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Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 9:30 AM ET

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Bobby Liu

Named as an officer, director or promoter on SEC Form D filings · NY · Mar 16, 2009 → Sep 30, 2026

19deals (issuers)
$9.05Breported sold
954investors
55Form D filings
2009–2026years on file
Follow this personLook further ↓PDF

Data last updated Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 24, 2026, 2:17 AM ET · SEC enforcement last checked: covered by the index scan as of Oct 24, 2026, 2:50 AM ET

The short version

Bobby Liu is listed as an executive officer and director on 55 SEC Form D filings by 19 issuers between Mar 2009 and Sep 2026. Largest by amount reported sold: Waterfall Eden Fund Ltd (Camana Bay, Grand Cayman, Cayman Islands (as filed: E9) — pooled investment fund — 2009–2012; $3.58B reported sold to 252 investors), Waterfall Victoria Fund, Ltd. (Camana Bay, Grand Cayman, Cayman Islands (as filed: E9) — pooled investment fund — 2010–2012; $1.59B reported sold to 99 investors), WATERFALL EDEN FUND LP (New York, NY — pooled investment fund — 2009–2012; $1.27B reported sold to 212 investors), Waterfall Victoria ERISA Fund, Ltd. (Camana Bay, Grand Cayman, Cayman Islands (as filed: E9) — pooled investment fund — 2011–2012; $981.5M reported sold to 13 investors), M.D. Sass Government Agency Portable Alpha, L.P. (New York, NY — pooled investment fund — 2019–2026; $610M reported sold to 1 investors) and 14 more (all listed below).

What this means That is a lot of deals — 19 separate companies raised money with this person listed as executive officer and director, over about 17 years. Across those companies the filings report $9.05B sold in total.

Listed alongside Hugh R. Lamle (25 shared filings), Martin D. Sass (25 shared filings), Ari Sass (20 shared filings), Waterfall Asset Management, LLC (18 shared filings, management entity), Jack Ross (17 shared filings) and 34 others.

What this means These are the other officers, directors or promoters the companies named on the same forms — the team around Bobby. Each name links to their own page.

All 19 issuers belong to the sponsor group Waterfall (76 issuers, $15.38B reported sold, 2009–2026).

What this means A sponsor group is one team that sets up a new company for each deal. Waterfall has 76 companies on file and $15.38B reported sold in total — the group page shows the whole track record in one place.

Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CO, CT, DC, DE, FINRA, FL, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VT, WA, WI, WV, WY) — none found.

What this means Nothing turned up where we looked (3 sources). That does not prove there is nothing — it means none was found in those sources on that date.

We compared the newest 50 of 55 public filings for Bobby Liu and found 18 differences, 6 worth asking the sponsor about: 6 offerings reported less sold on a later filing than an earlier one; Investor count went down between filings; and more below.

What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.

What the community is saying

Community search for Bobby Liu has not run yet — it is joining a line of 34,509 names; searches run around the clock at the hosts' allowed rate. Searched so far: 638 names.

Community comments are quoted as written by their authors. Sources searched: Bing (site:reddit.com / site:biggerpockets.com) and Reddit's own search, plus DuckDuckGo/Brave/BiggerPockets search when they are answering.

Key records

Five things investors ask first. Items still in human review are counted, not shown.

1. Lawsuits

None found in sources searched — federal courts (CourtListener / RECAP), checked Oct 24, 2026

What was searched

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts State courts: not covered (one-tap state court links under Look further). PACER: not searched. · Last checked Oct 24, 2026, 2:17 AM ET.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

None found in sources searched — SEC enforcement releases (index scan as of Oct 24, 2026, 2:50 AM ET) · state securities regulators: 48 regulators (FINRA, NASAA, 37 states) — crawled Oct 24, 2026, 8:48 AM ET

What was searched

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — Searched SEC litigation releases and administrative proceedings (1995→ / 2007→) (30,205 records as of Oct 24, 2026, 2:50 AM ET) — nothing matched Bobby Liu..

State securities regulators: Securities regulators searched (64,910 actions): FINRA (38,350 actions, 1995–2026), NASAA (31 actions, 2000–2026; listing starts 1997), AK Division of Banking and Securities (273 actions, 1971–2025), AL Securities Commission (880 actions, 2001–2026), AR Securities Department (1,305 actions, 1998–2026), AZ Corporation Commission Securities Division (411 actions, 2017–2026), CA DFPI (25 actions, 2007–2024; listing starts 2002 — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), CO Division of Securities (731 actions, 2001–2026; older years from the Internet Archive (snapshot of 2026-05-02)), CT Department of Banking Securities Division (940 actions, 2006–2026; older years from the Internet Archive (snapshot of 2026-04-22)), DC DISB Securities Bureau (25 actions, 2012–2026), DE DOJ Investor Protection Unit (257 actions, 1987–2026), FL Office of Financial Regulation (49 actions, 2018–2026), GA Secretary of State Securities Division (65 actions, 2015–2026; listing starts 2012), HI DCCA Securities Enforcement Branch (26 actions, 2012–2026), ID Department of Finance Securities Bureau (663 actions, 1994–2026), IL Secretary of State Securities Department (4,122 actions, 2003–2023), KS Insurance Department Securities Division (58 actions), KY Department of Financial Institutions (342 actions, 2005–2026), LA Office of Financial Institutions Securities Division (13 actions, 2010–2025; listing starts 2008), MA Secretary of the Commonwealth Securities Division (125 actions, 2012–2025; live site blocks automated access — loaded from the Internet Archive snapshot of 2026-02-04), MD Attorney General Securities Division (1,054 actions, 2004–2026), ME Office of Securities (539 actions, 2000–2026), MI LARA Corporations, Securities & Commercial Licensing Bureau (201 actions), MO Secretary of State Securities Division (919 actions, 1998–2026), MS Secretary of State Securities Division (209 actions, 1995–2026), MT Commissioner of Securities and Insurance (597 actions, 2000–2026), NC Secretary of State Securities Division (265 actions, 2004–2024), ND Securities Department (711 actions, 1990–2026; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2026-01-06), NH Bureau of Securities Regulation (402 actions, 2002–2026), NM Regulation and Licensing Department Securities Division (90 actions, 2010–2025), NV Secretary of State Securities Division (118 actions, 2018–2026), NY Attorney General Investor Protection Bureau (44 actions, 2012–2026), OH Division of Securities (327 actions, 1993–2006), OK Department of Securities (2,531 actions, 1998–2026), OR Division of Financial Regulation (589 actions, 1988–2026), PA Department of Banking and Securities (1,448 actions, 2008–2024; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2024-08-09), RI DBR Securities Division (98 actions, 2005–2025), SC Attorney General Securities Division (540 actions, 2006–2026), SD Division of Insurance – Securities Regulation (106 actions, 2017–2026), TN Department of Commerce and Insurance Securities Division (405 actions, 1992–2026), TX State Securities Board (936 actions, 1999–2026), UT Division of Securities (772 actions, 2000–2026; older years from the Internet Archive (snapshot of 2010-05-27)), VT DFR Securities Division (137 actions, 2010–2026), WA DFI (2,039 actions, 2001–2026), WI DFI Division of Securities (1,072 actions, 1998–2026), WV Securities Commission (State Auditor) (64 actions), WY Secretary of State Compliance Division (6 actions, 2016–2024) — last crawled Oct 24, 2026, 8:48 AM ET. No machine-readable public listing today for IA, IN, MN, NE, NJ, VA (see docs/state-regulators.md).

3. Bankruptcies

None found in sources searched — federal bankruptcy courts (CourtListener / RECAP), checked Oct 24, 2026

What was searched

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not covered (one-tap state court links under Look further). PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 2:17 AM ET.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

4. Differences between public sources

Comparisons cover issuers and sponsor groups — see the issuer pages under Deals

18 differences found between the filings for Bobby Liu — 6 worth asking about (compared the newest 50 of 55 filings on Oct 24, 2026; older filings not covered)

Note · Feb 20, 1998 – Jun 12, 2017

6 bankruptcy cases name the subject or team members

Bankruptcy case: Daniels v. Waterfall Victoria Master Fund 2008-1 Grantor Trus — filed Feb 24, 2017 · Bankruptcy case: Kroker v. Waterfall Victoria Master Fund 2008-1 Grantor Trus — filed Apr 23, 2013 · Bankruptcy case: Richard C. Breeden, Esq. v. Sivin — filed Feb 20, 1998 · Bankruptcy case: Richard C. Breeden, Esq. v. Sivin — filed Mar 26, 1998 · Bankruptcy case: Richard C. Breeden, Esq. v. Sivin — filed Mar 26, 1998 · and 1 more

What this means A bankruptcy filing was found. Many are old or personal and have nothing to do with the deal — but ask what it was and when it closed.

Docket · United States Bankruptcy Court, S.D. New York ↗Waterfall Victoria Fund LP — PartnerFacts page ↗Docket · United States Bankruptcy Court, S.D. New York ↗Docket · United States Bankruptcy Court, N.D. New York ↗
Sources
Worth asking · Mar 18, 2009 – Aug 20, 2012

6 offerings reported less sold on a later filing than an earlier one

Amount sold went down between filings — Waterfall Victoria Fund, Ltd. · Amount sold went down between filings — Waterfall Eden Fund Ltd · Amount sold went down between filings — WATERFALL EDEN FUND LP · Amount sold went down between filings — Waterfall Victoria Fund LP · Amount sold went down between filings — Waterfall Eden Fund Ltd · and 1 more

What this means Amounts sold normally only go up. Ask the sponsor what happened on each.

Form D/A (earlier) · Mar 9, 2012 ↗Form D/A (later) · Aug 20, 2012 ↗Waterfall Victoria Fund, Ltd. — PartnerFacts page ↗Form D/A (earlier) · Mar 10, 2010 ↗
Sources
Worth asking · Jun 14, 2013 – Jun 16, 2014

Investor count went down between filings — New Heights Fund, L.P.

The Jun 14, 2013 filing reports 147 investors; the Jun 16, 2014 Form D/A reports 133 investors.

What this means Investor counts normally only grow. A smaller number can mean investors left or were refunded, or a count was corrected. Ask the sponsor what happened.

Form D/A (earlier) · Jun 14, 2013 ↗Form D/A (later) · Jun 16, 2014 ↗New Heights Fund, L.P. — PartnerFacts page ↗
Sources
Worth asking · Mar 18, 2009 – Mar 10, 2010

Investor count went down between filings — Waterfall Eden Fund Ltd

The Mar 18, 2009 filing reports 178 investors; the Mar 10, 2010 Form D/A reports 30 investors.

What this means Investor counts normally only grow. A smaller number can mean investors left or were refunded, or a count was corrected. Ask the sponsor what happened.

Form D/A (earlier) · Mar 18, 2009 ↗Form D/A (later) · Mar 10, 2010 ↗Waterfall Eden Fund Ltd — PartnerFacts page ↗
Sources
Worth asking · Mar 18, 2009 – Mar 10, 2010

Investor count went down between filings — WATERFALL EDEN FUND LP

The Mar 18, 2009 filing reports 128 investors; the Mar 10, 2010 Form D/A reports 86 investors.

What this means Investor counts normally only grow. A smaller number can mean investors left or were refunded, or a count was corrected. Ask the sponsor what happened.

Form D/A (earlier) · Mar 18, 2009 ↗Form D/A (later) · Mar 10, 2010 ↗WATERFALL EDEN FUND LP — PartnerFacts page ↗
Sources
Worth asking · Jul 1, 2007 – Sep 18, 2025

6 Form Ds were filed more than 15 days after the first sale

Form D filed 140 days after the first sale — M.D. Sass Income Opportunity, L.P. · Form D filed 62 days after the first sale — Waterfall Delta Fund, Ltd. · Form D filed 983 days after the first sale — Waterfall Victoria Fund, Ltd. · Form D filed 462 days after the first sale — M.D. Sass Municipal Finance Partners-VI, LLC · Form D filed 51 days after the first sale — M.D. Sass Multi-Strategy Partners II, L.P. · and 1 more

What this means Late notices are common and carry no penalty by themselves. A pattern of late paperwork is worth asking the sponsor about.

Form D · Sep 18, 2025 ↗M.D. Sass Income Opportunity, L.P. — PartnerFacts page ↗Form D · Jun 2, 2010 ↗Waterfall Delta Fund, Ltd. — PartnerFacts page ↗
Sources
Note · Sep 1, 1999 – Apr 10, 2017

6 offerings have no amendment in the last 12 months and may still be open

No amendment in the last 12 months on an offering that may still be open — New Heights Fund, L.P. (latest filing Apr 10, 2017) · No amendment in the last 12 months on an offering that may still be open — M.D. Sass Multi-Strategy Partners II, L.P. (latest filing Nov 21, 2013) · No amendment in the last 12 months on an offering that may still be open — Waterfall Delta Fund, Ltd. (latest filing Jun 15, 2011) · No amendment in the last 12 months on an offering that may still be open — Waterfall TALF Opportunity Fund, LLC (latest filing Jun 16, 2010) · No amendment in the last 12 months on an offering that may still be open — Waterfall TALF Opportunity Fund, Ltd. (latest filing Jun 16, 2010) · and 1 more

What this means SEC rules expect a yearly amendment while an offering is still going. Ask the sponsor which of these raises have closed.

Form D/A · Apr 10, 2017 ↗New Heights Fund, L.P. — PartnerFacts page ↗Form D · Nov 21, 2013 ↗M.D. Sass Multi-Strategy Partners II, L.P. — PartnerFacts page ↗
Sources
Worth asking · Jan 30, 2012 – May 2, 2013

7 people are no longer listed on a later amendment

Bobby Liu is no longer listed on the May 2, 2013 amendment — Taurus Resources Fund No. 2, Ltd. · Bobby Liu is no longer listed on the May 2, 2013 amendment — Taurus Resources Fund No. 2, LLC · Bobby Liu is no longer listed on the Aug 20, 2012 amendment — Waterfall Eden Fund Ltd · Bobby Liu is no longer listed on the Aug 20, 2012 amendment — WATERFALL EDEN FUND LP · Bobby Liu is no longer listed on the Aug 20, 2012 amendment — Waterfall Victoria Fund, Ltd. · and 2 more

What this means People leave; the issuer lists only current officers, directors and promoters. Ask why and who replaced them.

Form D/A · May 11, 2012 ↗Form D/A · May 2, 2013 ↗Bobby Liu — PartnerFacts page ↗Taurus Resources Fund No. 2, Ltd. — PartnerFacts page ↗
Sources
Note · Jun 15, 2012 – Jun 14, 2013

Minimum investment changed between filings — New Heights Fund, L.P.

The Jun 15, 2012 filing lists a minimum of $0; the Jun 14, 2013 Form D/A lists $1,000,000.

What this means A different minimum usually means the offering terms changed. Check which terms apply to you.

Form D/A (earlier) · Jun 15, 2012 ↗Form D/A (later) · Jun 14, 2013 ↗New Heights Fund, L.P. — PartnerFacts page ↗
Sources
Note · May 11, 2011 – May 11, 2012

Minimum investment changed between filings — Taurus Resources Fund No. 2, Ltd.

The May 11, 2011 filing lists a minimum of $10,000; the May 11, 2012 Form D/A lists $100,000.

What this means A different minimum usually means the offering terms changed. Check which terms apply to you.

Form D/A (earlier) · May 11, 2011 ↗Form D/A (later) · May 11, 2012 ↗Taurus Resources Fund No. 2, Ltd. — PartnerFacts page ↗
Sources
Note · May 11, 2011 – May 11, 2012

Minimum investment changed between filings — Taurus Resources Fund No. 2, LLC

The May 11, 2011 filing lists a minimum of $0; the May 11, 2012 Form D/A lists $100,000.

What this means A different minimum usually means the offering terms changed. Check which terms apply to you.

Form D/A (earlier) · May 11, 2011 ↗Form D/A (later) · May 11, 2012 ↗Taurus Resources Fund No. 2, LLC — PartnerFacts page ↗
Sources
Note · Feb 18, 2010 – May 11, 2011

Minimum investment changed between filings — Taurus Resources Fund No. 2, Ltd.

The Feb 18, 2010 filing lists a minimum of $0; the May 11, 2011 Form D/A lists $10,000.

What this means A different minimum usually means the offering terms changed. Check which terms apply to you.

Form D (earlier) · Feb 18, 2010 ↗Form D/A (later) · May 11, 2011 ↗Taurus Resources Fund No. 2, Ltd. — PartnerFacts page ↗
Sources
Note · Mar 10, 2010 – Mar 10, 2011

Minimum investment changed between filings — Waterfall Eden Fund Ltd

The Mar 10, 2010 filing lists a minimum of $0; the Mar 10, 2011 Form D/A lists $1,000,000.

What this means A different minimum usually means the offering terms changed. Check which terms apply to you.

Form D/A (earlier) · Mar 10, 2010 ↗Form D/A (later) · Mar 10, 2011 ↗Waterfall Eden Fund Ltd — PartnerFacts page ↗
Sources
Note · Mar 10, 2010 – Mar 10, 2011

Minimum investment changed between filings — WATERFALL EDEN FUND LP

The Mar 10, 2010 filing lists a minimum of $0; the Mar 10, 2011 Form D/A lists $1,000,000.

What this means A different minimum usually means the offering terms changed. Check which terms apply to you.

Form D/A (earlier) · Mar 10, 2010 ↗Form D/A (later) · Mar 10, 2011 ↗WATERFALL EDEN FUND LP — PartnerFacts page ↗
Sources
Note · Mar 10, 2010 – Mar 10, 2011

Minimum investment changed between filings — Waterfall Victoria Fund, Ltd.

The Mar 10, 2010 filing lists a minimum of $0; the Mar 10, 2011 Form D/A lists $1,000,000.

What this means A different minimum usually means the offering terms changed. Check which terms apply to you.

Form D (earlier) · Mar 10, 2010 ↗Form D/A (later) · Mar 10, 2011 ↗Waterfall Victoria Fund, Ltd. — PartnerFacts page ↗
Sources
Note · Jun 9, 2009 – Jun 16, 2010

Minimum investment changed between filings — Waterfall TALF Opportunity Fund, Ltd.

The Jun 9, 2009 filing lists a minimum of $0; the Jun 16, 2010 Form D/A lists $100,000.

What this means A different minimum usually means the offering terms changed. Check which terms apply to you.

Form D (earlier) · Jun 9, 2009 ↗Form D/A (later) · Jun 16, 2010 ↗Waterfall TALF Opportunity Fund, Ltd. — PartnerFacts page ↗
Sources
Note · Mar 16, 2009 – Mar 10, 2010

Minimum investment changed between filings — Waterfall Victoria Fund LP

The Mar 16, 2009 filing lists a minimum of $0; the Mar 10, 2010 Form D/A lists $1,000,000.

What this means A different minimum usually means the offering terms changed. Check which terms apply to you.

Form D/A (earlier) · Mar 16, 2009 ↗Form D/A (later) · Mar 10, 2010 ↗Waterfall Victoria Fund LP — PartnerFacts page ↗
Sources
Note · Aug 20, 2013 – Aug 21, 2014

Address moved from Grand Cayman, Cayman Islands (as filed: E9) to New York, NY — Waterfall Eden Fund Ltd

The people listed on the Aug 20, 2013 filing give Grand Cayman, Cayman Islands (as filed: E9); on the Aug 21, 2014 filing they give New York, NY. The address now on file (Ogier Global (Cayman) Limited, 89 Nexus Way, Camana Bay, Grand Cayman, Cayman Islands (as filed: E9)) is a registered-agent or shared-office address used by 298 issuers.

What this means A registered agent's address is a mailbox, not where the team works. Ask where the business actually operates.

Form D/A · Aug 20, 2013 ↗Form D/A · Aug 21, 2014 ↗Waterfall Eden Fund Ltd — PartnerFacts page ↗
Sources
What is compared

What is compared: every Form D and D/A we hold for this subject, side by side — filing dates vs. first-sale dates (the 15-day rule), amendment timing on open offerings (the yearly-amendment expectation), amounts sold, investor counts, offering amounts and minimums across amendments, industry and size bands, addresses, how each person's name and role is written, paid sellers' CRD numbers, and (for groups) where the member companies were formed and sit. Everything is as filed by the issuer; the SEC does not check it. Differences are common and usually have ordinary explanations — we show both values, the dates, and the source so you can ask. We compared the newest 50 of 55 filings (work cap); older filings are not covered here. As of Oct 24, 2026.

5. Money to insiders

8 of 19 offerings report sales commissions totalling $3,701,438; 0 report finder's fees; 0 report proceeds to related persons. (includes amounts the issuer reported as estimates)

Offering (latest filing)Sales commissionsFinder's feesTo insidersPaid to sell itSource
Sep 30, 2026 D/A
M.D. Sass Government Agency Portable Alpha, L.P.
File 021-349889
$0$0$0RainBridge Securities L.L.C. BrokerCheck CRD 334916 ↗EDGAR ↗
Sep 18, 2026 D/A
M.D. Sass Income Opportunity, L.P.
File 021-557950
$0$0$0RainBridge Securities L.L.C. BrokerCheck CRD 334916 ↗EDGAR ↗
Apr 10, 2017 D/A
New Heights Fund, L.P.
File 021-131619
$217,975 (est.)$0$0M.D. Sass Securities, L.L.C. BrokerCheck CRD 139760 ↗EDGAR ↗
Nov 21, 2013 D
M.D. Sass Multi-Strategy Partners II, L.P.
File 021-206727
$0$0$0None listed on this filingEDGAR ↗
May 11, 2012 D/A
Taurus Resources Fund No. 2, Ltd.
File 021-138800
$615,000 (est.)$0$0M.D. Sass Securities, L.L.C. BrokerCheck CRD 139760 ↗EDGAR ↗
May 11, 2012 D/A
Taurus Resources Fund No. 2, LLC
File 021-138803
$15,000 (est.)$0$0M.D. Sass Securities, L.L.C. BrokerCheck CRD 139760 ↗EDGAR ↗
Mar 9, 2012 D/A
Waterfall Victoria Fund LP
File 021-106487
$238,393 (est.)$0$0M.D. Sass Securities, L.L.C. BrokerCheck CRD 139760 ↗EDGAR ↗
Mar 9, 2012 D/A
Waterfall Eden Fund Ltd
File 021-95982
$779,622 (est.)$0$0 (est.)
The investment manager (or its affiliate) is entitled to receive an annual management fee in an amount equal to a specified percentage of assets under management.
M.D. Sass Securities, L.L.C. BrokerCheck CRD 139760 ↗EDGAR ↗
Mar 9, 2012 D/A
WATERFALL EDEN FUND LP
File 021-81717
$112,023 (est.)$0$0 (est.)M.D. Sass Securities, L.L.C. BrokerCheck CRD 139760 ↗EDGAR ↗
Mar 9, 2012 D/A
Waterfall Victoria Fund, Ltd.
File 021-139406
$1,458,326 (est.)$0$0M.D. Sass Securities, LLC BrokerCheck CRD 139760 ↗EDGAR ↗
Jan 30, 2012 D/A
Waterfall Victoria ERISA Fund, Ltd.
File 021-154781
$0$0$0M.D. Sass Securities, L.L.C. BrokerCheck CRD 139760 ↗EDGAR ↗
Jun 15, 2011 D/A
Waterfall Delta Fund, Ltd.
File 021-142872
$265,099$0$0M.D. Sass Securities, L.L.C BrokerCheck CRD 139760 ↗EDGAR ↗
Sep 15, 2010 D
Taurus Global Resources Hedge Fund LLC
File 021-147751
$0$0$0M.D. Sass Securities, L.L.C. BrokerCheck CRD 139760 ↗EDGAR ↗
Sep 15, 2010 D
Taurus Global Resources Hedge Fund Ltd
File 021-147756
$0$0$0M.D. Sass Securities, L.L.C. BrokerCheck CRD 139760 ↗EDGAR ↗
Aug 27, 2010 D
Taurus Precious Metals Fund, LLC
File 021-147035
$0$0$0None listed on this filingEDGAR ↗
Aug 27, 2010 D
Taurus Precious Metals Fund Ltd.
File 021-147039
$0$0$0None listed on this filingEDGAR ↗
Jun 16, 2010 D/A
Waterfall TALF Opportunity Fund, LLC
File 021-131808
$0$0$0M.D. Sass Securities, L.L.C. BrokerCheck CRD 139760 ↗EDGAR ↗
Jun 16, 2010 D/A
Waterfall TALF Opportunity Fund, Ltd.
File 021-131811
$0$0$0M.D. Sass Securities, L.L.C. BrokerCheck CRD 139760 ↗EDGAR ↗
Nov 5, 2009 D/A
M.D. Sass Municipal Finance Partners-VI, LLC
File 021-135881
$0$0$0M.D. Sass Securities, L.L.C. BrokerCheck CRD 139760 ↗EDGAR ↗
How this is counted

Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across every filing this person is listed on (latest filing per offering, per issuer).

Deals 19

Every issuer that named Bobby Liu on a Form D, newest first. A Form D is the notice a company files after it starts selling a private investment.

MD
Pooled Investment Fund · group: Waterfall

M.D. Sass Government Agency Portable Alpha, L.P.

New York, NY · Sep 27, 2019 → Sep 30, 2026 · 8 filings
  • Sep 30, 2026 · D/A · $610,000,000 sold of Indefinite · 1 investors · min. $5,000,000 · role: Executive Officer EDGAR ↗
  • Sep 30, 2025 · D/A · $610,000,000 sold of Indefinite · 1 investors · min. $5,000,000 · role: Executive Officer EDGAR ↗
  • Sep 30, 2024 · D/A · $610,000,000 sold of Indefinite · 1 investors · min. $5,000,000 · role: Executive Officer EDGAR ↗
  • Sep 28, 2023 · D/A · $610,000,000 sold of Indefinite · 1 investors · min. $5,000,000 · role: Executive Officer EDGAR ↗
  • Sep 28, 2022 · D/A · $610,000,000 sold of Indefinite · 1 investors · min. $5,000,000 · role: Executive Officer EDGAR ↗
  • Sep 28, 2021 · D/A · $610,000,000 sold of Indefinite · 1 investors · min. $5,000,000 · role: Executive Officer EDGAR ↗
  • Sep 28, 2020 · D/A · $400,000,000 sold of Indefinite · 1 investors · min. $5,000,000 · role: Executive Officer EDGAR ↗
  • Sep 27, 2019 · D · $100,000,000 sold of Indefinite · 1 investors · min. $5,000,000 · role: Executive Officer EDGAR ↗

Raised $610M from 1 investor as of the latest filing. Bobby is listed as executive officer on 8 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

MD
Pooled Investment Fund · group: Waterfall

M.D. Sass Income Opportunity, L.P.

New York, NY · Sep 18, 2025 → Sep 18, 2026 · 2 filings
  • Sep 18, 2026 · D/A · $34,965,062 sold of Indefinite · 9 investors · min. $5,000,000 · role: Executive Officer EDGAR ↗
  • Sep 18, 2025 · D · $13,500,000 sold of Indefinite · 4 investors · min. $5,000,000 · role: Executive Officer EDGAR ↗

Raised $35M from 9 investors as of the latest filing. Bobby is listed as executive officer on 2 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

NH
Pooled Investment Fund · group: Waterfall

New Heights Fund, L.P.

New York, NY · Jun 1, 2009 → Apr 10, 2017 · 9 filings
  • Apr 10, 2017 · D/A · $123,375,719 sold of Indefinite · 136 investors · min. $1,000,000 · role: Executive Officer EDGAR ↗
  • Apr 8, 2016 · D/A · $117,270,171 sold of Indefinite · 136 investors · min. $1,000,000 · role: Executive Officer EDGAR ↗
  • Apr 8, 2015 · D/A · $115,153,326 sold of Indefinite · 133 investors · min. $1,000,000 · role: Executive Officer EDGAR ↗
  • Jun 16, 2014 · D/A · $112,667,656 sold of Indefinite · 133 investors · min. $1,000,000 · role: Executive Officer EDGAR ↗
  • Jun 14, 2013 · D/A · $105,524,482 sold of Indefinite · 147 investors · min. $1,000,000 · role: Executive Officer EDGAR ↗
  • Jun 15, 2012 · D/A · $101,766,301 sold of Indefinite · 130 investors · min. No minimum reported · role: Executive Officer EDGAR ↗
  • Jun 15, 2011 · D/A · $93,348,851 sold of Indefinite · 128 investors · min. No minimum reported · role: Executive Officer EDGAR ↗
  • Jun 2, 2010 · D/A · $92,705,434 sold of Indefinite · 126 investors · min. No minimum reported · role: Executive Officer EDGAR ↗
  • Jun 1, 2009 · D · $87,333,015 sold of Indefinite · 120 investors · min. No minimum reported · role: Executive Officer EDGAR ↗

Raised $123.4M from 147 investors as of the latest filing. Bobby is listed as executive officer on 9 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

MD
Pooled Investment Fund · group: Waterfall

M.D. Sass Multi-Strategy Partners II, L.P.

New York, NY · Nov 21, 2013
  • Nov 21, 2013 · D · $500,000 sold of Indefinite · 1 investors · min. $500,000 · role: Executive Officer EDGAR ↗

Raised $500K from 1 investor as of the latest filing. Bobby is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

TR
Pooled Investment Fund · group: Waterfall

Taurus Resources Fund No. 2, Ltd.

Sydney, Australia (as filed: C3) · Feb 18, 2010 → May 11, 2012 · 3 filings
  • May 11, 2012 · D/A · $128,300,000 sold of Indefinite · 19 investors · min. $100,000 · role: Director EDGAR ↗
  • May 11, 2011 · D/A · $50,980,000 sold of Indefinite · 4 investors · min. $10,000 · role: Director EDGAR ↗
  • Feb 18, 2010 · D · $0 sold of Indefinite · 0 investors · min. No minimum reported · role: Director EDGAR ↗

Raised $130.4M from 21 investors as of the latest filing. Bobby is listed as director on 3 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

TR
Pooled Investment Fund · group: Waterfall

Taurus Resources Fund No. 2, LLC

Sydney, Australia (as filed: C3) · Feb 18, 2010 → May 11, 2012 · 3 filings
  • May 11, 2012 · D/A · $139,475,000 sold of Indefinite · 46 investors · min. $100,000 · role: Director EDGAR ↗
  • May 11, 2011 · D/A · $41,325,000 sold of Indefinite · 37 investors · min. No minimum reported · role: Director EDGAR ↗
  • Feb 18, 2010 · D · $0 sold of Indefinite · 0 investors · min. No minimum reported · role: Director EDGAR ↗

Raised $217.6M from 52 investors as of the latest filing. Bobby is listed as director on 3 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

WE
Pooled Investment Fund · group: Waterfall

Waterfall Eden Fund Ltd

Camana Bay, Grand Cayman, Cayman Islands (as filed: E9) · Mar 18, 2009 → Mar 9, 2012 · 4 filings
  • Mar 9, 2012 · D/A · $437,756,605 sold of Indefinite · 78 investors · min. $1,000,000 · role: Director (Mr. Liu is also an executive officer of Waterfall Asset Management LLC, the Investment Manager of the Issuer.) EDGAR ↗
  • Mar 10, 2011 · D/A · $261,256,605 sold of Indefinite · 75 investors · min. $1,000,000 · role: Director (Mr. Liu is also an executive officer of Waterfall Asset Managment LLC, the Investment Manager of the Issuer.) EDGAR ↗
  • Mar 10, 2010 · D/A · $300,129,724 sold of Indefinite · 30 investors · min. No minimum reported · role: Director (Mr. Liu is also an executive officer of Waterfall Asset Managment LLC, the Investment Manager of the Issuer.) EDGAR ↗
  • Mar 18, 2009 · D/A · $1,293,444,175 sold of Indefinite · 178 investors · min. No minimum reported · role: Director (Mr. Liu is also an executive officer of Waterfall Asset Managment LLC, the Investment Manager of the Issuer.) EDGAR ↗

Raised $3.58B from 252 investors as of the latest filing. Bobby is listed as director on 4 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

WE
Pooled Investment Fund · group: Waterfall

WATERFALL EDEN FUND LP

New York, NY · Mar 18, 2009 → Mar 9, 2012 · 4 filings
  • Mar 9, 2012 · D/A · $73,234,946 sold of Indefinite · 101 investors · min. $1,000,000 · role: Executive Officer EDGAR ↗
  • Mar 10, 2011 · D/A · $72,739,946 sold of Indefinite · 98 investors · min. $1,000,000 · role: Executive Officer EDGAR ↗
  • Mar 10, 2010 · D/A · $106,768,857 sold of Indefinite · 86 investors · min. No minimum reported · role: Executive Officer EDGAR ↗
  • Mar 18, 2009 · D/A · $252,162,728 sold of Indefinite · 128 investors · min. No minimum reported · role: Executive Officer EDGAR ↗

Raised $1.27B from 212 investors as of the latest filing. Bobby is listed as executive officer on 4 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

WV
Pooled Investment Fund · group: Waterfall

Waterfall Victoria Fund, Ltd.

Camana Bay, Grand Cayman, Cayman Islands (as filed: E9) · Mar 10, 2010 → Mar 9, 2012 · 3 filings
  • Mar 9, 2012 · D/A · $318,469,101 sold of Indefinite · 31 investors · min. $1,000,000 · role: Executive Officer EDGAR ↗
  • Mar 10, 2011 · D/A · $218,469,101 sold of Indefinite · 30 investors · min. $1,000,000 · role: Executive Officer EDGAR ↗
  • Mar 10, 2010 · D · $178,436,283 sold of Indefinite · 29 investors · min. No minimum reported · role: Executive Officer EDGAR ↗

Raised $1.59B from 99 investors as of the latest filing. Bobby is listed as executive officer on 3 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

WV
Pooled Investment Fund · group: Waterfall

Waterfall Victoria Fund LP

New York, NY · Mar 16, 2009 → Mar 9, 2012 · 4 filings
  • Mar 9, 2012 · D/A · $75,114,198 sold of Indefinite · 30 investors · min. $1,000,000 · role: Executive Officer, Director EDGAR ↗
  • Mar 10, 2011 · D/A · $74,994,762 sold of Indefinite · 29 investors · min. $1,000,000 · role: Executive Officer, Director EDGAR ↗
  • Mar 10, 2010 · D/A · $93,678,877 sold of Indefinite · 24 investors · min. $1,000,000 · role: Executive Officer, Director EDGAR ↗
  • Mar 16, 2009 · D/A · $75,959,563 sold of Indefinite · 19 investors · min. No minimum reported · role: Executive Officer, Director EDGAR ↗

Raised $361.8M from 91 investors as of the latest filing. Bobby is listed as executive officer, director on 4 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

WV
Pooled Investment Fund · group: Waterfall

Waterfall Victoria ERISA Fund, Ltd.

Camana Bay, Grand Cayman, Cayman Islands (as filed: E9) · Feb 3, 2011 → Jan 30, 2012 · 2 filings
  • Jan 30, 2012 · D/A · $150,000,000 sold of Indefinite · 2 investors · min. $1,000,000 · role: Director (Mr. Liu is also an executive officer of Waterfall Asset Management, LLC, the Investment Manager) EDGAR ↗
  • Feb 3, 2011 · D · $100,000,000 sold of Indefinite · 1 investors · min. $1,000,000 · role: Director (Mr. Liu is also an executive officer of Waterfall Asset Management, LLC, the Investment Manager) EDGAR ↗

Raised $981.5M from 13 investors as of the latest filing. Bobby is listed as director on 2 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

WD
Pooled Investment Fund · group: Waterfall

Waterfall Delta Fund, Ltd.

Grand Cayman, Cayman Islands (as filed: E9) · Jun 2, 2010 → Jun 15, 2011 · 2 filings
  • Jun 15, 2011 · D/A · $104,200,000 sold of Indefinite · 4 investors · min. $100,000 · role: Executive Officer EDGAR ↗
  • Jun 2, 2010 · D · $700,000 sold of Indefinite · 3 investors · min. $100,000 · role: Executive Officer EDGAR ↗

Raised $104.2M from 4 investors as of the latest filing. Bobby is listed as executive officer on 2 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

TG
Pooled Investment Fund · group: Waterfall

Taurus Global Resources Hedge Fund Ltd

Sydney, Australia (as filed: C3) · Sep 15, 2010
  • Sep 15, 2010 · D · $0 sold of Indefinite · 0 investors · min. No minimum reported · role: Executive Officer EDGAR ↗

No sales reported yet as of the latest filing. Bobby is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

TG
Pooled Investment Fund · group: Waterfall

Taurus Global Resources Hedge Fund LLC

Sydney, Australia (as filed: C3) · Sep 15, 2010
  • Sep 15, 2010 · D · $0 sold of Indefinite · 0 investors · min. No minimum reported · role: Executive Officer, Director EDGAR ↗

No sales reported yet as of the latest filing. Bobby is listed as executive officer, director.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

TP
Pooled Investment Fund · group: Waterfall

Taurus Precious Metals Fund Ltd.

Sydney, Australia (as filed: C3) · Aug 27, 2010
  • Aug 27, 2010 · D · $0 sold of Indefinite · 0 investors · min. $500,000 · role: Executive Officer (of the Investment Manager) EDGAR ↗

No sales reported yet as of the latest filing. Bobby is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

TP
Pooled Investment Fund · group: Waterfall

Taurus Precious Metals Fund, LLC

Sydney, Australia (as filed: C3) · Aug 27, 2010
  • Aug 27, 2010 · D · $0 sold of Indefinite · 0 investors · min. $500,000 · role: Executive Officer (of the Managing Member and the Investment Manager) EDGAR ↗

No sales reported yet as of the latest filing. Bobby is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

WT
Pooled Investment Fund · group: Waterfall

Waterfall TALF Opportunity Fund, LLC

New York, NY · Jun 9, 2009 → Jun 16, 2010 · 2 filings
  • Jun 16, 2010 · D/A · $18,768,750 sold of Indefinite · 11 investors · min. No minimum reported · role: Executive Officer EDGAR ↗
  • Jun 9, 2009 · D · $14,868,750 sold of Indefinite · 6 investors · min. No minimum reported · role: Executive Officer EDGAR ↗

Raised $18.8M from 11 investors as of the latest filing. Bobby is listed as executive officer on 2 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

WT
Pooled Investment Fund · group: Waterfall

Waterfall TALF Opportunity Fund, Ltd.

Grand Cayman, Cayman Islands (as filed: E9) · Jun 9, 2009 → Jun 16, 2010 · 2 filings
  • Jun 16, 2010 · D/A · $4,740,000 sold of Indefinite · 4 investors · min. $100,000 · role: Executive Officer, Director EDGAR ↗
  • Jun 9, 2009 · D · $0 sold of Indefinite · 0 investors · min. No minimum reported · role: Executive Officer, Director EDGAR ↗

Raised $4.74M from 4 investors as of the latest filing. Bobby is listed as executive officer, director on 2 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

MD
Investing · group: Waterfall

M.D. Sass Municipal Finance Partners-VI, LLC

New York, NY · Nov 5, 2009 → Nov 5, 2009 · 2 filings
  • Nov 5, 2009 · D/A · $17,539,366 sold of $25,000,000 · 37 investors · min. $500,000 · role: Executive Officer (Officer of Managing Member) EDGAR ↗
  • Nov 5, 2009 · D · $6,540,000 sold of $25,000,000 · 9 investors · min. $500,000 · role: Executive Officer (Officer of Managing Member) EDGAR ↗

Raised $17.5M from 37 investors (70% of the $25M target) as of the latest filing. Bobby is listed as executive officer on 2 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

People around Bobby 39

Officers, directors, promoters and management entities named on the same filings, as of Oct 23, 2026, 5:45 PM ET.

WA
Management entity

Waterfall Asset Management, LLC

Promoter, Executive Officer · 18 shared filings (7 issuers) · also on 33 other issuers

Waterfall Asset Management, LLC is on 40 issuers in total — a repeat sponsor. Their page lists every one.

TF
Management entity

Taurus Funds Management Pty Limited

Promoter · 9 shared filings (5 issuers) · also on 3 other issuers

Taurus Funds Management Pty Limited is on 8 issuers in total — a repeat sponsor. Their page lists every one.

MD
Management entity

M.D. Sass Portable Alpha GP, LLC

Promoter, Executive Officer · 8 shared filings (1 issuer)

Listed on the same filings as Bobby Liu. Their page shows their other deals.

MD
Management entity

M.D. Sass, LLC

Executive Officer · 5 shared filings (2 issuers)

Listed on the same filings as Bobby Liu. Their page shows their other deals.

WM
Management entity

Waterfall Management, LLC

Promoter · 4 shared filings (1 issuer) · also on 3 other issuers

Listed on the same filings as Bobby Liu. Their page shows their other deals.

RW
Management entity

R. Waterfall Management LLC

Executive Officer · 3 shared filings (1 issuer)

Listed on the same filings as Bobby Liu. Their page shows their other deals.

RW
Management entity

R. Waterfall Asset Management LLC

Executive Officer · 3 shared filings (1 issuer)

Listed on the same filings as Bobby Liu. Their page shows their other deals.

MS
No photo found yet (own website and image search run after this page is viewed)
Person

Martin D. Sass

Executive Officer, Director · 25 shared filings (6 issuers) · also on 2 other issuers

Martin D. Sass is on 8 issuers in total — a repeat sponsor. Their page lists every one.

HL
No photo found yet (own website and image search run after this page is viewed)
Person

Hugh R. Lamle

Executive Officer, Director · 25 shared filings (9 issuers) · also on 4 other issuers

Hugh R. Lamle is on 13 issuers in total — a repeat sponsor. Their page lists every one.

AS
No photo found yet (own website and image search run after this page is viewed)
Person

Ari Sass

Executive Officer · 20 shared filings (4 issuers)

Listed on the same filings as Bobby Liu. Their page shows their other deals.

TC
No photo found yet (own website and image search run after this page is viewed)
Person

Thomas Capasse

Executive Officer, Director · 17 shared filings (6 issuers) · also on 24 other issuers

Thomas Capasse is on 30 issuers in total — a repeat sponsor. Their page lists every one.

JR
No photo found yet (own website and image search run after this page is viewed)
Person

Jack Ross

Executive Officer, Director · 17 shared filings (6 issuers) · also on 36 other issuers

Jack Ross is on 42 issuers in total — a repeat sponsor. Their page lists every one.

PS
No photo found yet (own website and image search run after this page is viewed)
Person

Philip Sivin

Director, Executive Officer · 15 shared filings (8 issuers) · also on 3 other issuers

Philip Sivin is on 11 issuers in total — a repeat sponsor. Their page lists every one.

GG
No photo found yet (own website and image search run after this page is viewed)
Person

Gordon Galt

Executive Officer, Director · 10 shared filings (6 issuers) · also on 2 other issuers

Gordon Galt is on 8 issuers in total — a repeat sponsor. Their page lists every one.

RM
No photo found yet (own website and image search run after this page is viewed)
Person

Rohan Menon

Executive Officer, Director · 9 shared filings (5 issuers) · also on 2 other issuers

Rohan Menon is on 7 issuers in total — a repeat sponsor. Their page lists every one.

MD
No photo found yet (own website and image search run after this page is viewed)
Person

Michael Davies

Executive Officer, Director · 9 shared filings (5 issuers) · also on 2 other issuers

Michael Davies is on 7 issuers in total — a repeat sponsor. Their page lists every one.

RB
No photo found (searched own website, image search on Oct 24, 2026)
Person

Ramona Bowry

Director · 8 shared filings (3 issuers) · also on 29 other issuers

Ramona Bowry is on 32 issuers in total — a repeat sponsor. Their page lists every one.

AT
No photo found (searched own website, image search on Oct 24, 2026)
Person

Alan Tooker

Director · 7 shared filings (3 issuers) · also on 113 other issuers

Alan Tooker is on 116 issuers in total — a repeat sponsor. Their page lists every one.

CB
No photo found yet (own website and image search run after this page is viewed)
Person

Craig C Barney, Jr.

Executive Officer · 6 shared filings (1 issuer)

Listed on the same filings as Bobby Liu. Their page shows their other deals.

MD
No photo found yet (own website and image search run after this page is viewed)
Person

Matt DiCroce

Executive Officer · 4 shared filings (1 issuer)

Listed on the same filings as Bobby Liu. Their page shows their other deals.

PS
No photo found yet (own website and image search run after this page is viewed)
Person

Phil Sivin

Executive Officer · 3 shared filings (1 issuer)

Listed on the same filings as Bobby Liu. Their page shows their other deals.

JR
No photo found yet (own website and image search run after this page is viewed)
Person

Jason Rapp

Executive Officer · 3 shared filings (1 issuer) · also on 1 other issuer

Listed on the same filings as Bobby Liu. Their page shows their other deals.

VJ
No photo found yet (own website and image search run after this page is viewed)
Person

Vinay K. Jessani

Executive Officer · 2 shared filings (1 issuer)

Listed on the same filings as Bobby Liu. Their page shows their other deals.

DF
No photo found yet (own website and image search run after this page is viewed)
Person

Dan Fishbane

Executive Officer · 2 shared filings (1 issuer)

Listed on the same filings as Bobby Liu. Their page shows their other deals.

JS
No photo found yet (own website and image search run after this page is viewed)
Person

Joseph Stein

Executive Officer · 2 shared filings (1 issuer)

Listed on the same filings as Bobby Liu. Their page shows their other deals.

SF
No photo found yet (own website and image search run after this page is viewed)
Person

Sam Friedman

Executive Officer · 2 shared filings (1 issuer)

Listed on the same filings as Bobby Liu. Their page shows their other deals.

SS
No photo found yet (own website and image search run after this page is viewed)
Person

Steven Shenfeld

Executive Officer · 1 shared filing (1 issuer) · also on 7 other issuers

Steven Shenfeld is on 8 issuers in total — a repeat sponsor. Their page lists every one.

TA
No photo found yet (own website and image search run after this page is viewed)
Person

Tooker Alan

Director · 1 shared filing (1 issuer)

Listed on the same filings as Bobby Liu. Their page shows their other deals.

RL
No photo found yet (own website and image search run after this page is viewed)
Person

Robert S Littell

Executive Officer · 1 shared filing (1 issuer)

Listed on the same filings as Bobby Liu. Their page shows their other deals.

RH
No photo found yet (own website and image search run after this page is viewed)
Person

Robert Hansen

Executive Officer · 1 shared filing (1 issuer) · also on 2 other issuers

Listed on the same filings as Bobby Liu. Their page shows their other deals.

SM
No photo found yet (own website and image search run after this page is viewed)
Person

Sass D. Martin

Director, Executive Officer · 1 shared filing (1 issuer)

Listed on the same filings as Bobby Liu. Their page shows their other deals.

JQ
No photo found yet (own website and image search run after this page is viewed)
Person

John Quartarolo

Executive Officer · 1 shared filing (1 issuer)

Listed on the same filings as Bobby Liu. Their page shows their other deals.

HL
No photo found yet (own website and image search run after this page is viewed)
Person

Hugh R. Lamie

Executive Officer · 1 shared filing (1 issuer)

Listed on the same filings as Bobby Liu. Their page shows their other deals.

AS
No photo found yet (own website and image search run after this page is viewed)
Person

Albert A. Slawsky

Executive Officer · 1 shared filing (1 issuer)

Listed on the same filings as Bobby Liu. Their page shows their other deals.

The team behind the deals

W
Sponsor group

Waterfall

76 issuers · 278 filings · $15.38B reported sold · 2009–2026

One team, 76 deal companies. Bobby Liu is listed on 19 of them.

Sources

Issuers are grouped when their Form D filings share related persons, a management entity or a business address (automatic match from the filings). "Listed" marks the issuers that name Bobby Liu.

Same business address

51 other issuers file from the same address (first 50 shown)

A shared address can mean the same team, a shared office building or a registered agent. It is a lead, not a conclusion.

Registrations and other filings

Business registration (state registry / Secretary of State)

Individuals are not matched to business registrations — registries list companies, and a name alone is not enough to tie a person to one. Officers and managers appear by name inside each matched company's record on the issuer pages. Registries searched: AL (Alabama Secretary of State — Business Entity Records (arc-sos.state.al.us), searched by issuer name, data as of Oct 24, 2026); CO (Colorado Secretary of State — Business Entities in Colorado (data.colorado.gov), data as of Oct 23, 2026); CT (Connecticut Secretary of the State — Business Registry (data.ct.gov), data as of Oct 24, 2026); FL (Florida Department of State, Division of Corporations — quarterly corporate data file (Sunbiz), data as of Oct 7, 2026); NY (New York Department of State — Corporations and Other Entities (data.ny.gov: All Filings + Active Corporations), data as of Oct 20, 2026); OR (Oregon Secretary of State — Active Businesses, All (data.oregon.gov), data as of Oct 20, 2026); PA (Pennsylvania Department of State — Registered Businesses, Current (data.pa.gov), data as of Oct 6, 2026); TX (Texas Comptroller — Active Franchise Taxpayers incl. Secretary of State file data (data.texas.gov), data as of Oct 24, 2026). Registries of other states have not been searched: many publish no bulk file and require a CAPTCHA or bot challenge on their search page, which we do not bypass (Delaware, for example, offers no public bulk file).

Adviser registration (Form ADV)

A person is never an adviser firm. 18 of the 19 issuers this person is listed on match a Form ADV adviser (searched 24,962 advisers as of Oct 2, 2026): WATERFALL EDEN FUND LP, Waterfall Eden Fund Ltd, M.D. Sass Government Agency Portable Alpha, L.P., M.D. Sass Income Opportunity, L.P., Waterfall Victoria Fund LP, Waterfall Victoria Fund, Ltd., Waterfall Victoria ERISA Fund, Ltd., New Heights Fund, L.P., Taurus Resources Fund No. 2, LLC, Taurus Resources Fund No. 2, Ltd., M.D. Sass Multi-Strategy Partners II, L.P., Waterfall Delta Fund, Ltd., Taurus Global Resources Hedge Fund Ltd, Taurus Precious Metals Fund Ltd., Taurus Precious Metals Fund, LLC, Waterfall TALF Opportunity Fund, Ltd., Waterfall TALF Opportunity Fund, LLC, M.D. Sass Municipal Finance Partners-VI, LLC.

Other offering types (Regulation A and Regulation Crowdfunding)

Searched SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 (51,358 records as of Oct 23, 2026, 8:41 PM ET) — nothing matched this name.

Property records 1 records on 1 issuer

Property records are matched to companies only, never to individuals, so none are matched to Bobby Liu by design. Searched property records in Hillsborough County FL (Clerk recorded-document index Oct 14, 2026 to Oct 15, 2026 + FL DOR 2026 ownership roll), Miami-Dade County FL (FL DOR 2026 ownership roll), Harris County TX (HCAD 2026 ownership roll), Dallas County TX (DCAD 2026 ownership roll), New York City ACRIS documents and PLUTO ownership rows already retrieved for other issuers, Cook County IL sale and ownership rows already retrieved for other issuers (814,874 records as of Oct 23, 2026, 8:59 PM ET) for the 19 issuers this person is listed on — 1 issuer has property records: Waterfall Victoria Fund, Ltd. (1).

Public profiles and social

Websites and social links of the issuers Bobby Liu is listed on: none on file. No website or social profile named in Waterfall Eden Fund Ltd's SEC filings (Form C, Reg A, Form ADV; checked Oct 24, 2026). Web search for this name: #2,031 of 374,652 in line (1,386 issuers searched so far). One-tap searches: Look further ↓

Look further

One-tap searches on sites we do not index ourselves, with the name pre-filled (Camana Bay, Grand Cayman, E9). Each opens in a new tab; what you find there is not verified by PartnerFacts.

Social and web

LinkedIn people search ↗Instagram ↗X (Twitter) ↗Facebook ↗YouTube ↗Google ↗Google Images ↗Google News ↗Meta Ad Library ↗

Courts

CourtListener / RECAP (federal) ↗PACER case locator (federal, login) ↗New York WebCivil Supreme ↗

Securities regulators

SEC EDGAR full-text search ↗SEC action look-up ↗FINRA BrokerCheck ↗SEC IAPD adviser search ↗

Business registries

New York Secretary of State business search ↗OpenCorporates ↗

Change history

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