Sponsor Check › Person
Related person on Form D filings · address state as listed: NY · listed Mar 16, 2009 → Oct 15, 2026
Data last updated: Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: not yet · SEC enforcement last checked: not yet
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State courts: not yet searched. No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.
Comparisons are made for sponsors and sponsor groups, not individual people.
19 of 45 offerings report sales commissions totalling $1,653,207,587; 0 report finder's fees; 0 report proceeds to related persons. (includes amounts the issuer reported as estimates)
| Source | Offering (latest filing) | Sales commissions | Finder's fees | To insiders | Paid to sell it |
|---|---|---|---|---|---|
| EDGAR ↗ | Oct 15, 2026 D/A File 021-81717 | $2,734,851 (est.) | $0 | $0 | M.D. Sass Securities, L.L.C. BrokerCheck CRD 139760 ↗ CAIS Capital LLC BrokerCheck CRD 154512 ↗ |
| EDGAR ↗ | Oct 15, 2026 D/A File 021-222156 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Oct 15, 2026 D/A File 021-95982 | $1,629,068,331 (est.) | $0 | $0 | M.D. Sass Securities, L.L.C. BrokerCheck CRD 139760 ↗ CAIS Capital LLC BrokerCheck CRD 154512 ↗ |
| EDGAR ↗ | Oct 9, 2026 D/A File 021-495754 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Oct 8, 2026 D File 021-600511 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Sep 1, 2026 D File 021-595999 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Jul 9, 2026 D/A File 021-451429 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Jul 9, 2026 D/A File 021-486230 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Mar 31, 2026 D File 021-578472 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Mar 23, 2026 D/A File 021-542509 | $48,125 | $0 | $0 | Skypoint Capital Partners, LLC BrokerCheck CRD 310410 ↗ Rockefeller Financial LLC BrokerCheck CRD 291361 ↗ |
| EDGAR ↗ | Mar 9, 2026 D/A File 021-506955 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Feb 10, 2026 D/A File 021-537699 | $208,649 (est.) | $0 | $0 | Threadmark LP BrokerCheck CRD 173318 ↗ |
| EDGAR ↗ | Feb 10, 2026 D/A File 021-537704 | $208,649 (est.) | $0 | $0 | Threadmark LP BrokerCheck CRD 173318 ↗ |
| EDGAR ↗ | Feb 9, 2026 D/A File 021-537693 | $208,649 (est.) | $0 | $0 | Threadmark LP BrokerCheck CRD 173318 ↗ |
| EDGAR ↗ | Oct 15, 2025 D/A File 021-106487 | $782,202 (est.) | $0 | $0 | M.D. Sass Securities, L.L.C. BrokerCheck CRD 139760 ↗ |
| EDGAR ↗ | Oct 15, 2025 D/A File 021-139406 | $5,510,910 (est.) | $0 | $0 | M.D. Sass Securities, L.L.C. BrokerCheck CRD 139760 ↗ |
| EDGAR ↗ | Oct 15, 2025 D/A File 021-154781 | $1,438,744 (est.) | $0 | $0 | M.D. Sass Securities, L.L.C. BrokerCheck CRD 139760 ↗ |
| EDGAR ↗ | Dec 9, 2024 D/A File 021-499160 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Dec 9, 2024 D/A File 021-499163 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Dec 26, 2023 D/A File 021-468588 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Jan 19, 2023 D File 021-471244 | $6,250 | $0 | $0 | Charles B. Harrison BrokerCheck CRD 3071551 ↗ via H&L Equities, LLC (CRD 113794 ↗) Scott Harrison BrokerCheck CRD 4981070 ↗ via H&L Equities, LLC (CRD 113794 ↗) Lori Mayfield BrokerCheck CRD 4899271 ↗ via H&L Equities, LLC (CRD 113794 ↗) Patrick J. Whelchel BrokerCheck CRD 5389090 ↗ via H&L Equities, LLC (CRD 113794 ↗) |
| EDGAR ↗ | Aug 31, 2022 D File 021-457575 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Aug 31, 2022 D File 021-457582 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Aug 30, 2022 D File 021-457374 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Aug 30, 2022 D File 021-457407 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Aug 30, 2022 D File 021-457391 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Jul 30, 2021 D File 021-408364 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Jun 4, 2021 D/A File 021-368170 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Jun 4, 2021 D/A File 021-368253 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Mar 29, 2021 D File 021-393923 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Jan 8, 2021 D/A File 021-329980 | $25,651 (est.) | $0 | $0 | Mercury Capital Advisors, LLC BrokerCheck CRD 152338 ↗ Amherst Pierpont Securities LLC BrokerCheck CRD 150696 ↗ |
| EDGAR ↗ | Jan 8, 2021 D/A File 021-329971 | $225,651 (est.) | $0 | $0 | Mercury Capital Advisors, LLC BrokerCheck CRD 152338 ↗ Amherst Pierpont Securities LLC BrokerCheck CRD 150696 ↗ |
| EDGAR ↗ | Jan 8, 2021 D/A File 021-330964 | $25,651 (est.) | $0 | $0 | Mercury Capital Advisors, LLC BrokerCheck CRD 152338 ↗ Amherst Pierpont Securities LLC BrokerCheck CRD 150696 ↗ |
| EDGAR ↗ | Jan 8, 2020 D/A File 021-329985 | $25,224 (est.) | $0 | $0 | Mercury Capital Advisors, LLC BrokerCheck CRD 152338 ↗ |
| EDGAR ↗ | Dec 10, 2019 D File 021-355220 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Nov 8, 2019 D File 021-352909 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Aug 3, 2018 D/A File 021-222151 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Jan 25, 2018 D File 021-304110 | $6,250 | $0 | $0 | Charles B. Harrison BrokerCheck CRD 3071551 ↗ via H & L Equities, LLC (CRD 113794 ↗) Scott Harrison BrokerCheck CRD 4981070 ↗ via H & L Equities, LLC (CRD 113794 ↗) Phyllis Johnson BrokerCheck CRD 1020488 ↗ via H & L Equities, LLC (CRD 113794 ↗) Patrick J. Whelchel BrokerCheck CRD 5389090 ↗ via H & L Equities, LLC (CRD 113794 ↗) Lori Mayfield BrokerCheck CRD 4899271 ↗ via H & L Equities, LLC (CRD 113794 ↗) |
| EDGAR ↗ | Jun 14, 2016 D/A File 021-241777 | $0 | $0 | $0 | N/A no CRD number reported |
| EDGAR ↗ | Aug 4, 2015 D/A File 021-173376 | $18,409 (est.) | $0 | $0 | M.D. Sass Securities, L.L.C. BrokerCheck CRD 139760 ↗ |
| EDGAR ↗ | Jun 19, 2014 D File 021-219526 | $0 | $0 | $0 | N/A no CRD number reported |
| EDGAR ↗ | Jan 30, 2014 D File 021-211024 | $6,250 | $0 | $0 | Charles B. Harrison BrokerCheck CRD 3071551 ↗ via H & L Equities, LLC (CRD 113794 ↗) Scott Harrison BrokerCheck CRD 4981070 ↗ via H & L Equities, LLC (CRD 113794 ↗) Phyllis J. Beck BrokerCheck CRD 5389090 ↗ via H & L Equities, LLC (CRD 113794 ↗) Patrick J. Whelchel BrokerCheck CRD 5389090 ↗ via H & L Equities, LLC (CRD 113794 ↗) Lori Mayfield BrokerCheck CRD 4899271 ↗ via H & L Equities, LLC (CRD 113794 ↗) |
| EDGAR ↗ | Dec 5, 2013 D File 021-207488 | $12,394,042 | $0 | $0 | FBR Capital Markets & Co. BrokerCheck CRD 25027 ↗ |
| EDGAR ↗ | Jun 15, 2011 D/A File 021-142872 | $265,099 | $0 | $0 | M.D. Sass Securities, L.L.C BrokerCheck CRD 139760 ↗ |
| EDGAR ↗ | Jun 16, 2010 D/A File 021-131808 | $0 | $0 | $0 | M.D. Sass Securities, L.L.C. BrokerCheck CRD 139760 ↗ |
As reported by the issuer on Form D (Items 12–15), latest filing per offering (one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.
Counted across every filing this person is listed on (latest filing per offering, per issuer).
| Source | Issuer | Role | Filed | Form | Offering | Sold | Investors | Min. investment |
|---|---|---|---|---|---|---|---|---|
| EDGAR ↗ | Waterfall Sandstone Fund, L.P. group: Waterfall | Executive Officer | Oct 15, 2026 | D/A | Indefinite similar: $155,000–$5,250,000 | $500,050,000 | 3 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | WATERFALL EDEN FUND LP group: Waterfall | Executive Officer | Oct 15, 2026 | D/A | Indefinite similar: $155,000–$5,250,000 | $1,268,572,872 | 212 similar: 4–27 | $1,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Waterfall Eden Fund Ltd group: Waterfall | Executive Officer | Oct 15, 2026 | D/A | Indefinite similar: $155,000–$5,250,000 | $3,580,722,991 | 252 similar: 4–27 | $1,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | WATERFALL STRUCTURED CREDIT DISLOCATION FUND, LP group: Waterfall | Executive Officer | Oct 9, 2026 | D/A | Indefinite similar: $155,000–$5,250,000 | $400,000,000 | 1 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Waterfall Greenbrook Fund, LP group: Waterfall | Executive Officer | Oct 8, 2026 | D | Indefinite similar: $155,000–$5,250,000 | $0 | 0 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Waterfall Eden ERISA Fund, LP group: Waterfall | Executive Officer | Sep 1, 2026 | D | Indefinite similar: $155,000–$5,250,000 | $0 | 0 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Waterfall Silver Spring Fund, LP group: Waterfall | Executive Officer | Jul 9, 2026 | D/A | Indefinite similar: $155,000–$5,250,000 | $200,250,000 | 2 similar: 4–27 | $100,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Waterfall Eagle Fund, LLC group: Waterfall | Executive Officer | Jul 9, 2026 | D/A | Indefinite similar: $155,000–$5,250,000 | $508,543,296 | 2 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Waterfall Waverly (Cayman) Fund, LP group: Waterfall | Executive Officer | Mar 31, 2026 | D | Indefinite similar: $155,000–$5,250,000 | $0 | 0 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Waterfall Affordable Housing Credit Fund I, LP group: Waterfall | Executive Officer | Mar 23, 2026 | D/A | Indefinite similar: $155,000–$5,250,000 | $116,310,000 | 105 similar: 4–27 | $50,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Waterfall LaSalle Fund, LLC group: Waterfall | Executive Officer | Mar 9, 2026 | D/A | Indefinite similar: $155,000–$5,250,000 | $105,539,529 | 4 similar: 4–27 | $1,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Waterfall Private Asset-Backed Credit Fund I (ERISA), LP group: Waterfall | Executive Officer | Feb 10, 2026 | D/A | $750,000,000 similar: $155,000–$5,250,000 | $24,000,000 | 1 similar: 4–27 | $5,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Waterfall Private Asset-Backed Credit Fund I (Cayman), LP group: Waterfall | Executive Officer | Feb 10, 2026 | D/A | $750,000,000 similar: $155,000–$5,250,000 | $116,152,000 | 11 similar: 4–27 | $5,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Waterfall Private Asset-Backed Credit Fund I, LP group: Waterfall | Executive Officer | Feb 9, 2026 | D/A | $750,000,000 similar: $155,000–$5,250,000 | $112,250,000 | 17 similar: 4–27 | $5,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Waterfall Victoria ERISA Fund, Ltd. group: Waterfall | Executive Officer | Oct 15, 2025 | D/A | Indefinite similar: $155,000–$5,250,000 | $981,530,000 | 13 similar: 4–27 | $1,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Waterfall Sandstone Fund, L.P. group: Waterfall | Executive Officer | Oct 15, 2025 | D/A | Indefinite similar: $155,000–$5,250,000 | $500,050,000 | 3 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Waterfall Victoria Fund, Ltd. group: Waterfall | Executive Officer | Oct 15, 2025 | D/A | Indefinite similar: $155,000–$5,250,000 | $1,592,079,296 | 99 similar: 4–27 | $1,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Waterfall Eden Fund Ltd group: Waterfall | Executive Officer | Oct 15, 2025 | D/A | Indefinite similar: $155,000–$5,250,000 | $3,573,003,293 | 251 similar: 4–27 | $1,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Waterfall Victoria Fund LP group: Waterfall | Executive Officer | Oct 15, 2025 | D/A | Indefinite similar: $155,000–$5,250,000 | $361,777,484 | 78 similar: 4–27 | $1,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | WATERFALL EDEN FUND LP group: Waterfall | Executive Officer | Oct 15, 2025 | D/A | Indefinite similar: $155,000–$5,250,000 | $1,268,572,872 | 212 similar: 4–27 | $1,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | WATERFALL STRUCTURED CREDIT DISLOCATION FUND, LP group: Waterfall | Executive Officer | Oct 14, 2025 | D/A | Indefinite similar: $155,000–$5,250,000 | $200,000,000 | 1 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Waterfall Silver Spring Fund, LP group: Waterfall | Executive Officer | Jul 9, 2025 | D/A | Indefinite similar: $155,000–$5,250,000 | $200,250,000 | 2 similar: 4–27 | $100,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Waterfall Eagle Fund, LLC group: Waterfall | Executive Officer | Jul 9, 2025 | D/A | Indefinite similar: $155,000–$5,250,000 | $508,543,296 | 2 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Waterfall Affordable Housing Credit Fund I, LP group: Waterfall | Executive Officer | Mar 31, 2025 | D | Indefinite similar: $155,000–$5,250,000 | $0 | 0 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Waterfall LaSalle Fund, LLC group: Waterfall | Executive Officer | Mar 7, 2025 | D/A | Indefinite similar: $155,000–$5,250,000 | $150,000,000 | 4 similar: 4–27 | $1,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Waterfall Private Asset-Backed Credit Fund I (Cayman), LP group: Waterfall | Executive Officer | Feb 7, 2025 | D | $750,000,000 similar: $155,000–$5,250,000 | $0 | 0 similar: 4–27 | $5,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Waterfall Private Asset-Backed Credit Fund I (ERISA), LP group: Waterfall | Executive Officer | Feb 7, 2025 | D | $750,000,000 similar: $155,000–$5,250,000 | $0 | 0 similar: 4–27 | $5,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Waterfall Private Asset-Backed Credit Fund I, LP group: Waterfall | Executive Officer | Feb 7, 2025 | D | $750,000,000 similar: $155,000–$5,250,000 | $0 | 0 similar: 4–27 | $5,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Waterfall Dislocation Opportunity Fund II (Cayman), LP group: Waterfall | Executive Officer | Dec 9, 2024 | D/A | $200,000,000 similar: $155,000–$5,250,000 | $48,000,000 | 6 similar: 4–27 | $5,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Waterfall Dislocation Opportunity Fund II, LP group: Waterfall | Executive Officer | Dec 9, 2024 | D/A | $200,000,000 similar: $155,000–$5,250,000 | $86,400,000 | 11 similar: 4–27 | $5,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | WATERFALL STRUCTURED CREDIT DISLOCATION FUND, LP group: Waterfall | Executive Officer Partner of the Investment Manager of the Issuer | Oct 24, 2024 | D/A | Indefinite similar: $155,000–$5,250,000 | $200,000,000 | 1 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Waterfall Victoria Fund, Ltd. group: Waterfall | Executive Officer | Oct 15, 2024 | D/A | Indefinite similar: $155,000–$5,250,000 | $1,592,079,296 | 99 similar: 4–27 | $1,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Waterfall Victoria Fund LP group: Waterfall | Executive Officer | Oct 15, 2024 | D/A | Indefinite similar: $155,000–$5,250,000 | $361,777,484 | 78 similar: 4–27 | $1,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Waterfall Victoria ERISA Fund, Ltd. group: Waterfall | Executive Officer | Oct 15, 2024 | D/A | Indefinite similar: $155,000–$5,250,000 | $981,530,000 | 13 similar: 4–27 | $1,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Waterfall Sandstone Fund, L.P. group: Waterfall | Executive Officer | Oct 15, 2024 | D/A | Indefinite similar: $155,000–$5,250,000 | $500,050,000 | 3 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Waterfall Eden Fund Ltd group: Waterfall | Executive Officer | Oct 15, 2024 | D/A | Indefinite similar: $155,000–$5,250,000 | $3,555,955,465 | 247 similar: 4–27 | $1,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | WATERFALL EDEN FUND LP group: Waterfall | Executive Officer | Oct 15, 2024 | D/A | Indefinite similar: $155,000–$5,250,000 | $1,268,376,122 | 212 similar: 4–27 | $1,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Waterfall Eagle Fund, LLC group: Waterfall | Executive Officer | Jul 9, 2024 | D/A | Indefinite similar: $155,000–$5,250,000 | $418,543,296 | 2 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Waterfall Silver Spring Fund, LP group: Waterfall | Executive Officer | Jul 9, 2024 | D/A | Indefinite similar: $155,000–$5,250,000 | $200,250,000 | 2 similar: 4–27 | $100,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Waterfall Eagle Fund, LLC group: Waterfall | Executive Officer | Jul 8, 2024 | D/A | Indefinite similar: $155,000–$5,250,000 | $406,426,420 | 2 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Waterfall LaSalle Fund, LLC group: Waterfall | Executive Officer | Mar 7, 2024 | D | Indefinite similar: $155,000–$5,250,000 | $0 | 0 similar: 4–27 | $1,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Waterfall Residential Credit Opportunity Fund I, LP group: Waterfall | Executive Officer | Dec 26, 2023 | D/A | $300,000,000 similar: $155,000–$5,250,000 | $100,250,000 | 2 similar: 4–27 | $5,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Waterfall Dislocation Opportunity Fund II, LP group: Waterfall | Executive Officer | Dec 8, 2023 | D | $200,000,000 similar: $155,000–$5,250,000 | $0 | 0 similar: 4–27 | $5,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Waterfall Dislocation Opportunity Fund II (Cayman), LP group: Waterfall | Executive Officer | Dec 8, 2023 | D | $200,000,000 similar: $155,000–$5,250,000 | $0 | 0 similar: 4–27 | $5,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | WATERFALL STRUCTURED CREDIT DISLOCATION FUND, LP group: Waterfall | Executive Officer Partner of the Investment Manager of the Issuer | Oct 27, 2023 | D | Indefinite similar: $155,000–$5,250,000 | $150,000,000 | 1 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Waterfall Victoria ERISA Fund, Ltd. group: Waterfall | Executive Officer | Oct 12, 2023 | D/A | Indefinite similar: $155,000–$5,250,000 | $981,530,000 | 13 similar: 4–27 | $1,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Waterfall Sandstone Fund, L.P. group: Waterfall | Executive Officer | Oct 12, 2023 | D/A | Indefinite similar: $155,000–$5,250,000 | $500,050,000 | 3 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Waterfall Victoria Fund, Ltd. group: Waterfall | Executive Officer | Oct 12, 2023 | D/A | Indefinite similar: $155,000–$5,250,000 | $1,589,648,962 | 99 similar: 4–27 | $1,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Waterfall Eden Fund Ltd group: Waterfall | Executive Officer | Oct 12, 2023 | D/A | Indefinite similar: $155,000–$5,250,000 | $3,534,697,671 | 240 similar: 4–27 | $1,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Waterfall Victoria Fund LP group: Waterfall | Executive Officer | Oct 12, 2023 | D/A | Indefinite similar: $155,000–$5,250,000 | $361,777,484 | 78 similar: 4–27 | $1,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | WATERFALL EDEN FUND LP group: Waterfall | Executive Officer | Oct 12, 2023 | D/A | Indefinite similar: $155,000–$5,250,000 | $1,266,108,706 | 212 similar: 4–27 | $1,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Waterfall Eagle Fund, LLC group: Waterfall | Executive Officer | Jul 7, 2023 | D/A | Indefinite similar: $155,000–$5,250,000 | $406,426,420 | 2 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Waterfall Silver Spring Fund, LP group: Waterfall | Executive Officer | Jul 7, 2023 | D | Indefinite similar: $155,000–$5,250,000 | $200,000,000 | 1 similar: 4–27 | $100,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Ready Capital Subsidiary REIT II, LLC group: Waterfall | Executive Officer, Director | Jan 19, 2023 | D | $125,000 similar: $125,000–$125,000 | $125,000 | 125 similar: 124–125 | $1,000 similar: $1,000–$1,000 |
| EDGAR ↗ | Waterfall Residential Credit Opportunity Fund I, LP group: Waterfall | Executive Officer, Director | Dec 23, 2022 | D | $300,000,000 similar: $155,000–$5,250,000 | $0 | 0 similar: 4–27 | $5,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Waterfall Victoria Fund, Ltd. group: Waterfall | Executive Officer | Oct 12, 2022 | D/A | Indefinite similar: $155,000–$5,250,000 | $1,589,574,129 | 99 similar: 4–27 | $1,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Waterfall Sandstone Fund, L.P. group: Waterfall | Executive Officer | Oct 12, 2022 | D/A | Indefinite similar: $155,000–$5,250,000 | $500,050,000 | 3 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Waterfall Victoria ERISA Fund, Ltd. group: Waterfall | Executive Officer | Oct 12, 2022 | D/A | Indefinite similar: $155,000–$5,250,000 | $981,530,000 | 13 similar: 4–27 | $1,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Waterfall Eden Fund Ltd group: Waterfall | Executive Officer | Oct 12, 2022 | D/A | Indefinite similar: $155,000–$5,250,000 | $3,475,122,183 | 234 similar: 4–27 | $1,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Waterfall Victoria Fund, Ltd. group: Waterfall | Executive Officer | Oct 12, 2022 | D/A | Indefinite similar: $155,000–$5,250,000 | $1,589,574,129 | 99 similar: 4–27 | $1,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | WATERFALL EDEN FUND LP group: Waterfall | Executive Officer | Oct 12, 2022 | D/A | Indefinite similar: $155,000–$5,250,000 | $1,261,382,955 | 209 similar: 4–27 | $1,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Waterfall Victoria Fund LP group: Waterfall | Executive Officer | Oct 12, 2022 | D/A | Indefinite similar: $155,000–$5,250,000 | $361,777,483 | 78 similar: 4–27 | $1,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Waterfall Dislocation Opportunity Fund (Cayman), LP group: Waterfall | Executive Officer | Aug 31, 2022 | D | $200,000,000 similar: $155,000–$5,250,000 | $0 | 0 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Waterfall Dislocation Opportunity Fund, LP group: Waterfall | Executive Officer | Aug 31, 2022 | D | $200,000,000 similar: $155,000–$5,250,000 | $0 | 0 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Waterfall Atlas Fund LP group: Waterfall | Executive Officer, Director | Aug 30, 2022 | D | $400,000,000 similar: $155,000–$5,250,000 | $280,224,688 | 36 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Waterfall Atlas Fund (Cayman) LP group: Waterfall | Executive Officer, Director | Aug 30, 2022 | D | $400,000,000 similar: $155,000–$5,250,000 | $0 | 0 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Waterfall Atlas Fund (TE) LP group: Waterfall | Executive Officer, Director | Aug 30, 2022 | D | $400,000,000 similar: $155,000–$5,250,000 | $0 | 0 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Waterfall Eagle Fund, LLC group: Waterfall | Executive Officer, Director | Jul 7, 2022 | D | Indefinite similar: $155,000–$5,250,000 | $259,439,939 | 2 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Waterfall Victoria Fund, Ltd. group: Waterfall | Executive Officer | Oct 12, 2021 | D/A | Indefinite similar: $155,000–$5,250,000 | $1,487,759,279 | 93 similar: 4–27 | $1,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Waterfall Victoria Fund LP group: Waterfall | Executive Officer | Oct 12, 2021 | D/A | Indefinite similar: $155,000–$5,250,000 | $285,027,483 | 73 similar: 4–27 | $1,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Waterfall Victoria ERISA Fund, Ltd. group: Waterfall | Executive Officer | Oct 12, 2021 | D/A | Indefinite similar: $155,000–$5,250,000 | $931,530,000 | 13 similar: 4–27 | $1,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Waterfall Sandstone Fund, L.P. group: Waterfall | Executive Officer | Oct 12, 2021 | D/A | Indefinite similar: $155,000–$5,250,000 | $500,050,000 | 3 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Waterfall Eden Fund Ltd group: Waterfall | Executive Officer | Oct 12, 2021 | D/A | Indefinite similar: $155,000–$5,250,000 | $3,352,712,908 | 230 similar: 4–27 | $1,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | WATERFALL EDEN FUND LP group: Waterfall | Executive Officer | Oct 12, 2021 | D/A | Indefinite similar: $155,000–$5,250,000 | $1,227,289,755 | 208 similar: 4–27 | $1,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | WSMF I AV LP group: Waterfall | Executive Officer, Director | Jul 30, 2021 | D | Indefinite similar: $155,000–$5,250,000 | $3,500,000 | 2 similar: 4–27 | $1,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Waterfall Osprey Master Fund, LP group: Waterfall | Executive Officer | Jun 4, 2021 | D/A | Indefinite similar: $155,000–$5,250,000 | $150,000,000 | 1 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Waterfall Osprey Fund, Ltd. group: Waterfall | Executive Officer | Jun 4, 2021 | D/A | Indefinite similar: $155,000–$5,250,000 | $150,000,000 | 1 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | SHARB Investors LP group: Waterfall | Executive Officer, Director | Mar 29, 2021 | D | Indefinite similar: $155,000–$5,250,000 | $15,000,000 | 5 similar: 4–27 | $1,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Waterfall Sentinel Fund I LP group: Waterfall | Executive Officer | Jan 8, 2021 | D/A | $300,000,000 similar: $155,000–$5,250,000 | $53,150,000 | 60 similar: 4–27 | $5,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Waterfall Sentinel Fund I (UB), LP group: Waterfall | Executive Officer | Jan 8, 2021 | D/A | $300,000,000 similar: $155,000–$5,250,000 | $30,000,000 | 1 similar: 4–27 | $5,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Waterfall Sentinel Fund I (Cayman I) LP group: Waterfall | Executive Officer | Jan 8, 2021 | D/A | $300,000,000 similar: $155,000–$5,250,000 | $20,000,000 | 3 similar: 4–27 | $5,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Waterfall Sandstone Fund, L.P. group: Waterfall | Executive Officer | Oct 9, 2020 | D/A | Indefinite similar: $155,000–$5,250,000 | $500,050,000 | 3 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Waterfall Victoria ERISA Fund, Ltd. group: Waterfall | Executive Officer | Oct 9, 2020 | D/A | Indefinite similar: $155,000–$5,250,000 | $706,530,000 | 13 similar: 4–27 | $1,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | WATERFALL EDEN FUND LP group: Waterfall | Executive Officer | Oct 9, 2020 | D/A | Indefinite similar: $155,000–$5,250,000 | $1,222,478,869 | 207 similar: 4–27 | $1,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Waterfall Victoria Fund LP group: Waterfall | Executive Officer | Oct 9, 2020 | D/A | Indefinite similar: $155,000–$5,250,000 | $232,763,222 | 73 similar: 4–27 | $1,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Waterfall Eden Fund Ltd group: Waterfall | Executive Officer | Oct 9, 2020 | D/A | Indefinite similar: $155,000–$5,250,000 | $3,137,339,855 | 227 similar: 4–27 | $1,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Waterfall Victoria Fund, Ltd. group: Waterfall | Executive Officer | Oct 9, 2020 | D/A | Indefinite similar: $155,000–$5,250,000 | $1,350,481,983 | 92 similar: 4–27 | $1,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Waterfall Osprey Master Fund, LP group: Waterfall | Executive Officer | Jun 3, 2020 | D | Indefinite similar: $155,000–$5,250,000 | $0 | 0 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Waterfall Osprey Fund, Ltd. group: Waterfall | Executive Officer | Jun 3, 2020 | D | Indefinite similar: $155,000–$5,250,000 | $0 | 0 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Waterfall Sentinel Fund I LP group: Waterfall | Executive Officer | Jan 8, 2020 | D/A | $300,000,000 similar: $155,000–$5,250,000 | $40,100,000 | 53 similar: 4–27 | $5,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Waterfall Sentinel Fund I (UB), LP group: Waterfall | Executive Officer | Jan 8, 2020 | D/A | $300,000,000 similar: $155,000–$5,250,000 | $30,000,000 | 1 similar: 4–27 | $5,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Waterfall Sentinel Fund I (Cayman II) LP group: Waterfall | Executive Officer | Jan 8, 2020 | D/A | $300,000,000 similar: $155,000–$5,250,000 | $0 | 0 similar: 4–27 | $5,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Waterfall Sentinel Fund I (Cayman I) LP group: Waterfall | Executive Officer | Jan 8, 2020 | D/A | $300,000,000 similar: $155,000–$5,250,000 | $10,000,000 | 2 similar: 4–27 | $5,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Waterfall Ithaca Fund, LLC group: Waterfall | Executive Officer | Dec 10, 2019 | D | Indefinite similar: $155,000–$5,250,000 | $2,050,000 | 17 similar: 4–27 | $50,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Ready Capital Corp group: Waterfall | Executive Officer, Director | Nov 8, 2019 | D | $10,290,000 similar: $125,000–$125,000 | $10,290,000 | 2 similar: 124–125 | No minimum reported similar: $1,000–$1,000 |
| EDGAR ↗ | Waterfall Victoria Fund, Ltd. group: Waterfall | Executive Officer | Aug 19, 2019 | D/A | Indefinite similar: $155,000–$5,250,000 | $1,131,978,915 | 85 similar: 4–27 | $1,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Waterfall Victoria Fund LP group: Waterfall | Executive Officer | Aug 19, 2019 | D/A | Indefinite similar: $155,000–$5,250,000 | $181,235,110 | 68 similar: 4–27 | $1,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Waterfall Victoria ERISA Fund, Ltd. group: Waterfall | Executive Officer | Aug 19, 2019 | D/A | Indefinite similar: $155,000–$5,250,000 | $449,680,000 | 13 similar: 4–27 | $1,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Waterfall Sandstone Fund, L.P. group: Waterfall | Executive Officer | Aug 19, 2019 | D/A | Indefinite similar: $155,000–$5,250,000 | $500,050,000 | 3 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Waterfall Eden Fund Ltd group: Waterfall | Executive Officer | Aug 19, 2019 | D/A | Indefinite similar: $155,000–$5,250,000 | $3,113,422,049 | 219 similar: 4–27 | $1,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | WATERFALL EDEN FUND LP group: Waterfall | Executive Officer | Aug 19, 2019 | D/A | Indefinite similar: $155,000–$5,250,000 | $1,193,437,732 | 201 similar: 4–27 | $1,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Waterfall Victoria Fund, Ltd. group: Waterfall | Executive Officer | Aug 5, 2019 | D/A | Indefinite similar: $155,000–$5,250,000 | $1,131,978,915 | 85 similar: 4–27 | $1,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Waterfall Victoria ERISA Fund, Ltd. group: Waterfall | Executive Officer | Aug 5, 2019 | D/A | Indefinite similar: $155,000–$5,250,000 | $449,680,000 | 13 similar: 4–27 | $1,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Waterfall Eden Fund Ltd group: Waterfall | Executive Officer | Aug 5, 2019 | D/A | Indefinite similar: $155,000–$5,250,000 | $3,113,422,049 | 219 similar: 4–27 | $1,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Waterfall Victoria Fund LP group: Waterfall | Executive Officer | Aug 5, 2019 | D/A | Indefinite similar: $155,000–$5,250,000 | $181,235,110 | 68 similar: 4–27 | $1,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | WATERFALL EDEN FUND LP group: Waterfall | Executive Officer | Aug 5, 2019 | D/A | Indefinite similar: $155,000–$5,250,000 | $1,193,437,732 | 201 similar: 4–27 | $1,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Waterfall Sandstone Fund, L.P. group: Waterfall | Executive Officer | Aug 5, 2019 | D/A | Indefinite similar: $155,000–$5,250,000 | $500,050,000 | 3 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Waterfall Sentinel Fund I (UB), LP group: Waterfall | Executive Officer | Jan 18, 2019 | D | $300,000,000 similar: $155,000–$5,250,000 | $0 | 0 similar: 4–27 | $5,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Waterfall Sentinel Fund I (Cayman II) LP group: Waterfall | Executive Officer | Jan 8, 2019 | D | $300,000,000 similar: $155,000–$5,250,000 | $0 | 0 similar: 4–27 | $5,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Waterfall Sentinel Fund I (Cayman I) LP group: Waterfall | Executive Officer | Jan 8, 2019 | D | $300,000,000 similar: $155,000–$5,250,000 | $0 | 0 similar: 4–27 | $5,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Waterfall Sentinel Fund I LP group: Waterfall | Executive Officer | Jan 8, 2019 | D | $300,000,000 similar: $155,000–$5,250,000 | $0 | 0 similar: 4–27 | $5,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Waterfall Victoria Fund, Ltd. group: Waterfall | Executive Officer | Aug 3, 2018 | D/A | Indefinite similar: $155,000–$5,250,000 | $851,262,745 | 73 similar: 4–27 | $1,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Waterfall Victoria Fund LP group: Waterfall | Executive Officer | Aug 3, 2018 | D/A | Indefinite similar: $155,000–$5,250,000 | $113,660,110 | 60 similar: 4–27 | $1,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Waterfall Victoria ERISA Fund, Ltd. group: Waterfall | Executive Officer | Aug 3, 2018 | D/A | Indefinite similar: $155,000–$5,250,000 | $388,200,000 | 10 similar: 4–27 | $1,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Waterfall Eden Fund Ltd group: Waterfall | Executive Officer | Aug 3, 2018 | D/A | Indefinite similar: $155,000–$5,250,000 | $2,993,357,354 | 212 similar: 4–27 | $1,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | WATERFALL EDEN FUND LP group: Waterfall | Executive Officer | Aug 3, 2018 | D/A | Indefinite similar: $155,000–$5,250,000 | $1,130,254,132 | 198 similar: 4–27 | $1,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Waterfall Sandstone Fund, L.P. group: Waterfall | Executive Officer | Aug 3, 2018 | D/A | Indefinite similar: $155,000–$5,250,000 | $500,050,000 | 3 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Waterfall Olympic Offshore Fund, Ltd group: Waterfall | Executive Officer | Aug 3, 2018 | D/A | Indefinite similar: $155,000–$5,250,000 | $325,660,000 | 22 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Ready Capital Subsidiary REIT I, LLC group: Waterfall | Executive Officer, Director | Jan 25, 2018 | D | $125,000 similar: $125,000–$125,000 | $125,000 | 125 similar: 124–125 | $1,000 similar: $1,000–$1,000 |
| EDGAR ↗ | Waterfall Victoria ERISA Fund, Ltd. group: Waterfall | Executive Officer | Aug 3, 2017 | D/A | Indefinite similar: $155,000–$5,250,000 | $369,125,000 | 9 similar: 4–27 | $1,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Waterfall Victoria Fund, Ltd. group: Waterfall | Executive Officer | Aug 3, 2017 | D/A | Indefinite similar: $155,000–$5,250,000 | $626,106,461 | 55 similar: 4–27 | $1,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | WATERFALL EDEN FUND LP group: Waterfall | Executive Officer | Aug 3, 2017 | D/A | Indefinite similar: $155,000–$5,250,000 | $1,035,645,469 | 190 similar: 4–27 | $1,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Waterfall Victoria Fund LP group: Waterfall | Executive Officer | Aug 3, 2017 | D/A | Indefinite similar: $155,000–$5,250,000 | $107,565,668 | 56 similar: 4–27 | $1,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Waterfall Eden Fund Ltd group: Waterfall | Executive Officer | Aug 3, 2017 | D/A | Indefinite similar: $155,000–$5,250,000 | $2,885,590,258 | 204 similar: 4–27 | $1,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Waterfall Sandstone Fund, L.P. group: Waterfall | Executive Officer | Aug 3, 2017 | D/A | Indefinite similar: $155,000–$5,250,000 | $500,050,000 | 3 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Waterfall Olympic Offshore Fund, Ltd group: Waterfall | Executive Officer | Aug 3, 2017 | D/A | Indefinite similar: $155,000–$5,250,000 | $325,660,000 | 22 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Waterfall Victoria ERISA Fund, Ltd. group: Waterfall | Executive Officer | Aug 3, 2016 | D/A | Indefinite similar: $155,000–$5,250,000 | $302,250,000 | 6 similar: 4–27 | $1,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Waterfall Victoria Fund, Ltd. group: Waterfall | Executive Officer | Aug 3, 2016 | D/A | Indefinite similar: $155,000–$5,250,000 | $445,131,461 | 39 similar: 4–27 | $1,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Waterfall Eden Fund Ltd group: Waterfall | Executive Officer | Aug 3, 2016 | D/A | Indefinite similar: $155,000–$5,250,000 | $2,724,003,258 | 199 similar: 4–27 | $1,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Waterfall Victoria Fund LP group: Waterfall | Executive Officer | Aug 3, 2016 | D/A | Indefinite similar: $155,000–$5,250,000 | $93,440,668 | 51 similar: 4–27 | $1,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | WATERFALL EDEN FUND LP group: Waterfall | Executive Officer | Aug 3, 2016 | D/A | Indefinite similar: $155,000–$5,250,000 | $829,805,469 | 188 similar: 4–27 | $1,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Waterfall Sandstone Fund, L.P. group: Waterfall | Executive Officer | Aug 3, 2016 | D/A | Indefinite similar: $155,000–$5,250,000 | $500,050,000 | 3 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Waterfall Olympic Offshore Fund, Ltd group: Waterfall | Executive Officer | Aug 3, 2016 | D/A | Indefinite similar: $155,000–$5,250,000 | $315,660,000 | 22 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Sutherland Asset Management Corp group: Waterfall | Executive Officer, Director | Jun 14, 2016 | D/A | $75,000,000 similar: $125,000–$125,000 | $16,624,957 | 79 similar: 124–125 | No minimum reported similar: $1,000–$1,000 |
| EDGAR ↗ | Waterfall Victoria Fund, Ltd. group: Waterfall | Executive Officer | Aug 4, 2015 | D/A | Indefinite similar: $155,000–$5,250,000 | $393,331,461 | 35 similar: 4–27 | $1,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Waterfall Victoria Fund LP group: Waterfall | Executive Officer | Aug 4, 2015 | D/A | Indefinite similar: $155,000–$5,250,000 | $65,783,245 | 49 similar: 4–27 | $1,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Waterfall Victoria ERISA Fund, Ltd. group: Waterfall | Executive Officer | Aug 4, 2015 | D/A | Indefinite similar: $155,000–$5,250,000 | $155,000,000 | 3 similar: 4–27 | $1,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Waterfall Eden Fund Ltd group: Waterfall | Executive Officer | Aug 4, 2015 | D/A | Indefinite similar: $155,000–$5,250,000 | $2,022,363,258 | 180 similar: 4–27 | $1,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | WATERFALL EDEN FUND LP group: Waterfall | Executive Officer | Aug 4, 2015 | D/A | Indefinite similar: $155,000–$5,250,000 | $618,666,258 | 178 similar: 4–27 | $1,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Sutherland Fund, LP group: Waterfall | Executive Officer | Aug 4, 2015 | D/A | Indefinite similar: $155,000–$5,250,000 | $25,606,592 | 50 similar: 4–27 | $1,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Waterfall Sandstone Fund, L.P. group: Waterfall | Executive Officer | Aug 3, 2015 | D/A | Indefinite similar: $155,000–$5,250,000 | $500,050,000 | 3 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Waterfall Olympic Offshore Fund, Ltd group: Waterfall | Executive Officer | Aug 3, 2015 | D/A | Indefinite similar: $155,000–$5,250,000 | $247,160,000 | 22 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Sutherland Asset Management Corp group: Waterfall | Executive Officer, Director | Jun 15, 2015 | D | $6,538,667 similar: $125,000–$125,000 | $2,089,425 | 79 similar: 124–125 | No minimum reported similar: $1,000–$1,000 |
| EDGAR ↗ | WATERFALL EDEN FUND LP group: Waterfall | Executive Officer | Aug 21, 2014 | D/A | Indefinite similar: $155,000–$5,250,000 | $488,765,718 | 173 similar: 4–27 | $1,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Waterfall Eden Fund Ltd group: Waterfall | Executive Officer | Aug 21, 2014 | D/A | Indefinite similar: $155,000–$5,250,000 | $1,722,773,258 | 159 similar: 4–27 | $1,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Sutherland Fund, LP group: Waterfall | Executive Officer | Aug 21, 2014 | D/A | Indefinite similar: $155,000–$5,250,000 | $25,606,592 | 50 similar: 4–27 | $1,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Waterfall Victoria Fund, Ltd. group: Waterfall | Executive Officer | Aug 21, 2014 | D/A | Indefinite similar: $155,000–$5,250,000 | $358,831,461 | 33 similar: 4–27 | $1,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Waterfall Victoria Fund LP group: Waterfall | Executive Officer | Aug 21, 2014 | D/A | Indefinite similar: $155,000–$5,250,000 | $65,063,226 | 49 similar: 4–27 | $1,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Waterfall Victoria ERISA Fund, Ltd. group: Waterfall | Executive Officer | Aug 21, 2014 | D/A | Indefinite similar: $155,000–$5,250,000 | $155,000,000 | 3 similar: 4–27 | $1,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Waterfall Sandstone Fund, L.P. group: Waterfall | Executive Officer | Aug 1, 2014 | D | Indefinite similar: $155,000–$5,250,000 | $220,050,000 | 3 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Waterfall Olympic Offshore Fund, Ltd group: Waterfall | Executive Officer | Aug 1, 2014 | D | Indefinite similar: $155,000–$5,250,000 | $71,160,000 | 9 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Sutherland Asset Management Corp group: Waterfall | Executive Officer, Director | Jun 19, 2014 | D | $5,207,601 similar: $125,000–$125,000 | $2,187,555 | 51 similar: 124–125 | No minimum reported similar: $1,000–$1,000 |
| EDGAR ↗ | Sutherland Asset Management Corp group: Waterfall | Executive Officer, Director | Jan 30, 2014 | D | $125,000 similar: $125,000–$125,000 | $125,000 | 125 similar: 124–125 | $1,000 similar: $1,000–$1,000 |
| EDGAR ↗ | Sutherland Asset Management Corp group: Waterfall | Executive Officer, Director | Dec 5, 2013 | D | $230,000,010 similar: $125,000–$125,000 | $213,189,135 | 79 similar: 124–125 | $10,000 similar: $1,000–$1,000 |
| EDGAR ↗ | Sutherland Fund, LP group: Waterfall | Executive Officer | Aug 20, 2013 | D/A | Indefinite similar: $155,000–$5,250,000 | $25,606,592 | 50 similar: 4–27 | $1,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Waterfall Victoria ERISA Fund, Ltd. group: Waterfall | Executive Officer | Aug 20, 2013 | D/A | Indefinite similar: $155,000–$5,250,000 | $155,000,000 | 3 similar: 4–27 | $1,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Waterfall Victoria Fund, Ltd. group: Waterfall | Executive Officer | Aug 20, 2013 | D/A | Indefinite similar: $155,000–$5,250,000 | $358,831,461 | 33 similar: 4–27 | $1,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Waterfall Victoria Fund LP group: Waterfall | Executive Officer | Aug 20, 2013 | D/A | Indefinite similar: $155,000–$5,250,000 | $63,538,776 | 48 similar: 4–27 | $1,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | WATERFALL EDEN FUND LP group: Waterfall | Executive Officer | Aug 20, 2013 | D/A | Indefinite similar: $155,000–$5,250,000 | $374,272,118 | 169 similar: 4–27 | $1,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Waterfall Victoria ERISA Fund, Ltd. group: Waterfall | Executive Officer | Aug 20, 2012 | D/A | Indefinite similar: $155,000–$5,250,000 | $150,000,000 | 2 similar: 4–27 | $1,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Waterfall Victoria Fund, Ltd. group: Waterfall | Executive Officer | Aug 20, 2012 | D/A | Indefinite similar: $155,000–$5,250,000 | $267,247,568 | 84 similar: 4–27 | $1,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Waterfall Victoria Fund LP group: Waterfall | Executive Officer | Aug 20, 2012 | D/A | Indefinite similar: $155,000–$5,250,000 | $75,942,323 | 91 similar: 4–27 | $1,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | WATERFALL EDEN FUND LP group: Waterfall | Executive Officer | Aug 20, 2012 | D/A | Indefinite similar: $155,000–$5,250,000 | $225,507,133 | 165 similar: 4–27 | $1,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Sutherland Fund, LP group: Waterfall | Executive Officer | Aug 20, 2012 | D/A | Indefinite similar: $155,000–$5,250,000 | $5,372,885 | 18 similar: 4–27 | $1,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | WATERFALL EDEN FUND LP group: Waterfall | Executive Officer | Mar 9, 2012 | D/A | Indefinite similar: $155,000–$5,250,000 | $73,234,946 | 101 similar: 4–27 | $1,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Waterfall Victoria Fund, Ltd. group: Waterfall | Executive Officer | Mar 9, 2012 | D/A | Indefinite similar: $155,000–$5,250,000 | $318,469,101 | 31 similar: 4–27 | $1,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Waterfall Victoria Fund LP group: Waterfall | Executive Officer | Mar 9, 2012 | D/A | Indefinite similar: $155,000–$5,250,000 | $75,114,198 | 30 similar: 4–27 | $1,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Sutherland Fund, LP group: Waterfall | Executive Officer | Feb 13, 2012 | D | Indefinite similar: $155,000–$5,250,000 | $4,222,500 | 12 similar: 4–27 | $1,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Waterfall Victoria ERISA Fund, Ltd. group: Waterfall | Executive Officer | Jan 30, 2012 | D/A | Indefinite similar: $155,000–$5,250,000 | $150,000,000 | 2 similar: 4–27 | $1,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Waterfall Delta Fund, Ltd. group: Waterfall | Executive Officer, Director | Jun 15, 2011 | D/A | Indefinite similar: $155,000–$5,250,000 | $104,200,000 | 4 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | WATERFALL EDEN FUND LP group: Waterfall | Executive Officer | Mar 10, 2011 | D/A | Indefinite similar: $155,000–$5,250,000 | $72,739,946 | 98 similar: 4–27 | $1,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Waterfall Victoria Fund LP group: Waterfall | Executive Officer | Mar 10, 2011 | D/A | Indefinite similar: $155,000–$5,250,000 | $74,994,762 | 29 similar: 4–27 | $1,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Waterfall Victoria Fund, Ltd. group: Waterfall | Executive Officer | Mar 10, 2011 | D/A | Indefinite similar: $155,000–$5,250,000 | $218,469,101 | 30 similar: 4–27 | $1,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Waterfall Victoria ERISA Fund, Ltd. group: Waterfall | Executive Officer | Feb 3, 2011 | D | Indefinite similar: $155,000–$5,250,000 | $100,000,000 | 1 similar: 4–27 | $1,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Waterfall TALF Opportunity Fund, LLC group: Waterfall | Executive Officer | Jun 16, 2010 | D/A | Indefinite similar: $155,000–$5,250,000 | $18,768,750 | 11 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Waterfall Delta Fund, Ltd. group: Waterfall | Executive Officer, Director | Jun 2, 2010 | D | Indefinite similar: $155,000–$5,250,000 | $700,000 | 3 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | WATERFALL EDEN FUND LP group: Waterfall | Executive Officer | Mar 10, 2010 | D/A | Indefinite similar: $155,000–$5,250,000 | $106,768,857 | 86 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Waterfall Victoria Fund, Ltd. group: Waterfall | Executive Officer | Mar 10, 2010 | D | Indefinite similar: $155,000–$5,250,000 | $178,436,283 | 29 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Waterfall Victoria Fund LP group: Waterfall | Executive Officer | Mar 10, 2010 | D/A | Indefinite similar: $155,000–$5,250,000 | $93,678,877 | 24 similar: 4–27 | $1,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Waterfall TALF Opportunity Fund, LLC group: Waterfall | Executive Officer | Jun 9, 2009 | D | Indefinite similar: $155,000–$5,250,000 | $14,868,750 | 6 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | WATERFALL EDEN FUND LP group: Waterfall | Executive Officer Principal of Waterfall Management, LLC, the General Partner of the Issuer. | Mar 18, 2009 | D/A | Indefinite similar: $155,000–$5,250,000 | $252,162,728 | 128 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Waterfall Victoria Fund LP group: Waterfall | Executive Officer | Mar 16, 2009 | D/A | Indefinite similar: $155,000–$5,250,000 | $75,959,563 | 19 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
Every row is a Form D or D/A on which the issuer listed this name as a related person. Related-person names are matched on first + last name and the address state on the filing; records that share a name but could not be tied together by a second identifier are listed separately below.
"Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); REITS and Finance / 506(b) (3,490 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.
Not linked to this profile — a second identifier (same issuer, same sponsor group) was not found. Could be the same person or a different one.
People and management entities the issuers listed as related persons on the same Form D filings as Jack Ross. Source: the EDGAR rows in the table above. Showing the 40 with the most shared filings.
None found in sources searched.
Sources searched: SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 · Last checked Oct 23, 2026, 8:41 PM ET.
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