PartnerFacts
Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 4:58 AM ET

Sponsor Check › Person

RR
No photo found yet (own website and image search run after this page is viewed)

RICHARD RELYEA

Named as an officer, director or promoter on SEC Form D filings · NY · Oct 23, 2013 → Nov 10, 2016

3deals (issuers)
$209.7Mreported sold
65investors
11Form D filings
2013–2016years on file
Follow this personLook further ↓PDF

Data last updated Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 24, 2026, 2:30 AM ET · SEC enforcement last checked: covered by the index scan as of Oct 24, 2026, 2:50 AM ET

The short version

RICHARD RELYEA is listed as an executive officer and director on 11 SEC Form D filings by 3 issuers between Oct 2013 and Nov 2016: 3i US Senior Loan Fund International, L.P. (New York, NY — pooled investment fund — 2013–2016; $162.9M reported sold to 20 investors), 3i US Senior Loan Fund, L.P. (New York, NY — pooled investment fund — 2013–2016; $46.8M reported sold to 45 investors) and Shield Holdco LLC (New York, NY — manufacturing — 2015).

What this means A repeat sponsor — 3 separate companies raised money with this person listed as executive officer and director, over about 3 years. Across those companies the filings report $209.7M sold in total.

Listed alongside GENE BASOV (10 shared filings), John Fraser (10 shared filings), PATRICK MALONEY (10 shared filings), KEN HANAU (8 shared filings), JIM RUTHERFURD (2 shared filings) and 4 others.

What this means These are the other officers, directors or promoters the companies named on the same forms — the team around RICHARD. Each name links to their own page.

All 3 issuers belong to the sponsor group 3i Us Senior Loan (3 issuers, $198.1M reported sold, 2013–2016).

What this means A sponsor group is one team that sets up a new company for each deal. 3i Us Senior Loan has 3 companies on file and $198.1M reported sold in total — the group page shows the whole track record in one place.

Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AZ, CA, DE, TX, WA) — 5 court cases matching the name, 14 bankruptcy cases matching the name listed in Key records below.

What this means 19 records came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.

We compared 11 public filings for RICHARD RELYEA and found 6 differences, 4 worth asking the sponsor about: Amount sold went down between filings; Investor count went down between filings; and more below.

What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.

What the community is saying

Community search for RICHARD RELYEA has not run yet — it is joining a line of 3,141 names; searches run around the clock at the hosts' allowed rate. Searched so far: 27 names.

Community comments are quoted as written by their authors. Sources searched: BiggerPockets forums (via DuckDuckGo, Brave, Bing and BiggerPockets search) and Reddit (search feed + public archive).

Key records

Five things investors ask first. Items still in human review are counted, not shown.

1. Lawsuits

5 cases: 3 judgment, 1 dismissed, 1 closed (disposition not in docket feed)

Relyea v. Metropolitan Transportation Authority judgment
District Court, E.D. New York · No. 1:12-cv-03801 · Filed Jul 30, 2012 · Closed Aug 7, 2012 · Nature of suit: 890 Other statutory actions
Role of Relyea: Plaintiff · Outcome: Terminated 2012-08-07 — FJC Integrated Database disposition: Judgment on motion before trial; judgment for defendant Docket on CourtListener ↗
same rare surname (3 people in Form D filings, 28 federal dockets); surname only in the caption; court in the person's filing state (NY)
Relyea v. Portfolio Recovery Svc LLC dismissed
District Court, D. Connecticut · No. 3:08-cv-00178 · Filed Feb 1, 2008 · Closed Mar 4, 2010 · Nature of suit: 480 Consumer Credit · Cause: 15:1692 Fair Debt Collection Act
Role of Relyea: Plaintiff · Outcome: Terminated 2010-03-04 — FJC Integrated Database disposition: Dismissed: settled Docket on CourtListener ↗
same rare surname (3 people in Form D filings, 28 federal dockets); surname only in the caption; court in CT (not a filing state)
Relyea v. Quilite International, LLC judgment
District Court, D. Oregon · No. 3:07-cv-00878 · Filed Jun 13, 2007 · Closed Jan 13, 2010 · Nature of suit: Contract: Other Contract Actions · Cause: 28:1332 Diversity-Breach of Contract
Role of Relyea: Plaintiff · Outcome: Terminated 2010-01-13 — FJC Integrated Database disposition: Other; judgment for both plaintiff and defendant Docket on CourtListener ↗
same rare surname (3 people in Form D filings, 28 federal dockets); surname only in the caption; court in OR (not a filing state)
Relyea Limited Parntership v. Pershing LLC judgment
District Court, S.D. Texas · No. 4:05-cv-01749 · Filed May 16, 2005 · Closed Mar 14, 2006 · Nature of suit: Securities/Commodities · Cause: 09:0010 Petition to Vacate Arbitration Award
Role of Relyea Limited Parntership: Plaintiff · Outcome: Terminated 2006-03-14 — FJC Integrated Database disposition: Judgment on motion before trial Docket on CourtListener ↗
same rare surname (3 people in Form D filings, 28 federal dockets); surname only in the caption; court in TX (not a filing state)
Kodiak Fishing Company v. Relyea closed
District Court, D. Alaska · No. 3:83-cv-00480 · Filed Sep 19, 1983 · Closed Apr 18, 1985
Role of Relyea: Defendant · Outcome: Terminated 1985-04-18 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (3 people in Form D filings, 28 federal dockets); surname only in the caption; court in AK (not a filing state)
What was searched

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts State courts: not covered (one-tap state court links under Look further). PACER: not searched. · Last checked Oct 24, 2026, 2:30 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

None found in sources searched — SEC enforcement releases (index scan as of Oct 24, 2026, 2:50 AM ET) · state securities regulators: AZ, CA, DE, TX, WA (crawled Oct 23, 2026)

What was searched

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — Searched SEC litigation releases and administrative proceedings (1995→ / 2007→) (30,205 records as of Oct 24, 2026, 2:50 AM ET) — nothing matched RICHARD RELYEA..

State securities regulators searched: AZ (Corporation Commission Securities Division), CA (DFPI — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), DE (DOJ Investor Protection Unit), TX (State Securities Board), WA (DFI) — last crawled Oct 23, 2026, 9:57 PM ET. Other states are not covered.

3. Bankruptcies

14 cases: 14 closed (disposition not in docket feed)

Richard Andrew Relyea and Sheila R Peters closed
United States Bankruptcy Court, N.D. Alabama · No. 18-80422 · Filed Feb 13, 2018 · Closed Jun 7, 2018
Role of Richard Andrew Relyea and Sheila R Peters: Debtor · Outcome: Case closed 2018-06-07 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (3 people in Form D filings, 28 federal dockets); different first name (andrew); court in AL (not a filing state)
Richard A. Relyea and Sheila R. Relyea closed
United States Bankruptcy Court, N.D. Alabama · No. 16-82366 · Filed Aug 18, 2016 · Closed Mar 27, 2018
Role of Richard A. Relyea and Sheila R. Relyea: Debtor · Outcome: Case closed 2018-03-27 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (3 people in Form D filings, 28 federal dockets); first name matches; court in AL (not a filing state)
John M Relyea, Sr and Loretta F. Relyea closed
United States Bankruptcy Court, N.D. New York · No. 13-10150 · Filed Jan 23, 2013 · Closed May 22, 2013
Role of John M Relyea, Sr and Loretta F. Relyea: Debtor · Outcome: Case closed 2013-05-22 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (3 people in Form D filings, 28 federal dockets); different first name (and); court in the person's filing state (NY)
Richard Andrew Relyea closed
United States Bankruptcy Court, E.D. Michigan · No. 09-77421 · Filed Dec 8, 2009 · Closed Apr 2, 2010
Role of Richard Andrew Relyea: Debtor · Outcome: Case closed 2010-04-02 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (3 people in Form D filings, 28 federal dockets); different first name (andrew); court in MI (not a filing state)
Richard A. Relyea closed
United States Bankruptcy Court, N.D. New York · No. 09-14233 · Filed Nov 11, 2009 · Closed Mar 11, 2010
Role of Richard A. Relyea: Debtor · Outcome: Case closed 2010-03-11 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (3 people in Form D filings, 28 federal dockets); first name matches; court in the person's filing state (NY)
Andrew Relyea Wheeler closed
United States Bankruptcy Court, E.D. Michigan · No. 08-22593 · Filed Aug 29, 2008 · Closed Dec 31, 2008
Role of Andrew Relyea Wheeler: Debtor · Outcome: Case closed 2008-12-31 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (3 people in Form D filings, 28 federal dockets); different first name (andrew); court in MI (not a filing state)
Shannon K Relyea and Richard Relyea, Jr. closed
United States Bankruptcy Court, N.D. New York · No. 07-11282 · Filed May 3, 2007 · Closed Jun 20, 2013
Role of Richard Relyea, Jr.: Debtor · Outcome: Case closed 2013-06-20 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (3 people in Form D filings, 28 federal dockets); first name matches; court in the person's filing state (NY)
John D. Relyea and Marlene T. Relyea closed
United States Bankruptcy Court, S.D. New York · No. 04-37794 · Filed Dec 3, 2004 · Closed Mar 30, 2005
Role of John D. Relyea and Marlene T. Relyea: Debtor · Outcome: Case closed 2005-03-30 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (3 people in Form D filings, 28 federal dockets); different first name (john); court in the person's filing state (NY)
Richard Relyea closed
United States Bankruptcy Court, N.D. New York · No. 04-12962 · Filed May 5, 2004 · Closed Jul 18, 2006
Role of Richard Relyea: Debtor · Outcome: Case closed 2006-07-18 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (3 people in Form D filings, 28 federal dockets); first name matches; court in the person's filing state (NY)
John Mark Relyea closed
United States Bankruptcy Court, W.D. Missouri · No. 03-61119 · Filed May 7, 2003 · Closed Aug 24, 2003
Role of John Mark Relyea: Debtor · Outcome: Case closed 2003-08-24 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (3 people in Form D filings, 28 federal dockets); different first name (mark); court in MO (not a filing state)
Richard Relyea and Christine Relyea closed
United States Bankruptcy Court, E.D. California · No. 02-61137 · Filed Dec 6, 2002 · Closed Mar 17, 2003
Role of Richard Relyea and Christine Relyea: Debtor · Outcome: Case closed 2003-03-17 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (3 people in Form D filings, 28 federal dockets); first name matches; court in CA (not a filing state)
Richard L. Relyea and Lisa A. Relyea closed
United States Bankruptcy Court, N.D. New York · No. 00-63452 · Filed Jul 10, 2000 · Closed Nov 8, 2000
Role of Richard L. Relyea and Lisa A. Relyea: Debtor · Outcome: Case closed 2000-11-08 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (3 people in Form D filings, 28 federal dockets); first name matches; court in the person's filing state (NY)
Richard A. Relyea closed
United States Bankruptcy Court, N.D. New York · No. 00-12467 · Filed May 2, 2000 · Closed Sep 14, 2000
Role of Richard A. Relyea: Debtor · Outcome: Case closed 2000-09-14 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (3 people in Form D filings, 28 federal dockets); first name matches; court in the person's filing state (NY)
Richard R. Relyea and Karla A. Relyea closed
United States Bankruptcy Court, N.D. Ohio · No. 93-51965 · Filed Oct 25, 1993 · Closed Apr 5, 1994
Role of Richard R. Relyea and Karla A. Relyea: Debtor · Outcome: Case closed 1994-04-05 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (3 people in Form D filings, 28 federal dockets); first name matches; court in OH (not a filing state)
What was searched

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not covered (one-tap state court links under Look further). PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 2:30 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

4. Differences between public sources

Comparisons cover issuers and sponsor groups — see the issuer pages under Deals

6 differences found between the filings for RICHARD RELYEA — 4 worth asking about (compared 11 filings on Oct 24, 2026)

Worth asking · Nov 12, 2015 – Nov 10, 2016

Amount sold went down between filings — 3i US Senior Loan Fund International, L.P.

The Nov 12, 2015 filing says $162,900,000 sold; the Nov 10, 2016 Form D/A says $151,300,000 sold — $11,600,000 less.

What this means Amounts sold normally only go up as a raise continues. A drop can mean investors were refunded, a figure was corrected, or an earlier number was wrong. Ask the sponsor which it was.

Form D/A (earlier) · Nov 12, 2015 ↗Form D/A (later) · Nov 10, 2016 ↗3i US Senior Loan Fund International, L.P. — PartnerFacts page ↗
Sources
Worth asking · Nov 12, 2015 – Nov 10, 2016

Investor count went down between filings — 3i US Senior Loan Fund International, L.P.

The Nov 12, 2015 filing reports 20 investors; the Nov 10, 2016 Form D/A reports 18 investors.

What this means Investor counts normally only grow. A smaller number can mean investors left or were refunded, or a count was corrected. Ask the sponsor what happened.

Form D/A (earlier) · Nov 12, 2015 ↗Form D/A (later) · Nov 10, 2016 ↗3i US Senior Loan Fund International, L.P. — PartnerFacts page ↗
Sources
Worth asking · May 1, 2013 – Oct 23, 2013

Form D filed 175 days after the first sale — 3i US Senior Loan Fund International, L.P.

The filing says the first sale was May 1, 2013. The Form D was filed Oct 23, 2013 — 175 days later. The rule: a Form D is generally due within 15 days after the first sale, so this one is 160 days past that.

What this means A late notice is common and carries no penalty by itself. It is worth asking the sponsor why the paperwork lagged.

Form D · Oct 23, 2013 ↗3i US Senior Loan Fund International, L.P. — PartnerFacts page ↗
Sources
Worth asking · Apr 2, 2013 – Oct 23, 2013

Form D filed 204 days after the first sale — 3i US Senior Loan Fund, L.P.

The filing says the first sale was Apr 2, 2013. The Form D was filed Oct 23, 2013 — 204 days later. The rule: a Form D is generally due within 15 days after the first sale, so this one is 189 days past that.

What this means The notice went in months after money was taken in. Late notices are common and carry no penalty by themselves, but it is fair to ask the sponsor why the paperwork lagged.

Form D · Oct 23, 2013 ↗3i US Senior Loan Fund, L.P. — PartnerFacts page ↗
Sources
Note · May 1, 2013 – Nov 10, 2016

No amendment in the last 12 months on an offering that may still be open — 3i US Senior Loan Fund International, L.P. (latest filing Nov 10, 2016)

The latest filing for this offering is dated Nov 10, 2016 (first sale May 1, 2013). It reports $151,300,000 sold of an indefinite amount offered. No later amendment is in our index as of Oct 24, 2026.

What this means SEC rules expect a yearly amendment while an offering is still going. The raise may simply have ended — a Form D does not say when it closed. Ask the sponsor whether the offering closed, when, and at what amount.

Form D/A · Nov 10, 2016 ↗3i US Senior Loan Fund International, L.P. — PartnerFacts page ↗
Sources
Note · Apr 2, 2013 – Nov 10, 2016

No amendment in the last 12 months on an offering that may still be open — 3i US Senior Loan Fund, L.P. (latest filing Nov 10, 2016)

The latest filing for this offering is dated Nov 10, 2016 (first sale Apr 2, 2013). It reports $46,841,921 sold of an indefinite amount offered. No later amendment is in our index as of Oct 24, 2026.

What this means SEC rules expect a yearly amendment while an offering is still going. The raise may simply have ended — a Form D does not say when it closed. Ask the sponsor whether the offering closed, when, and at what amount.

Form D/A · Nov 10, 2016 ↗3i US Senior Loan Fund, L.P. — PartnerFacts page ↗
Sources
What is compared

What is compared: every Form D and D/A we hold for this subject, side by side — filing dates vs. first-sale dates (the 15-day rule), amendment timing on open offerings (the yearly-amendment expectation), amounts sold, investor counts, offering amounts and minimums across amendments, industry and size bands, addresses, how each person's name and role is written, paid sellers' CRD numbers, and (for groups) where the member companies were formed and sit. Everything is as filed by the issuer; the SEC does not check it. Differences are common and usually have ordinary explanations — we show both values, the dates, and the source so you can ask. As of Oct 24, 2026.

5. Money to insiders

0 of 3 offerings report sales commissions; 0 report finder's fees; 0 report proceeds to related persons.

Offering (latest filing)Sales commissionsFinder's feesTo insidersPaid to sell itSource
Nov 10, 2016 D/A
3i US Senior Loan Fund, L.P.
File 021-205077
$0$0$0None listed on this filingEDGAR ↗
Nov 10, 2016 D/A
3i US Senior Loan Fund International, L.P.
File 021-205078
$0$0$0None listed on this filingEDGAR ↗
Feb 10, 2015 D
Shield Holdco LLC
File 021-233806
$0$0$0None no CRD number reportedEDGAR ↗
How this is counted

Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across every filing this person is listed on (latest filing per offering, per issuer).

Deals 3

Every issuer that named Richard Relyea on a Form D, newest first. A Form D is the notice a company files after it starts selling a private investment.

3U
Pooled Investment Fund · group: 3i Us Senior Loan

3i US Senior Loan Fund, L.P.

New York, NY · Oct 23, 2013 → Nov 10, 2016 · 5 filings
  • Nov 10, 2016 · D/A · $46,841,921 sold of Indefinite · 45 investors · min. No minimum reported · role: Executive Officer (VICE PRESIDENT AND DIRECTOR OF THE GENERAL PARTNER OF THE ISSUER) EDGAR ↗
  • Nov 12, 2015 · D/A · $19,050,000 sold of Indefinite · 5 investors · min. No minimum reported · role: Executive Officer (VICE PRESIDENT AND DIRECTOR OF THE GENERAL PARTNER OF THE ISSUER) EDGAR ↗
  • Nov 12, 2014 · D/A · $15,750,000 sold of Indefinite · 3 investors · min. No minimum reported · role: Executive Officer (VICE PRESIDENT AND DIRECTOR OF THE GENERAL PARTNER OF THE ISSUER) EDGAR ↗
  • Oct 23, 2014 · D/A · $15,750,000 sold of Indefinite · 3 investors · min. No minimum reported · role: Executive Officer (VICE PRESIDENT AND DIRECTOR OF THE GENERAL PARTNER OF THE ISSUER) EDGAR ↗
  • Oct 23, 2013 · D · $15,000,000 sold of Indefinite · 2 investors · min. No minimum reported · role: Executive Officer (VICE PRESIDENT AND DIRECTOR OF THE GENERAL PARTNER OF THE ISSUER) EDGAR ↗

Raised $46.8M from 45 investors as of the latest filing. Richard is listed as executive officer on 5 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

3U
Pooled Investment Fund · group: 3i Us Senior Loan

3i US Senior Loan Fund International, L.P.

New York, NY · Oct 23, 2013 → Nov 10, 2016 · 5 filings
  • Nov 10, 2016 · D/A · $151,300,000 sold of Indefinite · 18 investors · min. $100,000 · role: Executive Officer (VICE PRESIDENT AND DIRECTOR OF THE GENERAL PARTNER OF THE ISSUER) EDGAR ↗
  • Nov 12, 2015 · D/A · $162,900,000 sold of Indefinite · 20 investors · min. $100,000 · role: Executive Officer (VICE PRESIDENT AND DIRECTOR OF THE GENERAL PARTNER OF THE ISSUER) EDGAR ↗
  • Nov 12, 2014 · D/A · $116,000,000 sold of Indefinite · 18 investors · min. $100,000 · role: Executive Officer (VICE PRESIDENT AND DIRECTOR OF THE GENERAL PARTNER OF THE ISSUER) EDGAR ↗
  • Oct 23, 2014 · D/A · $116,000,000 sold of Indefinite · 18 investors · min. $100,000 · role: Executive Officer (VICE PRESIDENT AND DIRECTOR OF THE GENERAL PARTNER OF THE ISSUER) EDGAR ↗
  • Oct 23, 2013 · D · $19,400,000 sold of Indefinite · 7 investors · min. $100,000 · role: Executive Officer (VICE PRESIDENT AND DIRECTOR OF THE GENERAL PARTNER OF THE ISSUER) EDGAR ↗

Raised $162.9M from 20 investors as of the latest filing. Richard is listed as executive officer on 5 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

SH
Manufacturing · group: 3i Us Senior Loan

Shield Holdco LLC

New York, NY · Feb 10, 2015
  • Feb 10, 2015 · D · $0 sold of $923,000 · 0 investors · min. $25,000 · role: Executive Officer, Director (Secretary) EDGAR ↗

No sales reported yet as of the latest filing. Richard is listed as executive officer, director.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Manufacturing / 506(b) (1,339 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

People around Richard 9

Officers, directors, promoters and management entities named on the same filings, as of Oct 23, 2026, 5:45 PM ET.

JF
No photo found yet (own website and image search run after this page is viewed)
Person

John Fraser

Executive Officer · 10 shared filings (2 issuers) · also on 30 other issuers

John Fraser is on 32 issuers in total — a repeat sponsor. Their page lists every one.

PM
No photo found yet (own website and image search run after this page is viewed)
Person

PATRICK MALONEY

Executive Officer · 10 shared filings (2 issuers) · also on 1 other issuer

Listed on the same filings as Richard Relyea. Their page shows their other deals.

GB
No photo found yet (own website and image search run after this page is viewed)
Person

GENE BASOV

Executive Officer · 10 shared filings (2 issuers)

Listed on the same filings as Richard Relyea. Their page shows their other deals.

KH
No photo found yet (own website and image search run after this page is viewed)
Person

KEN HANAU

Executive Officer · 8 shared filings (2 issuers)

Listed on the same filings as Richard Relyea. Their page shows their other deals.

JR
No photo found yet (own website and image search run after this page is viewed)
Person

JIM RUTHERFURD

Executive Officer · 2 shared filings (2 issuers)

Listed on the same filings as Richard Relyea. Their page shows their other deals.

BM
No photo found yet (own website and image search run after this page is viewed)
Person

Brian McSharry

Director · 1 shared filing (1 issuer)

Listed on the same filings as Richard Relyea. Their page shows their other deals.

WB
No photo found yet (own website and image search run after this page is viewed)
Person

William Barker

Director · 1 shared filing (1 issuer)

Listed on the same filings as Richard Relyea. Their page shows their other deals.

KH
No photo found yet (own website and image search run after this page is viewed)
Person

Kenneth Hanau

Executive Officer, Director · 1 shared filing (1 issuer)

Listed on the same filings as Richard Relyea. Their page shows their other deals.

GM
No photo found yet (own website and image search run after this page is viewed)
Person

Gilles Meurice

Director · 1 shared filing (1 issuer)

Listed on the same filings as Richard Relyea. Their page shows their other deals.

The team behind the deals

3U
Sponsor group

3i Us Senior Loan

3 issuers · 11 filings · $198.1M reported sold · 2013–2016

One team, 3 deal companies. Richard Relyea is listed on 3 of them.

Sources

Issuers are grouped when their Form D filings share related persons, a management entity or a business address (automatic match from the filings). "Listed" marks the issuers that name RICHARD RELYEA.

Registrations and other filings

Adviser registration (Form ADV)

None of the 3 issuers this person is listed on appears in Form ADV (searched 24,962 advisers as of Oct 2, 2026). A person is never an adviser firm; Form ADV is checked for the issuers and the management companies they are listed with.

Other offering types (Regulation A and Regulation Crowdfunding)

Searched SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 (51,358 records as of Oct 23, 2026, 8:41 PM ET) — nothing matched this name.

Property records none — individuals are not matched

Property records are matched to companies only, never to individuals, so none are matched to RICHARD RELYEA by design. Searched property records in Hillsborough County FL (Clerk recorded-document index Oct 14, 2026 to Oct 15, 2026 + FL DOR 2026 ownership roll), Miami-Dade County FL (FL DOR 2026 ownership roll), Harris County TX (HCAD 2026 ownership roll), Dallas County TX (DCAD 2026 ownership roll), New York City ACRIS documents and PLUTO ownership rows already retrieved for other issuers, Cook County IL sale and ownership rows already retrieved for other issuers (814,874 records as of Oct 23, 2026, 8:59 PM ET) for the 3 issuers this person is listed on — nothing matched.

Public profiles and social

Websites and social links of the issuers Richard Relyea is listed on: none on file. No website or social profile named in 3i US Senior Loan Fund International, L.P.'s SEC filings (Form C, Reg A, Form ADV; checked Oct 24, 2026). Web search for this name: #280,984 of 374,652 in line (14 issuers searched so far). One-tap searches: Look further ↓

Look further

One-tap searches on sites we do not index ourselves, with the name pre-filled (New York, NY). Each opens in a new tab; what you find there is not verified by PartnerFacts.

Social and web

LinkedIn people search ↗Instagram ↗X (Twitter) ↗Facebook ↗YouTube ↗Google ↗Google Images ↗Google News ↗Meta Ad Library ↗

Courts

CourtListener / RECAP (federal) ↗PACER case locator (federal, login) ↗New York WebCivil Supreme ↗

Securities regulators

SEC EDGAR full-text search ↗SEC action look-up ↗FINRA BrokerCheck ↗SEC IAPD adviser search ↗

Business registries

New York Secretary of State business search ↗OpenCorporates ↗

Change history

No corrections have been requested for this page.

Every fact links to its public-record source. Plain-English notes next to a fact are our reading of that fact, not a rating. Request a correction · Facts policy

Request a correction

Free. Logged with status: received → under review → fixed / confirmed with source.

Add a response

If this is you or your firm, add a sourced explanation next to any fact. Reviewed before publishing.

Monitor this person

Members get an email when RICHARD RELYEA appears on a new Form D, or when a court case or SEC action is matched to them. See plans →