Sponsor Check › Person
Named as an officer, director or promoter on SEC Form D filings · Ontario, Canada (as filed: A6) · Apr 3, 2013 → Apr 18, 2016
Data last updated Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 24, 2026, 2:28 AM ET · SEC enforcement last checked: covered by the index scan as of Oct 24, 2026, 2:50 AM ET
Herbert Solway is listed as a director on 60 SEC Form D filings by 12 issuers between Apr 2013 and Apr 2016. Largest by amount reported sold: Onex Blair Franklin Global Credit Fund (MFT) (Toronto, Ontario, Canada (as filed: A6) — pooled investment fund — 2013–2016; $877.7M reported sold to 195 investors), Onex Premium Income Trust (Toronto, Ontario, Canada (as filed: A6) — pooled investment fund — 2013–2016; $450.5M reported sold to 190 investors), Onex International Fund (Toronto, Ontario, Canada (as filed: A6) — pooled investment fund — 2013–2016; $152.5M reported sold to 188 investors), GS&A Tactical Fixed Income Fund (Toronto, Ontario, Canada (as filed: A6) — pooled investment fund — 2013–2015; $145.1M reported sold to 132 investors), GS&A Short Term Bond Fund (Toronto, Ontario, Canada (as filed: A6) — pooled investment fund — 2013–2016; $90.9M reported sold to 134 investors) and 7 more (all listed below).
What this means That is a lot of deals — 12 separate companies raised money with this person listed as director, over about 3 years. Across those companies the filings report $1.96B sold in total.
Listed alongside David Morris (60 shared filings), Jeffrey Moody (60 shared filings), Jeremy Freedman (60 shared filings), Jim Bantis (60 shared filings), Paul Beeston (60 shared filings) and 23 others.
What this means These are the other officers, directors or promoters the companies named on the same forms — the team around Herbert. Each name links to their own page.
9 of the issuers belong to the sponsor group Onex (21 issuers, $1.51B reported sold, 2013–2023).
What this means A sponsor group is one team that sets up a new company for each deal. Onex has 21 companies on file and $1.51B reported sold in total — the group page shows the whole track record in one place.
Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CT, DE, FINRA, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, OK, OR, PA, RI, SC, SD, TN, TX, VT, WA, WI, WV, WY) — 5 court cases matching the name, 3 bankruptcy cases matching the name listed in Key records below.
What this means 8 records came back, including 1 court case still open — open cases can take years and cost money. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.
We compared the newest 50 of 60 public filings for Herbert Solway and found 46 differences, 6 worth asking the sponsor about: Bankruptcy case: Solway Furniture, Inc; 4 court cases name Herbert Solway; and more below.
What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.
Community search for Herbert Solway has not run yet — it is joining a line of 28,720 names; searches run around the clock at the hosts' allowed rate. Searched so far: 638 names.
Community comments are quoted as written by their authors. Sources searched: BiggerPockets forums (via DuckDuckGo, Brave, Bing and BiggerPockets search) and Reddit (search feed + public archive).
Five things investors ask first. Items still in human review are counted, not shown.
5 cases: 1 open, 3 dismissed, 1 closed (disposition not in docket feed)
480 Consumer credit· Cause:
15:1692 Fair Debt Collection Act
190 Other contract actions
190 Other contract actions
Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts State courts: not covered (one-tap state court links under Look further). PACER: not searched. · Last checked Oct 24, 2026, 2:28 AM ET.
Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.
State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.
None found in sources searched — SEC enforcement releases (index scan as of Oct 24, 2026, 2:50 AM ET) · state securities regulators: VA (crawled Oct 23, 2026)
SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — Searched SEC litigation releases and administrative proceedings (1995→ / 2007→) (30,205 records as of Oct 24, 2026, 2:50 AM ET) — nothing matched Herbert Solway..
State securities regulators: Securities regulators searched (3,318 actions): AZ Corporation Commission Securities Division (411 actions, 2017–2026), CA DFPI (25 actions, 2007–2024; listing starts 2002 — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), DE DOJ Investor Protection Unit (257 actions, 1987–2026), TX State Securities Board (586 actions, 2006–2026), WA DFI (2,039 actions, 2001–2026) — last crawled Oct 23, 2026, 9:57 PM ET. No machine-readable public listing today for CO, FL, IA, IN, MN, NE, NJ, NY, OH, UT, VA (see docs/state-regulators.md).
3 cases: 1 open, 2 closed (disposition not in docket feed)
Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not covered (one-tap state court links under Look further). PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 2:28 AM ET.
Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.
State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.
Comparisons cover issuers and sponsor groups — see the issuer pages under Deals
46 differences found between the filings for Herbert Solway — 6 worth asking about (compared the newest 50 of 60 filings on Oct 24, 2026; older filings not covered)
United States Bankruptcy Court, E.D. Tennessee docket "Solway Furniture, Inc." filed Aug 3, 1990, closed Aug 7, 1995. Herbert Solway is listed as Debtor ("Solway Furniture, Inc."). Our match estimate: 40%.
What this means A bankruptcy filing was found. Many are old or personal and have nothing to do with the deal — but ask what it was and when it closed.
By role: plaintiff in 2, defendant in 2. Newest: "Solway Properties LLC v. Philadelphia Insurance Companies" (District Court, N.D. New York, Oct 18, 2024); "Solway v. Allied Collection Services of California, LLC" (District Court, E.D. Michigan, Aug 7, 2019); "Reda Instrumente v. Solway Inc." (District Court, S.D. Florida, Jun 23, 1994). Some of these are name matches with a match estimate below 95% — check each docket.
What this means Several court cases name this subject. Some are routine business suits. Ask what each was about and how it ended.
Amount sold went down between filings — GS&A Focused Long/Short Trust · Amount sold went down between filings — GS&A Credit Arbitrage Fund · Amount sold went down between filings — GS&A U.S. Equity Fund II · Amount sold went down between filings — GS&A Resource Fund · Amount sold went down between filings — Onex International Fund · and 17 more
What this means Amounts sold normally only go up. Ask the sponsor what happened on each.
Investor count went down between filings — GS&A Focused Long/Short Trust · Investor count went down between filings — GS&A Credit Arbitrage Fund · Investor count went down between filings — Onex High Yield Bond Fund (Canada) · Investor count went down between filings — GS&A U.S. Equity Fund II · Investor count went down between filings — Onex International Fund · and 19 more
What this means Investor counts normally only grow. Ask the sponsor what happened on each.
Form D filed 304 days after the first sale — Onex Blair Franklin Global Credit Fund (MFT) · Form D filed 1,183 days after the first sale — GS&A Resource Fund · Form D filed 452 days after the first sale — GS&A Focused Long/Short Trust · Form D filed 1,336 days after the first sale — Onex Premium Income Trust · Form D filed 452 days after the first sale — GS&A Tactical Fixed Income Fund · and 15 more
What this means Late notices are common and carry no penalty by themselves. A pattern of late paperwork is worth asking the sponsor about.
No amendment in the last 12 months on an offering that may still be open — GS&A Tactical Fixed Income Fund (latest filing Apr 27, 2015) · No amendment in the last 12 months on an offering that may still be open — GS&A Focused Long/Short Trust (latest filing Apr 28, 2014) · No amendment in the last 12 months on an offering that may still be open — Onex Blair Franklin Global Credit Fund (MFT) (latest filing Apr 25, 2014) · No amendment in the last 12 months on an offering that may still be open — Onex Premium Income Trust (latest filing Apr 25, 2014) · No amendment in the last 12 months on an offering that may still be open — Onex High Yield Bond Fund (Canada) (latest filing Apr 25, 2014) · and 4 more
What this means SEC rules expect a yearly amendment while an offering is still going. Ask the sponsor which of these raises have closed.
Herbert Solway is no longer listed on the Apr 18, 2017 amendment — GS&A Focused Long/Short Trust · Herbert Solway is no longer listed on the Apr 18, 2017 amendment — GS&A Short Term Bond Fund · Herbert Solway is no longer listed on the Apr 18, 2017 amendment — GS&A Credit Arbitrage Fund · Herbert Solway is no longer listed on the Apr 18, 2017 amendment — GS&A North American All-Cap Fund · Herbert Solway is no longer listed on the Apr 18, 2017 amendment — Onex High Yield Bond Fund (Canada) · and 6 more
What this means People leave; the issuer lists only current officers, directors and promoters. Ask why and who replaced them.
The Apr 18, 2016 filing lists a minimum of $19,250; the Apr 18, 2017 Form D/A lists $18,800.
What this means A different minimum usually means the offering terms changed. Check which terms apply to you.
The Apr 18, 2016 filing lists a minimum of $19,250; the Apr 18, 2017 Form D/A lists $18,800.
What this means A different minimum usually means the offering terms changed. Check which terms apply to you.
The Apr 18, 2016 filing lists a minimum of $19,250; the Apr 18, 2017 Form D/A lists $18,800.
What this means A different minimum usually means the offering terms changed. Check which terms apply to you.
The Apr 18, 2016 filing lists a minimum of $19,250; the Apr 18, 2017 Form D/A lists $18,800.
What this means A different minimum usually means the offering terms changed. Check which terms apply to you.
The Apr 18, 2016 filing lists a minimum of $17,250; the Apr 18, 2017 Form D/A lists $18,800.
What this means A different minimum usually means the offering terms changed. Check which terms apply to you.
The Apr 18, 2016 filing lists a minimum of $19,250; the Apr 18, 2017 Form D/A lists $18,800.
What this means A different minimum usually means the offering terms changed. Check which terms apply to you.
The Apr 18, 2016 filing lists a minimum of $19,250; the Apr 18, 2017 Form D/A lists $18,800.
What this means A different minimum usually means the offering terms changed. Check which terms apply to you.
The Apr 18, 2016 filing lists a minimum of $19,250; the Apr 18, 2017 Form D/A lists $18,800.
What this means A different minimum usually means the offering terms changed. Check which terms apply to you.
The Apr 18, 2016 filing lists a minimum of $19,250; the Apr 18, 2017 Form D/A lists $18,800.
What this means A different minimum usually means the offering terms changed. Check which terms apply to you.
The Apr 18, 2016 filing lists a minimum of $19,250; the Apr 18, 2017 Form D/A lists $18,800.
What this means A different minimum usually means the offering terms changed. Check which terms apply to you.
The Apr 18, 2016 filing lists a minimum of $19,250; the Apr 18, 2017 Form D/A lists $18,800.
What this means A different minimum usually means the offering terms changed. Check which terms apply to you.
The Jan 27, 2016 filing lists a minimum of $17,135; the Apr 18, 2016 Form D/A lists $19,250.
What this means A different minimum usually means the offering terms changed. Check which terms apply to you.
The Apr 24, 2015 filing lists a minimum of $19,750; the Apr 18, 2016 Form D/A lists $19,250.
What this means A different minimum usually means the offering terms changed. Check which terms apply to you.
The Apr 24, 2015 filing lists a minimum of $19,750; the Apr 18, 2016 Form D/A lists $19,250.
What this means A different minimum usually means the offering terms changed. Check which terms apply to you.
The Apr 24, 2015 filing lists a minimum of $19,750; the Apr 18, 2016 Form D/A lists $19,250.
What this means A different minimum usually means the offering terms changed. Check which terms apply to you.
The Mar 8, 2016 filing lists a minimum of $17,845; the Apr 18, 2016 Form D/A lists $17,250.
What this means A different minimum usually means the offering terms changed. Check which terms apply to you.
The Jan 21, 2016 filing lists a minimum of $17,135; the Apr 18, 2016 Form D/A lists $19,250.
What this means A different minimum usually means the offering terms changed. Check which terms apply to you.
The Apr 27, 2015 filing lists a minimum of $19,750; the Apr 18, 2016 Form D/A lists $19,250.
What this means A different minimum usually means the offering terms changed. Check which terms apply to you.
The Apr 27, 2015 filing lists a minimum of $19,750; the Apr 18, 2016 Form D/A lists $19,250.
What this means A different minimum usually means the offering terms changed. Check which terms apply to you.
The Apr 24, 2015 filing lists a minimum of $19,750; the Apr 18, 2016 Form D/A lists $19,250.
What this means A different minimum usually means the offering terms changed. Check which terms apply to you.
The Apr 24, 2015 filing lists a minimum of $19,750; the Apr 18, 2016 Form D/A lists $19,250.
What this means A different minimum usually means the offering terms changed. Check which terms apply to you.
The Apr 24, 2015 filing lists a minimum of $19,750; the Apr 18, 2016 Form D/A lists $19,250.
What this means A different minimum usually means the offering terms changed. Check which terms apply to you.
The Apr 27, 2015 filing lists a minimum of $19,750; the Mar 8, 2016 Form D/A lists $17,845.
What this means A different minimum usually means the offering terms changed. Check which terms apply to you.
The Apr 24, 2015 filing lists a minimum of $19,750; the Jan 27, 2016 Form D/A lists $17,135.
What this means A different minimum usually means the offering terms changed. Check which terms apply to you.
The Apr 27, 2015 filing lists a minimum of $19,750; the Jan 21, 2016 Form D/A lists $17,135.
What this means A different minimum usually means the offering terms changed. Check which terms apply to you.
The Apr 28, 2014 filing lists a minimum of $23,000; the Apr 27, 2015 Form D/A lists $19,750.
What this means A different minimum usually means the offering terms changed. Check which terms apply to you.
The Apr 28, 2014 filing lists a minimum of $2,300; the Apr 27, 2015 Form D/A lists $19,750.
What this means A different minimum usually means the offering terms changed. Check which terms apply to you.
The Apr 28, 2014 filing lists a minimum of $23,000; the Apr 27, 2015 Form D/A lists $19,750.
What this means A different minimum usually means the offering terms changed. Check which terms apply to you.
The Apr 28, 2014 filing lists a minimum of $23,000; the Apr 27, 2015 Form D/A lists $19,750.
What this means A different minimum usually means the offering terms changed. Check which terms apply to you.
The Apr 28, 2014 filing lists a minimum of $23,000; the Apr 27, 2015 Form D/A lists $19,750.
What this means A different minimum usually means the offering terms changed. Check which terms apply to you.
The Apr 25, 2014 filing lists a minimum of $23,000; the Apr 24, 2015 Form D/A lists $19,750.
What this means A different minimum usually means the offering terms changed. Check which terms apply to you.
The Apr 25, 2014 filing lists a minimum of $23,000; the Apr 24, 2015 Form D/A lists $19,750.
What this means A different minimum usually means the offering terms changed. Check which terms apply to you.
The Apr 28, 2014 filing lists a minimum of $23,000; the Apr 24, 2015 Form D/A lists $19,750.
What this means A different minimum usually means the offering terms changed. Check which terms apply to you.
The Apr 24, 2015 filing lists a minimum of $23,000; the Apr 24, 2015 Form D/A lists $19,750.
What this means A different minimum usually means the offering terms changed. Check which terms apply to you.
The Apr 28, 2014 filing lists a minimum of $23,000; the Apr 24, 2015 Form D/A lists $19,750.
What this means A different minimum usually means the offering terms changed. Check which terms apply to you.
The Apr 28, 2014 filing lists a minimum of $23,000; the Apr 24, 2015 Form D/A lists $19,750.
What this means A different minimum usually means the offering terms changed. Check which terms apply to you.
The Apr 28, 2014 filing lists a minimum of $23,000; the Apr 24, 2015 Form D/A lists $19,750.
What this means A different minimum usually means the offering terms changed. Check which terms apply to you.
The Jul 10, 2013 filing lists a minimum of $24,250; the Apr 25, 2014 Form D/A lists $23,675.
What this means A different minimum usually means the offering terms changed. Check which terms apply to you.
Reported net asset value range changed between filings — GS&A Short Term Bond Fund · Reported net asset value range changed between filings — GS&A Credit Arbitrage Fund · Reported net asset value range changed between filings — GS&A North American All-Cap Fund · Reported net asset value range changed between filings — Onex High Yield Bond Fund (Canada) · Reported net asset value range changed between filings — GS&A U.S. Equity Fund II · and 7 more
What this means The size band is self-reported. Ask for current numbers.
What is compared: every Form D and D/A we hold for this subject, side by side — filing dates vs. first-sale dates (the 15-day rule), amendment timing on open offerings (the yearly-amendment expectation), amounts sold, investor counts, offering amounts and minimums across amendments, industry and size bands, addresses, how each person's name and role is written, paid sellers' CRD numbers, and (for groups) where the member companies were formed and sit. Everything is as filed by the issuer; the SEC does not check it. Differences are common and usually have ordinary explanations — we show both values, the dates, and the source so you can ask. We compared the newest 50 of 60 filings (work cap); older filings are not covered here. As of Oct 24, 2026.
None reported on 30 offerings — no sales commissions, finder's fees or proceeds to insiders
| Offering (latest filing) | Sales commissions | Finder's fees | To insiders | Paid to sell it | Source |
|---|---|---|---|---|---|
| Apr 18, 2016 D/A GS&A Short Term Bond Fund File 021-216301 | $0 | $0 | $0 | None listed on this filing | EDGAR ↗ |
| Apr 18, 2016 D/A GS&A Focused Long/Short Trust File 021-216304 | $0 | $0 | $0 | None listed on this filing | EDGAR ↗ |
| Apr 18, 2016 D/A Onex High Yield Bond Fund (Canada) File 021-216362 | $0 | $0 | $0 | None listed on this filing | EDGAR ↗ |
| Apr 18, 2016 D/A GS&A Income Long/Short Trust File 021-216365 | $0 | $0 | $0 | None listed on this filing | EDGAR ↗ |
| Apr 18, 2016 D/A Onex International Fund File 021-216368 | $0 | $0 | $0 | None listed on this filing | EDGAR ↗ |
| Apr 18, 2016 D/A GS&A North American All-Cap Fund File 021-216372 | $0 | $0 | $0 | None listed on this filing | EDGAR ↗ |
| Apr 18, 2016 D/A GS&A U.S. Equity Fund II File 021-216378 | $0 | $0 | $0 | None listed on this filing | EDGAR ↗ |
| Apr 18, 2016 D/A GS&A Credit Arbitrage Fund File 021-216355 | $0 | $0 | $0 | None listed on this filing | EDGAR ↗ |
| Apr 18, 2016 D/A Onex Premium Income Trust File 021-216367 | $0 | $0 | $0 | None listed on this filing | EDGAR ↗ |
| Apr 18, 2016 D/A GS&A Resource Fund File 021-216380 | $0 | $0 | $0 | None listed on this filing | EDGAR ↗ |
| Apr 18, 2016 D/A Onex Blair Franklin Global Credit Fund (MFT) File 021-216359 | $0 | $0 | $0 | None listed on this filing | EDGAR ↗ |
| Apr 27, 2015 D/A GS&A Tactical Fixed Income Fund File 021-216370 | $0 | $0 | $0 | None listed on this filing | EDGAR ↗ |
| Apr 28, 2014 D GS&A Focused Long/Short Trust File 021-216364 | $0 | $0 | $0 | None listed on this filing | EDGAR ↗ |
| Apr 25, 2014 D/A Onex Blair Franklin Global Credit Fund (MFT) File 021-199341 | $0 | $0 | $0 | None listed on this filing | EDGAR ↗ |
| Apr 25, 2014 D GS&A Income Long/Short Trust File 021-216305 | $0 | $0 | $0 | None listed on this filing | EDGAR ↗ |
| Apr 25, 2014 D Onex International Fund File 021-216319 | $0 | $0 | $0 | None listed on this filing | EDGAR ↗ |
| Apr 25, 2014 D GS&A Credit Arbitrage Fund File 021-216296 | $0 | $0 | $0 | None listed on this filing | EDGAR ↗ |
| Apr 25, 2014 D Onex High Yield Bond Fund (Canada) File 021-216302 | $0 | $0 | $0 | None listed on this filing | EDGAR ↗ |
| Apr 25, 2014 D Onex Premium Income Trust File 021-216310 | $0 | $0 | $0 | None listed on this filing | EDGAR ↗ |
| Apr 8, 2013 D GS&A Resource Fund File 021-194618 | $0 | $0 | $0 | None listed on this filing | EDGAR ↗ |
| Apr 5, 2013 D Onex International Fund File 021-194550 | $0 | $0 | $0 | None listed on this filing | EDGAR ↗ |
| Apr 5, 2013 D GS&A North American All-Cap Fund File 021-194564 | $0 | $0 | $0 | None listed on this filing | EDGAR ↗ |
| Apr 5, 2013 D GS&A U.S. Equity Fund II File 021-194568 | $0 | $0 | $0 | None listed on this filing | EDGAR ↗ |
| Apr 5, 2013 D GS&A Tactical Fixed Income Fund File 021-194546 | $0 | $0 | $0 | None listed on this filing | EDGAR ↗ |
| Apr 5, 2013 D Onex Premium Income Trust File 021-194536 | $0 | $0 | $0 | None listed on this filing | EDGAR ↗ |
| Apr 3, 2013 D Onex High Yield Bond Fund (Canada) File 021-194422 | $0 | $0 | $0 | None listed on this filing | EDGAR ↗ |
| Apr 3, 2013 D GS&A Income Long/Short Trust File 021-194432 | $0 | $0 | $0 | None listed on this filing | EDGAR ↗ |
| Apr 3, 2013 D GS&A Short Term Bond Fund File 021-194420 | $0 | $0 | $0 | None listed on this filing | EDGAR ↗ |
| Apr 3, 2013 D/A GS&A Credit Arbitrage Fund File 021-194418 | $0 | $0 | $0 | None listed on this filing | EDGAR ↗ |
| Apr 3, 2013 D GS&A Focused Long/Short Trust File 021-194429 | $0 | $0 | $0 | None listed on this filing | EDGAR ↗ |
Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.
Counted across every filing this person is listed on (latest filing per offering, per issuer).
Every issuer that named Herbert Solway on a Form D, newest first. A Form D is the notice a company files after it starts selling a private investment.
Raised $85.1M from 138 investors as of the latest filing. Herbert is listed as director on 6 filings for this deal.
Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.
Raised $22.4M from 75 investors as of the latest filing. Herbert is listed as director on 5 filings for this deal.
Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.
Raised $877.7M from 195 investors as of the latest filing. Herbert is listed as director on 6 filings for this deal.
Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.
Raised $14.2M from 53 investors as of the latest filing. Herbert is listed as director on 4 filings for this deal.
Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.
Raised $450.5M from 190 investors as of the latest filing. Herbert is listed as director on 5 filings for this deal.
Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.
Raised $152.5M from 188 investors as of the latest filing. Herbert is listed as director on 5 filings for this deal.
Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.
Raised $42.1M from 80 investors as of the latest filing. Herbert is listed as director on 5 filings for this deal.
Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.
Raised $30M from 57 investors as of the latest filing. Herbert is listed as director on 6 filings for this deal.
Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.
Raised $90.9M from 134 investors as of the latest filing. Herbert is listed as director on 4 filings for this deal.
Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.
Raised $20.9M from 62 investors as of the latest filing. Herbert is listed as director on 5 filings for this deal.
Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.
Raised $23.8M from 64 investors as of the latest filing. Herbert is listed as director on 5 filings for this deal.
Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.
Raised $145.1M from 132 investors as of the latest filing. Herbert is listed as director on 4 filings for this deal.
Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.
Officers, directors, promoters and management entities named on the same filings, as of Oct 23, 2026, 5:45 PM ET.
David Morris is on 15 issuers in total — a repeat sponsor. Their page lists every one.
Paul Beeston is on 15 issuers in total — a repeat sponsor. Their page lists every one.
Jim Bantis is on 15 issuers in total — a repeat sponsor. Their page lists every one.
Jeremy Freedman is on 14 issuers in total — a repeat sponsor. Their page lists every one.
Pierre-Andre Themens is on 15 issuers in total — a repeat sponsor. Their page lists every one.
Jeffrey Moody is on 15 issuers in total — a repeat sponsor. Their page lists every one.
Wilfred Gobert is on 15 issuers in total — a repeat sponsor. Their page lists every one.
William Webb is on 14 issuers in total — a repeat sponsor. Their page lists every one.
Nancy Lockhart is on 15 issuers in total — a repeat sponsor. Their page lists every one.
Stephen Halperin is on 14 issuers in total — a repeat sponsor. Their page lists every one.
Robert S Weiss is on 14 issuers in total — a repeat sponsor. Their page lists every one.
Peter M Mann is on 15 issuers in total — a repeat sponsor. Their page lists every one.
Peter Zaltz is on 15 issuers in total — a repeat sponsor. Their page lists every one.
Thomas MacMillan is on 15 issuers in total — a repeat sponsor. Their page lists every one.
Amy J Aubin is on 13 issuers in total — a repeat sponsor. Their page lists every one.
David A Rosenberg is on 15 issuers in total — a repeat sponsor. Their page lists every one.
Virginia Ann Davis is on 15 issuers in total — a repeat sponsor. Their page lists every one.
Antony Solomon is on 13 issuers in total — a repeat sponsor. Their page lists every one.
Donald Carty is on 14 issuers in total — a repeat sponsor. Their page lists every one.
Ira Gluskin is on 14 issuers in total — a repeat sponsor. Their page lists every one.
Gerald Sheff is on 14 issuers in total — a repeat sponsor. Their page lists every one.
Jeannine LiChong is on 14 issuers in total — a repeat sponsor. Their page lists every one.
Pamela Wallin is on 13 issuers in total — a repeat sponsor. Their page lists every one.
Listed on the same filings as Herbert Solway. Their page shows their other deals.
Listed on the same filings as Herbert Solway. Their page shows their other deals.
Listed on the same filings as Herbert Solway. Their page shows their other deals.
Listed on the same filings as Herbert Solway. Their page shows their other deals.
One team, 21 deal companies. Herbert Solway is listed on 9 of them.
Issuers are grouped when their Form D filings share related persons, a management entity or a business address (automatic match from the filings). "Listed" marks the issuers that name Herbert Solway.
A shared address can mean the same team, a shared office building or a registered agent. It is a lead, not a conclusion.
None of the 12 issuers this person is listed on appears in Form ADV (searched 24,962 advisers as of Oct 2, 2026). A person is never an adviser firm; Form ADV is checked for the issuers and the management companies they are listed with.
Searched SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 (51,358 records as of Oct 23, 2026, 8:41 PM ET) — nothing matched this name.
Property records are matched to companies only, never to individuals, so none are matched to Herbert Solway by design. Searched property records in Hillsborough County FL (Clerk recorded-document index Oct 14, 2026 to Oct 15, 2026 + FL DOR 2026 ownership roll), Miami-Dade County FL (FL DOR 2026 ownership roll), Harris County TX (HCAD 2026 ownership roll), Dallas County TX (DCAD 2026 ownership roll), New York City ACRIS documents and PLUTO ownership rows already retrieved for other issuers, Cook County IL sale and ownership rows already retrieved for other issuers (814,874 records as of Oct 23, 2026, 8:59 PM ET) for the 12 issuers this person is listed on — nothing matched.
Websites and social links of the issuers Herbert Solway is listed on: none on file. No website or social profile named in GS&A Tactical Fixed Income Fund's SEC filings (Form C, Reg A, Form ADV; checked Oct 24, 2026). Web search for this name: #303,296 of 374,652 in line (1,364 issuers searched so far). One-tap searches: Look further ↓
One-tap searches on sites we do not index ourselves, with the name pre-filled (Toronto, A6). Each opens in a new tab; what you find there is not verified by PartnerFacts.
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