Jeff Murphy is listed as a director on 26 SEC Form D filings by 6 issuers between Mar 2010 and Aug 2012. Largest by amount reported sold: First Quadrant Essential Beta Fund Ltd. (Pasadena, CA — pooled investment fund — 2010–2012; $1.86B reported sold to 6 investors), FQ Global Diversified Return Fund Ltd. (Pasadena, CA — pooled investment fund — 2010–2012; $801.9M reported sold to 7 investors), FQ GLOBAL OPPORTUNITIES FUND LTD (Pasadena, CA — pooled investment fund — 2010–2012; $339.6M reported sold to 1 investors), FQ A-Squared Fund Ltd. (Pasadena, CA — pooled investment fund — 2011; $155.4M reported sold to 3 investors), FQ Alpha Prime Fund Ltd. (Pasadena, CA — pooled investment fund — 2010–2012; $92.4M reported sold to 2 investors) and 1 more (all listed below).
What this means A repeat sponsor — 6 separate companies raised money with this person listed as director, over about 2 years. Across those companies the filings report $3.33B sold in total.
The issuers belong to 2 sponsor groups: Fq Global Diversified (5 issuers, $427.2M reported sold, 2009–2012) and First (3 issuers, $1B reported sold, 2010–2020).
What this means This person is listed across more than one sponsor team; each group page shows that team's full track record.
Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CT, DE, FINRA, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, OK, OR, PA, RI, SC, SD, TN, TX, VT, WA, WI, WV, WY) — 5 bankruptcy cases matching the name listed in Key records below.
What this means 5 records came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.
We compared 26 public filings for Jeff Murphy and found 13 differences, 6 worth asking the sponsor about: 7 offerings reported less sold on a later filing than an earlier one; Jeff Murphy appears on 6 deals that stopped filing before reaching their target; and more below.
What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.