Edgar E. Peters is listed as an executive officer on 21 SEC Form D filings by 4 issuers between Apr 2010 and Jul 2013: FQ Global Diversified Return Fund Ltd. (Pasadena, CA — pooled investment fund — 2010–2012; $801.9M reported sold to 7 investors), FQ Balanced Risk Commodity Index Fund Ltd (Pasadena, CA — pooled investment fund — 2011–2013; $280.6M reported sold to 5 investors), FQ Alpha Prime Fund Ltd. (Pasadena, CA — pooled investment fund — 2010–2012; $92.4M reported sold to 2 investors) and FQ GLOBAL DIVERSIFIED ALPHA FUND LTD (Pasadena, CA — pooled investment fund — 2010–2012; $83M reported sold to 6 investors).
What this means A repeat sponsor — 4 separate companies raised money with this person listed as executive officer, over about 3 years. Across those companies the filings report $1.26B sold in total.
The issuers belong to 2 sponsor groups: Fq Global Diversified (5 issuers, $427.2M reported sold, 2009–2012) and First (3 issuers, $1B reported sold, 2010–2020).
What this means This person is listed across more than one sponsor team; each group page shows that team's full track record.
Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AZ, CA, DE, TX, WA) — 3 bankruptcy cases matching the name listed in Key records below.
What this means 3 records came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.
We compared 21 public filings for Edgar E. Peters and found 13 differences, 5 worth asking the sponsor about: 7 offerings reported less sold on a later filing than an earlier one; Investor count went down between filings; and more below.
What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.