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Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 9:54 AM ET

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Donald Carty

Named as an officer, director or promoter on SEC Form D filings · TX · Apr 3, 2013 → Jul 10, 2013

14deals (issuers)
$2.87Breported sold
1,559investors
15Form D filings
2013year on file
Follow this personLook further ↓PDF

Data last updated Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 24, 2026, 2:20 AM ET · SEC enforcement last checked: covered by the index scan as of Oct 24, 2026, 2:50 AM ET

The short version

Donald Carty is listed as a director on 15 SEC Form D filings by 14 issuers between Apr 2013 and Jul 2013. Largest by amount reported sold: Onex Blair Franklin Global Credit Fund (MFT) (Toronto, Ontario, Canada (as filed: A6) — pooled investment fund — 2013; $877.7M reported sold to 195 investors), Onex U.S. Equity Fund (Toronto, Ontario, Canada (as filed: A6) — pooled investment fund — 2013; $862.7M reported sold to 143 investors), Onex Premium Income Trust (Toronto, Ontario, Canada (as filed: A6) — pooled investment fund — 2013; $450.5M reported sold to 190 investors), Onex International Fund (Toronto, Ontario, Canada (as filed: A6) — pooled investment fund — 2013; $152.5M reported sold to 188 investors), GS&A Tactical Fixed Income Fund (Toronto, Ontario, Canada (as filed: A6) — pooled investment fund — 2013; $145.1M reported sold to 132 investors) and 9 more (all listed below).

What this means That is a lot of deals — 14 separate companies raised money with this person listed as director. Across those companies the filings report $2.87B sold in total.

Listed alongside David Morris (15 shared filings), Gerald Sheff (15 shared filings), Ira Gluskin (15 shared filings), Jeffrey Moody (15 shared filings), Jeremy Freedman (15 shared filings) and 8 others.

What this means These are the other officers, directors or promoters the companies named on the same forms — the team around Donald. Each name links to their own page.

10 of the issuers belong to the sponsor group Onex (21 issuers, $1.51B reported sold, 2013–2023).

What this means A sponsor group is one team that sets up a new company for each deal. Onex has 21 companies on file and $1.51B reported sold in total — the group page shows the whole track record in one place.

Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CO, CT, DC, DE, FINRA, FL, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VT, WA, WI, WV, WY) — 4 bankruptcy cases matching the name listed in Key records below.

What this means 4 records came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.

We compared 15 public filings for Donald Carty and found 8 differences, 2 worth asking the sponsor about: 13 Form Ds were filed more than 15 days after the first sale; Donald Carty is no longer listed on the Apr 25, 2014 amendment; and more below.

What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.

What the community is saying

Community search for Donald Carty has not run yet — it is joining a line of 43,087 names; searches run around the clock at the hosts' allowed rate. Searched so far: 641 names.

Community comments are quoted as written by their authors. Sources searched: Bing (site:reddit.com / site:biggerpockets.com) and Reddit's own search, plus DuckDuckGo/Brave/BiggerPockets search when they are answering.

Key records

Five things investors ask first. Items still in human review are counted, not shown.

1. Lawsuits

None found in sources searched — federal courts (CourtListener / RECAP), checked Oct 24, 2026

What was searched

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts State courts: not covered (one-tap state court links under Look further). PACER: not searched. · Last checked Oct 24, 2026, 2:20 AM ET.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

None found in sources searched — SEC enforcement releases (index scan as of Oct 24, 2026, 2:50 AM ET) · state securities regulators: 48 regulators (FINRA, NASAA, 37 states) — crawled Oct 24, 2026, 8:48 AM ET

What was searched

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — Searched SEC litigation releases and administrative proceedings (1995→ / 2007→) (30,205 records as of Oct 24, 2026, 2:50 AM ET) — nothing matched Donald Carty..

State securities regulators: Securities regulators searched (64,910 actions): FINRA (38,350 actions, 1995–2026), NASAA (31 actions, 2000–2026; listing starts 1997), AK Division of Banking and Securities (273 actions, 1971–2025), AL Securities Commission (880 actions, 2001–2026), AR Securities Department (1,305 actions, 1998–2026), AZ Corporation Commission Securities Division (411 actions, 2017–2026), CA DFPI (25 actions, 2007–2024; listing starts 2002 — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), CO Division of Securities (731 actions, 2001–2026; older years from the Internet Archive (snapshot of 2026-05-02)), CT Department of Banking Securities Division (940 actions, 2006–2026; older years from the Internet Archive (snapshot of 2026-04-22)), DC DISB Securities Bureau (25 actions, 2012–2026), DE DOJ Investor Protection Unit (257 actions, 1987–2026), FL Office of Financial Regulation (49 actions, 2018–2026), GA Secretary of State Securities Division (65 actions, 2015–2026; listing starts 2012), HI DCCA Securities Enforcement Branch (26 actions, 2012–2026), ID Department of Finance Securities Bureau (663 actions, 1994–2026), IL Secretary of State Securities Department (4,122 actions, 2003–2023), KS Insurance Department Securities Division (58 actions), KY Department of Financial Institutions (342 actions, 2005–2026), LA Office of Financial Institutions Securities Division (13 actions, 2010–2025; listing starts 2008), MA Secretary of the Commonwealth Securities Division (125 actions, 2012–2025; live site blocks automated access — loaded from the Internet Archive snapshot of 2026-02-04), MD Attorney General Securities Division (1,054 actions, 2004–2026), ME Office of Securities (539 actions, 2000–2026), MI LARA Corporations, Securities & Commercial Licensing Bureau (201 actions), MO Secretary of State Securities Division (919 actions, 1998–2026), MS Secretary of State Securities Division (209 actions, 1995–2026), MT Commissioner of Securities and Insurance (597 actions, 2000–2026), NC Secretary of State Securities Division (265 actions, 2004–2024), ND Securities Department (711 actions, 1990–2026; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2026-01-06), NH Bureau of Securities Regulation (402 actions, 2002–2026), NM Regulation and Licensing Department Securities Division (90 actions, 2010–2025), NV Secretary of State Securities Division (118 actions, 2018–2026), NY Attorney General Investor Protection Bureau (44 actions, 2012–2026), OH Division of Securities (327 actions, 1993–2006), OK Department of Securities (2,531 actions, 1998–2026), OR Division of Financial Regulation (589 actions, 1988–2026), PA Department of Banking and Securities (1,448 actions, 2008–2024; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2024-08-09), RI DBR Securities Division (98 actions, 2005–2025), SC Attorney General Securities Division (540 actions, 2006–2026), SD Division of Insurance – Securities Regulation (106 actions, 2017–2026), TN Department of Commerce and Insurance Securities Division (405 actions, 1992–2026), TX State Securities Board (936 actions, 1999–2026), UT Division of Securities (772 actions, 2000–2026; older years from the Internet Archive (snapshot of 2010-05-27)), VT DFR Securities Division (137 actions, 2010–2026), WA DFI (2,039 actions, 2001–2026), WI DFI Division of Securities (1,072 actions, 1998–2026), WV Securities Commission (State Auditor) (64 actions), WY Secretary of State Compliance Division (6 actions, 2016–2024) — last crawled Oct 24, 2026, 8:48 AM ET. No machine-readable public listing today for IA, IN, MN, NE, NJ, VA (see docs/state-regulators.md).

3. Bankruptcies

4 cases: 4 closed (disposition not in docket feed)

Donald C. Carty and Emily R. Carty closed
United States Bankruptcy Court, M.D. Georgia · No. 12-53568 · Filed Dec 16, 2012 · Closed Apr 17, 2013
Role of Donald C. Carty and Emily R. Carty: Debtor · Outcome: Case closed 2013-04-17 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 5 federal dockets); 5 people with this name in Form D filings; court in GA (not a filing state)
Donald W Carty, II and Kristine M Carty closed
United States Bankruptcy Court, C.D. California · No. 6:11-bk-31072 · Filed Jun 28, 2011 · Closed Oct 24, 2011
Role of Donald W Carty, II: Debtor · Outcome: Case closed 2011-10-24 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 5 federal dockets); 5 people with this name in Form D filings; court in CA (not a filing state)
Donald H Carty closed
United States Bankruptcy Court, N.D. Ohio · No. 03-11246 · Filed Feb 3, 2003 · Closed May 16, 2003
Role of Donald H Carty: Debtor · Outcome: Case closed 2003-05-16 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 5 federal dockets); 5 people with this name in Form D filings; court in OH (not a filing state)
Donald B. Carty and Amy L. Carty closed
United States Bankruptcy Court, D. New Jersey · No. 99-13621 · Filed Apr 15, 1999 · Closed Jan 10, 2000
Role of Donald B. Carty and Amy L. Carty: Debtor · Outcome: Case closed 2000-01-10 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 5 federal dockets); 5 people with this name in Form D filings; court in NJ (not a filing state)
What was searched

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not covered (one-tap state court links under Look further). PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 2:20 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

4. Differences between public sources

Comparisons cover issuers and sponsor groups — see the issuer pages under Deals

8 differences found between the filings for Donald Carty — 2 worth asking about (compared 15 filings on Oct 24, 2026)

Worth asking · Feb 28, 2009 – Jul 10, 2013

13 Form Ds were filed more than 15 days after the first sale

Form D filed 98 days after the first sale — Onex U.S. Equity Fund · Form D filed 798 days after the first sale — GS&A Resource Fund · Form D filed 948 days after the first sale — Onex Premium Income Trust · Form D filed 64 days after the first sale — GS&A Tactical Fixed Income Fund · Form D filed 1,010 days after the first sale — GS&A U.S. Equity Fund II · and 8 more

What this means Late notices are common and carry no penalty by themselves. A pattern of late paperwork is worth asking the sponsor about.

Form D · Apr 8, 2013 ↗Onex U.S. Equity Fund — PartnerFacts page ↗Form D · Apr 8, 2013 ↗GS&A Resource Fund — PartnerFacts page ↗
Sources
Note · Feb 28, 2009 – Apr 8, 2013

13 offerings have no amendment in the last 12 months and may still be open

No amendment in the last 12 months on an offering that may still be open — Onex U.S. Equity Fund (latest filing Apr 8, 2013) · No amendment in the last 12 months on an offering that may still be open — GS&A Resource Fund (latest filing Apr 8, 2013) · No amendment in the last 12 months on an offering that may still be open — Onex Premium Income Trust (latest filing Apr 5, 2013) · No amendment in the last 12 months on an offering that may still be open — GS&A Tactical Fixed Income Fund (latest filing Apr 5, 2013) · No amendment in the last 12 months on an offering that may still be open — GS&A U.S. Equity Fund II (latest filing Apr 5, 2013) · and 8 more

What this means SEC rules expect a yearly amendment while an offering is still going. Ask the sponsor which of these raises have closed.

Form D · Apr 8, 2013 ↗Onex U.S. Equity Fund — PartnerFacts page ↗Form D · Apr 8, 2013 ↗GS&A Resource Fund — PartnerFacts page ↗
Sources
Worth asking · Jul 10, 2013 – Apr 25, 2014

Donald Carty is no longer listed on the Apr 25, 2014 amendment — Onex Blair Franklin Global Credit Fund (MFT)

Donald Carty appears on the Jul 10, 2013 Form D/A (director) but not on the Apr 25, 2014 Form D/A for the same offering.

What this means People leave, and the issuer must list only current officers, directors and promoters. It is still worth asking why this person left and who replaced them.

Form D/A · Jul 10, 2013 ↗Form D/A · Apr 25, 2014 ↗Donald Carty — PartnerFacts page ↗Onex Blair Franklin Global Credit Fund (MFT) — PartnerFacts page ↗
Sources
Note · Jul 10, 2013 – Apr 25, 2014

Minimum investment changed between filings — Onex Blair Franklin Global Credit Fund (MFT)

The Jul 10, 2013 filing lists a minimum of $24,250; the Apr 25, 2014 Form D/A lists $23,675.

What this means A different minimum usually means the offering terms changed. Check which terms apply to you.

Form D/A (earlier) · Jul 10, 2013 ↗Form D/A (later) · Apr 25, 2014 ↗Onex Blair Franklin Global Credit Fund (MFT) — PartnerFacts page ↗
Sources
Note · Jul 10, 2013 – Apr 25, 2014

Reported net asset value range changed between filings — Onex Blair Franklin Global Credit Fund (MFT)

"$1 - $5,000,000" (Jul 10, 2013); then "$50,000,001 - $100,000,000" (Apr 25, 2014).

What this means This is the size band the issuer picks for itself on the form. A change can mean the business grew or shrank — or that it chose not to say. Ask for current numbers.

Form D/A · Jul 10, 2013 ↗Form D/A · Apr 25, 2014 ↗Onex Blair Franklin Global Credit Fund (MFT) — PartnerFacts page ↗
Sources
Note · Feb 17, 2017 – May 16, 2017

Same name, different state: "Donald Carty" (WA or A6) is a separate record

This page covers filings where the address state is TX. A separate record, "Donald Carty" with address state WA or A6, is listed on 3 filings — most recently by Betterez Inc. (Oct 24, 2018). The two records do not overlap in time: this page runs Apr 3, 2013 to Jul 10, 2013; the other runs Feb 17, 2017 to May 16, 2017.

What this means Could be the same person who moved, or two people with the same name. We keep them apart until a filing ties them together. Check both pages before you decide.

Donald Carty (WA,A6) — PartnerFacts page ↗Form D · Oct 24, 2018 ↗Betterez Inc. — PartnerFacts page ↗Donald Carty (TX) — this page ↗
Sources
Note · Nov 21, 2012 – Nov 19, 2013

Same name, different state: "Donald Carty" (A0) is a separate record

This page covers filings where the address state is TX. A separate record, "Donald Carty" with address state A0, is listed on 3 filings — most recently by TALISMAN ENERGY INC (Nov 19, 2013). Both records have filings in the same period (Apr 3, 2013 to Jul 10, 2013).

What this means Two records with one name were active at the same time. That can be one person listing different company addresses, or two different people. We keep them apart until a filing ties them together. Check both pages before you decide.

Donald Carty (A0) — PartnerFacts page ↗Form D/A · Nov 19, 2013 ↗TALISMAN ENERGY INC — PartnerFacts page ↗Donald Carty (TX) — this page ↗
Sources
Note · Jun 21, 2010

Same name, different state: "Donald J. Carty" (GA) is a separate record

This page covers filings where the address state is TX. A separate record, "Donald J. Carty" with address state GA, is listed on 1 filing — most recently by AIR SERV CORP (Jun 21, 2010). The two records do not overlap in time: this page runs Apr 3, 2013 to Jul 10, 2013; the other has one filing dated Jun 21, 2010.

What this means Could be the same person who moved, or two people with the same name. We keep them apart until a filing ties them together. Check both pages before you decide.

Donald J. Carty (GA) — PartnerFacts page ↗Form D · Jun 21, 2010 ↗AIR SERV CORP — PartnerFacts page ↗Donald Carty (TX) — this page ↗
Sources
What is compared

What is compared: every Form D and D/A we hold for this subject, side by side — filing dates vs. first-sale dates (the 15-day rule), amendment timing on open offerings (the yearly-amendment expectation), amounts sold, investor counts, offering amounts and minimums across amendments, industry and size bands, addresses, how each person's name and role is written, paid sellers' CRD numbers, and (for groups) where the member companies were formed and sit. Everything is as filed by the issuer; the SEC does not check it. Differences are common and usually have ordinary explanations — we show both values, the dates, and the source so you can ask. As of Oct 24, 2026.

5. Money to insiders

None reported on 14 offerings — no sales commissions, finder's fees or proceeds to insiders

Per-offering detail
Offering (latest filing)Sales commissionsFinder's feesTo insidersPaid to sell itSource
Jul 10, 2013 D/A
Onex Blair Franklin Global Credit Fund (MFT)
File 021-199341
$0$0$0None listed on this filingEDGAR ↗
Apr 8, 2013 D
GS&A Resource Fund
File 021-194618
$0$0$0None listed on this filingEDGAR ↗
Apr 8, 2013 D
Onex U.S. Equity Fund
File 021-194621
$0$0$0None listed on this filingEDGAR ↗
Apr 5, 2013 D
Onex International Fund
File 021-194550
$0$0$0None listed on this filingEDGAR ↗
Apr 5, 2013 D
GS&A North American All-Cap Fund
File 021-194564
$0$0$0None listed on this filingEDGAR ↗
Apr 5, 2013 D
GS&A U.S. Equity Fund II
File 021-194568
$0$0$0None listed on this filingEDGAR ↗
Apr 5, 2013 D
GS&A Tactical Fixed Income Fund
File 021-194546
$0$0$0None listed on this filingEDGAR ↗
Apr 5, 2013 D
Onex Premium Income Trust
File 021-194536
$0$0$0None listed on this filingEDGAR ↗
Apr 3, 2013 D
Onex High Yield Bond Fund (Canada)
File 021-194422
$0$0$0None listed on this filingEDGAR ↗
Apr 3, 2013 D
GS&A Income Long/Short Trust
File 021-194432
$0$0$0None listed on this filingEDGAR ↗
Apr 3, 2013 D
GS&A Short Term Bond Fund
File 021-194420
$0$0$0None listed on this filingEDGAR ↗
Apr 3, 2013 D/A
GS&A Credit Arbitrage Fund
File 021-194418
$0$0$0None listed on this filingEDGAR ↗
Apr 3, 2013 D
GS&A Multi-Strategy Trust
File 021-194441
$0$0$0None listed on this filingEDGAR ↗
Apr 3, 2013 D
GS&A Focused Long/Short Trust
File 021-194429
$0$0$0None listed on this filingEDGAR ↗

Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across every filing this person is listed on (latest filing per offering, per issuer).

Deals 14

Every issuer that named Donald Carty on a Form D, newest first. A Form D is the notice a company files after it starts selling a private investment.

OB
Pooled Investment Fund · group: Onex

Onex Blair Franklin Global Credit Fund (MFT)

Toronto, Ontario, Canada (as filed: A6) · Jul 10, 2013 → Jul 10, 2013 · 2 filings
  • Jul 10, 2013 · D/A · $2,609,578 sold of Indefinite · 12 investors · min. $24,250 · role: Director EDGAR ↗
  • Jul 10, 2013 · D · $2,609,578 sold of Indefinite · 12 investors · min. $24,250 · role: Director EDGAR ↗

Raised $877.7M from 195 investors as of the latest filing. Donald is listed as director on 2 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

OU
Pooled Investment Fund · group: Onex

Onex U.S. Equity Fund

Toronto, Ontario, Canada (as filed: A6) · Apr 8, 2013
  • Apr 8, 2013 · D · $15,025,482 sold of Indefinite · 44 investors · min. $24,308 · role: Director EDGAR ↗

Raised $862.7M from 143 investors as of the latest filing. Donald is listed as director.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

GA
Pooled Investment Fund · group: Onex

GS&A Resource Fund

Toronto, Ontario, Canada (as filed: A6) · Apr 8, 2013
  • Apr 8, 2013 · D · $7,158,159 sold of Indefinite · 26 investors · min. $24,308 · role: Director EDGAR ↗

Raised $14.2M from 53 investors as of the latest filing. Donald is listed as director.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

GA
Pooled Investment Fund · group: Onex

GS&A U.S. Equity Fund II

Toronto, Ontario, Canada (as filed: A6) · Apr 5, 2013
  • Apr 5, 2013 · D · $801,578 sold of Indefinite · 9 investors · min. $24,308 · role: Director EDGAR ↗

Raised $22.4M from 75 investors as of the latest filing. Donald is listed as director.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

GA
Pooled Investment Fund · group: Onex

GS&A North American All-Cap Fund

Toronto, Ontario, Canada (as filed: A6) · Apr 5, 2013
  • Apr 5, 2013 · D · $1,205,533 sold of Indefinite · 13 investors · min. $24,308 · role: Director EDGAR ↗

Raised $23.8M from 64 investors as of the latest filing. Donald is listed as director.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

OI
Pooled Investment Fund · group: Onex

Onex International Fund

Toronto, Ontario, Canada (as filed: A6) · Apr 5, 2013
  • Apr 5, 2013 · D · $4,067,969 sold of Indefinite · 32 investors · min. $24,308 · role: Director EDGAR ↗

Raised $152.5M from 188 investors as of the latest filing. Donald is listed as director.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

GA
Pooled Investment Fund

GS&A Tactical Fixed Income Fund

Toronto, Ontario, Canada (as filed: A6) · Apr 5, 2013
  • Apr 5, 2013 · D · $52,064,268 sold of Indefinite · 72 investors · min. $24,307 · role: Director EDGAR ↗

Raised $145.1M from 132 investors as of the latest filing. Donald is listed as director.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

OP
Pooled Investment Fund · group: Onex

Onex Premium Income Trust

Toronto, Ontario, Canada (as filed: A6) · Apr 5, 2013
  • Apr 5, 2013 · D · $19,611,297 sold of Indefinite · 50 investors · min. $24,308 · role: Director EDGAR ↗

Raised $450.5M from 190 investors as of the latest filing. Donald is listed as director.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

GA
Pooled Investment Fund

GS&A Multi-Strategy Trust

Toronto, Ontario, Canada (as filed: A6) · Apr 3, 2013
  • Apr 3, 2013 · D · $47,262,328 sold of Indefinite · 37 investors · min. $24,308 · role: Director EDGAR ↗

Raised $47.3M from 48 investors as of the latest filing. Donald is listed as director.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

GA
Pooled Investment Fund

GS&A Income Long/Short Trust

Toronto, Ontario, Canada (as filed: A6) · Apr 3, 2013
  • Apr 3, 2013 · D · $16,023,279 sold of Indefinite · 44 investors · min. $24,308 · role: Director EDGAR ↗

Raised $42.1M from 80 investors as of the latest filing. Donald is listed as director.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

GA
Pooled Investment Fund

GS&A Focused Long/Short Trust

Toronto, Ontario, Canada (as filed: A6) · Apr 3, 2013
  • Apr 3, 2013 · D · $5,062,944 sold of Indefinite · 16 investors · min. $24,308 · role: Director EDGAR ↗

Raised $30M from 57 investors as of the latest filing. Donald is listed as director.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

OH
Pooled Investment Fund · group: Onex

Onex High Yield Bond Fund (Canada)

Toronto, Ontario, Canada (as filed: A6) · Apr 3, 2013
  • Apr 3, 2013 · D · $7,347,615 sold of Indefinite · 37 investors · min. $24,308 · role: Director EDGAR ↗

Raised $85.1M from 138 investors as of the latest filing. Donald is listed as director.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

GA
Pooled Investment Fund · group: Onex

GS&A Credit Arbitrage Fund

Toronto, Ontario, Canada (as filed: A6) · Apr 3, 2013
  • Apr 3, 2013 · D/A · $13,799,238 sold of Indefinite · 40 investors · min. $24,308 · role: Director EDGAR ↗

Raised $20.9M from 62 investors as of the latest filing. Donald is listed as director.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

GA
Pooled Investment Fund · group: Onex

GS&A Short Term Bond Fund

Toronto, Ontario, Canada (as filed: A6) · Apr 3, 2013
  • Apr 3, 2013 · D · $10,860,404 sold of Indefinite · 23 investors · min. $24,308 · role: Director EDGAR ↗

Raised $90.9M from 134 investors as of the latest filing. Donald is listed as director.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

Other pages with the same name (4)

Separate person records under the same name, not combined with this page. Each line says whether it shares an issuer with this record.

  • Donald J. Carty — GA, 1 issuer, Jun 21, 2010 → Jun 21, 2010 · no shared issuer
  • Donald Carty — Alberta, Canada (as filed: A0), 1 issuer, Nov 21, 2012 → Nov 19, 2013 · no shared issuer
  • Donald Carty — WA, Ontario, Canada (as filed: A6), 1 issuer, Feb 17, 2017 → May 16, 2017 · no shared issuer
  • Donald J. Carty — TX, 1 issuer, Jan 21, 2010 → Sep 3, 2014 · no shared issuer

People around Donald 13

Officers, directors, promoters and management entities named on the same filings, as of Oct 23, 2026, 5:45 PM ET.

IG
No photo found yet (own website and image search run after this page is viewed)
Person

Ira Gluskin

Executive Officer, Director · 15 shared filings (14 issuers)

Ira Gluskin is on 14 issuers in total — a repeat sponsor. Their page lists every one.

DM
No photo found yet (own website and image search run after this page is viewed)
Person

David Morris

Executive Officer · 15 shared filings (14 issuers) · also on 1 other issuer

David Morris is on 15 issuers in total — a repeat sponsor. Their page lists every one.

RW
No photo found yet (own website and image search run after this page is viewed)
Person

Robert S Weiss

Director · 15 shared filings (14 issuers)

Robert S Weiss is on 14 issuers in total — a repeat sponsor. Their page lists every one.

WW
No photo found yet (own website and image search run after this page is viewed)
Person

William Webb

Director, Executive Officer · 15 shared filings (14 issuers)

William Webb is on 14 issuers in total — a repeat sponsor. Their page lists every one.

PB
No photo found yet (own website and image search run after this page is viewed)
Person

Paul Beeston

Director · 15 shared filings (14 issuers) · also on 1 other issuer

Paul Beeston is on 15 issuers in total — a repeat sponsor. Their page lists every one.

JB
No photo found yet (own website and image search run after this page is viewed)
Person

Jim Bantis

Executive Officer · 15 shared filings (14 issuers) · also on 1 other issuer

Jim Bantis is on 15 issuers in total — a repeat sponsor. Their page lists every one.

JF
No photo found yet (own website and image search run after this page is viewed)
Person

Jeremy Freedman

Executive Officer, Director · 15 shared filings (14 issuers)

Jeremy Freedman is on 14 issuers in total — a repeat sponsor. Their page lists every one.

PT
No photo found yet (own website and image search run after this page is viewed)
Person

Pierre-Andre Themens

Director · 15 shared filings (14 issuers) · also on 1 other issuer

Pierre-Andre Themens is on 15 issuers in total — a repeat sponsor. Their page lists every one.

JM
No photo found yet (own website and image search run after this page is viewed)
Person

Jeffrey Moody

Executive Officer · 15 shared filings (14 issuers) · also on 1 other issuer

Jeffrey Moody is on 15 issuers in total — a repeat sponsor. Their page lists every one.

WG
No photo found yet (own website and image search run after this page is viewed)
Person

Wilfred Gobert

Director · 15 shared filings (14 issuers) · also on 1 other issuer

Wilfred Gobert is on 15 issuers in total — a repeat sponsor. Their page lists every one.

GS
No photo found yet (own website and image search run after this page is viewed)
Person

Gerald Sheff

Executive Officer, Director · 15 shared filings (14 issuers)

Gerald Sheff is on 14 issuers in total — a repeat sponsor. Their page lists every one.

PW
No photo found yet (own website and image search run after this page is viewed)
Person

Pamela Wallin

Director · 13 shared filings (13 issuers)

Pamela Wallin is on 13 issuers in total — a repeat sponsor. Their page lists every one.

HS
No photo found yet (own website and image search run after this page is viewed)
Person

Herbert Solway

Director · 13 shared filings (12 issuers)

Herbert Solway is on 12 issuers in total — a repeat sponsor. Their page lists every one.

The team behind the deals

O
Sponsor group

Onex

21 issuers · 208 filings · $1.51B reported sold · 2013–2023

One team, 21 deal companies. Donald Carty is listed on 10 of them.

Sources

Issuers are grouped when their Form D filings share related persons, a management entity or a business address (automatic match from the filings). "Listed" marks the issuers that name Donald Carty.

Same business address

14 other issuers file from the same address

A shared address can mean the same team, a shared office building or a registered agent. It is a lead, not a conclusion.

Registrations and other filings

Business registration (state registry / Secretary of State)

Individuals are not matched to business registrations — registries list companies, and a name alone is not enough to tie a person to one. Officers and managers appear by name inside each matched company's record on the issuer pages. Registries searched: AL (Alabama Secretary of State — Business Entity Records (arc-sos.state.al.us), searched by issuer name, data as of Oct 24, 2026); CO (Colorado Secretary of State — Business Entities in Colorado (data.colorado.gov), data as of Oct 23, 2026); CT (Connecticut Secretary of the State — Business Registry (data.ct.gov), data as of Oct 24, 2026); FL (Florida Department of State, Division of Corporations — quarterly corporate data file (Sunbiz), data as of Oct 7, 2026); NY (New York Department of State — Corporations and Other Entities (data.ny.gov: All Filings + Active Corporations), data as of Oct 20, 2026); OR (Oregon Secretary of State — Active Businesses, All (data.oregon.gov), data as of Oct 20, 2026); PA (Pennsylvania Department of State — Registered Businesses, Current (data.pa.gov), data as of Oct 6, 2026); TX (Texas Comptroller — Active Franchise Taxpayers incl. Secretary of State file data (data.texas.gov), data as of Oct 24, 2026). Registries of other states have not been searched: many publish no bulk file and require a CAPTCHA or bot challenge on their search page, which we do not bypass (Delaware, for example, offers no public bulk file).

Adviser registration (Form ADV)

None of the 14 issuers this person is listed on appears in Form ADV (searched 24,962 advisers as of Oct 2, 2026). A person is never an adviser firm; Form ADV is checked for the issuers and the management companies they are listed with.

Other offering types (Regulation A and Regulation Crowdfunding)

Searched SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 (51,358 records as of Oct 23, 2026, 8:41 PM ET) — nothing matched this name.

Property records none — individuals are not matched

Property records are matched to companies only, never to individuals, so none are matched to Donald Carty by design. Searched property records in Hillsborough County FL (Clerk recorded-document index Oct 14, 2026 to Oct 15, 2026 + FL DOR 2026 ownership roll), Miami-Dade County FL (FL DOR 2026 ownership roll), Harris County TX (HCAD 2026 ownership roll), Dallas County TX (DCAD 2026 ownership roll), New York City ACRIS documents and PLUTO ownership rows already retrieved for other issuers, Cook County IL sale and ownership rows already retrieved for other issuers (814,874 records as of Oct 23, 2026, 8:59 PM ET) for the 14 issuers this person is listed on — nothing matched.

Public profiles and social

Websites and social links of the issuers Donald Carty is listed on: none on file. No website or social profile named in GS&A Tactical Fixed Income Fund's SEC filings (Form C, Reg A, Form ADV; checked Oct 24, 2026). Web search for this name: #303,338 of 374,652 in line (1,386 issuers searched so far). One-tap searches: Look further ↓

Look further

One-tap searches on sites we do not index ourselves, with the name pre-filled (Toronto, A6). Each opens in a new tab; what you find there is not verified by PartnerFacts.

Social and web

LinkedIn people search ↗Instagram ↗X (Twitter) ↗Facebook ↗YouTube ↗Google ↗Google Images ↗Google News ↗Meta Ad Library ↗

Courts

CourtListener / RECAP (federal) ↗PACER case locator (federal, login) ↗Texas re:SearchTX court records ↗

Securities regulators

SEC EDGAR full-text search ↗SEC action look-up ↗FINRA BrokerCheck ↗SEC IAPD adviser search ↗

Business registries

Texas Secretary of State business search ↗OpenCorporates ↗

Change history

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