Ed E. Peters is listed as an executive officer on 17 SEC Form D filings by 3 issuers between Dec 2009 and Jul 2013: First Quadrant Essential Beta Fund Ltd. (Pasadena, CA — pooled investment fund — 2010–2013; $1.86B reported sold to 6 investors), FQ GLOBAL OPPORTUNITIES FUND LTD (Pasadena, CA — pooled investment fund — 2010–2012; $339.6M reported sold to 1 investors) and FQ A-Squared Fund Ltd. (Pasadena, CA — pooled investment fund — 2009–2012; $155.4M reported sold to 3 investors).
What this means A repeat sponsor — 3 separate companies raised money with this person listed as executive officer, over about 4 years. Across those companies the filings report $2.35B sold in total.
Listed alongside Affiliated Managers Group (17 shared filings), Curtis J Ketterer (17 shared filings), Dori Levanoni (17 shared filings), R. Max Darnell (17 shared filings), Jia Ye (16 shared filings) and 13 others.
What this means These are the other officers, directors or promoters the companies named on the same forms — the team around Ed. Each name links to their own page.
The issuers belong to 2 sponsor groups: Fq Global Diversified (5 issuers, $427.2M reported sold, 2009–2012) and First (3 issuers, $1B reported sold, 2010–2020).
What this means This person is listed across more than one sponsor team; each group page shows that team's full track record.
Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AZ, CA, DE, TX, WA) — none found.
What this means Nothing turned up where we looked (3 sources). That does not prove there is nothing — it means none was found in those sources on that date.
We compared 17 public filings for Ed E. Peters and found 8 differences, 2 worth asking the sponsor about: 4 offerings reported less sold on a later filing than an earlier one; Ed E. Peters is no longer listed on the Jun 30, 2014 amendment; and more below.
What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.