PartnerFacts
Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 9:40 AM ET

Sponsor Check › Person

JF
No photo found yet (own website and image search run after this page is viewed)

John Fraser

Named as an officer, director or promoter on SEC Form D filings · British Columbia, Canada (as filed: A1), MN · Jun 8, 2009 → Jun 29, 2016

5deals (issuers)
$3.18Mreported sold
50investors
10Form D filings
2009–2016years on file

Data last updated Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 24, 2026, 2:18 AM ET · SEC enforcement last checked: covered by the index scan as of Oct 24, 2026, 2:50 AM ET

The short version

John Fraser is listed as an executive officer, director, and promoter on 10 SEC Form D filings by 5 issuers between Jun 2009 and Oct 2023: ApeniMED, Inc. (Minneapolis, MN — other technology — 2009–2011; $2.16M reported sold to 37 investors), ROCKET DOCTOR AI INC. (Vancouver, British Columbia, Canada (as filed: A1) — other technology — 2023; $875K reported sold to 8 investors), Scotia Metals Corp. (Vancouver, British Columbia, Canada (as filed: A1) — industry reported as "Other" — 2022; $107K reported sold to 4 investors), TNR GOLD CORP (Vancouver, British Columbia, Canada (as filed: A1) — other energy — 2009; $31K reported sold to 1 investors) and Treatment.com Inc. (Minneapolis, MN — other technology — 2016).

What this means A repeat sponsor — 5 separate companies raised money with this person listed as executive officer, director, and promoter, over about 14 years. Across those companies the filings report $3.18M sold in total.

Listed alongside Charles Neerland (6 shared filings), Dan Bryant (5 shared filings), David B. M. Jones (5 shared filings), Martin Sabo (5 shared filings), Connie Bush (4 shared filings) and 23 others.

What this means These are the other officers, directors or promoters the companies named on the same forms — the team around John. Each name links to their own page.

The issuers belong to 2 sponsor groups: Nova (3 issuers, $838K reported sold, 2016–2026) and Tnr (3 issuers, $311K reported sold, 2009–2014).

What this means This person is listed across more than one sponsor team; each group page shows that team's full track record.

Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CO, CT, DC, DE, FINRA, FL, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VT, WA, WI, WV, WY) — 40 bankruptcy cases matching the name listed in Key records below.

What this means 40 records came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.

We compared 10 public filings for John Fraser and found 18 differences, 3 worth asking the sponsor about: 6 filings report more than 10% of the money raised going to insiders; 7 paid sellers are listed without a CRD number; and more below.

What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.

What the community is saying

Community search for John Fraser has not run yet — it is joining a line of 38,200 names; searches run around the clock at the hosts' allowed rate. Searched so far: 641 names.

Community comments are quoted as written by their authors. Sources searched: Bing (site:reddit.com / site:biggerpockets.com) and Reddit's own search, plus DuckDuckGo/Brave/BiggerPockets search when they are answering.

Key records

Five things investors ask first. Items still in human review are counted, not shown.

1. Lawsuits

None found in sources searched — federal courts (CourtListener / RECAP), checked Oct 24, 2026

What was searched

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts State courts: not covered (one-tap state court links under Look further). PACER: not searched. · Last checked Oct 24, 2026, 2:18 AM ET.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

None found in sources searched — SEC enforcement releases (index scan as of Oct 24, 2026, 2:50 AM ET) · state securities regulators: 48 regulators (FINRA, NASAA, 37 states) — crawled Oct 24, 2026, 8:48 AM ET

What was searched

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — Searched SEC litigation releases and administrative proceedings (1995→ / 2007→) (30,205 records as of Oct 24, 2026, 2:50 AM ET) — nothing matched John Fraser..

State securities regulators: Securities regulators searched (64,910 actions): FINRA (38,350 actions, 1995–2026), NASAA (31 actions, 2000–2026; listing starts 1997), AK Division of Banking and Securities (273 actions, 1971–2025), AL Securities Commission (880 actions, 2001–2026), AR Securities Department (1,305 actions, 1998–2026), AZ Corporation Commission Securities Division (411 actions, 2017–2026), CA DFPI (25 actions, 2007–2024; listing starts 2002 — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), CO Division of Securities (731 actions, 2001–2026; older years from the Internet Archive (snapshot of 2026-05-02)), CT Department of Banking Securities Division (940 actions, 2006–2026; older years from the Internet Archive (snapshot of 2026-04-22)), DC DISB Securities Bureau (25 actions, 2012–2026), DE DOJ Investor Protection Unit (257 actions, 1987–2026), FL Office of Financial Regulation (49 actions, 2018–2026), GA Secretary of State Securities Division (65 actions, 2015–2026; listing starts 2012), HI DCCA Securities Enforcement Branch (26 actions, 2012–2026), ID Department of Finance Securities Bureau (663 actions, 1994–2026), IL Secretary of State Securities Department (4,122 actions, 2003–2023), KS Insurance Department Securities Division (58 actions), KY Department of Financial Institutions (342 actions, 2005–2026), LA Office of Financial Institutions Securities Division (13 actions, 2010–2025; listing starts 2008), MA Secretary of the Commonwealth Securities Division (125 actions, 2012–2025; live site blocks automated access — loaded from the Internet Archive snapshot of 2026-02-04), MD Attorney General Securities Division (1,054 actions, 2004–2026), ME Office of Securities (539 actions, 2000–2026), MI LARA Corporations, Securities & Commercial Licensing Bureau (201 actions), MO Secretary of State Securities Division (919 actions, 1998–2026), MS Secretary of State Securities Division (209 actions, 1995–2026), MT Commissioner of Securities and Insurance (597 actions, 2000–2026), NC Secretary of State Securities Division (265 actions, 2004–2024), ND Securities Department (711 actions, 1990–2026; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2026-01-06), NH Bureau of Securities Regulation (402 actions, 2002–2026), NM Regulation and Licensing Department Securities Division (90 actions, 2010–2025), NV Secretary of State Securities Division (118 actions, 2018–2026), NY Attorney General Investor Protection Bureau (44 actions, 2012–2026), OH Division of Securities (327 actions, 1993–2006), OK Department of Securities (2,531 actions, 1998–2026), OR Division of Financial Regulation (589 actions, 1988–2026), PA Department of Banking and Securities (1,448 actions, 2008–2024; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2024-08-09), RI DBR Securities Division (98 actions, 2005–2025), SC Attorney General Securities Division (540 actions, 2006–2026), SD Division of Insurance – Securities Regulation (106 actions, 2017–2026), TN Department of Commerce and Insurance Securities Division (405 actions, 1992–2026), TX State Securities Board (936 actions, 1999–2026), UT Division of Securities (772 actions, 2000–2026; older years from the Internet Archive (snapshot of 2010-05-27)), VT DFR Securities Division (137 actions, 2010–2026), WA DFI (2,039 actions, 2001–2026), WI DFI Division of Securities (1,072 actions, 1998–2026), WV Securities Commission (State Auditor) (64 actions), WY Secretary of State Compliance Division (6 actions, 2016–2024) — last crawled Oct 24, 2026, 8:48 AM ET. No machine-readable public listing today for IA, IN, MN, NE, NJ, VA (see docs/state-regulators.md).

3. Bankruptcies

40 cases: 38 closed (disposition not in docket feed), 2 open

John M. Fraser closed
United States Bankruptcy Court, D. Connecticut · No. 24-50580 · Filed Aug 23, 2024 · Closed Jan 22, 2025
Role of John M. Fraser: Debtor · Outcome: Case closed 2025-01-22 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 71 federal dockets); 5 people with this name in Form D filings; court in CT (not a filing state)
John W. Fraser, III and Tsahai M. Fraser open
United States Bankruptcy Court, District of Columbia · No. 24-00276 · Filed Aug 8, 2024
Role of John W. Fraser, III: Debtor · Outcome: Open — no termination date on the docket (bulk snapshot 2026-09-30) Docket on CourtListener ↗
same full name (a name found in 71 federal dockets); 5 people with this name in Form D filings; court in DC (not a filing state)
John M. Fraser closed
United States Bankruptcy Court, D. Connecticut · No. 23-50636 · Filed Oct 20, 2023 · Closed Aug 23, 2024
Role of John M. Fraser: Debtor · Outcome: Case closed 2024-08-23 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 71 federal dockets); 5 people with this name in Form D filings; court in CT (not a filing state)
John M. Fraser closed
United States Bankruptcy Court, D. Connecticut · No. 22-50398 · Filed Aug 9, 2022 · Closed Oct 3, 2023
Role of John M. Fraser: Debtor · Outcome: Case closed 2023-10-03 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 71 federal dockets); 5 people with this name in Form D filings; court in CT (not a filing state)
John M. Fraser closed
United States Bankruptcy Court, D. Connecticut · No. 21-50640 · Filed Oct 18, 2021 · Closed Jul 8, 2022
Role of John M. Fraser: Debtor · Outcome: Case closed 2022-07-08 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 71 federal dockets); 5 people with this name in Form D filings; court in CT (not a filing state)
John E Fraser closed
United States Bankruptcy Court, D. New Hampshire · No. 20-10312 · Filed Mar 17, 2020 · Closed Jul 8, 2020
Role of John E Fraser: Debtor · Outcome: Case closed 2020-07-08 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 71 federal dockets); 5 people with this name in Form D filings; court in NH (not a filing state)
John F. Fraser open
United States Bankruptcy Court, D. Massachusetts · No. 20-40115 · Filed Jan 24, 2020
Role of John F. Fraser: Debtor · Outcome: Open — no termination date on the docket (bulk snapshot 2026-09-30) Docket on CourtListener ↗
same full name (a name found in 71 federal dockets); 5 people with this name in Form D filings; court in MA (not a filing state)
John C. Fraser closed
United States Bankruptcy Court, D. Rhode Island · No. 1:19-bk-11320 · Filed Aug 17, 2019 · Closed Dec 4, 2019
Role of John C. Fraser: Debtor · Outcome: Case closed 2019-12-04 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 71 federal dockets); 5 people with this name in Form D filings; court in RI (not a filing state)
John M. Fraser closed
United States Bankruptcy Court, D. Connecticut · No. 19-51061 · Filed Aug 7, 2019 · Closed May 12, 2021
Role of John M. Fraser: Debtor · Outcome: Case closed 2021-05-12 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 71 federal dockets); 5 people with this name in Form D filings; court in CT (not a filing state)
John W. Fraser closed
United States Bankruptcy Court, N.D. Ohio · No. 19-41291 · Filed Jul 12, 2019 · Closed Nov 22, 2019
Role of John W. Fraser: Debtor · Outcome: Case closed 2019-11-22 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 71 federal dockets); 5 people with this name in Form D filings; court in OH (not a filing state)
John A. Fraser, Sr. and Beth A. Fraser closed
United States Bankruptcy Court, W.D. Pennsylvania · No. 17-24768 · Filed Nov 28, 2017 · Closed Apr 25, 2018
Role of John A. Fraser, Sr.: Debtor · Outcome: Case closed 2018-04-25 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 71 federal dockets); 5 people with this name in Form D filings; court in PA (not a filing state)
John M Fraser closed
United States Bankruptcy Court, W.D. Wisconsin · No. 3-15-14305 · Filed Dec 1, 2015 · Closed Apr 2, 2021
Role of John M Fraser: Debtor · Outcome: Case closed 2021-04-02 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 71 federal dockets); 5 people with this name in Form D filings; court in WI (not a filing state)
John D. Fraser, Jr. closed
United States Bankruptcy Court, E.D. Pennsylvania · No. 15-14004 · Filed Jun 4, 2015 · Closed Sep 30, 2015
Role of John D. Fraser, Jr.: Debtor · Outcome: Case closed 2015-09-30 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 71 federal dockets); 5 people with this name in Form D filings; court in PA (not a filing state)
John P. Fraser and Della D. Fraser closed
United States Bankruptcy Court, W.D. Michigan · No. 15-01916 · Filed Mar 31, 2015 · Closed May 4, 2017
Role of John P. Fraser and Della D. Fraser: Debtor · Outcome: Case closed 2017-05-04 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 71 federal dockets); 5 people with this name in Form D filings; court in MI (not a filing state)
John E. Fraser closed
United States Bankruptcy Court, D. Maryland · No. 14-12495 · Filed Feb 20, 2014 · Closed May 27, 2014
Role of John E. Fraser: Debtor · Outcome: Case closed 2014-05-27 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 71 federal dockets); 5 people with this name in Form D filings; court in MD (not a filing state)
John A. Fraser closed
United States Bankruptcy Court, W.D. Pennsylvania · No. 11-26796 · Filed Nov 4, 2011 · Closed Apr 5, 2017
Role of John A. Fraser: Debtor · Outcome: Case closed 2017-04-05 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 71 federal dockets); 5 people with this name in Form D filings; court in PA (not a filing state)
John G. Fraser and Joyce A. Fraser closed
United States Bankruptcy Court, E.D. Michigan · No. 11-47770 · Filed Mar 22, 2011 · Closed Sep 1, 2015
Role of John G. Fraser and Joyce A. Fraser: Debtor · Outcome: Case closed 2015-09-01 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 71 federal dockets); 5 people with this name in Form D filings; court in MI (not a filing state)
John Fraser closed
United States Bankruptcy Court, D. Vermont · No. 10-11383 · Filed Oct 29, 2010 · Closed Dec 28, 2011
Role of John Fraser: Debtor · Outcome: Case closed 2011-12-28 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 71 federal dockets); 5 people with this name in Form D filings; court in VT (not a filing state)
John R Fraser closed
United States Bankruptcy Court, N.D. California · No. 08-12210 · Filed Oct 17, 2008 · Closed Feb 2, 2009
Role of John R Fraser: Debtor · Outcome: Case closed 2009-02-02 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 71 federal dockets); 5 people with this name in Form D filings; court in CA (not a filing state)
John P. Fraser and Janice E. Fraser closed
United States Bankruptcy Court, N.D. Ohio · No. 08-15355 · Filed Jul 13, 2008 · Closed Oct 21, 2008
Role of John P. Fraser and Janice E. Fraser: Debtor · Outcome: Case closed 2008-10-21 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 71 federal dockets); 5 people with this name in Form D filings; court in OH (not a filing state)
John F. Fraser and Patricia Fraser closed
United States Bankruptcy Court, S.D. Georgia · No. 05-42902 · Filed Oct 13, 2005 · Closed Mar 27, 2008
Role of John F. Fraser and Patricia Fraser: Debtor · Outcome: Case closed 2008-03-27 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 71 federal dockets); 5 people with this name in Form D filings; court in GA (not a filing state)
John W. Fraser closed
United States Bankruptcy Court, E.D. Michigan · No. 05-57104 · Filed May 25, 2005 · Closed Mar 30, 2011
Role of John W. Fraser: Debtor · Outcome: Case closed 2011-03-30 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 71 federal dockets); 5 people with this name in Form D filings; court in MI (not a filing state)
John Fraser and Cheryl Fraser closed
United States Bankruptcy Court, N.D. New York · No. 05-10773 · Filed Feb 11, 2005 · Closed Jun 2, 2005
Role of John Fraser and Cheryl Fraser: Debtor · Outcome: Case closed 2005-06-02 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 71 federal dockets); 5 people with this name in Form D filings; court in NY (not a filing state)
John J. Fraser closed
United States Bankruptcy Court, D. New Jersey · No. 04-48171 · Filed Dec 6, 2004 · Closed Mar 10, 2005
Role of John J. Fraser: Debtor · Outcome: Case closed 2005-03-10 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 71 federal dockets); 5 people with this name in Form D filings; court in NJ (not a filing state)
John D Fraser and Nicole C Fraser closed
United States Bankruptcy Court, D. Idaho · No. 04-04325 · Filed Dec 3, 2004 · Closed May 5, 2005
Role of John D Fraser and Nicole C Fraser: Debtor · Outcome: Case closed 2005-05-05 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 71 federal dockets); 5 people with this name in Form D filings; court in ID (not a filing state)
John A Fraser and Victoria Fraser closed
United States Bankruptcy Court, N.D. Illinois · No. 04-18090 · Filed May 7, 2004 · Closed Jun 23, 2005
Role of John A Fraser and Victoria Fraser: Debtor · Outcome: Case closed 2005-06-23 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 71 federal dockets); 5 people with this name in Form D filings; court in IL (not a filing state)
John F. Fraser closed
United States Bankruptcy Court, W.D. New York · No. 1-03-12216 · Filed Mar 31, 2003 · Closed Jul 18, 2003
Role of John F. Fraser: Debtor · Outcome: Case closed 2003-07-18 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 71 federal dockets); 5 people with this name in Form D filings; court in NY (not a filing state)
John P. Fraser and Della D. Fraser closed
United States Bankruptcy Court, W.D. Michigan · No. 02-11319 · Filed Oct 10, 2002 · Closed Mar 7, 2003
Role of John P. Fraser and Della D. Fraser: Debtor · Outcome: Case closed 2003-03-07 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 71 federal dockets); 5 people with this name in Form D filings; court in MI (not a filing state)
John A. Fraser and France T. Fraser closed
United States Bankruptcy Court, D. Maine · No. 00-11416 · Filed Aug 21, 2000 · Closed Nov 24, 2000
Role of John A. Fraser and France T. Fraser: Debtor · Outcome: Case closed 2000-11-24 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 71 federal dockets); 5 people with this name in Form D filings; court in ME (not a filing state)
John O. Fraser closed
United States Bankruptcy Court, D. Massachusetts · No. 99-16171 · Filed Jul 22, 1999 · Closed Nov 23, 1999
Role of John O. Fraser: Debtor · Outcome: Case closed 1999-11-23 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 71 federal dockets); 5 people with this name in Form D filings; court in MA (not a filing state)
John J. Fraser and Helen R. Fraser closed
United States Bankruptcy Court, D. New Jersey · No. 99-55021 · Filed Apr 30, 1999 · Closed Jan 13, 2004
Role of John J. Fraser and Helen R. Fraser: Debtor · Outcome: Case closed 2004-01-13 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 71 federal dockets); 5 people with this name in Form D filings; court in NJ (not a filing state)
John A. Fraser and Carol A. Fraser closed
United States Bankruptcy Court, E.D. Arkansas · No. 3:98-bk-30723 · Filed May 21, 1998 · Closed Sep 28, 1998
Role of John A. Fraser and Carol A. Fraser: Debtor · Outcome: Case closed 1998-09-28 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 71 federal dockets); 5 people with this name in Form D filings; court in AR (not a filing state)
John G. Fraser closed
United States Bankruptcy Court, D. Massachusetts · No. 98-13080 · Filed Mar 30, 1998 · Closed Aug 4, 1998
Role of John G. Fraser: Debtor · Outcome: Case closed 1998-08-04 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 71 federal dockets); 5 people with this name in Form D filings; court in MA (not a filing state)
John Fraser closed
United States Bankruptcy Court, D. New Jersey · No. 98-22295 · Filed Feb 20, 1998 · Closed Jun 22, 1998
Role of John Fraser: Debtor · Outcome: Case closed 1998-06-22 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 71 federal dockets); 5 people with this name in Form D filings; court in NJ (not a filing state)
John Fraser and Michelle Fraser closed
United States Bankruptcy Court, N.D. Iowa · No. 97-01357 · Filed May 5, 1997 · Closed Aug 13, 1997
Role of John Fraser and Michelle Fraser: Debtor · Outcome: Case closed 1997-08-13 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 71 federal dockets); 5 people with this name in Form D filings; court in IA (not a filing state)
John R Fraser and Kimberly S Fraser closed
United States Bankruptcy Court, C.D. California · No. 6:96-bk-28685 · Filed Nov 4, 1996 · Closed Mar 17, 1997
Role of John R Fraser and Kimberly S Fraser: Debtor · Outcome: Case closed 1997-03-17 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 71 federal dockets); 5 people with this name in Form D filings; court in CA (not a filing state)
John Fraser closed
United States Bankruptcy Court, M.D. Florida · No. 8:92-bk-15740 · Filed Nov 30, 1992 · Closed May 29, 1997
Role of John Fraser: Debtor · Outcome: Case closed 1997-05-29 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 71 federal dockets); 5 people with this name in Form D filings; court in FL (not a filing state)
John P. Fraser and Judy A. Fraser closed
United States Bankruptcy Court, E.D. Wisconsin · No. 91-21720 · Filed Mar 15, 1991 · Closed Oct 10, 1991
Role of John P. Fraser and Judy A. Fraser: Debtor · Outcome: Case closed 1991-10-10 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 71 federal dockets); 5 people with this name in Form D filings; court in WI (not a filing state)
John F. Fraser closed
United States Bankruptcy Court, D. Massachusetts · No. 91-11219 · Filed Feb 14, 1991 · Closed Sep 8, 1992
Role of John F. Fraser: Debtor · Outcome: Case closed 1992-09-08 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 71 federal dockets); 5 people with this name in Form D filings; court in MA (not a filing state)
JOHN A. FRASER closed
United States Bankruptcy Court, D. Montana · No. 89-51367 · Filed Oct 11, 1989 · Closed Jan 19, 1990
Role of JOHN A. FRASER: Debtor · Outcome: Case closed 1990-01-19 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 71 federal dockets); 5 people with this name in Form D filings; court in MT (not a filing state)
What was searched

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not covered (one-tap state court links under Look further). PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 2:18 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

4. Differences between public sources

Comparisons cover issuers and sponsor groups — see the issuer pages under Deals

18 differences found between the filings for John Fraser — 3 worth asking about (compared 10 filings on Oct 24, 2026)

Note · Aug 2, 1996 – Jan 30, 1997

Bankruptcy case: KEN R HENDRICKSON — filed Aug 2, 1996

United States Bankruptcy Court, D. Minnesota docket "KEN R HENDRICKSON" filed Aug 2, 1996, closed Jan 30, 1997. Ken Hendrickson (listed on the same filings) is listed as Debtor ("KEN R HENDRICKSON"). Our match estimate: 70%.

What this means A bankruptcy filing was found. Many are old or personal and have nothing to do with the deal — but ask what it was and when it closed.

Sources
Worth asking · Jun 8, 2009 – Sep 14, 2011

6 filings report more than 10% of the money raised going to insiders

50% of the money raised went to insiders — ApeniMED, Inc. · 44% of the money raised went to insiders — ApeniMED, Inc. · 50% of the money raised went to insiders — ApeniMED, Inc. · 57% of the money raised went to insiders — ApeniMED, Inc. · 27% of the money raised went to insiders — ApeniMED, Inc. · and 1 more

What this means The filing reports how much of the money raised was paid to insiders. Over 10% is high for most deals. Ask what it paid for.

Sources
Note · Jul 16, 2010

Michael C. Howe is both a listed director and a paid seller — ApeniMED, Inc.

The Jul 16, 2010 Form D/A lists Michael Howe as director of the issuer and also as a person receiving sales compensation (no CRD number given). Sales commissions reported on this filing: $16,875.

What this means The same person is listed as running the company and as being paid to sell its securities. Ask how much and on what terms.

Sources
Note · Jul 16, 2010

David Dillon is both a listed director and a paid seller — ApeniMED, Inc.

The Jul 16, 2010 Form D/A lists David Dillon as director of the issuer and also as a person receiving sales compensation (no CRD number given). Sales commissions reported on this filing: $16,875.

What this means The same person is listed as running the company and as being paid to sell its securities. Ask how much and on what terms.

Sources
Note · Jun 8, 2009

Charles Neerland is both a listed director and a paid seller — ApeniMED, Inc.

The Jun 8, 2009 Form D lists Charles Neerland as director of the issuer and also as a person receiving sales compensation (no CRD number given).

What this means The same person is listed as running the company and as being paid to sell its securities. Ask how much and on what terms.

Sources
Note · Jun 29, 2016

John Fraser appears on 1 deal that stopped filing before reaching its target

Treatment.com Inc. (last filing Jun 29, 2016; $0 sold of $350,000). Each has no filing in more than two years and reported under half its target sold.

What this means An issuer whose last filing is more than two years old and reported under half its target sold. The raise may have closed early or quietly stopped. Ask what happened to each.

Sources
Worth asking · Jun 8, 2009 – Sep 14, 2011

7 paid sellers are listed without a CRD number

Paid seller listed without a CRD number: Charles Neerland — ApeniMED, Inc. · Paid seller listed without a CRD number: Michael Howe — ApeniMED, Inc. · Paid seller listed without a CRD number: David Dillon — ApeniMED, Inc. · Paid seller listed without a CRD number: Gerald Okerman — ApeniMED, Inc. · Paid seller listed without a CRD number: Sage Capital Advisors, LLC — ApeniMED, Inc. · and 2 more

What this means Without a CRD number we cannot look a seller up on BrokerCheck. Ask who they are and whether they are registered.

Sources
Worth asking · Jan 22, 2007 – Oct 17, 2023

4 Form Ds were filed more than 15 days after the first sale

Form D filed 79 days after the first sale — Scotia Metals Corp. · Form D filed 868 days after the first sale — ApeniMED, Inc. · Form D filed 18 days after the first sale — ROCKET DOCTOR AI INC. · Form D filed 46 days after the first sale — ApeniMED, Inc.

What this means Late notices are common and carry no penalty by themselves. A pattern of late paperwork is worth asking the sponsor about.

Sources
Note · Dec 15, 2021 – Mar 4, 2022

No amendment in the last 12 months on an offering that may still be open — Scotia Metals Corp. (latest filing Mar 4, 2022)

The latest filing for this offering is dated Mar 4, 2022 (first sale Dec 15, 2021). It reports $106,645 sold of $191,961 offered. No later amendment is in our index as of Oct 24, 2026.

What this means SEC rules expect a yearly amendment while an offering is still going. The raise may simply have ended — a Form D does not say when it closed. Ask the sponsor whether the offering closed, when, and at what amount.

Sources
Note · Sep 10, 2010 – Sep 14, 2011

No amendment in the last 12 months on an offering that may still be open — ApeniMED, Inc. (latest filing Sep 14, 2011)

The latest filing for this offering is dated Sep 14, 2011 (first sale Sep 10, 2010). It reports $1,690,000 sold of $3,000,000 offered. No later amendment is in our index as of Oct 24, 2026.

What this means SEC rules expect a yearly amendment while an offering is still going. The raise may simply have ended — a Form D does not say when it closed. Ask the sponsor whether the offering closed, when, and at what amount.

Sources
Note · Jan 22, 2007 – Jul 16, 2010

No amendment in the last 12 months on an offering that may still be open — ApeniMED, Inc. (latest filing Jul 16, 2010)

The latest filing for this offering is dated Jul 16, 2010 (first sale Jan 22, 2007). It reports $2,163,000 sold of an indefinite amount offered. No later amendment is in our index as of Oct 24, 2026.

What this means SEC rules expect a yearly amendment while an offering is still going. The raise may simply have ended — a Form D does not say when it closed. Ask the sponsor whether the offering closed, when, and at what amount.

Sources
Note · Jun 8, 2009 – Jul 16, 2010

Offering amount changed between filings — ApeniMED, Inc.

The Jun 8, 2009 filing says $2,000,000 offered; the Jul 16, 2010 Form D/A says an indefinite amount.

What this means The target raise changed. Raising the cap is common when a deal grows; ask whether the extra money has the same terms and use.

Sources
Note · Jun 8, 2009 – Oct 26, 2010

Industry group changed between filings — ApeniMED, Inc.

"Other Health Care" (Jun 8, 2009 to Jul 16, 2010); then "Other Technology" (Oct 26, 2010 to Sep 14, 2011).

What this means The issuer described its business differently on different forms. Often it is just a different box ticked; sometimes the deal itself changed. Ask which business your money is in.

Sources
Note · Nov 30, 2012 – Sep 8, 2026

Same name, different state: "John Fraser" (NY) is a separate record

This page covers filings where the address state is A1 or MN. A separate record, "John Fraser" with address state NY, is listed on 42 filings — most recently by JRE PF US LP (Sep 8, 2026). Both records have filings in the same period (Nov 30, 2012 to Jun 29, 2016).

What this means Two records with one name were active at the same time. That can be one person listing different company addresses, or two different people. We keep them apart until a filing ties them together. Check both pages before you decide.

Sources
Note · Jun 22, 2026

Same name, different state: "JOHN FRASER" (TX) is a separate record

This page covers filings where the address state is A1 or MN. A separate record, "JOHN FRASER" with address state TX, is listed on 1 filing — most recently by Aspira Women's Health Inc. (Jun 22, 2026). The two records do not overlap in time: this page runs Jun 8, 2009 to Jun 29, 2016; the other has one filing dated Jun 22, 2026.

What this means Could be the same person who moved, or two people with the same name. We keep them apart until a filing ties them together. Check both pages before you decide.

Sources
Note · Sep 23, 2014 – Oct 24, 2014

Same name, different state: "John A. Fraser" (NY) is a separate record

This page covers filings where the address state is A1 or MN. A separate record, "John A. Fraser" with address state NY, is listed on 4 filings — most recently by Nineteen77 US Equities Long/Short Select Ltd (Oct 24, 2014). Both records have filings in the same period (Sep 23, 2014 to Oct 24, 2014).

What this means Two records with one name were active at the same time. That can be one person listing different company addresses, or two different people. We keep them apart until a filing ties them together. Check both pages before you decide.

Sources
Note · May 28, 2010

Same name, different state: "John W. Fraser" (NY) is a separate record

This page covers filings where the address state is A1 or MN. A separate record, "John W. Fraser" with address state NY, is listed on 1 filing — most recently by FRASER SULLIVAN CLO INVESTORS LLC (May 28, 2010). Both records have filings in the same period (May 28, 2010).

What this means Two records with one name were active at the same time. That can be one person listing different company addresses, or two different people. We keep them apart until a filing ties them together. Check both pages before you decide.

Sources
Note · Jun 8, 2009 – Oct 17, 2023

John Fraser is listed with 2 different address states: MN, A1

MN on 7 filings (Jun 8, 2009 to Jun 29, 2016); British Columbia, Canada (as filed: A1) on 3 filings (Jun 11, 2009 to Oct 17, 2023).

What this means The address on a Form D is usually the company's, not the person's home, so this often just reflects different companies. It can also mean a move. Nothing wrong by itself.

Sources
What is compared

What is compared: every Form D and D/A we hold for this subject, side by side — filing dates vs. first-sale dates (the 15-day rule), amendment timing on open offerings (the yearly-amendment expectation), amounts sold, investor counts, offering amounts and minimums across amendments, industry and size bands, addresses, how each person's name and role is written, paid sellers' CRD numbers, and (for groups) where the member companies were formed and sit. Everything is as filed by the issuer; the SEC does not check it. Differences are common and usually have ordinary explanations — we show both values, the dates, and the source so you can ask. As of Oct 24, 2026.

5. Money to insiders

1 of 6 offerings reports sales commissions totalling $16,875; 2 report finder's fees totalling $322,600; 2 report proceeds to related persons totalling $1,435,000. (includes amounts the issuer reported as estimates)

Offering (latest filing)Sales commissionsFinder's feesTo insidersPaid to sell itSource
Oct 17, 2023 D
ROCKET DOCTOR AI INC.
File 021-495050
$0$0$0None listed on this filingEDGAR ↗
Mar 4, 2022 D
Scotia Metals Corp.
File 021-435956
$0$0$0
To the extent any of the proceeds are used for general corporate purposes, payments may be made to persons listed in Item 3 above.
None listed on this filingEDGAR ↗
Jun 29, 2016 D
Treatment.com Inc.
File 021-265981
$0$0$0None listed on this filingEDGAR ↗
Sep 14, 2011 D/A
ApeniMED, Inc.
File 021-149606
$0$110,000 (est.)$850,000 (est.)
Estimate of salaries paid over two years.
Charles Neerland no CRD number reportedEDGAR ↗
Jul 16, 2010 D/A
ApeniMED, Inc.
File 021-131791
$16,875$212,600 (est.)$585,000 (est.)
Amount paid in salaries for officers in 2009 and 2010.
Gerald Okerman no CRD number reported
Sage Capital Advisors, LLC no CRD number reported
Myron Hill no CRD number reported
Charles Neerland no CRD number reported
Michael Howe no CRD number reported
David Dillon no CRD number reported
EDGAR ↗
Jun 11, 2009 D
TNR GOLD CORP
File 021-118172
$0$0$0None listed on this filingEDGAR ↗
How this is counted

Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across every filing this person is listed on (latest filing per offering, per issuer).

Deals 5

Every issuer that named John Fraser on a Form D, newest first. A Form D is the notice a company files after it starts selling a private investment.

Other Technology · group: Nova

ROCKET DOCTOR AI INC.

Vancouver, British Columbia, Canada (as filed: A1) · Oct 17, 2023
  • Oct 17, 2023 · D · $256,981 sold of $256,981 · 2 investors · min. No minimum reported · role: Director EDGAR ↗

Raised $875K from 8 investors (100% of the $257K target) as of the latest filing. John is listed as director.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other Technology / 506(b) (17,390 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Other

Scotia Metals Corp.

Vancouver, British Columbia, Canada (as filed: A1) · Mar 4, 2022
  • Mar 4, 2022 · D · $106,645 sold of $191,961 · 4 investors · min. No minimum reported · role: Executive Officer, Director (President) EDGAR ↗

Raised $107K from 4 investors (56% of the $192K target) as of the latest filing. John is listed as executive officer, director.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other / 506(b) (18,678 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Other Technology

Treatment.com Inc.

Minneapolis, MN · Jun 29, 2016
  • Jun 29, 2016 · D · $0 sold of $350,000 · 0 investors · min. No minimum reported · role: Executive Officer, Director, Promoter EDGAR ↗

No sales reported yet as of the latest filing. John is listed as executive officer, director, promoter.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other Technology / 506(b) (17,390 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Other Technology

ApeniMED, Inc.

Minneapolis, MN · Jun 8, 2009 → Sep 14, 2011 · 6 filings
  • Sep 14, 2011 · D/A · $1,690,000 sold of $3,000,000 · 17 investors · min. No minimum reported · role: Executive Officer, Director, Promoter EDGAR ↗
  • Feb 1, 2011 · D/A · $975,000 sold of $3,000,000 · 10 investors · min. No minimum reported · role: Executive Officer, Director, Promoter EDGAR ↗
  • Jan 14, 2011 · D/A · $850,000 sold of $3,000,000 · 9 investors · min. No minimum reported · role: Executive Officer, Director, Promoter EDGAR ↗
  • Oct 26, 2010 · D · $750,000 sold of $3,000,000 · 7 investors · min. No minimum reported · role: Executive Officer, Director, Promoter EDGAR ↗
  • Jul 16, 2010 · D/A · $2,163,000 sold of Indefinite · 37 investors · min. No minimum reported · role: Executive Officer, Director, Promoter EDGAR ↗
  • Jun 8, 2009 · D · $1,177,000 sold of $2,000,000 · 23 investors · min. No minimum reported · role: Executive Officer, Director, Promoter EDGAR ↗

Raised $2.16M from 37 investors (72% of the $3M target) as of the latest filing. John is listed as executive officer, director, promoter on 6 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

Other Energy · group: Tnr

TNR GOLD CORP

Vancouver, British Columbia, Canada (as filed: A1) · Jun 11, 2009
  • Jun 11, 2009 · D · $31,250 sold of $31,250 · 1 investors · min. No minimum reported · role: Director EDGAR ↗

Raised $31K from 1 investor (100% of the $31K target) as of the latest filing. John is listed as director.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

Other pages with the same name (4)

Separate person records under the same name, not combined with this page. Each line says whether it shares an issuer with this record.

  • John Fraser — NY, 32 issuers, Nov 30, 2012 → Sep 8, 2026 · no shared issuer
  • John A. Fraser — NY, 2 issuers, Sep 23, 2014 → Oct 24, 2014 · no shared issuer
  • JOHN FRASER — TX, 1 issuer, Jun 22, 2026 → Jun 22, 2026 · no shared issuer
  • John W. Fraser — NY, 1 issuer, May 28, 2010 → May 28, 2010 · no shared issuer

People around John 28

Officers, directors, promoters and management entities named on the same filings, as of Oct 23, 2026, 5:45 PM ET.

CN
No photo found yet (own website and image search run after this page is viewed)
Person

Charles Neerland

Director · 6 shared filings (1 issuer)

Listed on the same filings as John Fraser. Their page shows their other deals.

DJ
No photo found yet (own website and image search run after this page is viewed)
Person

David B. M. Jones

Director, Executive Officer · 5 shared filings (1 issuer)

Listed on the same filings as John Fraser. Their page shows their other deals.

MS
No photo found yet (own website and image search run after this page is viewed)
Person

Martin Sabo

Director · 5 shared filings (1 issuer)

Listed on the same filings as John Fraser. Their page shows their other deals.

DB
No photo found yet (own website and image search run after this page is viewed)
Person

Dan Bryant

Executive Officer, Director · 5 shared filings (1 issuer)

Listed on the same filings as John Fraser. Their page shows their other deals.

MH
No photo found yet (own website and image search run after this page is viewed)
Person

Michael C. Howe

Director, Executive Officer · 4 shared filings (1 issuer)

Listed on the same filings as John Fraser. Their page shows their other deals.

DD
No photo found yet (own website and image search run after this page is viewed)
Person

David Dillon

Director, Executive Officer · 4 shared filings (1 issuer)

Listed on the same filings as John Fraser. Their page shows their other deals.

CB
No photo found yet (own website and image search run after this page is viewed)
Person

Connie Bush

Executive Officer · 4 shared filings (1 issuer) · also on 1 other issuer

Listed on the same filings as John Fraser. Their page shows their other deals.

KH
No photo found yet (own website and image search run after this page is viewed)
Person

Kenneth Hendrickson

Director · 3 shared filings (1 issuer)

Listed on the same filings as John Fraser. Their page shows their other deals.

SB
No photo found yet (own website and image search run after this page is viewed)
Person

Steven Bartholet

Executive Officer · 2 shared filings (1 issuer)

Listed on the same filings as John Fraser. Their page shows their other deals.

KP
No photo found yet (own website and image search run after this page is viewed)
Person

Kevin Peterson

Executive Officer, Director · 2 shared filings (2 issuers)

Listed on the same filings as John Fraser. Their page shows their other deals.

KH
No photo found yet (own website and image search run after this page is viewed)
Person

Ken Hendrickson

Director · 2 shared filings (1 issuer)

Listed on the same filings as John Fraser. Their page shows their other deals.

CC
No photo found yet (own website and image search run after this page is viewed)
Person

Christopher Cherry

Director · 1 shared filing (1 issuer) · also on 17 other issuers

Christopher Cherry is on 18 issuers in total — a repeat sponsor. Their page lists every one.

DS
No photo found yet (own website and image search run after this page is viewed)
Person

Dong Hyun Shim

Executive Officer · 1 shared filing (1 issuer) · also on 11 other issuers

Dong Hyun Shim is on 12 issuers in total — a repeat sponsor. Their page lists every one.

HV
No photo found yet (own website and image search run after this page is viewed)
Person

Hari Varshney

Director · 1 shared filing (1 issuer) · also on 2 other issuers

Listed on the same filings as John Fraser. Their page shows their other deals.

GS
No photo found yet (own website and image search run after this page is viewed)
Person

Gary Schellenberg

Executive Officer, Director · 1 shared filing (1 issuer) · also on 5 other issuers

Gary Schellenberg is on 6 issuers in total — a repeat sponsor. Their page lists every one.

CH
No photo found yet (own website and image search run after this page is viewed)
Person

Christopher E. Herald

Director · 1 shared filing (1 issuer) · also on 3 other issuers

Listed on the same filings as John Fraser. Their page shows their other deals.

PC
No photo found yet (own website and image search run after this page is viewed)
Person

Paul Chung

Director · 1 shared filing (1 issuer) · also on 3 other issuers

Listed on the same filings as John Fraser. Their page shows their other deals.

JB
No photo found yet (own website and image search run after this page is viewed)
Person

Jerry Bella

Executive Officer · 1 shared filing (1 issuer) · also on 4 other issuers

Jerry Bella is on 5 issuers in total — a repeat sponsor. Their page lists every one.

AF
No photo found yet (own website and image search run after this page is viewed)
Person

Arvonne Fraser

Director · 1 shared filing (1 issuer)

Listed on the same filings as John Fraser. Their page shows their other deals.

CB
No photo found yet (own website and image search run after this page is viewed)
Person

Charles Birmingham

Director · 1 shared filing (1 issuer)

Listed on the same filings as John Fraser. Their page shows their other deals.

RS
No photo found yet (own website and image search run after this page is viewed)
Person

Robert Scott

Executive Officer, Director · 1 shared filing (1 issuer)

Listed on the same filings as John Fraser. Their page shows their other deals.

KP
No photo found yet (own website and image search run after this page is viewed)
Person

Kelly Pladson

Executive Officer · 1 shared filing (1 issuer) · also on 14 other issuers

Kelly Pladson is on 15 issuers in total — a repeat sponsor. Their page lists every one.

AT
No photo found yet (own website and image search run after this page is viewed)
Person

Alexander Tong

Executive Officer · 1 shared filing (1 issuer) · also on 1 other issuer

Listed on the same filings as John Fraser. Their page shows their other deals.

KT
No photo found yet (own website and image search run after this page is viewed)
Person

Kostantinos Tsoutsis

Director · 1 shared filing (1 issuer)

Listed on the same filings as John Fraser. Their page shows their other deals.

DP
No photo found yet (own website and image search run after this page is viewed)
Person

Dan Placzek

Executive Officer, Director · 1 shared filing (1 issuer)

Listed on the same filings as John Fraser. Their page shows their other deals.

AK
No photo found yet (own website and image search run after this page is viewed)
Person

Alexander Klenman

Executive Officer, Director · 1 shared filing (1 issuer) · also on 1 other issuer

Listed on the same filings as John Fraser. Their page shows their other deals.

AZ
No photo found yet (own website and image search run after this page is viewed)
Person

Andrew Zimmerman

Director · 1 shared filing (1 issuer) · also on 1 other issuer

Listed on the same filings as John Fraser. Their page shows their other deals.

SC
No photo found yet (own website and image search run after this page is viewed)
Person

Sean Clifford

Director · 1 shared filing (1 issuer)

Listed on the same filings as John Fraser. Their page shows their other deals.

The team behind the deals

Sponsor group

Nova

3 issuers · 10 filings · $838K reported sold · 2016–2026

One team, 3 deal companies. John Fraser is listed on 1 of them.

Sources

Issuers are grouped when their Form D filings share related persons, a management entity or a business address (automatic match from the filings). "Listed" marks the issuers that name John Fraser.

Sponsor group

Tnr

3 issuers · 7 filings · $311K reported sold · 2009–2014

One team, 3 deal companies. John Fraser is listed on 1 of them.

Sources

Issuers are grouped when their Form D filings share related persons, a management entity or a business address (automatic match from the filings). "Listed" marks the issuers that name John Fraser.

Same business address

29 other issuers file from the same address

A shared address can mean the same team, a shared office building or a registered agent. It is a lead, not a conclusion.

Registrations and other filings

Business registration (state registry / Secretary of State)

Individuals are not matched to business registrations — registries list companies, and a name alone is not enough to tie a person to one. Officers and managers appear by name inside each matched company's record on the issuer pages. Registries searched: AL (Alabama Secretary of State — Business Entity Records (arc-sos.state.al.us), searched by issuer name, data as of Oct 24, 2026); CO (Colorado Secretary of State — Business Entities in Colorado (data.colorado.gov), data as of Oct 23, 2026); CT (Connecticut Secretary of the State — Business Registry (data.ct.gov), data as of Oct 24, 2026); FL (Florida Department of State, Division of Corporations — quarterly corporate data file (Sunbiz), data as of Oct 7, 2026); NY (New York Department of State — Corporations and Other Entities (data.ny.gov: All Filings + Active Corporations), data as of Oct 20, 2026); OR (Oregon Secretary of State — Active Businesses, All (data.oregon.gov), data as of Oct 20, 2026); PA (Pennsylvania Department of State — Registered Businesses, Current (data.pa.gov), data as of Oct 6, 2026); TX (Texas Comptroller — Active Franchise Taxpayers incl. Secretary of State file data (data.texas.gov), data as of Oct 24, 2026). Registries of other states have not been searched: many publish no bulk file and require a CAPTCHA or bot challenge on their search page, which we do not bypass (Delaware, for example, offers no public bulk file).

Adviser registration (Form ADV)

None of the 5 issuers this person is listed on appears in Form ADV (searched 24,962 advisers as of Oct 2, 2026). A person is never an adviser firm; Form ADV is checked for the issuers and the management companies they are listed with.

Other offering types (Regulation A and Regulation Crowdfunding)

Searched SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 (51,358 records as of Oct 23, 2026, 8:41 PM ET) — nothing matched this name.

Property records none — individuals are not matched

Property records are matched to companies only, never to individuals, so none are matched to John Fraser by design. Searched property records in Hillsborough County FL (Clerk recorded-document index Oct 14, 2026 to Oct 15, 2026 + FL DOR 2026 ownership roll), Miami-Dade County FL (FL DOR 2026 ownership roll), Harris County TX (HCAD 2026 ownership roll), Dallas County TX (DCAD 2026 ownership roll), New York City ACRIS documents and PLUTO ownership rows already retrieved for other issuers, Cook County IL sale and ownership rows already retrieved for other issuers (814,874 records as of Oct 23, 2026, 8:59 PM ET) for the 5 issuers this person is listed on — nothing matched.

Public profiles and social

Websites and social links of the issuers John Fraser is listed on: none on file. No website or social profile named in ApeniMED, Inc.'s SEC filings (Form C, Reg A, Form ADV; checked Oct 24, 2026). Web search for this name: #348,218 of 374,652 in line (1,386 issuers searched so far). One-tap searches: Look further ↓

Look further

One-tap searches on sites we do not index ourselves, with the name pre-filled (Minneapolis, MN). Each opens in a new tab; what you find there is not verified by PartnerFacts.

Change history

No corrections have been requested for this page.

Every fact links to its public-record source. Plain-English notes next to a fact are our reading of that fact, not a rating. Request a correction · Facts policy

Request a correction

Free. Logged with status: received → under review → fixed / confirmed with source.

Add a response

If this is you or your firm, add a sourced explanation next to any fact. Reviewed before publishing.

Monitor this person

Members get an email when John Fraser appears on a new Form D, or when a court case or SEC action is matched to them. See plans →