PartnerFacts
Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 9:30 AM ET

Sponsor Check › Person

JY
No photo found yet (own website and image search run after this page is viewed)

Jia Ye

Named as an officer, director or promoter on SEC Form D filings · CA · Dec 14, 2009 → Jul 22, 2013

7deals (issuers)
$3.61Breported sold
30investors
37Form D filings
2009–2013years on file
Follow this personLook further ↓PDF

Data last updated Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 24, 2026, 2:20 AM ET · SEC enforcement last checked: covered by the index scan as of Oct 24, 2026, 2:50 AM ET

The short version

Jia Ye is listed as an executive officer on 37 SEC Form D filings by 7 issuers between Dec 2009 and Jul 2013. Largest by amount reported sold: First Quadrant Essential Beta Fund Ltd. (Pasadena, CA — pooled investment fund — 2010–2013; $1.86B reported sold to 6 investors), FQ Global Diversified Return Fund Ltd. (Pasadena, CA — pooled investment fund — 2010–2012; $801.9M reported sold to 7 investors), FQ GLOBAL OPPORTUNITIES FUND LTD (Pasadena, CA — pooled investment fund — 2010–2012; $339.6M reported sold to 1 investors), FQ Balanced Risk Commodity Index Fund Ltd (Pasadena, CA — pooled investment fund — 2011–2013; $280.6M reported sold to 5 investors), FQ A-Squared Fund Ltd. (Pasadena, CA — pooled investment fund — 2009–2012; $155.4M reported sold to 3 investors) and 2 more (all listed below).

What this means A repeat sponsor — 7 separate companies raised money with this person listed as executive officer, over about 4 years. Across those companies the filings report $3.61B sold in total.

Listed alongside Affiliated Managers Group (37 shared filings), Dori Levanoni (37 shared filings), Kenneth J. Ferguson (35 shared filings), R. Max Darnell (32 shared filings), Timothy Meckel (29 shared filings) and 15 others.

What this means These are the other officers, directors or promoters the companies named on the same forms — the team around Jia. Each name links to their own page.

The issuers belong to 2 sponsor groups: Fq Global Diversified (5 issuers, $427.2M reported sold, 2009–2012) and First (3 issuers, $1B reported sold, 2010–2020).

What this means This person is listed across more than one sponsor team; each group page shows that team's full track record.

Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CO, CT, DC, DE, FINRA, FL, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VT, WA, WI, WV, WY) — none found.

What this means Nothing turned up where we looked (3 sources). That does not prove there is nothing — it means none was found in those sources on that date.

We compared 37 public filings for Jia Ye and found 14 differences, 7 worth asking the sponsor about: 11 offerings reported less sold on a later filing than an earlier one; Investor count went down between filings; and more below.

What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.

What the community is saying

Community search for Jia Ye has not run yet — it is joining a line of 34,483 names; searches run around the clock at the hosts' allowed rate. Searched so far: 638 names.

Community comments are quoted as written by their authors. Sources searched: Bing (site:reddit.com / site:biggerpockets.com) and Reddit's own search, plus DuckDuckGo/Brave/BiggerPockets search when they are answering.

Key records

Five things investors ask first. Items still in human review are counted, not shown.

1. Lawsuits

None found in sources searched — federal courts (CourtListener / RECAP), checked Oct 24, 2026

What was searched

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts State courts: not covered (one-tap state court links under Look further). PACER: not searched. · Last checked Oct 24, 2026, 2:20 AM ET.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

None found in sources searched — SEC enforcement releases (index scan as of Oct 24, 2026, 2:50 AM ET) · state securities regulators: 48 regulators (FINRA, NASAA, 37 states) — crawled Oct 24, 2026, 8:48 AM ET

What was searched

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — Searched SEC litigation releases and administrative proceedings (1995→ / 2007→) (30,205 records as of Oct 24, 2026, 2:50 AM ET) — nothing matched Jia Ye..

State securities regulators: Securities regulators searched (64,910 actions): FINRA (38,350 actions, 1995–2026), NASAA (31 actions, 2000–2026; listing starts 1997), AK Division of Banking and Securities (273 actions, 1971–2025), AL Securities Commission (880 actions, 2001–2026), AR Securities Department (1,305 actions, 1998–2026), AZ Corporation Commission Securities Division (411 actions, 2017–2026), CA DFPI (25 actions, 2007–2024; listing starts 2002 — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), CO Division of Securities (731 actions, 2001–2026; older years from the Internet Archive (snapshot of 2026-05-02)), CT Department of Banking Securities Division (940 actions, 2006–2026; older years from the Internet Archive (snapshot of 2026-04-22)), DC DISB Securities Bureau (25 actions, 2012–2026), DE DOJ Investor Protection Unit (257 actions, 1987–2026), FL Office of Financial Regulation (49 actions, 2018–2026), GA Secretary of State Securities Division (65 actions, 2015–2026; listing starts 2012), HI DCCA Securities Enforcement Branch (26 actions, 2012–2026), ID Department of Finance Securities Bureau (663 actions, 1994–2026), IL Secretary of State Securities Department (4,122 actions, 2003–2023), KS Insurance Department Securities Division (58 actions), KY Department of Financial Institutions (342 actions, 2005–2026), LA Office of Financial Institutions Securities Division (13 actions, 2010–2025; listing starts 2008), MA Secretary of the Commonwealth Securities Division (125 actions, 2012–2025; live site blocks automated access — loaded from the Internet Archive snapshot of 2026-02-04), MD Attorney General Securities Division (1,054 actions, 2004–2026), ME Office of Securities (539 actions, 2000–2026), MI LARA Corporations, Securities & Commercial Licensing Bureau (201 actions), MO Secretary of State Securities Division (919 actions, 1998–2026), MS Secretary of State Securities Division (209 actions, 1995–2026), MT Commissioner of Securities and Insurance (597 actions, 2000–2026), NC Secretary of State Securities Division (265 actions, 2004–2024), ND Securities Department (711 actions, 1990–2026; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2026-01-06), NH Bureau of Securities Regulation (402 actions, 2002–2026), NM Regulation and Licensing Department Securities Division (90 actions, 2010–2025), NV Secretary of State Securities Division (118 actions, 2018–2026), NY Attorney General Investor Protection Bureau (44 actions, 2012–2026), OH Division of Securities (327 actions, 1993–2006), OK Department of Securities (2,531 actions, 1998–2026), OR Division of Financial Regulation (589 actions, 1988–2026), PA Department of Banking and Securities (1,448 actions, 2008–2024; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2024-08-09), RI DBR Securities Division (98 actions, 2005–2025), SC Attorney General Securities Division (540 actions, 2006–2026), SD Division of Insurance – Securities Regulation (106 actions, 2017–2026), TN Department of Commerce and Insurance Securities Division (405 actions, 1992–2026), TX State Securities Board (936 actions, 1999–2026), UT Division of Securities (772 actions, 2000–2026; older years from the Internet Archive (snapshot of 2010-05-27)), VT DFR Securities Division (137 actions, 2010–2026), WA DFI (2,039 actions, 2001–2026), WI DFI Division of Securities (1,072 actions, 1998–2026), WV Securities Commission (State Auditor) (64 actions), WY Secretary of State Compliance Division (6 actions, 2016–2024) — last crawled Oct 24, 2026, 8:48 AM ET. No machine-readable public listing today for IA, IN, MN, NE, NJ, VA (see docs/state-regulators.md).

3. Bankruptcies

None found in sources searched — federal bankruptcy courts (CourtListener / RECAP), checked Oct 24, 2026

What was searched

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not covered (one-tap state court links under Look further). PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 2:20 AM ET.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

4. Differences between public sources

Comparisons cover issuers and sponsor groups — see the issuer pages under Deals

14 differences found between the filings for Jia Ye — 7 worth asking about (compared 37 filings on Oct 24, 2026)

Worth asking · Apr 1, 2010 – Jun 30, 2014

11 offerings reported less sold on a later filing than an earlier one

Amount sold went down between filings — First Quadrant Essential Beta Fund Ltd. · Amount sold went down between filings — FQ Balanced Risk Commodity Index Fund Ltd · Amount sold went down between filings — FQ Balanced Risk Commodity Index Fund Ltd · Amount sold went down between filings — FQ GLOBAL DIVERSIFIED ALPHA FUND LTD · Amount sold went down between filings — FQ A-Squared Fund Ltd. · and 6 more

What this means Amounts sold normally only go up. Ask the sponsor what happened on each.

Form D/A (earlier) · Jul 22, 2013 ↗Form D/A (later) · Jun 30, 2014 ↗First Quadrant Essential Beta Fund Ltd. — PartnerFacts page ↗Form D/A (earlier) · Jul 22, 2013 ↗
Sources
Worth asking · Jul 22, 2013 – Jun 30, 2014

Investor count went down between filings — FQ Balanced Risk Commodity Index Fund Ltd

The Jul 22, 2013 filing reports 5 investors; the Jun 30, 2014 Form D/A reports 4 investors.

What this means Investor counts normally only grow. A smaller number can mean investors left or were refunded, or a count was corrected. Ask the sponsor what happened.

Form D/A (earlier) · Jul 22, 2013 ↗Form D/A (later) · Jun 30, 2014 ↗FQ Balanced Risk Commodity Index Fund Ltd — PartnerFacts page ↗
Sources
Worth asking · Feb 7, 2012 – Mar 17, 2020

Jia Ye appears on 7 deals that stopped filing before reaching their target

First Quadrant Essential Beta Fund Ltd. (last filing Mar 17, 2020; $1,859,436,519 sold of $7,622,265,503); FQ Balanced Risk Commodity Index Fund Ltd (last filing Feb 2, 2018; $280,612,136 sold of $3,851,460,000); FQ GLOBAL OPPORTUNITIES FUND LTD (last filing Aug 16, 2012; $339,588,223 sold of $2,277,840,000); FQ Alpha Prime Fund Ltd. (last filing Aug 16, 2012; $92,387,002 sold of $1,000,000,000); FQ A-Squared Fund Ltd. (last filing Aug 16, 2012; $155,415,163 sold of $1,000,000,000); FQ GLOBAL DIVERSIFIED ALPHA FUND LTD (last filing Aug 16, 2012; $83,021,947 sold of $3,805,320,000); and 1 more. Each has no filing in more than two years and reported under half its target sold.

What this means An issuer whose last filing is more than two years old and reported under half its target sold. The raise may have closed early or quietly stopped. Ask what happened to each.

First Quadrant Essential Beta Fund Ltd. — PartnerFacts page ↗FQ Balanced Risk Commodity Index Fund Ltd — PartnerFacts page ↗FQ GLOBAL OPPORTUNITIES FUND LTD — PartnerFacts page ↗FQ Alpha Prime Fund Ltd. — PartnerFacts page ↗
Sources
Worth asking · Jul 1, 2006 – Jun 30, 2011

Form D filed 1,825 days after the first sale — FQ GLOBAL DIVERSIFIED ALPHA FUND LTD

The filing says the first sale was Jul 1, 2006. The Form D was filed Jun 30, 2011 — 1,825 days later. The rule: a Form D is generally due within 15 days after the first sale, so this one is 1,810 days past that.

What this means The notice went in months after money was taken in. Late notices are common and carry no penalty by themselves, but it is fair to ask the sponsor why the paperwork lagged.

Form D · Jun 30, 2011 ↗FQ GLOBAL DIVERSIFIED ALPHA FUND LTD — PartnerFacts page ↗
Sources
Worth asking · Apr 1, 2005 – May 10, 2010

Form D filed 1,865 days after the first sale — FQ Global Diversified Return Fund Ltd.

The filing says the first sale was Apr 1, 2005. The Form D was filed May 10, 2010 — 1,865 days later. The rule: a Form D is generally due within 15 days after the first sale, so this one is 1,850 days past that.

What this means The notice went in months after money was taken in. Late notices are common and carry no penalty by themselves, but it is fair to ask the sponsor why the paperwork lagged.

Form D · May 10, 2010 ↗FQ Global Diversified Return Fund Ltd. — PartnerFacts page ↗
Sources
Note · Apr 1, 2005 – Aug 16, 2012

6 offerings have no amendment in the last 12 months and may still be open

No amendment in the last 12 months on an offering that may still be open — FQ GLOBAL DIVERSIFIED ALPHA FUND LTD (latest filing Aug 16, 2012) · No amendment in the last 12 months on an offering that may still be open — FQ A-Squared Fund Ltd. (latest filing Aug 16, 2012) · No amendment in the last 12 months on an offering that may still be open — FQ Alpha Prime Fund Ltd. (latest filing Aug 16, 2012) · No amendment in the last 12 months on an offering that may still be open — FQ GLOBAL OPPORTUNITIES FUND LTD (latest filing Aug 16, 2012) · No amendment in the last 12 months on an offering that may still be open — FQ Global Diversified Return Fund Ltd. (latest filing Feb 7, 2012) · and 1 more

What this means SEC rules expect a yearly amendment while an offering is still going. Ask the sponsor which of these raises have closed.

Form D/A · Aug 16, 2012 ↗FQ GLOBAL DIVERSIFIED ALPHA FUND LTD — PartnerFacts page ↗Form D/A · Aug 16, 2012 ↗FQ A-Squared Fund Ltd. — PartnerFacts page ↗
Sources
Worth asking · Jul 22, 2013 – Jun 30, 2014

Jia Ye is no longer listed on the Jun 30, 2014 amendment — First Quadrant Essential Beta Fund Ltd.

Jia Ye appears on the Jul 22, 2013 Form D/A (executive officer) but not on the Jun 30, 2014 Form D/A for the same offering.

What this means People leave, and the issuer must list only current officers, directors and promoters. It is still worth asking why this person left and who replaced them.

Form D/A · Jul 22, 2013 ↗Form D/A · Jun 30, 2014 ↗Jia Ye — PartnerFacts page ↗First Quadrant Essential Beta Fund Ltd. — PartnerFacts page ↗
Sources
Worth asking · Jul 22, 2013 – Jun 30, 2014

Jia Ye is no longer listed on the Jun 30, 2014 amendment — FQ Balanced Risk Commodity Index Fund Ltd

Jia Ye appears on the Jul 22, 2013 Form D/A (executive officer) but not on the Jun 30, 2014 Form D/A for the same offering.

What this means People leave, and the issuer must list only current officers, directors and promoters. It is still worth asking why this person left and who replaced them.

Form D/A · Jul 22, 2013 ↗Form D/A · Jun 30, 2014 ↗Jia Ye — PartnerFacts page ↗FQ Balanced Risk Commodity Index Fund Ltd — PartnerFacts page ↗
Sources
Note · Jan 14, 2010 – Jun 30, 2014

7 offerings changed their target amount between filings

Offering amount changed between filings — First Quadrant Essential Beta Fund Ltd. · Offering amount lowered between filings — FQ Balanced Risk Commodity Index Fund Ltd · Offering amount lowered between filings — First Quadrant Essential Beta Fund Ltd. · Offering amount changed between filings — FQ Global Diversified Return Fund Ltd. · Offering amount lowered between filings — FQ GLOBAL DIVERSIFIED ALPHA FUND LTD · and 2 more

What this means Targets change as deals grow or shrink. Ask whether later money has the same terms.

Form D/A (earlier) · Jul 22, 2013 ↗Form D/A (later) · Jun 30, 2014 ↗First Quadrant Essential Beta Fund Ltd. — PartnerFacts page ↗Form D/A (earlier) · Jul 22, 2013 ↗
Sources
Note · Dec 14, 2009 – Feb 7, 2012

4 issuers changed their reported size band between filings

Reported net asset value range changed between filings — FQ GLOBAL DIVERSIFIED ALPHA FUND LTD · Reported net asset value range changed between filings — FQ Global Diversified Return Fund Ltd. · Reported net asset value range changed between filings — FQ Alpha Prime Fund Ltd. · Reported net asset value range changed between filings — FQ A-Squared Fund Ltd.

What this means The size band is self-reported. Ask for current numbers.

Form D/A · Apr 1, 2010 ↗Form D/A · Feb 7, 2012 ↗FQ GLOBAL DIVERSIFIED ALPHA FUND LTD — PartnerFacts page ↗Form D · May 10, 2010 ↗
Sources
Note · Nov 10, 2020

Same name, different state: "Jia Jia Ye" (CT) is a separate record

This page covers filings where the address state is CA. A separate record, "Jia Jia Ye" with address state CT, is listed on 1 filing — most recently by Springtide Child Development, Inc. (Nov 10, 2020). The two records do not overlap in time: this page runs Dec 14, 2009 to Jul 22, 2013; the other has one filing dated Nov 10, 2020.

What this means Could be the same person who moved, or two people with the same name. We keep them apart until a filing ties them together. Check both pages before you decide.

Jia Jia Ye (CT) — PartnerFacts page ↗Form D · Nov 10, 2020 ↗Springtide Child Development, Inc. — PartnerFacts page ↗Jia Ye (CA) — this page ↗
Sources
Note · Jul 18, 2016 – Feb 2, 2017

Address moved from George Town, Grand Cayman, Cayman Islands (as filed: E9) to Pasadena, CA — First Quadrant Essential Beta Fund Ltd.

The people listed on the Jul 18, 2016 filing give George Town, Grand Cayman, Cayman Islands (as filed: E9); on the Feb 2, 2017 filing they give Pasadena, CA.

What this means Businesses move; this just shows the two places and dates. If you were told one city and the forms say another, ask which is current.

Form D/A · Jul 18, 2016 ↗Form D/A · Feb 2, 2017 ↗First Quadrant Essential Beta Fund Ltd. — PartnerFacts page ↗
Sources
Note · Jul 22, 2013 – Jun 30, 2014

Address moved from Pasadena, CA to George Town, Grand Cayman, Cayman Islands (as filed: E9) — First Quadrant Essential Beta Fund Ltd.

The people listed on the Jul 22, 2013 filing give Pasadena, CA; on the Jun 30, 2014 filing they give George Town, Grand Cayman, Cayman Islands (as filed: E9).

What this means Businesses move; this just shows the two places and dates. If you were told one city and the forms say another, ask which is current.

Form D/A · Jul 22, 2013 ↗Form D/A · Jun 30, 2014 ↗First Quadrant Essential Beta Fund Ltd. — PartnerFacts page ↗
Sources
Note · Jul 22, 2013 – Jun 30, 2014

Address moved from Pasadena, CA to George Town, Grand Cayman, Cayman Islands (as filed: E9) — FQ Balanced Risk Commodity Index Fund Ltd

The people listed on the Jul 22, 2013 filing give Pasadena, CA; on the Jun 30, 2014 filing they give George Town, Grand Cayman, Cayman Islands (as filed: E9).

What this means Businesses move; this just shows the two places and dates. If you were told one city and the forms say another, ask which is current.

Form D/A · Jul 22, 2013 ↗Form D/A · Jun 30, 2014 ↗FQ Balanced Risk Commodity Index Fund Ltd — PartnerFacts page ↗
Sources
What is compared

What is compared: every Form D and D/A we hold for this subject, side by side — filing dates vs. first-sale dates (the 15-day rule), amendment timing on open offerings (the yearly-amendment expectation), amounts sold, investor counts, offering amounts and minimums across amendments, industry and size bands, addresses, how each person's name and role is written, paid sellers' CRD numbers, and (for groups) where the member companies were formed and sit. Everything is as filed by the issuer; the SEC does not check it. Differences are common and usually have ordinary explanations — we show both values, the dates, and the source so you can ask. As of Oct 24, 2026.

5. Money to insiders

None reported on 8 offerings — no sales commissions, finder's fees or proceeds to insiders

Per-offering detail
Offering (latest filing)Sales commissionsFinder's feesTo insidersPaid to sell itSource
Jul 22, 2013 D/A
First Quadrant Essential Beta Fund Ltd.
File 021-137795
$0$0$0
Directors and executive officers of the fund are paid as part of the expense of the fund and not directly from the gross proceeds of the offering.
None listed on this filingEDGAR ↗
Jul 22, 2013 D/A
FQ Balanced Risk Commodity Index Fund Ltd
File 021-157781
$0$0$0
Directors and executive officers of the fund are paid as part of the expense of the fund and not directly from the gross proceeds of the offering.
None listed on this filingEDGAR ↗
Aug 16, 2012 D/A
FQ A-Squared Fund Ltd.
File 021-136895
$0$0$0None listed on this filingEDGAR ↗
Aug 16, 2012 D/A
FQ GLOBAL OPPORTUNITIES FUND LTD
File 021-90910
$0$0$0None listed on this filingEDGAR ↗
Aug 16, 2012 D/A
FQ Alpha Prime Fund Ltd.
File 021-146588
$0$0$0None listed on this filingEDGAR ↗
Aug 16, 2012 D/A
FQ GLOBAL DIVERSIFIED ALPHA FUND LTD
File 021-162082
$0$0$0None listed on this filingEDGAR ↗
Feb 7, 2012 D/A
FQ Global Diversified Return Fund Ltd.
File 021-141743
$0$0$0None listed on this filingEDGAR ↗
Jan 3, 2011 D/A
FQ GLOBAL DIVERSIFIED ALPHA FUND LTD
File 021-93089
$0$0$0None listed on this filingEDGAR ↗

Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across every filing this person is listed on (latest filing per offering, per issuer).

Deals 7

Every issuer that named Jia Ye on a Form D, newest first. A Form D is the notice a company files after it starts selling a private investment.

FQ
Pooled Investment Fund · group: First

First Quadrant Essential Beta Fund Ltd.

Pasadena, CA · Dec 29, 2010 → Jul 22, 2013 · 5 filings
  • Jul 22, 2013 · D/A · $1,269,286,437 sold of $3,236,691,669 · 6 investors · min. $1,000,000 · role: Executive Officer EDGAR ↗
  • Aug 16, 2012 · D/A · $412,801,859 sold of $3,787,920,000 · 2 investors · min. $1,000,000 · role: Executive Officer EDGAR ↗
  • Feb 7, 2012 · D/A · $412,801,859 sold of $3,787,920,000 · 2 investors · min. $1,000,000 · role: Executive Officer EDGAR ↗
  • Jun 30, 2011 · D/A · $247,230,400 sold of $3,787,920,000 · 2 investors · min. $1,000,000 · role: Executive Officer EDGAR ↗
  • Dec 29, 2010 · D/A · $247,230,400 sold of $3,787,920,000 · 2 investors · min. $1,000,000 · role: Executive Officer EDGAR ↗

Raised $1.86B from 6 investors (57% of the $3.24B target) as of the latest filing. Jia is listed as executive officer on 5 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

FB
Pooled Investment Fund · group: First

FQ Balanced Risk Commodity Index Fund Ltd

Pasadena, CA · Apr 4, 2011 → Jul 22, 2013 · 5 filings
  • Jul 22, 2013 · D/A · $261,986,964 sold of $3,851,460,000 · 5 investors · min. $1,000,000 · role: Executive Officer EDGAR ↗
  • Aug 16, 2012 · D/A · $280,612,136 sold of $3,851,460,000 · 2 investors · min. $1,000,000 · role: Executive Officer EDGAR ↗
  • Feb 7, 2012 · D/A · $280,612,136 sold of $3,851,460,000 · 2 investors · min. $1,000,000 · role: Executive Officer EDGAR ↗
  • Jun 30, 2011 · D/A · $182,500,000 sold of $3,851,460,000 · 2 investors · min. $1,000,000 · role: Executive Officer EDGAR ↗
  • Apr 4, 2011 · D · $182,500,000 sold of $3,851,460,000 · 2 investors · min. $1,000,000 · role: Executive Officer EDGAR ↗

Raised $280.6M from 5 investors (7% of the $3.85B target) as of the latest filing. Jia is listed as executive officer on 5 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

FG
Pooled Investment Fund · group: Fq Global Diversified

FQ GLOBAL OPPORTUNITIES FUND LTD

Pasadena, CA · Mar 31, 2010 → Aug 16, 2012 · 5 filings
  • Aug 16, 2012 · D/A · $272,589,287 sold of $2,277,840,000 · 1 investors · min. $1,000,000 · role: Executive Officer EDGAR ↗
  • Feb 7, 2012 · D/A · $272,589,287 sold of $2,277,840,000 · 1 investors · min. $1,000,000 · role: Executive Officer EDGAR ↗
  • Jun 30, 2011 · D/A · $339,588,223 sold of $2,277,840,000 · 1 investors · min. $1,000,000 · role: Executive Officer EDGAR ↗
  • Dec 30, 2010 · D/A · $339,588,223 sold of $2,277,840,000 · 1 investors · min. $1,000,000 · role: Executive Officer EDGAR ↗
  • Mar 31, 2010 · D/A · $200,896,965 sold of $2,187,090,000 · 1 investors · min. $1,000,000 · role: Executive Officer EDGAR ↗

Raised $339.6M from 1 investor (15% of the $2.28B target) as of the latest filing. Jia is listed as executive officer on 5 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

FG
Pooled Investment Fund · group: Fq Global Diversified

FQ GLOBAL DIVERSIFIED ALPHA FUND LTD

Pasadena, CA · Apr 1, 2010 → Aug 16, 2012 · 6 filings
  • Aug 16, 2012 · D/A · $45,000,000 sold of $3,796,920,000 · 6 investors · min. $1,000,000 · role: Executive Officer EDGAR ↗
  • Feb 7, 2012 · D/A · $45,000,000 sold of $3,796,920,000 · 6 investors · min. $1,000,000 · role: Executive Officer EDGAR ↗
  • Feb 7, 2012 · D/A · $45,000,000 sold of $3,796,920,000 · 6 investors · min. $1,000,000 · role: Executive Officer EDGAR ↗
  • Jun 30, 2011 · D · $54,842,868 sold of $3,796,920,000 · 6 investors · min. $1,000,000 · role: Executive Officer EDGAR ↗
  • Jan 3, 2011 · D/A · $54,842,868 sold of $3,796,920,000 · 6 investors · min. $1,000,000 · role: Executive Officer EDGAR ↗
  • Apr 1, 2010 · D/A · $83,021,947 sold of $3,805,320,000 · 6 investors · min. $1,000,000 · role: Executive Officer EDGAR ↗

Raised $83M from 6 investors (2% of the $3.8B target) as of the latest filing. Jia is listed as executive officer on 6 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

FA
Pooled Investment Fund · group: Fq Global Diversified

FQ A-Squared Fund Ltd.

Pasadena, CA · Dec 14, 2009 → Aug 16, 2012 · 6 filings
  • Aug 16, 2012 · D/A · $46,616,883 sold of $1,000,000,000 · 3 investors · min. $1,000,000 · role: Executive Officer EDGAR ↗
  • Feb 7, 2012 · D/A · $46,616,883 sold of $1,000,000,000 · 3 investors · min. $1,000,000 · role: Executive Officer EDGAR ↗
  • Jun 30, 2011 · D/A · $77,287,000 sold of $1,000,000,000 · 3 investors · min. $1,000,000 · role: Executive Officer EDGAR ↗
  • Apr 4, 2011 · D/A · $77,287,000 sold of $1,000,000,000 · 3 investors · min. $1,000,000 · role: Executive Officer EDGAR ↗
  • Jan 3, 2011 · D/A · $155,415,163 sold of $1,000,000,000 · 3 investors · min. $1,000,000 · role: Executive Officer EDGAR ↗
  • Dec 14, 2009 · D · $77,287,000 sold of $1,000,000,000 · 3 investors · min. $1,000,000 · role: Executive Officer EDGAR ↗

Raised $155.4M from 3 investors (16% of the $1B target) as of the latest filing. Jia is listed as executive officer on 6 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

FA
Pooled Investment Fund · group: Fq Global Diversified

FQ Alpha Prime Fund Ltd.

Pasadena, CA · Aug 18, 2010 → Aug 16, 2012 · 6 filings
  • Aug 16, 2012 · D/A · $24,525,342 sold of $1,000,000,000 · 2 investors · min. $1,000,000 · role: Executive Officer EDGAR ↗
  • Feb 7, 2012 · D/A · $24,525,342 sold of $1,000,000,000 · 2 investors · min. $1,000,000 · role: Executive Officer EDGAR ↗
  • Jan 9, 2012 · D/A · $17,632,059 sold of $1,000,000,000 · 2 investors · min. $1,000,000 · role: Executive Officer EDGAR ↗
  • Jan 6, 2012 · D/A · $17,632,059 sold of $1,000,000,000 · 2 investors · min. $1,000,000 · role: Executive Officer EDGAR ↗
  • Jan 3, 2011 · D/A · $92,387,002 sold of $1,000,000,000 · 2 investors · min. $1,000,000 · role: Executive Officer EDGAR ↗
  • Aug 18, 2010 · D · $65,461,000 sold of $1,000,000,000 · 2 investors · min. $1,000,000 · role: Executive Officer EDGAR ↗

Raised $92.4M from 2 investors (9% of the $1B target) as of the latest filing. Jia is listed as executive officer on 6 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

FG
Pooled Investment Fund · group: Fq Global Diversified

FQ Global Diversified Return Fund Ltd.

Pasadena, CA · May 10, 2010 → Feb 7, 2012 · 4 filings
  • Feb 7, 2012 · D/A · $38,426,947 sold of $2,496,920,000 · 7 investors · min. $1,000,000 · role: Executive Officer EDGAR ↗
  • Jun 30, 2011 · D/A · $269,863,393 sold of $2,496,920,000 · 7 investors · min. $1,000,000 · role: Executive Officer EDGAR ↗
  • Jan 3, 2011 · D/A · $269,863,393 sold of $2,496,920,000 · 7 investors · min. $1,000,000 · role: Executive Officer EDGAR ↗
  • May 10, 2010 · D · $801,909,869 sold of $2,459,030,000 · 7 investors · min. $1,000,000 · role: Executive Officer EDGAR ↗

Raised $801.9M from 7 investors (32% of the $2.5B target) as of the latest filing. Jia is listed as executive officer on 4 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

Other pages with the same name (1)

Separate person records under the same name, not combined with this page. Each line says whether it shares an issuer with this record.

  • Jia Jia Ye — CT, 1 issuer, Nov 10, 2020 → Nov 10, 2020 · no shared issuer

People around Jia 20

Officers, directors, promoters and management entities named on the same filings, as of Oct 23, 2026, 5:45 PM ET.

DL
No photo found yet (own website and image search run after this page is viewed)
Person

Dori Levanoni

Executive Officer · 37 shared filings (7 issuers)

Dori Levanoni is on 7 issuers in total — a repeat sponsor. Their page lists every one.

AG
No photo found yet (own website and image search run after this page is viewed)
Person

Affiliated Managers Group

Executive Officer · 37 shared filings (7 issuers)

Affiliated Managers Group is on 7 issuers in total — a repeat sponsor. Their page lists every one.

KF
No photo found yet (own website and image search run after this page is viewed)
Person

Kenneth J. Ferguson

Executive Officer · 35 shared filings (7 issuers)

Kenneth J. Ferguson is on 7 issuers in total — a repeat sponsor. Their page lists every one.

RD
No photo found yet (own website and image search run after this page is viewed)
Person

R. Max Darnell

Executive Officer · 32 shared filings (6 issuers)

R. Max Darnell is on 6 issuers in total — a repeat sponsor. Their page lists every one.

TM
No photo found yet (own website and image search run after this page is viewed)
Person

Timothy Meckel

Director · 29 shared filings (7 issuers)

Timothy Meckel is on 7 issuers in total — a repeat sponsor. Their page lists every one.

CK
No photo found yet (own website and image search run after this page is viewed)
Person

Curtis J Ketterer

Executive Officer · 26 shared filings (5 issuers)

Curtis J Ketterer is on 5 issuers in total — a repeat sponsor. Their page lists every one.

JM
No photo found yet (own website and image search run after this page is viewed)
Person

Jeff Murphy

Director · 26 shared filings (6 issuers)

Jeff Murphy is on 6 issuers in total — a repeat sponsor. Their page lists every one.

EP
No photo found yet (own website and image search run after this page is viewed)
Person

Edgar E. Peters

Executive Officer · 21 shared filings (4 issuers)

Listed on the same filings as Jia Ye. Their page shows their other deals.

EP
No photo found yet (own website and image search run after this page is viewed)
Person

Ed E. Peters

Executive Officer · 16 shared filings (3 issuers)

Listed on the same filings as Jia Ye. Their page shows their other deals.

CK
No photo found yet (own website and image search run after this page is viewed)
Person

Curt J. Ketterer

Executive Officer · 11 shared filings (2 issuers)

Listed on the same filings as Jia Ye. Their page shows their other deals.

KR
No photo found yet (own website and image search run after this page is viewed)
Person

Kent C. Roberts, II

Executive Officer · 10 shared filings (6 issuers) · also on 1 other issuer

Kent C. Roberts, II is on 7 issuers in total — a repeat sponsor. Their page lists every one.

CL
No photo found yet (own website and image search run after this page is viewed)
Person

Christopher G. Luck

Executive Officer · 9 shared filings (5 issuers)

Christopher G. Luck is on 5 issuers in total — a repeat sponsor. Their page lists every one.

CF
No photo found yet (own website and image search run after this page is viewed)
Person

Chuck Fannin

Executive Officer · 8 shared filings (5 issuers)

Chuck Fannin is on 5 issuers in total — a repeat sponsor. Their page lists every one.

JM
No photo found yet (own website and image search run after this page is viewed)
Person

Jeffrey Murphy

Director · 7 shared filings (2 issuers)

Listed on the same filings as Jia Ye. Their page shows their other deals.

JG
No photo found yet (own website and image search run after this page is viewed)
Person

Joseph A. Germain

Director · 6 shared filings (6 issuers)

Joseph A. Germain is on 6 issuers in total — a repeat sponsor. Their page lists every one.

RD
No photo found yet (own website and image search run after this page is viewed)
Person

Ronnie Max Darnell

Executive Officer · 5 shared filings (1 issuer)

Listed on the same filings as Jia Ye. Their page shows their other deals.

SL
No photo found yet (own website and image search run after this page is viewed)
Person

Stephane Lachance

Director · 2 shared filings (2 issuers) · also on 144 other issuers

Stephane Lachance is on 146 issuers in total — a repeat sponsor. Their page lists every one.

RP
No photo found yet (own website and image search run after this page is viewed)
Person

Roger Priaulx

Director · 2 shared filings (2 issuers) · also on 12 other issuers

Roger Priaulx is on 14 issuers in total — a repeat sponsor. Their page lists every one.

ND
No photo found yet (own website and image search run after this page is viewed)
Person

Nathaniel Dalton

Director · 2 shared filings (1 issuer) · also on 1 other issuer

Listed on the same filings as Jia Ye. Their page shows their other deals.

JB
No photo found yet (own website and image search run after this page is viewed)
Person

Joel L. Brouwer

Executive Officer, Director · 2 shared filings (2 issuers) · also on 2 other issuers

Listed on the same filings as Jia Ye. Their page shows their other deals.

The team behind the deals

FG
Sponsor group

Fq Global Diversified

5 issuers · 27 filings · $427.2M reported sold · 2009–2012

One team, 5 deal companies. Jia Ye is listed on 5 of them.

Sources

Issuers are grouped when their Form D filings share related persons, a management entity or a business address (automatic match from the filings). "Listed" marks the issuers that name Jia Ye.

F
Sponsor group

First

3 issuers · 29 filings · $1B reported sold · 2010–2020

One team, 3 deal companies. Jia Ye is listed on 2 of them.

Sources

Issuers are grouped when their Form D filings share related persons, a management entity or a business address (automatic match from the filings). "Listed" marks the issuers that name Jia Ye.

Registrations and other filings

Business registration (state registry / Secretary of State)

Individuals are not matched to business registrations — registries list companies, and a name alone is not enough to tie a person to one. Officers and managers appear by name inside each matched company's record on the issuer pages. Registries searched: AL (Alabama Secretary of State — Business Entity Records (arc-sos.state.al.us), searched by issuer name, data as of Oct 24, 2026); CO (Colorado Secretary of State — Business Entities in Colorado (data.colorado.gov), data as of Oct 23, 2026); CT (Connecticut Secretary of the State — Business Registry (data.ct.gov), data as of Oct 24, 2026); FL (Florida Department of State, Division of Corporations — quarterly corporate data file (Sunbiz), data as of Oct 7, 2026); NY (New York Department of State — Corporations and Other Entities (data.ny.gov: All Filings + Active Corporations), data as of Oct 20, 2026); OR (Oregon Secretary of State — Active Businesses, All (data.oregon.gov), data as of Oct 20, 2026); PA (Pennsylvania Department of State — Registered Businesses, Current (data.pa.gov), data as of Oct 6, 2026); TX (Texas Comptroller — Active Franchise Taxpayers incl. Secretary of State file data (data.texas.gov), data as of Oct 24, 2026). Registries of other states have not been searched: many publish no bulk file and require a CAPTCHA or bot challenge on their search page, which we do not bypass (Delaware, for example, offers no public bulk file).

Adviser registration (Form ADV)

None of the 7 issuers this person is listed on appears in Form ADV (searched 24,962 advisers as of Oct 2, 2026). A person is never an adviser firm; Form ADV is checked for the issuers and the management companies they are listed with.

Other offering types (Regulation A and Regulation Crowdfunding)

Searched SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 (51,358 records as of Oct 23, 2026, 8:41 PM ET) — nothing matched this name.

Property records none — individuals are not matched

Property records are matched to companies only, never to individuals, so none are matched to Jia Ye by design. Searched property records in Hillsborough County FL (Clerk recorded-document index Oct 14, 2026 to Oct 15, 2026 + FL DOR 2026 ownership roll), Miami-Dade County FL (FL DOR 2026 ownership roll), Harris County TX (HCAD 2026 ownership roll), Dallas County TX (DCAD 2026 ownership roll), New York City ACRIS documents and PLUTO ownership rows already retrieved for other issuers, Cook County IL sale and ownership rows already retrieved for other issuers (814,874 records as of Oct 23, 2026, 8:59 PM ET) for the 7 issuers this person is listed on — nothing matched.

Public profiles and social

Websites and social links of the issuers Jia Ye is listed on: none on file. No website or social profile named in FQ Global Diversified Return Fund Ltd.'s SEC filings (Form C, Reg A, Form ADV; checked Oct 24, 2026). Web search for this name: #344,169 of 374,652 in line (1,386 issuers searched so far). One-tap searches: Look further ↓

Look further

One-tap searches on sites we do not index ourselves, with the name pre-filled (Pasadena, CA). Each opens in a new tab; what you find there is not verified by PartnerFacts.

Social and web

LinkedIn people search ↗Instagram ↗X (Twitter) ↗Facebook ↗YouTube ↗Google ↗Google Images ↗Google News ↗Meta Ad Library ↗

Courts

CourtListener / RECAP (federal) ↗PACER case locator (federal, login) ↗California — find the county court ↗Los Angeles Superior Court case search ↗

Securities regulators

SEC EDGAR full-text search ↗SEC action look-up ↗FINRA BrokerCheck ↗SEC IAPD adviser search ↗

Business registries

California Secretary of State business search ↗OpenCorporates ↗

Change history

No corrections have been requested for this page.

Every fact links to its public-record source. Plain-English notes next to a fact are our reading of that fact, not a rating. Request a correction · Facts policy

Request a correction

Free. Logged with status: received → under review → fixed / confirmed with source.

Add a response

If this is you or your firm, add a sourced explanation next to any fact. Reviewed before publishing.

Monitor this person

Members get an email when Jia Ye appears on a new Form D, or when a court case or SEC action is matched to them. See plans →