PartnerFacts
Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 10:52 AM ET

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TC
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Tom Capasse

Named as an officer, director or promoter on SEC Form D filings · NY · Jan 8, 2019 → Jul 9, 2024

16deals (issuers)
$1.51Breported sold
115investors
27Form D filings
2019–2024years on file
Follow this personLook further ↓PDF

Data last updated Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 24, 2026, 2:43 AM ET · SEC enforcement last checked: covered by the index scan as of Oct 24, 2026, 2:50 AM ET

The short version

Tom Capasse is listed as an executive officer on 27 SEC Form D filings by 16 issuers between Jan 2019 and Jul 2024. Largest by amount reported sold: Waterfall Eagle Fund, LLC (New York, NY — pooled investment fund — 2022–2024; $508.5M reported sold to 2 investors), Waterfall Atlas Fund LP (New York, NY — pooled investment fund — 2022; $280.2M reported sold to 36 investors), Waterfall Silver Spring Fund, LP (New York, NY — pooled investment fund — 2023–2024; $200.3M reported sold to 2 investors), Waterfall Osprey Fund, Ltd. (Camana Bay, Grand Cayman, Cayman Islands (as filed: E9) — pooled investment fund — 2020–2021; $150M reported sold to 1 investors), Waterfall Osprey Master Fund, LP (Camana Bay, Grand Cayman, Cayman Islands (as filed: E9) — pooled investment fund — 2020–2021; $150M reported sold to 1 investors) and 11 more (all listed below).

What this means That is a lot of deals — 16 separate companies raised money with this person listed as executive officer, over about 5 years. Across those companies the filings report $1.51B sold in total.

Listed alongside Jack Ross (27 shared filings), Kenneth Nick (27 shared filings), Waterfall Asset Management, LLC (27 shared filings, management entity), Tom Buttacavoli (22 shared filings), Alain Toto (11 shared filings) and 9 others.

What this means These are the other officers, directors or promoters the companies named on the same forms — the team around Tom. Each name links to their own page.

All 16 issuers belong to the sponsor group Waterfall (76 issuers, $15.38B reported sold, 2009–2026).

What this means A sponsor group is one team that sets up a new company for each deal. Waterfall has 76 companies on file and $15.38B reported sold in total — the group page shows the whole track record in one place.

Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CO, CT, DC, DE, FINRA, FL, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VT, WA, WI, WV, WY) — none found.

What this means Nothing turned up where we looked (3 sources). That does not prove there is nothing — it means none was found in those sources on that date.

We compared 27 public filings for Tom Capasse and found 6 differences, 5 worth asking the sponsor about: Tom Capasse appears on 9 deals that stopped filing before reaching their target; 4 Form Ds were filed more than 15 days after the first sale; and more below.

What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.

What the community is saying

Community search for Tom Capasse has not run yet — it is joining a line of 62,645 names; searches run around the clock at the hosts' allowed rate. Searched so far: 738 names.

Community comments are quoted as written by their authors. Sources searched: Bing (site:reddit.com / site:biggerpockets.com) and Reddit's own search, plus DuckDuckGo/Brave/BiggerPockets search when they are answering.

Key records

Five things investors ask first. Items still in human review are counted, not shown.

1. Lawsuits

None found in sources searched — federal courts (CourtListener / RECAP), checked Oct 24, 2026

What was searched

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts State courts: not covered (one-tap state court links under Look further). PACER: not searched. · Last checked Oct 24, 2026, 2:43 AM ET.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

None found in sources searched — SEC enforcement releases (index scan as of Oct 24, 2026, 2:50 AM ET) · state securities regulators: 48 regulators (FINRA, NASAA, 37 states) — crawled Oct 24, 2026, 8:48 AM ET

What was searched

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — Searched SEC litigation releases and administrative proceedings (1995→ / 2007→) (30,205 records as of Oct 24, 2026, 2:50 AM ET) — nothing matched Tom Capasse..

State securities regulators: Securities regulators searched (64,910 actions): FINRA (38,350 actions, 1995–2026), NASAA (31 actions, 2000–2026; listing starts 1997), AK Division of Banking and Securities (273 actions, 1971–2025), AL Securities Commission (880 actions, 2001–2026), AR Securities Department (1,305 actions, 1998–2026), AZ Corporation Commission Securities Division (411 actions, 2017–2026), CA DFPI (25 actions, 2007–2024; listing starts 2002 — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), CO Division of Securities (731 actions, 2001–2026; older years from the Internet Archive (snapshot of 2026-05-02)), CT Department of Banking Securities Division (940 actions, 2006–2026; older years from the Internet Archive (snapshot of 2026-04-22)), DC DISB Securities Bureau (25 actions, 2012–2026), DE DOJ Investor Protection Unit (257 actions, 1987–2026), FL Office of Financial Regulation (49 actions, 2018–2026), GA Secretary of State Securities Division (65 actions, 2015–2026; listing starts 2012), HI DCCA Securities Enforcement Branch (26 actions, 2012–2026), ID Department of Finance Securities Bureau (663 actions, 1994–2026), IL Secretary of State Securities Department (4,122 actions, 2003–2023), KS Insurance Department Securities Division (58 actions), KY Department of Financial Institutions (342 actions, 2005–2026), LA Office of Financial Institutions Securities Division (13 actions, 2010–2025; listing starts 2008), MA Secretary of the Commonwealth Securities Division (125 actions, 2012–2025; live site blocks automated access — loaded from the Internet Archive snapshot of 2026-02-04), MD Attorney General Securities Division (1,054 actions, 2004–2026), ME Office of Securities (539 actions, 2000–2026), MI LARA Corporations, Securities & Commercial Licensing Bureau (201 actions), MO Secretary of State Securities Division (919 actions, 1998–2026), MS Secretary of State Securities Division (209 actions, 1995–2026), MT Commissioner of Securities and Insurance (597 actions, 2000–2026), NC Secretary of State Securities Division (265 actions, 2004–2024), ND Securities Department (711 actions, 1990–2026; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2026-01-06), NH Bureau of Securities Regulation (402 actions, 2002–2026), NM Regulation and Licensing Department Securities Division (90 actions, 2010–2025), NV Secretary of State Securities Division (118 actions, 2018–2026), NY Attorney General Investor Protection Bureau (44 actions, 2012–2026), OH Division of Securities (327 actions, 1993–2006), OK Department of Securities (2,531 actions, 1998–2026), OR Division of Financial Regulation (589 actions, 1988–2026), PA Department of Banking and Securities (1,448 actions, 2008–2024; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2024-08-09), RI DBR Securities Division (98 actions, 2005–2025), SC Attorney General Securities Division (540 actions, 2006–2026), SD Division of Insurance – Securities Regulation (106 actions, 2017–2026), TN Department of Commerce and Insurance Securities Division (405 actions, 1992–2026), TX State Securities Board (936 actions, 1999–2026), UT Division of Securities (772 actions, 2000–2026; older years from the Internet Archive (snapshot of 2010-05-27)), VT DFR Securities Division (137 actions, 2010–2026), WA DFI (2,039 actions, 2001–2026), WI DFI Division of Securities (1,072 actions, 1998–2026), WV Securities Commission (State Auditor) (64 actions), WY Secretary of State Compliance Division (6 actions, 2016–2024) — last crawled Oct 24, 2026, 8:48 AM ET. No machine-readable public listing today for IA, IN, MN, NE, NJ, VA (see docs/state-regulators.md).

3. Bankruptcies

None found in sources searched — federal bankruptcy courts (CourtListener / RECAP), checked Oct 24, 2026

What was searched

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not covered (one-tap state court links under Look further). PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 2:43 AM ET.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

4. Differences between public sources

Comparisons cover issuers and sponsor groups — see the issuer pages under Deals

6 differences found between the filings for Tom Capasse — 5 worth asking about (compared 27 filings on Oct 24, 2026)

Worth asking · Jan 8, 2020 – Dec 26, 2023

Tom Capasse appears on 9 deals that stopped filing before reaching their target

Waterfall Residential Credit Opportunity Fund I, LP (last filing Dec 26, 2023; $100,250,000 sold of $300,000,000); Waterfall Dislocation Opportunity Fund, LP (last filing Aug 31, 2022; $0 sold of $200,000,000); Waterfall Dislocation Opportunity Fund (Cayman), LP (last filing Aug 31, 2022; $0 sold of $200,000,000); Waterfall Atlas Fund (TE) LP (last filing Aug 30, 2022; $0 sold of $400,000,000); Waterfall Atlas Fund (Cayman) LP (last filing Aug 30, 2022; $0 sold of $400,000,000); Waterfall Sentinel Fund I (Cayman I) LP (last filing Jan 8, 2021; $20,000,000 sold of $300,000,000); and 3 more. Each has no filing in more than two years and reported under half its target sold.

What this means An issuer whose last filing is more than two years old and reported under half its target sold. The raise may have closed early or quietly stopped. Ask what happened to each.

Waterfall Residential Credit Opportunity Fund I, LP — PartnerFacts page ↗Waterfall Dislocation Opportunity Fund, LP — PartnerFacts page ↗Waterfall Dislocation Opportunity Fund (Cayman), LP — PartnerFacts page ↗Waterfall Atlas Fund (TE) LP — PartnerFacts page ↗
Sources
Worth asking · Nov 24, 2020 – Jul 7, 2023

4 Form Ds were filed more than 15 days after the first sale

Form D filed 157 days after the first sale — Waterfall Eagle Fund, LLC · Form D filed 125 days after the first sale — SHARB Investors LP · Form D filed 17 days after the first sale — Waterfall Silver Spring Fund, LP · Form D filed 60 days after the first sale — Waterfall Atlas Fund LP

What this means Late notices are common and carry no penalty by themselves. A pattern of late paperwork is worth asking the sponsor about.

Form D · Jul 7, 2022 ↗Waterfall Eagle Fund, LLC — PartnerFacts page ↗Form D · Mar 29, 2021 ↗SHARB Investors LP — PartnerFacts page ↗
Sources
Note · Jan 28, 2019 – Aug 30, 2022

9 offerings have no amendment in the last 12 months and may still be open

No amendment in the last 12 months on an offering that may still be open — Waterfall Atlas Fund LP (latest filing Aug 30, 2022) · No amendment in the last 12 months on an offering that may still be open — WSMF I AV LP (latest filing Jul 30, 2021) · No amendment in the last 12 months on an offering that may still be open — Waterfall Osprey Fund, Ltd. (latest filing Jun 4, 2021) · No amendment in the last 12 months on an offering that may still be open — Waterfall Osprey Master Fund, LP (latest filing Jun 4, 2021) · No amendment in the last 12 months on an offering that may still be open — SHARB Investors LP (latest filing Mar 29, 2021) · and 4 more

What this means SEC rules expect a yearly amendment while an offering is still going. Ask the sponsor which of these raises have closed.

Form D · Aug 30, 2022 ↗Waterfall Atlas Fund LP — PartnerFacts page ↗Form D · Jul 30, 2021 ↗WSMF I AV LP — PartnerFacts page ↗
Sources
Worth asking · Jul 9, 2024 – Jul 9, 2025

Tom Capasse is no longer listed on the Jul 9, 2025 amendment — Waterfall Eagle Fund, LLC

Tom Capasse appears on the Jul 9, 2024 Form D/A (executive officer) but not on the Jul 9, 2025 Form D/A for the same offering.

What this means People leave, and the issuer must list only current officers, directors and promoters. It is still worth asking why this person left and who replaced them.

Form D/A · Jul 9, 2024 ↗Form D/A · Jul 9, 2025 ↗Tom Capasse — PartnerFacts page ↗Waterfall Eagle Fund, LLC — PartnerFacts page ↗
Sources
Worth asking · Jul 9, 2024 – Jul 9, 2025

Tom Capasse is no longer listed on the Jul 9, 2025 amendment — Waterfall Silver Spring Fund, LP

Tom Capasse appears on the Jul 9, 2024 Form D/A (executive officer) but not on the Jul 9, 2025 Form D/A for the same offering.

What this means People leave, and the issuer must list only current officers, directors and promoters. It is still worth asking why this person left and who replaced them.

Form D/A · Jul 9, 2024 ↗Form D/A · Jul 9, 2025 ↗Tom Capasse — PartnerFacts page ↗Waterfall Silver Spring Fund, LP — PartnerFacts page ↗
Sources
Worth asking · Dec 23, 2022 – Dec 26, 2023

Tom Capasse is no longer listed on the Dec 26, 2023 amendment — Waterfall Residential Credit Opportunity Fund I, LP

Tom Capasse appears on the Dec 23, 2022 Form D (executive officer) but not on the Dec 26, 2023 Form D/A for the same offering.

What this means People leave, and the issuer must list only current officers, directors and promoters. It is still worth asking why this person left and who replaced them.

Form D · Dec 23, 2022 ↗Form D/A · Dec 26, 2023 ↗Tom Capasse — PartnerFacts page ↗Waterfall Residential Credit Opportunity Fund I, LP — PartnerFacts page ↗
Sources
What is compared

What is compared: every Form D and D/A we hold for this subject, side by side — filing dates vs. first-sale dates (the 15-day rule), amendment timing on open offerings (the yearly-amendment expectation), amounts sold, investor counts, offering amounts and minimums across amendments, industry and size bands, addresses, how each person's name and role is written, paid sellers' CRD numbers, and (for groups) where the member companies were formed and sit. Everything is as filed by the issuer; the SEC does not check it. Differences are common and usually have ordinary explanations — we show both values, the dates, and the source so you can ask. As of Oct 24, 2026.

5. Money to insiders

4 of 16 offerings report sales commissions totalling $302,177; 0 report finder's fees; 0 report proceeds to related persons. (includes amounts the issuer reported as estimates)

Offering (latest filing)Sales commissionsFinder's feesTo insidersPaid to sell itSource
Jul 9, 2024 D/A
Waterfall Eagle Fund, LLC
File 021-451429
$0$0$0None listed on this filingEDGAR ↗
Jul 9, 2024 D/A
Waterfall Silver Spring Fund, LP
File 021-486230
$0$0$0None listed on this filingEDGAR ↗
Dec 23, 2022 D
Waterfall Residential Credit Opportunity Fund I, LP
File 021-468588
$0$0$0None listed on this filingEDGAR ↗
Aug 31, 2022 D
Waterfall Dislocation Opportunity Fund, LP
File 021-457575
$0$0$0None listed on this filingEDGAR ↗
Aug 31, 2022 D
Waterfall Dislocation Opportunity Fund (Cayman), LP
File 021-457582
$0$0$0None listed on this filingEDGAR ↗
Aug 30, 2022 D
Waterfall Atlas Fund (TE) LP
File 021-457374
$0$0$0None listed on this filingEDGAR ↗
Aug 30, 2022 D
Waterfall Atlas Fund LP
File 021-457407
$0$0$0None listed on this filingEDGAR ↗
Aug 30, 2022 D
Waterfall Atlas Fund (Cayman) LP
File 021-457391
$0$0$0None listed on this filingEDGAR ↗
Jul 30, 2021 D
WSMF I AV LP
File 021-408364
$0$0$0None listed on this filingEDGAR ↗
Jun 4, 2021 D/A
Waterfall Osprey Fund, Ltd.
File 021-368170
$0$0$0None listed on this filingEDGAR ↗
Jun 4, 2021 D/A
Waterfall Osprey Master Fund, LP
File 021-368253
$0$0$0None listed on this filingEDGAR ↗
Mar 29, 2021 D
SHARB Investors LP
File 021-393923
$0$0$0None listed on this filingEDGAR ↗
Jan 8, 2021 D/A
Waterfall Sentinel Fund I (Cayman I) LP
File 021-329980
$25,651 (est.)$0$0Mercury Capital Advisors, LLC BrokerCheck CRD 152338 ↗
Amherst Pierpont Securities LLC BrokerCheck CRD 150696 ↗		EDGAR ↗
Jan 8, 2021 D/A
Waterfall Sentinel Fund I LP
File 021-329971
$225,651 (est.)$0$0Mercury Capital Advisors, LLC BrokerCheck CRD 152338 ↗
Amherst Pierpont Securities LLC BrokerCheck CRD 150696 ↗		EDGAR ↗
Jan 8, 2021 D/A
Waterfall Sentinel Fund I (UB), LP
File 021-330964
$25,651 (est.)$0$0Mercury Capital Advisors, LLC BrokerCheck CRD 152338 ↗
Amherst Pierpont Securities LLC BrokerCheck CRD 150696 ↗		EDGAR ↗
Jan 8, 2020 D/A
Waterfall Sentinel Fund I (Cayman II) LP
File 021-329985
$25,224 (est.)$0$0Mercury Capital Advisors, LLC BrokerCheck CRD 152338 ↗EDGAR ↗
How this is counted

Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across every filing this person is listed on (latest filing per offering, per issuer).

Deals 16

Every issuer that named Tom Capasse on a Form D, newest first. A Form D is the notice a company files after it starts selling a private investment.

WE
Pooled Investment Fund · group: Waterfall

Waterfall Eagle Fund, LLC

New York, NY · Jul 7, 2022 → Jul 9, 2024 · 4 filings
  • Jul 9, 2024 · D/A · $418,543,296 sold of Indefinite · 2 investors · min. No minimum reported · role: Executive Officer EDGAR ↗
  • Jul 8, 2024 · D/A · $406,426,420 sold of Indefinite · 2 investors · min. No minimum reported · role: Executive Officer EDGAR ↗
  • Jul 7, 2023 · D/A · $406,426,420 sold of Indefinite · 2 investors · min. No minimum reported · role: Executive Officer EDGAR ↗
  • Jul 7, 2022 · D · $259,439,939 sold of Indefinite · 2 investors · min. No minimum reported · role: Executive Officer EDGAR ↗

Raised $508.5M from 2 investors as of the latest filing. Tom is listed as executive officer on 4 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

WS
Pooled Investment Fund · group: Waterfall

Waterfall Silver Spring Fund, LP

New York, NY · Jul 7, 2023 → Jul 9, 2024 · 2 filings
  • Jul 9, 2024 · D/A · $200,250,000 sold of Indefinite · 2 investors · min. $100,000,000 · role: Executive Officer EDGAR ↗
  • Jul 7, 2023 · D · $200,000,000 sold of Indefinite · 1 investors · min. $100,000,000 · role: Executive Officer EDGAR ↗

Raised $200.3M from 2 investors as of the latest filing. Tom is listed as executive officer on 2 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

WR
Pooled Investment Fund · group: Waterfall

Waterfall Residential Credit Opportunity Fund I, LP

New York, NY · Dec 23, 2022
  • Dec 23, 2022 · D · $0 sold of $300,000,000 · 0 investors · min. $5,000,000 · role: Executive Officer EDGAR ↗

Raised $100.3M from 2 investors (33% of the $300M target) as of the latest filing. Tom is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

WD
Pooled Investment Fund · group: Waterfall

Waterfall Dislocation Opportunity Fund (Cayman), LP

Camana Bay, Grand Cayman, Cayman Islands (as filed: E9) · Aug 31, 2022
  • Aug 31, 2022 · D · $0 sold of $200,000,000 · 0 investors · min. No minimum reported · role: Executive Officer EDGAR ↗

No sales reported yet as of the latest filing. Tom is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

WD
Pooled Investment Fund · group: Waterfall

Waterfall Dislocation Opportunity Fund, LP

New York, NY · Aug 31, 2022
  • Aug 31, 2022 · D · $0 sold of $200,000,000 · 0 investors · min. No minimum reported · role: Executive Officer EDGAR ↗

No sales reported yet as of the latest filing. Tom is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

WA
Pooled Investment Fund · group: Waterfall

Waterfall Atlas Fund LP

New York, NY · Aug 30, 2022
  • Aug 30, 2022 · D · $280,224,688 sold of $400,000,000 · 36 investors · min. No minimum reported · role: Executive Officer EDGAR ↗

Raised $280.2M from 36 investors (70% of the $400M target) as of the latest filing. Tom is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

WA
Pooled Investment Fund · group: Waterfall

Waterfall Atlas Fund (Cayman) LP

Camana Bay, Grand Cayman, Cayman Islands (as filed: E9) · Aug 30, 2022
  • Aug 30, 2022 · D · $0 sold of $400,000,000 · 0 investors · min. No minimum reported · role: Executive Officer EDGAR ↗

No sales reported yet as of the latest filing. Tom is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

WA
Pooled Investment Fund · group: Waterfall

Waterfall Atlas Fund (TE) LP

New York, NY · Aug 30, 2022
  • Aug 30, 2022 · D · $0 sold of $400,000,000 · 0 investors · min. No minimum reported · role: Executive Officer EDGAR ↗

No sales reported yet as of the latest filing. Tom is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

WI
Pooled Investment Fund · group: Waterfall

WSMF I AV LP

New York, NY · Jul 30, 2021
  • Jul 30, 2021 · D · $3,500,000 sold of Indefinite · 2 investors · min. $1,000,000 · role: Executive Officer EDGAR ↗

Raised $3.5M from 2 investors as of the latest filing. Tom is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

WO
Pooled Investment Fund · group: Waterfall

Waterfall Osprey Master Fund, LP

Camana Bay, Grand Cayman, Cayman Islands (as filed: E9) · Jun 3, 2020 → Jun 4, 2021 · 2 filings
  • Jun 4, 2021 · D/A · $150,000,000 sold of Indefinite · 1 investors · min. No minimum reported · role: Executive Officer EDGAR ↗
  • Jun 3, 2020 · D · $0 sold of Indefinite · 0 investors · min. No minimum reported · role: Executive Officer EDGAR ↗

Raised $150M from 1 investor as of the latest filing. Tom is listed as executive officer on 2 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

WO
Pooled Investment Fund · group: Waterfall

Waterfall Osprey Fund, Ltd.

Camana Bay, Grand Cayman, Cayman Islands (as filed: E9) · Jun 3, 2020 → Jun 4, 2021 · 2 filings
  • Jun 4, 2021 · D/A · $150,000,000 sold of Indefinite · 1 investors · min. No minimum reported · role: Executive Officer EDGAR ↗
  • Jun 3, 2020 · D · $0 sold of Indefinite · 0 investors · min. No minimum reported · role: Executive Officer EDGAR ↗

Raised $150M from 1 investor as of the latest filing. Tom is listed as executive officer on 2 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

SI
Pooled Investment Fund · group: Waterfall

SHARB Investors LP

New York, NY · Mar 29, 2021
  • Mar 29, 2021 · D · $15,000,000 sold of Indefinite · 5 investors · min. $1,000,000 · role: Executive Officer EDGAR ↗

Raised $15M from 5 investors as of the latest filing. Tom is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

WS
Pooled Investment Fund · group: Waterfall

Waterfall Sentinel Fund I LP

New York, NY · Jan 8, 2019 → Jan 8, 2021 · 3 filings
  • Jan 8, 2021 · D/A · $53,150,000 sold of $300,000,000 · 60 investors · min. $5,000,000 · role: Executive Officer EDGAR ↗
  • Jan 8, 2020 · D/A · $40,100,000 sold of $300,000,000 · 53 investors · min. $5,000,000 · role: Executive Officer EDGAR ↗
  • Jan 8, 2019 · D · $0 sold of $300,000,000 · 0 investors · min. $5,000,000 · role: Executive Officer EDGAR ↗

Raised $53.1M from 60 investors (18% of the $300M target) as of the latest filing. Tom is listed as executive officer on 3 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

WS
Pooled Investment Fund · group: Waterfall

Waterfall Sentinel Fund I (UB), LP

New York, NY · Jan 8, 2021
  • Jan 8, 2021 · D/A · $30,000,000 sold of $300,000,000 · 1 investors · min. $5,000,000 · role: Executive Officer EDGAR ↗

Raised $30M from 1 investor (10% of the $300M target) as of the latest filing. Tom is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

WS
Pooled Investment Fund · group: Waterfall

Waterfall Sentinel Fund I (Cayman I) LP

Camana Bay, Grand Cayman, Cayman Islands (as filed: E9) · Jan 8, 2019 → Jan 8, 2021 · 3 filings
  • Jan 8, 2021 · D/A · $20,000,000 sold of $300,000,000 · 3 investors · min. $5,000,000 · role: Executive Officer EDGAR ↗
  • Jan 8, 2020 · D/A · $10,000,000 sold of $300,000,000 · 2 investors · min. $5,000,000 · role: Executive Officer EDGAR ↗
  • Jan 8, 2019 · D · $0 sold of $300,000,000 · 0 investors · min. $5,000,000 · role: Executive Officer EDGAR ↗

Raised $20M from 3 investors (7% of the $300M target) as of the latest filing. Tom is listed as executive officer on 3 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

WS
Pooled Investment Fund · group: Waterfall

Waterfall Sentinel Fund I (Cayman II) LP

Grand Cayman, Cayman Islands (as filed: E9) · Jan 8, 2019 → Jan 8, 2020 · 2 filings
  • Jan 8, 2020 · D/A · $0 sold of $300,000,000 · 0 investors · min. $5,000,000 · role: Executive Officer EDGAR ↗
  • Jan 8, 2019 · D · $0 sold of $300,000,000 · 0 investors · min. $5,000,000 · role: Executive Officer EDGAR ↗

No sales reported yet as of the latest filing. Tom is listed as executive officer on 2 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

People around Tom 14

Officers, directors, promoters and management entities named on the same filings, as of Oct 23, 2026, 5:45 PM ET.

WA
Management entity

Waterfall Asset Management, LLC

Executive Officer, Promoter · 27 shared filings (16 issuers) · also on 24 other issuers

Waterfall Asset Management, LLC is on 40 issuers in total — a repeat sponsor. Their page lists every one.

WS
Management entity

Waterfall Sentinel GP, LLC

Promoter · 11 shared filings (6 issuers)

Waterfall Sentinel GP, LLC is on 6 issuers in total — a repeat sponsor. Their page lists every one.

WE
Management entity

Waterfall Eagle GP, LLC

Promoter · 4 shared filings (1 issuer)

Listed on the same filings as Tom Capasse. Their page shows their other deals.

WA
Management entity

Waterfall Atlas GP, LLC

Promoter · 3 shared filings (3 issuers)

Listed on the same filings as Tom Capasse. Their page shows their other deals.

WO
Management entity

Waterfall Osprey GP, LLC

Promoter · 2 shared filings (1 issuer)

Listed on the same filings as Tom Capasse. Their page shows their other deals.

WS
Management entity

Waterfall Silver Spring GP, LLC

Promoter · 2 shared filings (1 issuer)

Listed on the same filings as Tom Capasse. Their page shows their other deals.

JR
No photo found yet (own website and image search run after this page is viewed)
Person

Jack Ross

Executive Officer, Director · 27 shared filings (16 issuers) · also on 26 other issuers

Jack Ross is on 42 issuers in total — a repeat sponsor. Their page lists every one.

KN
No photo found yet (own website and image search run after this page is viewed)
Person

Kenneth Nick

Executive Officer · 27 shared filings (16 issuers) · also on 20 other issuers

Kenneth Nick is on 36 issuers in total — a repeat sponsor. Their page lists every one.

TB
No photo found yet (own website and image search run after this page is viewed)
Person

Tom Buttacavoli

Executive Officer · 22 shared filings (15 issuers)

Tom Buttacavoli is on 15 issuers in total — a repeat sponsor. Their page lists every one.

GW
No photo found yet (own website and image search run after this page is viewed)
Person

Gene Weil

Executive Officer · 11 shared filings (6 issuers) · also on 1 other issuer

Gene Weil is on 7 issuers in total — a repeat sponsor. Their page lists every one.

JN
No photo found yet (own website and image search run after this page is viewed)
Person

John Nelligan

Executive Officer · 11 shared filings (6 issuers) · also on 2 other issuers

John Nelligan is on 8 issuers in total — a repeat sponsor. Their page lists every one.

AT
No photo found yet (own website and image search run after this page is viewed)
Person

Alain Toto

Executive Officer · 11 shared filings (6 issuers) · also on 1 other issuer

Alain Toto is on 7 issuers in total — a repeat sponsor. Their page lists every one.

The team behind the deals

W
Sponsor group

Waterfall

76 issuers · 278 filings · $15.38B reported sold · 2009–2026

One team, 76 deal companies. Tom Capasse is listed on 16 of them.

Sources

Issuers are grouped when their Form D filings share related persons, a management entity or a business address (automatic match from the filings). "Listed" marks the issuers that name Tom Capasse.

Same business address

51 other issuers file from the same address (first 50 shown)

A shared address can mean the same team, a shared office building or a registered agent. It is a lead, not a conclusion.

Registrations and other filings

Business registration (state registry / Secretary of State)

Individuals are not matched to business registrations — registries list companies, and a name alone is not enough to tie a person to one. Officers and managers appear by name inside each matched company's record on the issuer pages. Registries searched: AL (Alabama Secretary of State — Business Entity Records (arc-sos.state.al.us), searched by issuer name, data as of Oct 24, 2026); CO (Colorado Secretary of State — Business Entities in Colorado (data.colorado.gov), data as of Oct 23, 2026); CT (Connecticut Secretary of the State — Business Registry (data.ct.gov), data as of Oct 24, 2026); FL (Florida Department of State, Division of Corporations — quarterly corporate data file (Sunbiz), data as of Oct 7, 2026); KY (Kentucky Secretary of State — Business Entity Search (sosbes.sos.ky.gov), searched by issuer name, data as of Oct 24, 2026); NY (New York Department of State — Corporations and Other Entities (data.ny.gov: All Filings + Active Corporations), data as of Oct 20, 2026); OR (Oregon Secretary of State — Active Businesses, All (data.oregon.gov), data as of Oct 20, 2026); PA (Pennsylvania Department of State — Registered Businesses, Current (data.pa.gov), data as of Oct 6, 2026); TX (Texas Comptroller — Active Franchise Taxpayers incl. Secretary of State file data (data.texas.gov), data as of Oct 24, 2026). Registries of other states have not been searched: many publish no bulk file and require a CAPTCHA or bot challenge on their search page, which we do not bypass (Delaware, for example, offers no public bulk file).

Adviser registration (Form ADV)

A person is never an adviser firm. 16 of the 16 issuers this person is listed on match a Form ADV adviser (searched 24,962 advisers as of Oct 2, 2026): Waterfall Eagle Fund, LLC, Waterfall Silver Spring Fund, LP, Waterfall Residential Credit Opportunity Fund I, LP, Waterfall Dislocation Opportunity Fund (Cayman), LP, Waterfall Dislocation Opportunity Fund, LP, Waterfall Atlas Fund LP, Waterfall Atlas Fund (Cayman) LP, Waterfall Atlas Fund (TE) LP, WSMF I AV LP, Waterfall Osprey Master Fund, LP, Waterfall Osprey Fund, Ltd., SHARB Investors LP, Waterfall Sentinel Fund I (Cayman I) LP, Waterfall Sentinel Fund I LP, Waterfall Sentinel Fund I (UB), LP, Waterfall Sentinel Fund I (Cayman II) LP.

Other offering types (Regulation A and Regulation Crowdfunding)

Searched SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 (51,358 records as of Oct 23, 2026, 8:41 PM ET) — nothing matched this name.

Property records none — individuals are not matched

Property records are matched to companies only, never to individuals, so none are matched to Tom Capasse by design. Searched property records in Hillsborough County FL (Clerk recorded-document index Oct 14, 2026 to Oct 15, 2026 + FL DOR 2026 ownership roll), Miami-Dade County FL (FL DOR 2026 ownership roll), Harris County TX (HCAD 2026 ownership roll), Dallas County TX (DCAD 2026 ownership roll), New York City ACRIS documents and PLUTO ownership rows already retrieved for other issuers, Cook County IL sale and ownership rows already retrieved for other issuers (814,874 records as of Oct 23, 2026, 8:59 PM ET) for the 16 issuers this person is listed on — nothing matched.

Public profiles and social

Websites and social links of the issuers Tom Capasse is listed on: none on file. No website or social profile named in Waterfall Atlas Fund LP's SEC filings (Form C, Reg A, Form ADV; checked Oct 24, 2026). Web search for this name: #146,142 of 374,652 in line (1,386 issuers searched so far). One-tap searches: Look further ↓

Look further

One-tap searches on sites we do not index ourselves, with the name pre-filled (New York, NY). Each opens in a new tab; what you find there is not verified by PartnerFacts.

Social and web

LinkedIn people search ↗Instagram ↗X (Twitter) ↗Facebook ↗YouTube ↗Google ↗Google Images ↗Google News ↗Meta Ad Library ↗

Courts

CourtListener / RECAP (federal) ↗PACER case locator (federal, login) ↗New York WebCivil Supreme ↗

Securities regulators

SEC EDGAR full-text search ↗SEC action look-up ↗FINRA BrokerCheck ↗SEC IAPD adviser search ↗

Business registries

New York Secretary of State business search ↗OpenCorporates ↗

Change history

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