company dismissed
District Court, E.D. California · No. 2:13-cv-01971 · Filed Sep 23, 2013 · Closed Aug 14, 2014 · Nature of suit: 130 Miller act
Role of Buttacavoli Industries, Inc.: Plaintiff · Outcome: Terminated 2014-08-14 — FJC Integrated Database disposition: Voluntarily dismissed Docket on CourtListener ↗
same rare surname (2 people in Form D filings, 8 federal dockets); surname only in the caption; court in CA (not a filing state)
What was searched

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts State courts: not covered (one-tap state court links under Look further). PACER: not searched. · Last checked Oct 24, 2026, 2:41 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

None found in sources searched — SEC enforcement releases (index scan as of Oct 24, 2026, 2:50 AM ET) · state securities regulators: 48 regulators (FINRA, NASAA, 37 states) — crawled Oct 24, 2026, 8:48 AM ET

What was searched

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — Searched SEC litigation releases and administrative proceedings (1995→ / 2007→) (30,205 records as of Oct 24, 2026, 2:50 AM ET) — nothing matched Thomas Buttacavoli..

State securities regulators: Securities regulators searched (64,910 actions): FINRA (38,350 actions, 1995–2026), NASAA (31 actions, 2000–2026; listing starts 1997), AK Division of Banking and Securities (273 actions, 1971–2025), AL Securities Commission (880 actions, 2001–2026), AR Securities Department (1,305 actions, 1998–2026), AZ Corporation Commission Securities Division (411 actions, 2017–2026), CA DFPI (25 actions, 2007–2024; listing starts 2002 — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), CO Division of Securities (731 actions, 2001–2026; older years from the Internet Archive (snapshot of 2026-05-02)), CT Department of Banking Securities Division (940 actions, 2006–2026; older years from the Internet Archive (snapshot of 2026-04-22)), DC DISB Securities Bureau (25 actions, 2012–2026), DE DOJ Investor Protection Unit (257 actions, 1987–2026), FL Office of Financial Regulation (49 actions, 2018–2026), GA Secretary of State Securities Division (65 actions, 2015–2026; listing starts 2012), HI DCCA Securities Enforcement Branch (26 actions, 2012–2026), ID Department of Finance Securities Bureau (663 actions, 1994–2026), IL Secretary of State Securities Department (4,122 actions, 2003–2023), KS Insurance Department Securities Division (58 actions), KY Department of Financial Institutions (342 actions, 2005–2026), LA Office of Financial Institutions Securities Division (13 actions, 2010–2025; listing starts 2008), MA Secretary of the Commonwealth Securities Division (125 actions, 2012–2025; live site blocks automated access — loaded from the Internet Archive snapshot of 2026-02-04), MD Attorney General Securities Division (1,054 actions, 2004–2026), ME Office of Securities (539 actions, 2000–2026), MI LARA Corporations, Securities & Commercial Licensing Bureau (201 actions), MO Secretary of State Securities Division (919 actions, 1998–2026), MS Secretary of State Securities Division (209 actions, 1995–2026), MT Commissioner of Securities and Insurance (597 actions, 2000–2026), NC Secretary of State Securities Division (265 actions, 2004–2024), ND Securities Department (711 actions, 1990–2026; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2026-01-06), NH Bureau of Securities Regulation (402 actions, 2002–2026), NM Regulation and Licensing Department Securities Division (90 actions, 2010–2025), NV Secretary of State Securities Division (118 actions, 2018–2026), NY Attorney General Investor Protection Bureau (44 actions, 2012–2026), OH Division of Securities (327 actions, 1993–2006), OK Department of Securities (2,531 actions, 1998–2026), OR Division of Financial Regulation (589 actions, 1988–2026), PA Department of Banking and Securities (1,448 actions, 2008–2024; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2024-08-09), RI DBR Securities Division (98 actions, 2005–2025), SC Attorney General Securities Division (540 actions, 2006–2026), SD Division of Insurance – Securities Regulation (106 actions, 2017–2026), TN Department of Commerce and Insurance Securities Division (405 actions, 1992–2026), TX State Securities Board (936 actions, 1999–2026), UT Division of Securities (772 actions, 2000–2026; older years from the Internet Archive (snapshot of 2010-05-27)), VT DFR Securities Division (137 actions, 2010–2026), WA DFI (2,039 actions, 2001–2026), WI DFI Division of Securities (1,072 actions, 1998–2026), WV Securities Commission (State Auditor) (64 actions), WY Secretary of State Compliance Division (6 actions, 2016–2024) — last crawled Oct 24, 2026, 8:48 AM ET. No machine-readable public listing today for IA, IN, MN, NE, NJ, VA (see docs/state-regulators.md).

3. Bankruptcies

5 cases: 5 closed (disposition not in docket feed)

Buttacavoli Industries, Inc. closed
United States Bankruptcy Court, E.D. California · No. 16-24067 · Filed Jun 23, 2016 · Closed Sep 14, 2020
Role of Buttacavoli Industries, Inc.: Debtor · Outcome: Case closed 2020-09-14 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (2 people in Form D filings, 8 federal dockets); surname only in the caption; court in CA (not a filing state)
Buttacavoli Management v. Smith closed
United States Bankruptcy Court, M.D. Florida · No. 8:99-ap-00195 · Filed Mar 19, 1999 · Closed Mar 21, 2000
Role of Buttacavoli Management: Plaintiff · Outcome: Case closed 2000-03-21 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (2 people in Form D filings, 8 federal dockets); surname only in the caption; court in FL (not a filing state)
Thomas G. Buttacavoli closed
United States Bankruptcy Court, N.D. California · No. 96-49623 · Filed Nov 12, 1996 · Closed Mar 7, 1997
Role of Thomas G. Buttacavoli: Debtor · Outcome: Case closed 1997-03-07 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (2 people in Form D filings, 8 federal dockets); first name matches; court in CA (not a filing state)
Texas Commerce Bank v. Buttacavoli closed
United States Bankruptcy Court, M.D. Florida · No. 8:96-ap-00339 · Filed Mar 7, 1996 · Closed Jun 30, 1997
Role of Buttacavoli: Defendant · Outcome: Case closed 1997-06-30 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (2 people in Form D filings, 8 federal dockets); surname only in the caption; court in FL (not a filing state)
Wells Fargo Bank NA v. Buttacavoli closed
United States Bankruptcy Court, M.D. Florida · No. 8:96-ap-00273 · Filed Feb 20, 1996 · Closed Sep 25, 1997
Role of Buttacavoli: Defendant · Outcome: Case closed 1997-09-25 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (2 people in Form D filings, 8 federal dockets); surname only in the caption; court in FL (not a filing state)
What was searched

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not covered (one-tap state court links under Look further). PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 2:41 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

4. Differences between public sources

Comparisons cover issuers and sponsor groups — see the issuer pages under Deals

4 differences found between the filings for Thomas Buttacavoli — 2 worth asking about (compared 3 filings on Oct 24, 2026)

Worth asking · Feb 20, 1996 – Sep 14, 2020

5 bankruptcy cases name the subject or team members

Bankruptcy case: Buttacavoli Industries, Inc. — filed Jun 23, 2016 · Bankruptcy case: Thomas G. Buttacavoli — filed Nov 12, 1996 · Bankruptcy case: Buttacavoli Management v. Smith — filed Mar 19, 1999 · Bankruptcy case: Wells Fargo Bank NA v. Buttacavoli — filed Feb 20, 1996 · Bankruptcy case: Texas Commerce Bank v. Buttacavoli — filed Mar 7, 1996

What this means A bankruptcy filing was found. Many are old or personal and have nothing to do with the deal — but ask what it was and when it closed.

Docket · United States Bankruptcy Court, E.D. California ↗Docket · United States Bankruptcy Court, N.D. California ↗Docket · United States Bankruptcy Court, M.D. Florida ↗Docket · United States Bankruptcy Court, M.D. Florida ↗
Sources
Note · Sep 23, 2013 – Apr 25, 2022

3 court cases name Thomas Buttacavoli

By role: plaintiff in 3. Newest: "Buttacavoli v. Worth Ross Management Company Incorporated" (District Court, D. Colorado, Apr 25, 2022); "Buttacavoli v. Worth Ross Management Company Incorporated" (District Court, D. Arizona, Jun 4, 2021); "Buttacavoli Industries, Inc. v. International Fidelity Insurance Company" (District Court, E.D. California, Sep 23, 2013). Some of these are name matches with a match estimate below 95% — check each docket.

What this means Several court cases name this subject. Some are routine business suits. Ask what each was about and how it ended.

Docket · Buttacavoli v. Worth Ross Management Company Incorporated ↗Docket · Buttacavoli v. Worth Ross Management Company Incorporated ↗Docket · Buttacavoli Industries, Inc. v. International Fidelity Insurance Company ↗
Sources
Note · Jan 8, 2021

Thomas Buttacavoli appears on 1 deal that stopped filing before reaching its target

Waterfall Sentinel Fund I (UB), LP (last filing Jan 8, 2021; $30,000,000 sold of $300,000,000). Each has no filing in more than two years and reported under half its target sold.

What this means An issuer whose last filing is more than two years old and reported under half its target sold. The raise may have closed early or quietly stopped. Ask what happened to each.

Waterfall Sentinel Fund I (UB), LP — PartnerFacts page ↗
Sources
Worth asking · Jan 8, 2020 – Jan 8, 2021

Thomas Buttacavoli is no longer listed on the Jan 8, 2021 amendment — Waterfall Sentinel Fund I (UB), LP

Thomas Buttacavoli appears on the Jan 8, 2020 Form D/A (executive officer) but not on the Jan 8, 2021 Form D/A for the same offering.

What this means People leave, and the issuer must list only current officers, directors and promoters. It is still worth asking why this person left and who replaced them.

Form D/A · Jan 8, 2020 ↗Form D/A · Jan 8, 2021 ↗Thomas Buttacavoli — PartnerFacts page ↗Waterfall Sentinel Fund I (UB), LP — PartnerFacts page ↗
Sources
What is compared

What is compared: every Form D and D/A we hold for this subject, side by side — filing dates vs. first-sale dates (the 15-day rule), amendment timing on open offerings (the yearly-amendment expectation), amounts sold, investor counts, offering amounts and minimums across amendments, industry and size bands, addresses, how each person's name and role is written, paid sellers' CRD numbers, and (for groups) where the member companies were formed and sit. Everything is as filed by the issuer; the SEC does not check it. Differences are common and usually have ordinary explanations — we show both values, the dates, and the source so you can ask. As of Oct 24, 2026.

5. Money to insiders

2 of 2 offerings report sales commissions totalling $31,474; 0 report finder's fees; 0 report proceeds to related persons. (includes amounts the issuer reported as estimates)

Offering (latest filing)Sales commissionsFinder's feesTo insidersPaid to sell itSource
Jan 8, 2020 D/A
Waterfall Sentinel Fund I (UB), LP
File 021-330964
$25,224 (est.)$0$0Mercury Capital Advisors, LLC BrokerCheck CRD 152338 ↗EDGAR ↗
Jan 25, 2018 D
Ready Capital Subsidiary REIT I, LLC
File 021-304110
$6,250$0$0Charles B. Harrison BrokerCheck CRD 3071551 ↗
via H & L Equities, LLC (CRD 113794 ↗)

Scott Harrison BrokerCheck CRD 4981070 ↗
via H & L Equities, LLC (CRD 113794 ↗)

Phyllis Johnson BrokerCheck CRD 1020488 ↗
via H & L Equities, LLC (CRD 113794 ↗)

Patrick J. Whelchel BrokerCheck CRD 5389090 ↗
via H & L Equities, LLC (CRD 113794 ↗)

Lori Mayfield BrokerCheck CRD 4899271 ↗
via H & L Equities, LLC (CRD 113794 ↗)
EDGAR ↗
How this is counted

Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across every filing this person is listed on (latest filing per offering, per issuer).

Deals 2

Every issuer that named Thomas Buttacavoli on a Form D, newest first. A Form D is the notice a company files after it starts selling a private investment.

WS
Pooled Investment Fund · group: Waterfall

Waterfall Sentinel Fund I (UB), LP

New York, NY · Jan 18, 2019 → Jan 8, 2020 · 2 filings
  • Jan 8, 2020 · D/A · $30,000,000 sold of $300,000,000 · 1 investors · min. $5,000,000 · role: Executive Officer EDGAR ↗
  • Jan 18, 2019 · D · $0 sold of $300,000,000 · 0 investors · min. $5,000,000 · role: Executive Officer EDGAR ↗

Raised $30M from 1 investor (10% of the $300M target) as of the latest filing. Thomas is listed as executive officer on 2 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

RC
REITS and Finance · group: Waterfall

Ready Capital Subsidiary REIT I, LLC

New York, NY · Jan 25, 2018
  • Jan 25, 2018 · D · $125,000 sold of $125,000 · 125 investors · min. $1,000 · role: Executive Officer EDGAR ↗

Raised $125K from 125 investors (100% of the $125K target) as of the latest filing. Thomas is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: REITS and Finance / 506(b) (3,490 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

People around Thomas 10

Officers, directors, promoters and management entities named on the same filings, as of Oct 23, 2026, 5:45 PM ET.

WA
Management entity

Waterfall Asset Management, LLC

Executive Officer · 2 shared filings (1 issuer) · also on 39 other issuers

Waterfall Asset Management, LLC is on 40 issuers in total — a repeat sponsor. Their page lists every one.

WS
Management entity

Waterfall Sentinel GP, LLC

Promoter · 2 shared filings (1 issuer) · also on 5 other issuers

Waterfall Sentinel GP, LLC is on 6 issuers in total — a repeat sponsor. Their page lists every one.

TC
No photo found yet (own website and image search run after this page is viewed)
Person

Thomas Capasse

Executive Officer, Director · 3 shared filings (2 issuers) · also on 28 other issuers

Thomas Capasse is on 30 issuers in total — a repeat sponsor. Their page lists every one.

JR
No photo found yet (own website and image search run after this page is viewed)
Person

Jack Ross

Executive Officer, Director · 3 shared filings (2 issuers) · also on 40 other issuers

Jack Ross is on 42 issuers in total — a repeat sponsor. Their page lists every one.

KN
No photo found yet (own website and image search run after this page is viewed)
Person

Kenneth Nick

Executive Officer · 2 shared filings (1 issuer) · also on 35 other issuers

Kenneth Nick is on 36 issuers in total — a repeat sponsor. Their page lists every one.

EW
No photo found yet (own website and image search run after this page is viewed)
Person

Eugene Weil

Executive Officer · 2 shared filings (1 issuer) · also on 1 other issuer

Listed on the same filings as Thomas Buttacavoli. Their page shows their other deals.

JN
No photo found yet (own website and image search run after this page is viewed)
Person

John Nelligan

Executive Officer · 2 shared filings (1 issuer) · also on 7 other issuers

John Nelligan is on 8 issuers in total — a repeat sponsor. Their page lists every one.

AT
No photo found yet (own website and image search run after this page is viewed)
Person

Alain Toto

Executive Officer · 2 shared filings (1 issuer) · also on 6 other issuers

Alain Toto is on 7 issuers in total — a repeat sponsor. Their page lists every one.

FH
No photo found yet (own website and image search run after this page is viewed)
Person

Frederick Herbst

Executive Officer · 1 shared filing (1 issuer) · also on 1 other issuer

Listed on the same filings as Thomas Buttacavoli. Their page shows their other deals.

CM
No photo found yet (own website and image search run after this page is viewed)
Person

Carole Mortensen

Executive Officer · 1 shared filing (1 issuer)

Listed on the same filings as Thomas Buttacavoli. Their page shows their other deals.

The team behind the deals

W
Sponsor group

Waterfall

76 issuers · 278 filings · $15.38B reported sold · 2009–2026

One team, 76 deal companies. Thomas Buttacavoli is listed on 2 of them.

Sources

Issuers are grouped when their Form D filings share related persons, a management entity or a business address (automatic match from the filings). "Listed" marks the issuers that name Thomas Buttacavoli.

Same business address

27 other issuers file from the same address

A shared address can mean the same team, a shared office building or a registered agent. It is a lead, not a conclusion.

Registrations and other filings

Business registration (state registry / Secretary of State)

Individuals are not matched to business registrations — registries list companies, and a name alone is not enough to tie a person to one. Officers and managers appear by name inside each matched company's record on the issuer pages. Registries searched: AL (Alabama Secretary of State — Business Entity Records (arc-sos.state.al.us), searched by issuer name, data as of Oct 24, 2026); CO (Colorado Secretary of State — Business Entities in Colorado (data.colorado.gov), data as of Oct 23, 2026); CT (Connecticut Secretary of the State — Business Registry (data.ct.gov), data as of Oct 24, 2026); FL (Florida Department of State, Division of Corporations — quarterly corporate data file (Sunbiz), data as of Oct 7, 2026); NY (New York Department of State — Corporations and Other Entities (data.ny.gov: All Filings + Active Corporations), data as of Oct 20, 2026); OR (Oregon Secretary of State — Active Businesses, All (data.oregon.gov), data as of Oct 20, 2026); PA (Pennsylvania Department of State — Registered Businesses, Current (data.pa.gov), data as of Oct 6, 2026); TX (Texas Comptroller — Active Franchise Taxpayers incl. Secretary of State file data (data.texas.gov), data as of Oct 24, 2026). Registries of other states have not been searched: many publish no bulk file and require a CAPTCHA or bot challenge on their search page, which we do not bypass (Delaware, for example, offers no public bulk file).

Adviser registration (Form ADV)

A person is never an adviser firm. 1 of the 2 issuers this person is listed on matches a Form ADV adviser (searched 24,962 advisers as of Oct 2, 2026): Waterfall Sentinel Fund I (UB), LP.

Other offering types (Regulation A and Regulation Crowdfunding)

Searched SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 (51,358 records as of Oct 23, 2026, 8:41 PM ET) — nothing matched this name.

Property records 199 records on 1 issuer

Property records are matched to companies only, never to individuals, so none are matched to Thomas Buttacavoli by design. Searched property records in Hillsborough County FL (Clerk recorded-document index Oct 14, 2026 to Oct 15, 2026 + FL DOR 2026 ownership roll), Miami-Dade County FL (FL DOR 2026 ownership roll), Harris County TX (HCAD 2026 ownership roll), Dallas County TX (DCAD 2026 ownership roll), New York City ACRIS documents and PLUTO ownership rows already retrieved for other issuers, Cook County IL sale and ownership rows already retrieved for other issuers (814,874 records as of Oct 23, 2026, 8:59 PM ET) for the 2 issuers this person is listed on — 1 issuer has property records: Ready Capital Subsidiary REIT I, LLC (199).

Public profiles and social

Websites and social links of the issuers Thomas Buttacavoli is listed on: none on file. No website or social profile named in Ready Capital Subsidiary REIT I, LLC's SEC filings (Form C, Reg A, Form ADV; checked Oct 24, 2026). Web search for this name: #1,117 of 374,652 in line (1,386 issuers searched so far). One-tap searches: Look further ↓

Look further

One-tap searches on sites we do not index ourselves, with the name pre-filled (New York, NY). Each opens in a new tab; what you find there is not verified by PartnerFacts.

Social and web

LinkedIn people search ↗Instagram ↗X (Twitter) ↗Facebook ↗YouTube ↗Google ↗Google Images ↗Google News ↗Meta Ad Library ↗

Courts

CourtListener / RECAP (federal) ↗PACER case locator (federal, login) ↗New York WebCivil Supreme ↗

Securities regulators

SEC EDGAR full-text search ↗SEC action look-up ↗FINRA BrokerCheck ↗SEC IAPD adviser search ↗

Business registries

New York Secretary of State business search ↗OpenCorporates ↗

Change history

No corrections have been requested for this page.

Every fact links to its public-record source. Plain-English notes next to a fact are our reading of that fact, not a rating. Request a correction · Facts policy

Request a correction

Free. Logged with status: received → under review → fixed / confirmed with source.

Add a response

If this is you or your firm, add a sourced explanation next to any fact. Reviewed before publishing.

Monitor this person

Members get an email when Thomas Buttacavoli appears on a new Form D, or when a court case or SEC action is matched to them. See plans →