Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 5:28 AM ET

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John Fraser

Named as an officer, director or promoter on SEC Form D filings · NY · Nov 30, 2012 → Sep 8, 2026

32deals (issuers)

$1.49Breported sold

546investors

42Form D filings

2012–2026years on file

Follow this person Look further ↓PDF

Data last updated Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 24, 2026, 2:21 AM ET · SEC enforcement last checked: covered by the index scan as of Oct 24, 2026, 2:50 AM ET

The short version

John Fraser is listed as an executive officer on 42 SEC Form D filings by 32 issuers between Nov 2012 and Sep 2026. Largest by amount reported sold: Program II US LP (New York, NY — pooled investment fund — 2017; $265.9M reported sold to 52 investors), JPP Master LP (New York, NY — pooled investment fund — 2014; $181.3M reported sold to 3 investors), 3i US Senior Loan Fund International, L.P. (New York, NY — pooled investment fund — 2013–2016; $162.9M reported sold to 20 investors), OCS Master LP (New York, NY — pooled investment fund — 2014; $148.3M reported sold to 2 investors), JPP US LP (New York, NY — pooled investment fund — 2014; $81.8M reported sold to 92 investors) and 27 more (all listed below).

What this means That is a lot of deals — 32 separate companies raised money with this person listed as executive officer, over about 14 years. Across those companies the filings report $1.49B sold in total.

Listed alongside David Godbout (23 shared filings), Richard Gomel (23 shared filings), GENE BASOV (10 shared filings), J. P. Morgan Private Investments Inc. (10 shared filings, management entity), PATRICK MALONEY (10 shared filings) and 13 others.

What this means These are the other officers, directors or promoters the companies named on the same forms — the team around John. Each name links to their own page.

The issuers belong to 3 sponsor groups: Junius (32 issuers, $1.13B reported sold, 2012–2019), 3i Us Senior Loan (3 issuers, $198.1M reported sold, 2013–2016) and J P Morgan (2 issuers, $129.2M reported sold, 2020).

What this means This person is listed across more than one sponsor team; each group page shows that team's full track record.

Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AZ, CA, DE, TX, WA) — 40 bankruptcy cases matching the name listed in Key records below.

What this means 40 records came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.

We compared 42 public filings for John Fraser and found 6 differences, 3 worth asking the sponsor about: Amount sold went down between filings; Investor count went down between filings; and more below.

What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.

What the community is saying

Community search for John Fraser has not run yet — it is joining a line of 17,170 names; searches run around the clock at the hosts' allowed rate. Searched so far: 28 names.

Community comments are quoted as written by their authors. Sources searched: BiggerPockets forums (via DuckDuckGo, Brave, Bing and BiggerPockets search) and Reddit (search feed + public archive).

Key records

Five things investors ask first. Items still in human review are counted, not shown.

1. Lawsuits

None found in sources searched — federal courts (CourtListener / RECAP), checked Oct 24, 2026

What was searched

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts State courts: not covered (one-tap state court links under Look further). PACER: not searched. · Last checked Oct 24, 2026, 2:21 AM ET.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

None found in sources searched — SEC enforcement releases (index scan as of Oct 24, 2026, 2:50 AM ET) · state securities regulators: AZ, CA, DE, TX, WA (crawled Oct 23, 2026)

What was searched

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — Searched SEC litigation releases and administrative proceedings (1995→ / 2007→) (30,205 records as of Oct 24, 2026, 2:50 AM ET) — nothing matched John Fraser..

State securities regulators searched: AZ (Corporation Commission Securities Division), CA (DFPI — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), DE (DOJ Investor Protection Unit), TX (State Securities Board), WA (DFI) — last crawled Oct 23, 2026, 9:57 PM ET. Other states are not covered.

3. Bankruptcies

40 cases: 38 closed (disposition not in docket feed), 2 open

John M. Fraser closed

United States Bankruptcy Court, D. Connecticut · No. 24-50580 · Filed Aug 23, 2024 · Closed Jan 22, 2025

Role of John M. Fraser: Debtor · Outcome: Case closed 2025-01-22 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 71 federal dockets); 5 people with this name in Form D filings; court in CT (not a filing state)

John W. Fraser, III and Tsahai M. Fraser open

United States Bankruptcy Court, District of Columbia · No. 24-00276 · Filed Aug 8, 2024

Role of John W. Fraser, III: Debtor · Outcome: Open — no termination date on the docket (bulk snapshot 2026-09-30) Docket on CourtListener ↗

same full name (a name found in 71 federal dockets); 5 people with this name in Form D filings; court in DC (not a filing state)

John M. Fraser closed

United States Bankruptcy Court, D. Connecticut · No. 23-50636 · Filed Oct 20, 2023 · Closed Aug 23, 2024

Role of John M. Fraser: Debtor · Outcome: Case closed 2024-08-23 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 71 federal dockets); 5 people with this name in Form D filings; court in CT (not a filing state)

John M. Fraser closed

United States Bankruptcy Court, D. Connecticut · No. 22-50398 · Filed Aug 9, 2022 · Closed Oct 3, 2023

Role of John M. Fraser: Debtor · Outcome: Case closed 2023-10-03 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 71 federal dockets); 5 people with this name in Form D filings; court in CT (not a filing state)

John M. Fraser closed

United States Bankruptcy Court, D. Connecticut · No. 21-50640 · Filed Oct 18, 2021 · Closed Jul 8, 2022

Role of John M. Fraser: Debtor · Outcome: Case closed 2022-07-08 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 71 federal dockets); 5 people with this name in Form D filings; court in CT (not a filing state)

John E Fraser closed

United States Bankruptcy Court, D. New Hampshire · No. 20-10312 · Filed Mar 17, 2020 · Closed Jul 8, 2020

Role of John E Fraser: Debtor · Outcome: Case closed 2020-07-08 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 71 federal dockets); 5 people with this name in Form D filings; court in NH (not a filing state)

John F. Fraser open

United States Bankruptcy Court, D. Massachusetts · No. 20-40115 · Filed Jan 24, 2020

Role of John F. Fraser: Debtor · Outcome: Open — no termination date on the docket (bulk snapshot 2026-09-30) Docket on CourtListener ↗

same full name (a name found in 71 federal dockets); 5 people with this name in Form D filings; court in MA (not a filing state)

John C. Fraser closed

United States Bankruptcy Court, D. Rhode Island · No. 1:19-bk-11320 · Filed Aug 17, 2019 · Closed Dec 4, 2019

Role of John C. Fraser: Debtor · Outcome: Case closed 2019-12-04 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 71 federal dockets); 5 people with this name in Form D filings; court in RI (not a filing state)

John M. Fraser closed

United States Bankruptcy Court, D. Connecticut · No. 19-51061 · Filed Aug 7, 2019 · Closed May 12, 2021

Role of John M. Fraser: Debtor · Outcome: Case closed 2021-05-12 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 71 federal dockets); 5 people with this name in Form D filings; court in CT (not a filing state)

John W. Fraser closed

United States Bankruptcy Court, N.D. Ohio · No. 19-41291 · Filed Jul 12, 2019 · Closed Nov 22, 2019

Role of John W. Fraser: Debtor · Outcome: Case closed 2019-11-22 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 71 federal dockets); 5 people with this name in Form D filings; court in OH (not a filing state)

John A. Fraser, Sr. and Beth A. Fraser closed

United States Bankruptcy Court, W.D. Pennsylvania · No. 17-24768 · Filed Nov 28, 2017 · Closed Apr 25, 2018

Role of John A. Fraser, Sr.: Debtor · Outcome: Case closed 2018-04-25 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 71 federal dockets); 5 people with this name in Form D filings; court in PA (not a filing state)

John M Fraser closed

United States Bankruptcy Court, W.D. Wisconsin · No. 3-15-14305 · Filed Dec 1, 2015 · Closed Apr 2, 2021

Role of John M Fraser: Debtor · Outcome: Case closed 2021-04-02 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 71 federal dockets); 5 people with this name in Form D filings; court in WI (not a filing state)

John D. Fraser, Jr. closed

United States Bankruptcy Court, E.D. Pennsylvania · No. 15-14004 · Filed Jun 4, 2015 · Closed Sep 30, 2015

Role of John D. Fraser, Jr.: Debtor · Outcome: Case closed 2015-09-30 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 71 federal dockets); 5 people with this name in Form D filings; court in PA (not a filing state)

John P. Fraser and Della D. Fraser closed

United States Bankruptcy Court, W.D. Michigan · No. 15-01916 · Filed Mar 31, 2015 · Closed May 4, 2017

Role of John P. Fraser and Della D. Fraser: Debtor · Outcome: Case closed 2017-05-04 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 71 federal dockets); 5 people with this name in Form D filings; court in MI (not a filing state)

John E. Fraser closed

United States Bankruptcy Court, D. Maryland · No. 14-12495 · Filed Feb 20, 2014 · Closed May 27, 2014

Role of John E. Fraser: Debtor · Outcome: Case closed 2014-05-27 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 71 federal dockets); 5 people with this name in Form D filings; court in MD (not a filing state)

John A. Fraser closed

United States Bankruptcy Court, W.D. Pennsylvania · No. 11-26796 · Filed Nov 4, 2011 · Closed Apr 5, 2017

Role of John A. Fraser: Debtor · Outcome: Case closed 2017-04-05 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 71 federal dockets); 5 people with this name in Form D filings; court in PA (not a filing state)

John G. Fraser and Joyce A. Fraser closed

United States Bankruptcy Court, E.D. Michigan · No. 11-47770 · Filed Mar 22, 2011 · Closed Sep 1, 2015

Role of John G. Fraser and Joyce A. Fraser: Debtor · Outcome: Case closed 2015-09-01 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 71 federal dockets); 5 people with this name in Form D filings; court in MI (not a filing state)

John Fraser closed

United States Bankruptcy Court, D. Vermont · No. 10-11383 · Filed Oct 29, 2010 · Closed Dec 28, 2011

Role of John Fraser: Debtor · Outcome: Case closed 2011-12-28 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 71 federal dockets); 5 people with this name in Form D filings; court in VT (not a filing state)

John R Fraser closed

United States Bankruptcy Court, N.D. California · No. 08-12210 · Filed Oct 17, 2008 · Closed Feb 2, 2009

Role of John R Fraser: Debtor · Outcome: Case closed 2009-02-02 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 71 federal dockets); 5 people with this name in Form D filings; court in CA (not a filing state)

John P. Fraser and Janice E. Fraser closed

United States Bankruptcy Court, N.D. Ohio · No. 08-15355 · Filed Jul 13, 2008 · Closed Oct 21, 2008

Role of John P. Fraser and Janice E. Fraser: Debtor · Outcome: Case closed 2008-10-21 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 71 federal dockets); 5 people with this name in Form D filings; court in OH (not a filing state)

John F. Fraser and Patricia Fraser closed

United States Bankruptcy Court, S.D. Georgia · No. 05-42902 · Filed Oct 13, 2005 · Closed Mar 27, 2008

Role of John F. Fraser and Patricia Fraser: Debtor · Outcome: Case closed 2008-03-27 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 71 federal dockets); 5 people with this name in Form D filings; court in GA (not a filing state)

John W. Fraser closed

United States Bankruptcy Court, E.D. Michigan · No. 05-57104 · Filed May 25, 2005 · Closed Mar 30, 2011

Role of John W. Fraser: Debtor · Outcome: Case closed 2011-03-30 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 71 federal dockets); 5 people with this name in Form D filings; court in MI (not a filing state)

John Fraser and Cheryl Fraser closed

United States Bankruptcy Court, N.D. New York · No. 05-10773 · Filed Feb 11, 2005 · Closed Jun 2, 2005

Role of John Fraser and Cheryl Fraser: Debtor · Outcome: Case closed 2005-06-02 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 71 federal dockets); 5 people with this name in Form D filings; court in the person's filing state (NY)

John J. Fraser closed

United States Bankruptcy Court, D. New Jersey · No. 04-48171 · Filed Dec 6, 2004 · Closed Mar 10, 2005

Role of John J. Fraser: Debtor · Outcome: Case closed 2005-03-10 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 71 federal dockets); 5 people with this name in Form D filings; court in NJ (not a filing state)

John D Fraser and Nicole C Fraser closed

United States Bankruptcy Court, D. Idaho · No. 04-04325 · Filed Dec 3, 2004 · Closed May 5, 2005

Role of John D Fraser and Nicole C Fraser: Debtor · Outcome: Case closed 2005-05-05 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 71 federal dockets); 5 people with this name in Form D filings; court in ID (not a filing state)

John A Fraser and Victoria Fraser closed

United States Bankruptcy Court, N.D. Illinois · No. 04-18090 · Filed May 7, 2004 · Closed Jun 23, 2005

Role of John A Fraser and Victoria Fraser: Debtor · Outcome: Case closed 2005-06-23 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 71 federal dockets); 5 people with this name in Form D filings; court in IL (not a filing state)

John F. Fraser closed

United States Bankruptcy Court, W.D. New York · No. 1-03-12216 · Filed Mar 31, 2003 · Closed Jul 18, 2003

Role of John F. Fraser: Debtor · Outcome: Case closed 2003-07-18 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 71 federal dockets); 5 people with this name in Form D filings; court in the person's filing state (NY)

John P. Fraser and Della D. Fraser closed

United States Bankruptcy Court, W.D. Michigan · No. 02-11319 · Filed Oct 10, 2002 · Closed Mar 7, 2003

Role of John P. Fraser and Della D. Fraser: Debtor · Outcome: Case closed 2003-03-07 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 71 federal dockets); 5 people with this name in Form D filings; court in MI (not a filing state)

John A. Fraser and France T. Fraser closed

United States Bankruptcy Court, D. Maine · No. 00-11416 · Filed Aug 21, 2000 · Closed Nov 24, 2000

Role of John A. Fraser and France T. Fraser: Debtor · Outcome: Case closed 2000-11-24 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 71 federal dockets); 5 people with this name in Form D filings; court in ME (not a filing state)

John O. Fraser closed

United States Bankruptcy Court, D. Massachusetts · No. 99-16171 · Filed Jul 22, 1999 · Closed Nov 23, 1999

Role of John O. Fraser: Debtor · Outcome: Case closed 1999-11-23 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 71 federal dockets); 5 people with this name in Form D filings; court in MA (not a filing state)

John J. Fraser and Helen R. Fraser closed

United States Bankruptcy Court, D. New Jersey · No. 99-55021 · Filed Apr 30, 1999 · Closed Jan 13, 2004

Role of John J. Fraser and Helen R. Fraser: Debtor · Outcome: Case closed 2004-01-13 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 71 federal dockets); 5 people with this name in Form D filings; court in NJ (not a filing state)

John A. Fraser and Carol A. Fraser closed

United States Bankruptcy Court, E.D. Arkansas · No. 3:98-bk-30723 · Filed May 21, 1998 · Closed Sep 28, 1998

Role of John A. Fraser and Carol A. Fraser: Debtor · Outcome: Case closed 1998-09-28 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 71 federal dockets); 5 people with this name in Form D filings; court in AR (not a filing state)

John G. Fraser closed

United States Bankruptcy Court, D. Massachusetts · No. 98-13080 · Filed Mar 30, 1998 · Closed Aug 4, 1998

Role of John G. Fraser: Debtor · Outcome: Case closed 1998-08-04 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 71 federal dockets); 5 people with this name in Form D filings; court in MA (not a filing state)

John Fraser closed

United States Bankruptcy Court, D. New Jersey · No. 98-22295 · Filed Feb 20, 1998 · Closed Jun 22, 1998

Role of John Fraser: Debtor · Outcome: Case closed 1998-06-22 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 71 federal dockets); 5 people with this name in Form D filings; court in NJ (not a filing state)

John Fraser and Michelle Fraser closed

United States Bankruptcy Court, N.D. Iowa · No. 97-01357 · Filed May 5, 1997 · Closed Aug 13, 1997

Role of John Fraser and Michelle Fraser: Debtor · Outcome: Case closed 1997-08-13 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 71 federal dockets); 5 people with this name in Form D filings; court in IA (not a filing state)

John R Fraser and Kimberly S Fraser closed

United States Bankruptcy Court, C.D. California · No. 6:96-bk-28685 · Filed Nov 4, 1996 · Closed Mar 17, 1997

Role of John R Fraser and Kimberly S Fraser: Debtor · Outcome: Case closed 1997-03-17 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 71 federal dockets); 5 people with this name in Form D filings; court in CA (not a filing state)

John Fraser closed

United States Bankruptcy Court, M.D. Florida · No. 8:92-bk-15740 · Filed Nov 30, 1992 · Closed May 29, 1997

Role of John Fraser: Debtor · Outcome: Case closed 1997-05-29 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 71 federal dockets); 5 people with this name in Form D filings; court in FL (not a filing state)

John P. Fraser and Judy A. Fraser closed

United States Bankruptcy Court, E.D. Wisconsin · No. 91-21720 · Filed Mar 15, 1991 · Closed Oct 10, 1991

Role of John P. Fraser and Judy A. Fraser: Debtor · Outcome: Case closed 1991-10-10 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 71 federal dockets); 5 people with this name in Form D filings; court in WI (not a filing state)

John F. Fraser closed

United States Bankruptcy Court, D. Massachusetts · No. 91-11219 · Filed Feb 14, 1991 · Closed Sep 8, 1992

Role of John F. Fraser: Debtor · Outcome: Case closed 1992-09-08 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 71 federal dockets); 5 people with this name in Form D filings; court in MA (not a filing state)

JOHN A. FRASER closed

United States Bankruptcy Court, D. Montana · No. 89-51367 · Filed Oct 11, 1989 · Closed Jan 19, 1990

Role of JOHN A. FRASER: Debtor · Outcome: Case closed 1990-01-19 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 71 federal dockets); 5 people with this name in Form D filings; court in MT (not a filing state)

What was searched

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not covered (one-tap state court links under Look further). PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 2:21 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

4. Differences between public sources

Comparisons cover issuers and sponsor groups — see the issuer pages under Deals

6 differences found between the filings for John Fraser — 3 worth asking about (compared 42 filings on Oct 24, 2026)

Worth asking · Nov 12, 2015 – Nov 10, 2016

Amount sold went down between filings — 3i US Senior Loan Fund International, L.P.

The Nov 12, 2015 filing says $162,900,000 sold; the Nov 10, 2016 Form D/A says $151,300,000 sold — $11,600,000 less.

What this means Amounts sold normally only go up as a raise continues. A drop can mean investors were refunded, a figure was corrected, or an earlier number was wrong. Ask the sponsor which it was.

Form D/A (earlier) · Nov 12, 2015 ↗Form D/A (later) · Nov 10, 2016 ↗3i US Senior Loan Fund International, L.P. — PartnerFacts page ↗

Sources

Form D/A (earlier) · Nov 12, 2015 ↗ (Nov 12, 2015)
Form D/A (later) · Nov 10, 2016 ↗ (Nov 10, 2016)
3i US Senior Loan Fund International, L.P. — PartnerFacts page ↗ (Nov 10, 2016)

Worth asking · Nov 12, 2015 – Nov 10, 2016

Investor count went down between filings — 3i US Senior Loan Fund International, L.P.

The Nov 12, 2015 filing reports 20 investors; the Nov 10, 2016 Form D/A reports 18 investors.

What this means Investor counts normally only grow. A smaller number can mean investors left or were refunded, or a count was corrected. Ask the sponsor what happened.

Form D/A (earlier) · Nov 12, 2015 ↗Form D/A (later) · Nov 10, 2016 ↗3i US Senior Loan Fund International, L.P. — PartnerFacts page ↗

Sources

Form D/A (earlier) · Nov 12, 2015 ↗ (Nov 12, 2015)
Form D/A (later) · Nov 10, 2016 ↗ (Nov 10, 2016)
3i US Senior Loan Fund International, L.P. — PartnerFacts page ↗ (Nov 10, 2016)

Worth asking · Nov 14, 2012 – Nov 5, 2014

11 Form Ds were filed more than 15 days after the first sale

Form D filed 175 days after the first sale — 3i US Senior Loan Fund International, L.P. · Form D filed 204 days after the first sale — 3i US Senior Loan Fund, L.P. · Form D filed 16 days after the first sale — Bel Air CIV LP · Form D filed 16 days after the first sale — Bel Air CIV US LP · Form D filed 16 days after the first sale — Junius Salamander US LP · and 6 more

What this means Late notices are common and carry no penalty by themselves. A pattern of late paperwork is worth asking the sponsor about.

Form D · Oct 23, 2013 ↗3i US Senior Loan Fund International, L.P. — PartnerFacts page ↗Form D · Oct 23, 2013 ↗3i US Senior Loan Fund, L.P. — PartnerFacts page ↗

Sources

Form D · Oct 23, 2013 ↗ (Oct 23, 2013)
3i US Senior Loan Fund International, L.P. — PartnerFacts page ↗ (Nov 10, 2016)
Form D · Oct 23, 2013 ↗ (Oct 23, 2013)
3i US Senior Loan Fund, L.P. — PartnerFacts page ↗ (Nov 10, 2016)
Form D · Nov 5, 2014 ↗ (Nov 5, 2014)
Bel Air CIV LP — PartnerFacts page ↗ (Nov 5, 2014)
Form D · Nov 5, 2014 ↗ (Nov 5, 2014)
Bel Air CIV US LP — PartnerFacts page ↗ (Nov 5, 2014)

Note · Apr 2, 2013 – Oct 26, 2020

18 offerings have no amendment in the last 12 months and may still be open

No amendment in the last 12 months on an offering that may still be open — CS PE Master LP (latest filing Oct 26, 2020) · No amendment in the last 12 months on an offering that may still be open — CS PE US LP (latest filing Aug 27, 2020) · No amendment in the last 12 months on an offering that may still be open — Program II US LP (latest filing Sep 8, 2017) · No amendment in the last 12 months on an offering that may still be open — 3i US Senior Loan Fund International, L.P. (latest filing Nov 10, 2016) · No amendment in the last 12 months on an offering that may still be open — 3i US Senior Loan Fund, L.P. (latest filing Nov 10, 2016) · and 13 more

What this means SEC rules expect a yearly amendment while an offering is still going. Ask the sponsor which of these raises have closed.

Form D · Oct 26, 2020 ↗CS PE Master LP — PartnerFacts page ↗Form D · Aug 27, 2020 ↗CS PE US LP — PartnerFacts page ↗

Sources

Form D · Oct 26, 2020 ↗ (Oct 26, 2020)
CS PE Master LP — PartnerFacts page ↗ (Oct 26, 2020)
Form D · Aug 27, 2020 ↗ (Aug 27, 2020)
CS PE US LP — PartnerFacts page ↗ (Aug 27, 2020)
Form D · Sep 8, 2017 ↗ (Sep 8, 2017)
Program II US LP — PartnerFacts page ↗ (Sep 8, 2017)
Form D/A · Nov 10, 2016 ↗ (Nov 10, 2016)
3i US Senior Loan Fund International, L.P. — PartnerFacts page ↗ (Nov 10, 2016)

Note · Jun 22, 2026

Same name, different state: "JOHN FRASER" (TX) is a separate record

This page covers filings where the address state is NY. A separate record, "JOHN FRASER" with address state TX, is listed on 1 filing — most recently by Aspira Women's Health Inc. (Jun 22, 2026). Both records have filings in the same period (Jun 22, 2026).

What this means Two records with one name were active at the same time. That can be one person listing different company addresses, or two different people. We keep them apart until a filing ties them together. Check both pages before you decide.

JOHN FRASER (TX) — PartnerFacts page ↗Form D · Jun 22, 2026 ↗Aspira Women's Health Inc. — PartnerFacts page ↗John Fraser (NY) — this page ↗

Sources

JOHN FRASER (TX) — PartnerFacts page ↗ (Jun 22, 2026)
Form D · Jun 22, 2026 ↗ (Jun 22, 2026)
Aspira Women's Health Inc. — PartnerFacts page ↗ (Jun 22, 2026)
John Fraser (NY) — this page ↗ (Sep 8, 2026)

Note · Jun 8, 2009 – Jun 29, 2016

Same name, different state: "John Fraser" (A1 or MN) is a separate record

This page covers filings where the address state is NY. A separate record, "John Fraser" with address state A1 or MN, is listed on 10 filings — most recently by ROCKET DOCTOR AI INC. (Oct 17, 2023). Both records have filings in the same period (Nov 30, 2012 to Jun 29, 2016).

John Fraser (A1,MN) — PartnerFacts page ↗Form D · Oct 17, 2023 ↗ROCKET DOCTOR AI INC. — PartnerFacts page ↗John Fraser (NY) — this page ↗

Sources

John Fraser (A1,MN) — PartnerFacts page ↗ (Jun 29, 2016)
Form D · Oct 17, 2023 ↗ (Oct 17, 2023)
ROCKET DOCTOR AI INC. — PartnerFacts page ↗ (Aug 18, 2026)
John Fraser (NY) — this page ↗ (Sep 8, 2026)

What is compared

What is compared: every Form D and D/A we hold for this subject, side by side — filing dates vs. first-sale dates (the 15-day rule), amendment timing on open offerings (the yearly-amendment expectation), amounts sold, investor counts, offering amounts and minimums across amendments, industry and size bands, addresses, how each person's name and role is written, paid sellers' CRD numbers, and (for groups) where the member companies were formed and sit. Everything is as filed by the issuer; the SEC does not check it. Differences are common and usually have ordinary explanations — we show both values, the dates, and the source so you can ask. As of Oct 24, 2026.

5. Money to insiders

13 of 32 offerings report sales commissions totalling $5,720,062; 0 report finder's fees; 0 report proceeds to related persons. (includes amounts the issuer reported as estimates)

Offering (latest filing)	Sales commissions	Finder's fees	To insiders	Paid to sell it	Source
Sep 8, 2026 D/A JRE PF US LP File 021-556225	$300,000 (est.)	$0	$0	JPMorgan Securities LLC BrokerCheck CRD 79 ↗	EDGAR ↗
Oct 26, 2020 D CS PE Master LP File 021-378794	$0	$0	$0	None listed on this filing	EDGAR ↗
Aug 27, 2020 D CS PE US LP File 021-374313	$0	$0	$0	None listed on this filing	EDGAR ↗
May 23, 2019 D Patterson Street CIV US LP File 021-340203	$0	$0	$0	None listed on this filing	EDGAR ↗
Apr 22, 2019 D 14th Street CIV US LP File 021-337801	$0	$0	$0	None listed on this filing	EDGAR ↗
Apr 30, 2018 D Chicago 21 US LP File 021-311310	$0	$0	$0	None listed on this filing	EDGAR ↗
Sep 8, 2017 D Program II US LP File 021-294286	$1,230,000 (est.)	$0	$0	J.P. Morgan Securities LLC BrokerCheck CRD 79 ↗	EDGAR ↗
Nov 10, 2016 D/A 3i US Senior Loan Fund, L.P. File 021-205077	$0	$0	$0	None listed on this filing	EDGAR ↗
Nov 10, 2016 D/A 3i US Senior Loan Fund International, L.P. File 021-205078	$0	$0	$0	None listed on this filing	EDGAR ↗
Nov 12, 2015 D JHP Master LP File 021-251068	$170,500 (est.)	$0	$0	J.P. Morgan Securities LLC BrokerCheck CRD 79 ↗	EDGAR ↗
Sep 8, 2015 D LVH CIV LP File 021-247172	$0	$0	$0	None listed on this filing	EDGAR ↗
Nov 5, 2014 D Bel Air CIV US LP File 021-227753	$0	$0	$0	None listed on this filing	EDGAR ↗
Nov 5, 2014 D Bel Air CIV LP File 021-227757	$0	$0	$0	None listed on this filing	EDGAR ↗
Aug 28, 2014 D OCS US LP File 021-223805	$0	$0	$0	J.P. Morgan Securities LLC BrokerCheck CRD 79 ↗	EDGAR ↗
Aug 28, 2014 D OCS Master LP File 021-223814	$0	$0	$0	None listed on this filing	EDGAR ↗
Aug 25, 2014 D Bryant Street CIV LP File 021-223563	$0	$0	$0	None listed on this filing	EDGAR ↗
Aug 25, 2014 D Bryant Street CIV US LP File 021-223568	$0	$0	$0	J.P. Morgan Securities LLC BrokerCheck CRD 79 ↗	EDGAR ↗
May 13, 2014 D JPP Master LP File 021-217281	$0	$0	$0	None listed on this filing	EDGAR ↗
May 13, 2014 D JPP US LP File 021-217287	$1,012,500 (est.)	$0	$0	J.P. Morgan Securities LLC BrokerCheck CRD 79 ↗	EDGAR ↗
May 13, 2014 D JPP Cayman 3 LP File 021-217293	$170,000 (est.)	$0	$0	J.P. Morgan Securities LLC BrokerCheck CRD 79 ↗	EDGAR ↗
Nov 26, 2013 D Junius CAA LP File 021-207027	$0	$0	$0	None listed on this filing	EDGAR ↗
Nov 26, 2013 D Junius CAA Cayman LP File 021-207052	$113,000 (est.)	$0	$0	J.P. Morgan Securities LLC BrokerCheck CRD 79 ↗	EDGAR ↗
Nov 26, 2013 D Junius CAA US LP File 021-207055	$314,062 (est.)	$0	$0	J.P. Morgan Securities LLC BrokerCheck CRD 79 ↗	EDGAR ↗
Mar 18, 2013 D Junius Woodfield LP File 021-193496	$0	$0	$0	JPMorgan Chase & Co. BrokerCheck CRD 107038 ↗	EDGAR ↗
Mar 18, 2013 D Junius Woodfield US LP File 021-193497	$0	$0	$0	JPMorgan Chase & Co. BrokerCheck CRD 107038 ↗	EDGAR ↗
Nov 30, 2012 D Junius Salamander Cayman 4 LP File 021-187701	$130,000 (est.)	$0	$0	JPMorgan Chase & Co. BrokerCheck CRD 107038 ↗	EDGAR ↗
Nov 30, 2012 D Junius Salamander Cayman 3 LP File 021-187697	$130,000 (est.)	$0	$0	JPMorgan Chase & Co. BrokerCheck CRD 107038 ↗	EDGAR ↗
Nov 30, 2012 D Junius Salamander Cayman 2 LP File 021-187695	$1,300,000 (est.)	$0	$0	JPMorgan Chase & Co. BrokerCheck CRD 107038 ↗	EDGAR ↗
Nov 30, 2012 D Junius Salamander Cayman 1 LP File 021-187692	$130,000 (est.)	$0	$0	JPMorgan Chase & Co. BrokerCheck CRD 107038 ↗	EDGAR ↗
Nov 30, 2012 D Junius Salamander TE LP File 021-187694	$0	$0	$0	JPMorgan Chase & Co. BrokerCheck CRD 107038 ↗	EDGAR ↗
Nov 30, 2012 D Junius Salamander LP File 021-187689	$410,000 (est.)	$0	$0	JPMorgan Chase & Co. BrokerCheck CRD 107038 ↗	EDGAR ↗
Nov 30, 2012 D Junius Salamander US LP File 021-187691	$310,000 (est.)	$0	$0	JPMorgan Chase & Co. BrokerCheck CRD 107038 ↗	EDGAR ↗

How this is counted

Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across every filing this person is listed on (latest filing per offering, per issuer).

Deals 32

Every issuer that named John Fraser on a Form D, newest first. A Form D is the notice a company files after it starts selling a private investment.

Pooled Investment Fund

JRE PF US LP

New York, NY · Aug 29, 2025 → Sep 8, 2026 · 3 filings

Sep 8, 2026 · D/A · $18,470,000 sold of Indefinite · 17 investors · min. No minimum reported · role: Executive Officer EDGAR ↗
Sep 3, 2026 · D/A · $18,047,000 sold of Indefinite · 17 investors · min. No minimum reported · role: Executive Officer EDGAR ↗
Aug 29, 2025 · D · $0 sold of Indefinite · 0 investors · min. No minimum reported · role: Executive Officer EDGAR ↗

Raised $18.5M from 17 investors as of the latest filing. John is listed as executive officer on 3 filings for this deal.

John Fraser

The short version

What the community is saying

Key records

1. Lawsuits

2. Regulatory actions

3. Bankruptcies

4. Differences between public sources

Amount sold went down between filings — 3i US Senior Loan Fund International, L.P.

Investor count went down between filings — 3i US Senior Loan Fund International, L.P.

11 Form Ds were filed more than 15 days after the first sale

18 offerings have no amendment in the last 12 months and may still be open

Same name, different state: "JOHN FRASER" (TX) is a separate record

Same name, different state: "John Fraser" (A1 or MN) is a separate record

5. Money to insiders

Deals 32

People around John 18

The team behind the deals

51 other issuers file from the same address (first 50 shown)

Registrations and other filings

Adviser registration (Form ADV)

Other offering types (Regulation A and Regulation Crowdfunding)

Public profiles and social

Look further

Social and web

Courts

Securities regulators

Business registries

Change history

Request a correction

Add a response

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